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Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

Nuveen ESG Small-Cap ETF logo
$51.25 +0.31 (+0.61%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
151
Total
Institutional Inflows
(last 12 months)
$161.70M
Number of
Institutional Sellers
(last 12 months)
117
Total
Institutional Outflows
(last 12 months)
$181.67M
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NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Affiance Financial LLC15,624$814K0.1%+1.3%0.056%
7/10/2026 Warner Financial Inc.4,748$247K0.1%N/A0.017%
7/8/2026 Colorado Capital Management Inc.133,688$6.97M2.4%-0.8%0.479%
7/8/2026 Stonehearth Capital Management LLC37,711$1.97M0.7%-3.6%0.135%
7/7/2026 Pioneer Wealth Management Group41,537$2.17M0.5%+28.0%0.149%
7/7/2026 JGP Wealth Management LLC3,960$206K0.0%N/A0.014%
7/7/2026 Dynamic Advisor Solutions LLC9,792$510K0.0%-4.4%0.035%
7/2/2026 CX Institutional15,428$804K0.0%-1.5%0.055%
6/18/2026Western Wealth Management LLC3,231$146K0.0%N/A0.012%
6/3/2026NewEdge Advisors LLC58,101$2.62M0.0%-13.4%0.208%
5/29/2026Ipsen Advisor Group LLC4,809$217K0.2%-44.2%0.017%
5/27/2026Capasso Planning Partners LLC8,818$397K0.2%-7.0%0.032%
5/22/2026Verus Capital Partners LLC4,662$210K0.0%N/A0.017%
5/20/2026 SOA Wealth Advisors LLC.5,035$227K0.0%-15.2%0.018%
5/19/2026Western Wealth Management LLC3,231$146K0.0%N/A0.012%
5/19/2026NewEdge Advisors LLC48,248$2.17M0.0%-28.1%0.173%
5/19/2026Bank of America Corp DE3,877,278$174.71M0.0%-37.1%13.897%
5/18/2026Royal Bank of Canada1,055,104$47.54M0.0%+1.9%3.782%
5/14/2026Modern Wealth Management LLC39,385$1.79M0.0%-13.0%0.141%
5/14/2026RMG Wealth Management LLC3,244$159K0.0%+91.6%0.012%
5/13/2026Cetera Investment Advisers101,769$4.59M0.0%+3.8%0.365%
5/8/2026Pacific Sun Financial Corp8,555$385K0.2%-8.0%0.031%
5/7/2026 Boston Common Asset Management LLC424,782$19.14M1.2%-4.5%1.523%
5/7/2026 Marshall & Sterling Wealth Advisors Inc.6,939$313K0.2%-3.3%0.025%
5/7/2026ANB Bank9,030$407K0.2%N/A0.032%
5/6/2026Bartlett & CO. Wealth Management LLC1,625$79K0.0%+257.1%0.006%
5/6/2026SK Wealth Management LLC14,704$671K0.2%-5.9%0.053%
5/6/2026Modera Wealth Management LLC42,076$1.90M0.0%-10.3%0.151%
5/6/2026Assetmark Inc.261,816$11.80M0.0%+0.9%0.938%
5/6/2026Birchwood Financial Partners Inc.933$42K0.0%N/A0.003%
5/5/2026Bank of New York Mellon Corp359,913$16.22M0.0%+2.5%1.290%
5/4/2026Chicago Partners Investment Group LLC8,681$425K0.0%-9.0%0.031%
5/4/2026Abound Financial LLC4,108$185K0.1%-7.5%0.015%
5/2/2026Silver Oak Advisory Group Inc.19,435$875K0.4%-7.4%0.070%
5/1/2026WealthShield Partners LLC32,555$1.47M0.2%+7.4%0.117%
4/30/2026 IMPACTfolio LLC45,625$2.06M0.9%+1.2%0.164%
4/29/2026SilverOak Wealth Management LLC61,746$2.78M0.4%+1.5%0.221%
4/29/2026 Evergreen Private Wealth LLC3,291$148K0.1%-72.6%0.012%
4/28/2026Whittier Trust Co. of Nevada Inc.39,021$1.78M0.0%-4.0%0.140%
4/28/2026Whittier Trust Co.42,812$1.95M0.0%-20.1%0.153%
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4/28/2026Ascentis Independent Advisors11,401$514K0.0%+47.7%0.041%
4/28/2026Walkner Condon Financial Advisors LLC26,150$1.18M0.2%+2.4%0.094%
4/27/2026 PFG Investments LLC17,652$795K0.0%+138.7%0.063%
4/27/2026Private Advisor Group LLC15,167$683K0.0%+46.8%0.054%
4/27/2026 DeDora Capital Inc.134,321$6.05M1.5%+1.3%0.481%
4/24/2026Petros Family Wealth LLC4,659$210K0.1%N/A0.017%
4/24/2026PW Advisors LLC FL6,391$288K0.2%-6.8%0.023%
4/24/2026 True Blue Financial LLC128,062$5.77M4.5%+2.8%0.459%
4/24/2026 First Pacific Financial265,032$11.94M1.5%-0.1%0.950%
4/24/2026Equita Financial Network Inc.28,289$1.28M0.4%+9.8%0.101%
4/23/2026 Flagstar Advisors Inc.5,305$239K0.1%-8.5%0.019%
4/23/2026 Apollon Wealth Management LLC9,647$435K0.0%+19.2%0.035%
4/23/2026Clarity Wealth Development LLC71,281$3.21M2.6%+0.8%0.255%
4/23/2026Vicus Capital19,021$857K0.1%-7.5%0.068%
4/21/2026 Falcon Wealth Planning10,589$477K0.0%-5.7%0.038%
4/20/2026Corundum Group Inc.45,349$2.04M0.7%-1.7%0.163%
4/18/2026 Stonehearth Capital Management LLC39,119$1.76M0.7%-6.8%0.140%
4/17/2026 Stewardship Advisors LLC31,168$1.40M0.3%+6.1%0.112%
4/16/2026 McClarren Financial Advisors Inc.9,127$411K0.2%+80.5%0.033%
3/19/2026Painted Porch Advisors LLC13,342$596K0.2%-17.8%0.048%
3/17/2026Rockefeller Capital Management L.P.85,464$3.82M0.0%+5.1%0.306%
3/9/2026Corient Private Wealth LLC256,499$11.45M0.0%-0.6%0.919%
2/19/2026Corient Private Wealth LLC249,646$11.15M0.0%-3.3%0.895%
2/18/2026Mercer Global Advisors Inc. ADV1,479,568$66.06M0.1%+24.9%5.303%
2/18/2026 Financial Planning Fort Collins LLC5,051$226K0.2%N/A0.018%
2/18/2026Beacon Pointe Advisors LLC103,937$4.64M0.0%+5.2%0.373%
2/18/2026EP Wealth Advisors LLC7,972$356K0.0%N/A0.029%
2/18/2026NewEdge Advisors LLC67,088$3.00M0.0%-3.4%0.240%
2/18/2026VestGen Advisors LLC6,114$273K0.0%-44.4%0.022%
2/18/2026First Manhattan CO. LLC.5,800$259K0.0%N/A0.021%
2/17/2026Cetera Investment Advisers98,076$4.38M0.0%-1.4%0.352%
2/17/2026Equitable Holdings Inc.27,953$1.25M0.0%-7.9%0.100%
2/17/2026GeoWealth Management LLC23,755$1.06M0.0%-41.1%0.085%
2/17/2026Osaic Holdings Inc.19,350$864K0.0%-14.0%0.069%
2/17/2026Advisory Services Network LLC20,705$924K0.0%-7.7%0.074%
2/17/2026Captrust Financial Advisors96,868$4.33M0.0%+386.7%0.347%
2/17/2026&PARTNERS17,407$777K0.0%+23.2%0.062%
2/17/2026Royal Bank of Canada1,035,383$46.23M0.0%+4.1%3.711%
2/17/2026Abound Financial LLC4,439$198K0.0%-5.3%0.016%
2/16/2026MML Investors Services LLC8,544$381K0.0%+3.1%0.031%
2/16/2026Mariner LLC23,120$1.03M0.0%-4.1%0.083%
2/13/2026Kestra Advisory Services LLC2,085$93K0.0%-75.7%0.007%
2/13/2026Stifel Financial Corp163,254$7.29M0.0%+16.3%0.585%
2/13/2026Smartleaf Asset Management LLC951$43K0.0%N/A0.003%
2/13/2026Bragg Financial Advisors Inc15,463$690K0.0%+3.2%0.055%
2/13/2026Integrated Wealth Concepts LLC5,929$265K0.0%-27.9%0.021%
2/13/2026Wells Fargo & Company MN208,227$9.30M0.0%+6.2%0.746%
2/13/2026Livet Wealth LLC7,076$316K0.2%N/A0.025%
2/12/2026Rossby Financial LCC77,805$3.47M1.1%-2.0%0.279%
2/12/2026Litman Gregory Wealth Management LLC2,000$89K0.0%N/A0.007%
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Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and stinging losses? Dave Aquino is giving away the exact 11-hour options strategy he uses in volatile markets. You get the plain English blueprint behind the strategy and the very same "rinse and repeat" ticker he's traded nearly 900 times with a 95.3% success rate. It's so simple to understand, you could trade it tomorrow.tc pixel

2/12/2026Commonwealth Equity Services LLC122,186$5.46M0.0%-4.1%0.438%
2/12/2026Columbia River Financial Group LLC5,682$253K0.2%-4.1%0.020%
2/12/2026 SBE LLC DBA Cedar Cove Wealth Partners57,527$2.57M1.3%N/A0.206%
2/12/2026Betterment LLC21,127$943K0.0%-2.5%0.076%
2/12/2026 HM Payson & Co.5,353$239K0.0%N/A0.019%
2/12/2026Wescott Financial Advisory Group LLC51,982$2.32M0.2%+2.1%0.186%
2/11/2026TIAA Trust National Association1,382,602$61.73M0.1%-7.5%4.956%
2/11/2026LPL Financial LLC598,713$26.73M0.0%-4.3%2.146%
2/11/2026O Shaughnessy Asset Management LLC2,500$112K0.0%+1,195.3%0.009%
2/11/2026Endeavor Private Wealth Inc.4,775$213K0.1%N/A0.017%


NUSC Institutional Ownership - Frequently Asked Questions

During the previous two years, 267 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($174.71M), Mercer Global Advisors Inc. ADV ($66.06M), Abacus Wealth Partners LLC ($62.79M), TIAA Trust National Association ($61.73M), Royal Bank of Canada ($47.54M), Mission Wealth Management LP ($36.54M), and LPL Financial LLC ($26.73M).Learn more on Nuveen ESG Small-Cap ETF's institutional investors.

Of the 216 institutional investors that purchased Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Mercer Global Advisors Inc. ADV ($866.81K), Boston Common Asset Management LLC ($444.83K), Raymond James Financial Inc. ($307.88K), Orion Porfolio Solutions LLC ($291.01K), Assetmark Inc. ($253.07K), WCG Wealth Advisors LLC ($236.78K), and Abacus Wealth Partners LLC ($222.66K).

Institutional investors have bought a total of 3,697,842 shares in the last 24 months. This purchase volume represents approximately $161.70M in transactions.

Of the 117 institutional investors that sold Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($2.48M), Envestnet Asset Management Inc. ($456.85K), TIAA Trust National Association ($182.87K), WCG Wealth Advisors LLC ($141.58K), UBS Group AG ($86.18K), Thrivent Financial for Lutherans ($53.81K), and CGC Financial Services LLC ($45.85K).

Institutional investors have sold a total of 4,095,323 shares in the last 24 months. This volume of shares sold represents approximately $181.67M in transactions.


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This page (BATS:NUSC) was last updated on 7/27/2026 by MarketBeat.com Staff.
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