Go Pro
→ A letter from Shannon Stansberry (From Porter & Company) (Ad)tc pixel Free NUSC Stock Alerts

Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

Nuveen ESG Small-Cap ETF logo
$53.27 0.00 (0.00%)
As of 08/14/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
127
Total
Institutional Inflows
(last 12 months)
$129.77M
Number of
Institutional Sellers
(last 12 months)
106
Total
Institutional Outflows
(last 12 months)
$166.11M
Get NUSC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Nuveen ESG Small-Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/15/2026 First Bancorp Inc ME 1,390$72K0.0%N/A0.005%
7/10/2026 Affiance Financial LLC15,624$814K0.1%+1.3%0.056%
7/10/2026 Warner Financial Inc.4,748$247K0.1%N/A0.017%
7/8/2026 Colorado Capital Management Inc.133,688$6.97M2.4%-0.8%0.479%
7/8/2026 Stonehearth Capital Management LLC37,711$1.97M0.7%-3.6%0.135%
7/7/2026 Pioneer Wealth Management Group41,537$2.17M0.5%+28.0%0.149%
7/7/2026 JGP Wealth Management LLC3,960$206K0.0%N/A0.014%
7/7/2026 Dynamic Advisor Solutions LLC9,792$510K0.0%-4.4%0.035%
7/2/2026 CX Institutional15,428$804K0.0%-1.5%0.055%
6/18/2026Western Wealth Management LLC3,231$146K0.0%N/A0.012%
6/3/2026 NewEdge Advisors LLC58,101$2.62M0.0%-13.4%0.208%
5/29/2026 Ipsen Advisor Group LLC4,809$217K0.2%-44.2%0.017%
5/27/2026Capasso Planning Partners LLC8,818$397K0.2%-7.0%0.032%
5/22/2026 Verus Capital Partners LLC4,662$210K0.0%N/A0.017%
5/20/2026 SOA Wealth Advisors LLC.5,035$227K0.0%-15.2%0.018%
5/19/2026Western Wealth Management LLC3,231$146K0.0%N/A0.012%
5/19/2026 NewEdge Advisors LLC48,248$2.17M0.0%-28.1%0.173%
5/19/2026Bank of America Corp DE3,877,278$174.71M0.0%-37.1%13.897%
5/18/2026Royal Bank of Canada1,055,104$47.54M0.0%+1.9%3.782%
5/14/2026Modern Wealth Management LLC39,385$1.79M0.0%-13.0%0.141%
5/14/2026 RMG Wealth Management LLC3,244$159K0.0%+91.6%0.012%
5/13/2026 Cetera Investment Advisers101,769$4.59M0.0%+3.8%0.365%
5/8/2026 Pacific Sun Financial Corp8,555$385K0.2%-8.0%0.031%
5/7/2026 Boston Common Asset Management LLC424,782$19.14M1.2%-4.5%1.523%
5/7/2026 Marshall & Sterling Wealth Advisors Inc.6,939$313K0.2%-3.3%0.025%
5/7/2026 ANB Bank9,030$407K0.2%N/A0.032%
5/6/2026 Bartlett & CO. Wealth Management LLC1,625$79K0.0%+257.1%0.006%
5/6/2026 SK Wealth Management LLC14,704$671K0.2%-5.9%0.053%
5/6/2026 Modera Wealth Management LLC42,076$1.90M0.0%-10.3%0.151%
5/6/2026 Assetmark Inc.261,816$11.80M0.0%+0.9%0.938%
5/6/2026 Birchwood Financial Partners Inc.933$42K0.0%N/A0.003%
5/5/2026 Bank of New York Mellon Corp359,913$16.22M0.0%+2.5%1.290%
5/4/2026 Chicago Partners Investment Group LLC8,681$425K0.0%-9.0%0.031%
5/4/2026Abound Financial LLC4,108$185K0.1%-7.5%0.015%
5/2/2026 Silver Oak Advisory Group Inc.19,435$875K0.4%-7.4%0.070%
5/1/2026 WealthShield Partners LLC32,555$1.47M0.2%+7.4%0.117%
4/30/2026 IMPACTfolio LLC45,625$2.06M0.9%+1.2%0.164%
4/29/2026 SilverOak Wealth Management LLC61,746$2.78M0.4%+1.5%0.221%
4/29/2026 Evergreen Private Wealth LLC3,291$148K0.1%-72.6%0.012%
4/28/2026 Whittier Trust Co. of Nevada Inc.39,021$1.78M0.0%-4.0%0.140%
ALERT: Drop these 5 stocks before the market opens tomorrow! (Ad)

The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings research points to the first half of 2026 as a particularly rough stretch for certain holdings. Some of America's most popular stocks could take serious damage as a radical market shift plays out. Analysts at Weiss Ratings have identified five names you may want to remove from your portfolio before this unfolds. If any of these are in your portfolio, now is the time to review your positions.tc pixel

See the 5 stocks to avoid
4/28/2026 Whittier Trust Co.42,812$1.95M0.0%-20.1%0.153%
4/28/2026 Ascentis Independent Advisors11,401$514K0.0%+47.7%0.041%
4/28/2026 Walkner Condon Financial Advisors LLC26,150$1.18M0.2%+2.4%0.094%
4/27/2026 PFG Investments LLC17,652$795K0.0%+138.7%0.063%
4/27/2026 Private Advisor Group LLC15,167$683K0.0%+46.8%0.054%
4/27/2026 DeDora Capital Inc.134,321$6.05M1.5%+1.3%0.481%
4/24/2026 Petros Family Wealth LLC4,659$210K0.1%N/A0.017%
4/24/2026 PW Advisors LLC FL6,391$288K0.2%-6.8%0.023%
4/24/2026 True Blue Financial LLC128,062$5.77M4.5%+2.8%0.459%
4/24/2026 First Pacific Financial265,032$11.94M1.5%-0.1%0.950%
4/24/2026 Equita Financial Network Inc.28,289$1.28M0.4%+9.8%0.101%
4/23/2026 Flagstar Advisors Inc.5,305$239K0.1%-8.5%0.019%
4/23/2026 Apollon Wealth Management LLC9,647$435K0.0%+19.2%0.035%
4/23/2026 Clarity Wealth Development LLC71,281$3.21M2.6%+0.8%0.255%
4/23/2026 Vicus Capital19,021$857K0.1%-7.5%0.068%
4/21/2026 Falcon Wealth Planning10,589$477K0.0%-5.7%0.038%
4/20/2026 Corundum Group Inc.45,349$2.04M0.7%-1.7%0.163%
4/18/2026 Stonehearth Capital Management LLC39,119$1.76M0.7%-6.8%0.140%
4/17/2026 Stewardship Advisors LLC31,168$1.40M0.3%+6.1%0.112%
4/16/2026 McClarren Financial Advisors Inc.9,127$411K0.2%+80.5%0.033%
3/19/2026 Painted Porch Advisors LLC13,342$596K0.2%-17.8%0.048%
3/17/2026 Rockefeller Capital Management L.P.85,464$3.82M0.0%+5.1%0.306%
3/9/2026 Corient Private Wealth LLC256,499$11.45M0.0%-0.6%0.919%
2/19/2026 Corient Private Wealth LLC249,646$11.15M0.0%-3.3%0.895%
2/18/2026 Mercer Global Advisors Inc. ADV1,479,568$66.06M0.1%+24.9%5.303%
2/18/2026 Financial Planning Fort Collins LLC5,051$226K0.2%N/A0.018%
2/18/2026Beacon Pointe Advisors LLC103,937$4.64M0.0%+5.2%0.373%
2/18/2026 EP Wealth Advisors LLC7,972$356K0.0%N/A0.029%
2/18/2026 NewEdge Advisors LLC67,088$3.00M0.0%-3.4%0.240%
2/18/2026 VestGen Advisors LLC6,114$273K0.0%-44.4%0.022%
2/18/2026First Manhattan CO. LLC.5,800$259K0.0%N/A0.021%
2/17/2026 Cetera Investment Advisers98,076$4.38M0.0%-1.4%0.352%
2/17/2026Equitable Holdings Inc.27,953$1.25M0.0%-7.9%0.100%
2/17/2026 GeoWealth Management LLC23,755$1.06M0.0%-41.1%0.085%
2/17/2026Osaic Holdings Inc.19,350$864K0.0%-14.0%0.069%
2/17/2026 Advisory Services Network LLC20,705$924K0.0%-7.7%0.074%
2/17/2026 Captrust Financial Advisors96,868$4.33M0.0%+386.7%0.347%
2/17/2026&PARTNERS17,407$777K0.0%+23.2%0.062%
2/17/2026Royal Bank of Canada1,035,383$46.23M0.0%+4.1%3.711%
2/17/2026Abound Financial LLC4,439$198K0.0%-5.3%0.016%
2/16/2026 MML Investors Services LLC8,544$381K0.0%+3.1%0.031%
2/16/2026 Mariner LLC23,120$1.03M0.0%-4.1%0.083%
2/13/2026 Kestra Advisory Services LLC2,085$93K0.0%-75.7%0.007%
2/13/2026 Stifel Financial Corp163,254$7.29M0.0%+16.3%0.585%
2/13/2026 Smartleaf Asset Management LLC951$43K0.0%N/A0.003%
2/13/2026 Bragg Financial Advisors Inc15,463$690K0.0%+3.2%0.055%
2/13/2026 Integrated Wealth Concepts LLC5,929$265K0.0%-27.9%0.021%
2/13/2026Wells Fargo & Company MN208,227$9.30M0.0%+6.2%0.746%
2/13/2026 Livet Wealth LLC7,076$316K0.2%N/A0.025%
2/12/2026 Rossby Financial LCC77,805$3.47M1.1%-2.0%0.279%
Trump Takes Emergency Action - Plus Elon Musk's New Venture (Ad)

Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Trump has issued emergency support to accelerate the rollout, and it's already live in multiple states. The Financial Times reports Sam Altman is personally calling people to build this for OpenAI. A few little-known companies control the entire supply chain - meaning anyone who wants access must go through them. Their stocks are available to buy right now.tc pixel

See which companies control the supply chain behind this emerging tech
2/12/2026Litman Gregory Wealth Management LLC2,000$89K0.0%N/A0.007%
2/12/2026 Commonwealth Equity Services LLC122,186$5.46M0.0%-4.1%0.438%
2/12/2026 Columbia River Financial Group LLC5,682$253K0.2%-4.1%0.020%
2/12/2026 SBE LLC DBA Cedar Cove Wealth Partners57,527$2.57M1.3%N/A0.206%
2/12/2026Betterment LLC21,127$943K0.0%-2.5%0.076%
2/12/2026 HM Payson & Co.5,353$239K0.0%N/A0.019%
2/12/2026 Wescott Financial Advisory Group LLC51,982$2.32M0.2%+2.1%0.186%
2/11/2026 TIAA Trust National Association1,382,602$61.73M0.1%-7.5%4.956%
2/11/2026 LPL Financial LLC598,713$26.73M0.0%-4.3%2.146%
2/11/2026 O Shaughnessy Asset Management LLC2,500$112K0.0%+1,195.3%0.009%


NUSC Institutional Ownership - Frequently Asked Questions

During the previous two years, 266 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($174.71M), Mercer Global Advisors Inc. ADV ($66.06M), Abacus Wealth Partners LLC ($62.79M), TIAA Trust National Association ($61.73M), Royal Bank of Canada ($47.54M), Mission Wealth Management LP ($36.54M), and LPL Financial LLC ($26.73M).Learn more on Nuveen ESG Small-Cap ETF's institutional investors.

Of the 214 institutional investors that purchased Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Mercer Global Advisors Inc. ADV ($820.49K), Boston Common Asset Management LLC ($444.83K), Raymond James Financial Inc. ($307.88K), Orion Porfolio Solutions LLC ($291.01K), Assetmark Inc. ($253.07K), Abacus Wealth Partners LLC ($222.66K), and WCG Wealth Advisors LLC ($203.13K).

Institutional investors have bought a total of 2,913,652 shares in the last 24 months. This purchase volume represents approximately $129.77M in transactions.

Of the 106 institutional investors that sold Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($2.29M), Envestnet Asset Management Inc. ($456.85K), WCG Wealth Advisors LLC ($141.58K), TIAA Trust National Association ($112.67K), UBS Group AG ($86.18K), Thrivent Financial for Lutherans ($53.81K), and CGC Financial Services LLC ($45.85K).

Institutional investors have sold a total of 3,713,446 shares in the last 24 months. This volume of shares sold represents approximately $166.11M in transactions.


Related Companies

Institutional ownership data for BATS:NUSC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/15/2026. New 13F filings are added each quarter as they're published.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
They didn't warn anyone in 1971. This time someone is warning you.
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
Buy this stock today
Marc Chaikin, founder of Chaikin Analytics, is sharing a strategy he calls 'Sell This, Buy That' - a way to mo...
Chaikin Analytics | Sponsoredtc pixel
My top 3 AI picks for the next decade
Alexander Green bought Apple in 1996, recommended Nvidia at a split-adjusted 66 cents in 2004, and picked up A...
The Oxford Club | Sponsoredtc pixel
CODE RED: AI Meltdown Imminent?
After correctly predicting the 2008 and 2020 stock market meltdowns, I believe this AI company is about to tri...
Paradigm Press | Sponsoredtc pixel
Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid
A small Colorado company has secured rights to technology that could prevent the U.S. public power grid from c...
Altimetry | Sponsoredtc pixel