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Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

Nuveen ESG Small-Cap ETF logo
$48.54 -0.67 (-1.36%)
As of 02:37 PM Eastern
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Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
124
Total
Institutional Inflows
(last 12 months)
$135.27M
Number of
Institutional Sellers
(last 12 months)
109
Total
Institutional Outflows
(last 12 months)
$176.77M
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NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/16/2026Neumann Capital Management LLC22,792$1.11M0.3%N/A0.082%
10/16/2026True Blue Financial LLC50,268$2.44M0.9%-19.8%0.180%
10/15/2026Moller Wealth Partners8,103$393K0.1%+3.7%0.029%
10/15/2026SBE LLC DBA Cedar Cove Wealth Partners60,950$2.96M1.4%+2.9%0.218%
10/15/2026Colorado Capital Management Inc.125,287$6.08M2.1%-6.3%0.449%
10/15/2026Mather Group LLC.831$40K0.0%-88.5%0.003%
10/15/2026First Pacific Financial267,464$12.98M1.3%+2.6%0.959%
10/14/2026Allodium Investment Consultants LLC113,598$5.51M2.3%-12.9%0.407%
10/14/2026XY Planning Network Inc.42,025$2.04M0.2%N/A0.151%
10/14/2026Shotwell Rutter Baer Inc14,065$683K0.4%-2.4%0.050%
10/13/2026JGP Wealth Management LLC5,237$254K0.0%+32.2%0.019%
10/8/2026Farther Finance Advisors LLC42,597$2.07M0.0%+23.6%0.153%
10/7/2026Wealth Enhancement Trust Services Inc.7,749$376K0.0%-3.5%0.028%
9/23/2026Envestnet Asset Management Inc.133,454$6.96M0.0%+2.2%0.478%
9/9/2026MCF Advisors LLC1,129$59K0.0%N/A0.004%
9/9/2026Integrated Wealth Concepts LLC10,035$523K0.0%+4.8%0.036%
9/9/2026NewEdge Advisors LLC57,358$2.99M0.0%-1.3%0.206%
9/9/2026Baird Financial Group Inc.6,037$315K0.0%+4.9%0.022%
9/8/2026Allworth Financial LP138,301$7.21M0.0%+1.5%0.496%
9/2/2026Citadel Advisors LLC4,494$234K0.0%-81.3%0.016%
8/27/2026Corient Private Wealth LP70,925$3.70M0.0%-73.0%0.254%
8/23/2026IMPACTfolio LLC46,108$2.40M0.9%+1.1%0.165%
8/23/2026Ameritas Advisory Services LLC121,636$6.34M0.1%+45.4%0.436%
8/21/2026Natural Investments LLC15,294$797K0.2%+50.7%0.055%
8/15/2026First Bancorp Inc ME1,390$72K0.0%N/A0.005%
7/10/2026Affiance Financial LLC15,624$814K0.1%+1.3%0.056%
7/10/2026Warner Financial Inc.4,748$247K0.1%N/A0.017%
7/8/2026Colorado Capital Management Inc.133,688$6.97M2.4%-0.8%0.479%
7/8/2026Stonehearth Capital Management LLC37,711$1.97M0.7%-3.6%0.135%
7/7/2026Pioneer Wealth Management Group41,537$2.17M0.5%+28.0%0.149%
7/7/2026JGP Wealth Management LLC3,960$206K0.0%N/A0.014%
7/7/2026Dynamic Advisor Solutions LLC9,792$510K0.0%-4.4%0.035%
7/2/2026 CX Institutional15,428$804K0.0%-1.5%0.055%
6/18/2026Western Wealth Management LLC3,231$146K0.0%N/A0.012%
6/3/2026NewEdge Advisors LLC58,101$2.62M0.0%-13.4%0.208%
5/29/2026Ipsen Advisor Group LLC4,809$217K0.2%-44.2%0.017%
5/27/2026Capasso Planning Partners LLC8,818$397K0.2%-7.0%0.032%
5/22/2026Verus Capital Partners LLC4,662$210K0.0%N/A0.017%
5/20/2026SOA Wealth Advisors LLC.5,035$227K0.0%-15.2%0.018%
5/19/2026Western Wealth Management LLC3,231$146K0.0%N/A0.012%
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5/19/2026NewEdge Advisors LLC48,248$2.17M0.0%-28.1%0.173%
5/19/2026Bank of America Corp DE3,877,278$174.71M0.0%-37.1%13.897%
5/18/2026Royal Bank of Canada1,055,104$47.54M0.0%+1.9%3.782%
5/14/2026Modern Wealth Management LLC39,385$1.79M0.0%-13.0%0.141%
5/14/2026RMG Wealth Management LLC3,244$159K0.0%+91.6%0.012%
5/13/2026Cetera Investment Advisers101,769$4.59M0.0%+3.8%0.365%
5/8/2026Pacific Sun Financial Corp8,555$385K0.2%-8.0%0.031%
5/7/2026Boston Common Asset Management LLC424,782$19.14M1.2%-4.5%1.523%
5/7/2026Marshall & Sterling Wealth Advisors Inc.6,939$313K0.2%-3.3%0.025%
5/7/2026ANB Bank9,030$407K0.2%N/A0.032%
5/6/2026Bartlett & CO. Wealth Management LLC1,625$79K0.0%+257.1%0.006%
5/6/2026SK Wealth Management LLC14,704$671K0.2%-5.9%0.053%
5/6/2026Modera Wealth Management LLC42,076$1.90M0.0%-10.3%0.151%
5/6/2026Assetmark Inc.261,816$11.80M0.0%+0.9%0.938%
5/6/2026Birchwood Financial Partners Inc.933$42K0.0%N/A0.003%
5/5/2026Bank of New York Mellon Corp359,913$16.22M0.0%+2.5%1.290%
5/4/2026Chicago Partners Investment Group LLC8,681$425K0.0%-9.0%0.031%
5/4/2026Abound Financial LLC4,108$185K0.1%-7.5%0.015%
5/2/2026Silver Oak Advisory Group Inc.19,435$875K0.4%-7.4%0.070%
5/1/2026WealthShield Partners LLC32,555$1.47M0.2%+7.4%0.117%
4/30/2026IMPACTfolio LLC45,625$2.06M0.9%+1.2%0.164%
4/29/2026SilverOak Wealth Management LLC61,746$2.78M0.4%+1.5%0.221%
4/29/2026Evergreen Private Wealth LLC3,291$148K0.1%-72.6%0.012%
4/28/2026Whittier Trust Co. of Nevada Inc.39,021$1.78M0.0%-4.0%0.140%
4/28/2026Whittier Trust Co.42,812$1.95M0.0%-20.1%0.153%
4/28/2026Ascentis Independent Advisors11,401$514K0.0%+47.7%0.041%
4/28/2026Walkner Condon Financial Advisors LLC26,150$1.18M0.2%+2.4%0.094%
4/27/2026PFG Investments LLC17,652$795K0.0%+138.7%0.063%
4/27/2026Private Advisor Group LLC15,167$683K0.0%+46.8%0.054%
4/27/2026DeDora Capital Inc.134,321$6.05M1.5%+1.3%0.481%
4/24/2026Petros Family Wealth LLC4,659$210K0.1%N/A0.017%
4/24/2026PW Advisors LLC FL6,391$288K0.2%-6.8%0.023%
4/24/2026True Blue Financial LLC128,062$5.77M4.5%+2.8%0.459%
4/24/2026First Pacific Financial265,032$11.94M1.5%-0.1%0.950%
4/24/2026Equita Financial Network Inc.28,289$1.28M0.4%+9.8%0.101%
4/23/2026Flagstar Advisors Inc.5,305$239K0.1%-8.5%0.019%
4/23/2026Apollon Wealth Management LLC9,647$435K0.0%+19.2%0.035%
4/23/2026Clarity Wealth Development LLC71,281$3.21M2.6%+0.8%0.255%
4/23/2026Vicus Capital19,021$857K0.1%-7.5%0.068%
4/21/2026Falcon Wealth Planning10,589$477K0.0%-5.7%0.038%
4/20/2026Corundum Group Inc.45,349$2.04M0.7%-1.7%0.163%
4/18/2026Stonehearth Capital Management LLC39,119$1.76M0.7%-6.8%0.140%
4/17/2026Stewardship Advisors LLC31,168$1.40M0.3%+6.1%0.112%
4/16/2026McClarren Financial Advisors Inc.9,127$411K0.2%+80.5%0.033%
3/19/2026Painted Porch Advisors LLC13,342$596K0.2%-17.8%0.048%
3/17/2026Rockefeller Capital Management L.P.85,464$3.82M0.0%+5.1%0.306%
3/9/2026Corient Private Wealth LLC256,499$11.45M0.0%-0.6%0.919%
2/19/2026Corient Private Wealth LLC249,646$11.15M0.0%-3.3%0.895%
2/18/2026Mercer Global Advisors Inc. ADV1,479,568$66.06M0.1%+24.9%5.303%
2/18/2026Financial Planning Fort Collins LLC5,051$226K0.2%N/A0.018%
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2/18/2026Beacon Pointe Advisors LLC103,937$4.64M0.0%+5.2%0.373%
2/18/2026EP Wealth Advisors LLC7,972$356K0.0%N/A0.029%
2/18/2026NewEdge Advisors LLC67,088$3.00M0.0%-3.4%0.240%
2/18/2026VestGen Advisors LLC6,114$273K0.0%-44.4%0.022%
2/18/2026First Manhattan CO. LLC.5,800$259K0.0%N/A0.021%
2/17/2026Cetera Investment Advisers98,076$4.38M0.0%-1.4%0.352%
2/17/2026Equitable Holdings Inc.27,953$1.25M0.0%-7.9%0.100%
2/17/2026GeoWealth Management LLC23,755$1.06M0.0%-41.1%0.085%
2/17/2026Osaic Holdings Inc.19,350$864K0.0%-14.0%0.069%
2/17/2026Advisory Services Network LLC20,705$924K0.0%-7.7%0.074%


NUSC Institutional Ownership - Frequently Asked Questions

During the previous two years, 270 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($174.71M), Mercer Global Advisors Inc. ADV ($66.06M), Abacus Wealth Partners LLC ($62.79M), TIAA Trust National Association ($61.73M), Royal Bank of Canada ($47.54M), Mission Wealth Management LP ($36.54M), and LPL Financial LLC ($26.73M).Learn more on Nuveen ESG Small-Cap ETF's institutional investors.

Of the 214 institutional investors that purchased Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Mercer Global Advisors Inc. ADV ($820.49K), Boston Common Asset Management LLC ($444.83K), Raymond James Financial Inc. ($307.88K), Orion Porfolio Solutions LLC ($291.01K), Assetmark Inc. ($253.07K), Abacus Wealth Partners LLC ($222.66K), and WCG Wealth Advisors LLC ($203.13K).

Institutional investors have bought a total of 3,020,424 shares in the last 24 months. This purchase volume represents approximately $135.27M in transactions.

Of the 109 institutional investors that sold Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($2.29M), Envestnet Asset Management Inc. ($456.85K), Corient Private Wealth LP ($191.52K), WCG Wealth Advisors LLC ($141.58K), TIAA Trust National Association ($112.67K), UBS Group AG ($86.18K), and CGC Financial Services LLC ($45.85K).

Institutional investors have sold a total of 3,908,410 shares in the last 24 months. This volume of shares sold represents approximately $176.77M in transactions.


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Institutional ownership data for BATS:NUSC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/16/2026. New 13F filings are added each quarter as they're published.
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