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UBS Group (UBS) SEC Filings & 10K Form

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Recent UBS Group SEC Filings

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DateFilerForm TypeView
05/08/2024
5:25 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
6:59 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:02 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:03 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:04 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:13 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/07/2024
7:14 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
05/03/2024
11:04 AM		Edible Garden AG Inc (Issuer)
Edible Garden AG Inc (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/03/2024
10:04 AM		Edible Garden AG Inc (Issuer)
Edible Garden AG Inc (Issuer)
UBS Group (Reporting)
Form 3/A
04/18/2024
1:41 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4/A
04/18/2024
1:24 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:31 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:52 PM		PIMCO MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:00 PM		PIMCO MUNICIPAL INCOME FUND III (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:06 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:11 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
1:16 PM		PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:45 PM		PIMCO MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:33 PM		PIMCO Income Strategy Fund II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:39 PM		PIMCO HIGH INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
11:59 AM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:11 PM		PIMCO CORPORATE & INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:20 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/18/2024
12:27 PM		PIMCO INCOME STRATEGY FUND (Issuer)
UBS Group (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/17/2024
3:27 PM		PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
3:27 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:47 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:50 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:54 PM		PIMCO CORPORATE & INCOME OPPORTUNITY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM		PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:38 PM		PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:44 PM		PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:35 PM		PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:59 PM		PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
2:00 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/17/2024
1:54 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
04/16/2024
6:56 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
04/02/2024
5:50 AM		UBS Group (Filer)
Form IRANNOTICE
03/28/2024
9:03 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
9:09 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:48 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
Gold Mania (Ad)

Former Goldman VP Reveals Mysterious "Gold Bank" With Huge Upside Potential He says the gains in this should be far greater than just bullion or mining stocks. Some folks had the chance to see 995% the last time we shared this exact "bank". Most people know nothing about it (except the rich and elite).

See his free reveal right here.
03/28/2024
6:32 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:35 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:36 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
03/28/2024
6:23 AM		UBS Group (Filer)
Form 20-F
Registration statement / Annual report / Transition report  
03/28/2024
5:44 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/09/2024
5:31 AM		UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
02/07/2024
2:44 PM		Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
2:01 PM		Sight Sciences, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
2:19 PM		PIMCO Access Income Fund (Subject)
UBS Group (Filed by)
Form SC 13G
02/07/2024
9:28 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
2:14 PM		BlackRock Inc. (Filed by)
UBS Group (Subject)
Form SC 13G/A
02/06/2024
10:37 AM		MARCUS CORP (Subject)
UBS Group (Filed by)
Form SC 13G
02/06/2024
9:38 AM		ASLAN Pharmaceuticals Ltd (Subject)
UBS Group (Filed by)
Form SC 13G
02/06/2024
8:10 AM		abrdn Income Credit Strategies Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/06/2024
8:21 AM		BlackRock Multi-Sector Opportunities Trust II (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/06/2024
5:42 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
5:43 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/06/2024
5:28 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
02/05/2024
2:11 PM		Blink Charging Co. (Subject)
Blink Charging Co. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/05/2024
2:33 PM		RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/05/2024
1:49 PM		Empire State Realty Trust, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
02/02/2024
2:41 PM		abrdn Global Infrastructure Income Fund (Subject)
UBS Group (Filed by)
Form SC 13G/A
01/24/2024
5:43 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
01/18/2024
8:01 AM		GABELLI EQUITY TRUST INC (Issuer)
UBS Group (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/18/2024
7:37 AM		GABELLI EQUITY TRUST INC (Subject)
UBS Group (Filed by)
Form SC 13G
01/12/2024
6:45 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/15/2023
10:09 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/09/2023
1:58 PM		Blue Apron Holdings, Inc. (Subject)
UBS Group (Filed by)
Form SC 13G/A
11/09/2023
10:29 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/09/2023
5:30 AM		UBS Group (Filer)
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
11/08/2023
10:16 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:49 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:51 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:53 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:42 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:43 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
11/07/2023
5:47 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
10/06/2023
12:03 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/05/2023
3:33 PM		PIMCO NEW YORK MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/05/2023
8:46 AM		PIMCO NEW YORK MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
3:55 PM		PIMCO MUNICIPAL INCOME FUND III (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
9:39 AM		PIMCO MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
8:56 AM		PIMCO MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
7:49 AM		PIMCO HIGH INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/04/2023
7:35 AM		PIMCO Income Strategy Fund II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/03/2023
11:42 AM		PIMCO CORPORATE & INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/03/2023
11:44 AM		PIMCO INCOME STRATEGY FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/02/2023
2:41 PM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (Subject)
UBS Group (Filed by)
Form SC 13G/A
10/02/2023
9:04 AM		PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Subject)
UBS Group (Filed by)
Form SC 13G/A
09/29/2023
5:54 AM		CREDIT SUISSE AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
Elon to Transform U.S. Economy? (Ad)

A radical, potentially game-changing technology that threatens to destroy the trillion-dollar, “green energy” grift of the elites. And yet, while it threatens their wealth and power, it could be transformational for both the U.S. economy and your wealth.

One company holds a near-total monopoly on it.
09/08/2023
8:44 AM		TG Venture Acquisition Corp. (Subject)
TG Venture Acquisition Corp. (Subject)
TG Venture Acquisition Corp. (Subject)
UBS Group (Filed by)
Form SC 13G
09/01/2023
6:03 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
6:20 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:38 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:40 AM		UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:42 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:44 AM		UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:34 AM		CREDIT SUISSE AG (Filer)
UBS AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
08/31/2023
5:07 AM		CREDIT SUISSE AG (Filer)
UBS Group (Filer)
Form 6-K
Report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934  
(Data available from 1/1/2016 forward)


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This page (NYSE:UBS) was last updated on 5/12/2024 by MarketBeat.com Staff

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