Free Trial

Nuveen ESG Small-Cap ETF (NUSC) Institutional Ownership

Nuveen ESG Small-Cap ETF logo
$49.09 -0.59 (-1.19%)
As of 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for Nuveen ESG Small-Cap ETF (BATS:NUSC)

Number of
Institutional Buyers
(last 12 months)
162
Total
Institutional Inflows
(last 12 months)
$170.40M
Number of
Institutional Sellers
(last 12 months)
133
Total
Institutional Outflows
(last 12 months)
$83.10M
Get NUSC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Nuveen ESG Small-Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

NUSC Institutional Buying and Selling by Quarter

Nuveen ESG Small-Cap ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/7/2026Boston Common Asset Management LLC424,782$19.14M1.2%-4.5%1.523%
5/7/2026Marshall & Sterling Wealth Advisors Inc.6,939$313K0.2%-3.3%0.025%
5/7/2026 ANB Bank9,030$407K0.2%N/A0.032%
5/6/2026 Bartlett & CO. Wealth Management LLC1,625$79K0.0%+257.1%0.006%
5/6/2026 SK Wealth Management LLC14,704$671K0.2%-5.9%0.053%
5/6/2026 Modera Wealth Management LLC42,076$1.90M0.0%-10.3%0.151%
5/6/2026 Assetmark Inc.261,816$11.80M0.0%+0.9%0.938%
5/6/2026 Birchwood Financial Partners Inc.933$42K0.0%N/A0.003%
5/5/2026 Bank of New York Mellon Corp359,913$16.22M0.0%+2.5%1.290%
5/4/2026 Chicago Partners Investment Group LLC8,681$425K0.0%-9.0%0.031%
5/4/2026 Abound Financial LLC4,108$185K0.1%-7.5%0.015%
5/2/2026 Silver Oak Advisory Group Inc.19,435$875K0.4%-7.4%0.070%
5/1/2026 WealthShield Partners LLC32,555$1.47M0.2%+7.4%0.117%
4/30/2026 IMPACTfolio LLC45,625$2.06M0.9%+1.2%0.164%
4/29/2026 SilverOak Wealth Management LLC61,746$2.78M0.4%+1.5%0.221%
4/29/2026 Evergreen Private Wealth LLC3,291$148K0.1%-72.6%0.012%
4/28/2026 Whittier Trust Co. of Nevada Inc.39,021$1.78M0.0%-4.0%0.140%
4/28/2026 Whittier Trust Co.42,812$1.95M0.0%-20.1%0.153%
4/28/2026 Ascentis Independent Advisors11,401$514K0.0%+47.7%0.041%
4/28/2026 Walkner Condon Financial Advisors LLC26,150$1.18M0.2%+2.4%0.094%
4/27/2026 PFG Investments LLC17,652$795K0.0%+138.7%0.063%
4/27/2026 Private Advisor Group LLC15,167$683K0.0%+46.8%0.054%
4/27/2026 DeDora Capital Inc.134,321$6.05M1.5%+1.3%0.481%
4/24/2026 Petros Family Wealth LLC4,659$210K0.1%N/A0.017%
4/24/2026 PW Advisors LLC FL6,391$288K0.2%-6.8%0.023%
4/24/2026 True Blue Financial LLC128,062$5.77M4.5%+2.8%0.459%
4/24/2026 First Pacific Financial265,032$11.94M1.5%-0.1%0.950%
4/24/2026 Equita Financial Network Inc.28,289$1.28M0.4%+9.8%0.101%
4/23/2026 Flagstar Advisors Inc.5,305$239K0.1%-8.5%0.019%
4/23/2026 Apollon Wealth Management LLC9,647$435K0.0%+19.2%0.035%
4/23/2026 Clarity Wealth Development LLC71,281$3.21M2.6%+0.8%0.255%
4/23/2026 Vicus Capital19,021$857K0.1%-7.5%0.068%
4/21/2026 Falcon Wealth Planning10,589$477K0.0%-5.7%0.038%
4/20/2026 Corundum Group Inc.45,349$2.04M0.7%-1.7%0.163%
4/18/2026 Stonehearth Capital Management LLC39,119$1.76M0.7%-6.8%0.140%
4/17/2026 Stewardship Advisors LLC31,168$1.40M0.3%+6.1%0.112%
4/16/2026 McClarren Financial Advisors Inc.9,127$411K0.2%+80.5%0.033%
3/19/2026Painted Porch Advisors LLC13,342$596K0.2%-17.8%0.048%
3/17/2026Rockefeller Capital Management L.P.85,464$3.82M0.0%+5.1%0.306%
3/9/2026Corient Private Wealth LLC256,499$11.45M0.0%-0.6%0.919%
2/19/2026Corient Private Wealth LLC249,646$11.15M0.0%-3.3%0.895%
2/18/2026Mercer Global Advisors Inc. ADV1,479,568$66.06M0.1%+24.9%5.303%
2/18/2026 Financial Planning Fort Collins LLC5,051$226K0.2%N/A0.018%
2/18/2026Beacon Pointe Advisors LLC103,937$4.64M0.0%+5.2%0.373%
2/18/2026EP Wealth Advisors LLC7,972$356K0.0%N/A0.029%
2/18/2026NewEdge Advisors LLC67,088$3.00M0.0%-3.4%0.240%
2/18/2026VestGen Advisors LLC6,114$273K0.0%-44.4%0.022%
2/18/2026First Manhattan CO. LLC.5,800$259K0.0%N/A0.021%
2/17/2026Cetera Investment Advisers98,076$4.38M0.0%-1.4%0.352%
2/17/2026Equitable Holdings Inc.27,953$1.25M0.0%-7.9%0.100%
2/17/2026GeoWealth Management LLC23,755$1.06M0.0%-41.1%0.085%
2/17/2026Osaic Holdings Inc.19,350$864K0.0%-14.0%0.069%
2/17/2026Advisory Services Network LLC20,705$924K0.0%-7.7%0.074%
2/17/2026Captrust Financial Advisors96,868$4.33M0.0%+386.7%0.347%
2/17/2026&PARTNERS17,407$777K0.0%+23.2%0.062%
2/17/2026Royal Bank of Canada1,035,383$46.23M0.0%+4.1%3.711%
2/17/2026 Abound Financial LLC4,439$198K0.0%-5.3%0.016%
2/16/2026 MML Investors Services LLC8,544$381K0.0%+3.1%0.031%
2/16/2026Mariner LLC23,120$1.03M0.0%-4.1%0.083%
2/13/2026 Kestra Advisory Services LLC2,085$93K0.0%-75.7%0.007%
2/13/2026Stifel Financial Corp163,254$7.29M0.0%+16.3%0.585%
2/13/2026Smartleaf Asset Management LLC951$43K0.0%N/A0.003%
2/13/2026Bragg Financial Advisors Inc15,463$690K0.0%+3.2%0.055%
2/13/2026Integrated Wealth Concepts LLC5,929$265K0.0%-27.9%0.021%
2/13/2026Wells Fargo & Company MN208,227$9.30M0.0%+6.2%0.746%
2/13/2026 Livet Wealth LLC7,076$316K0.2%N/A0.025%
2/12/2026Rossby Financial LCC77,805$3.47M1.1%-2.0%0.279%
2/12/2026Litman Gregory Wealth Management LLC2,000$89K0.0%N/A0.007%
2/12/2026 Commonwealth Equity Services LLC122,186$5.46M0.0%-4.1%0.438%
2/12/2026Columbia River Financial Group LLC5,682$253K0.2%-4.1%0.020%
2/12/2026 SBE LLC DBA Cedar Cove Wealth Partners57,527$2.57M1.3%N/A0.206%
2/12/2026Betterment LLC21,127$943K0.0%-2.5%0.076%
2/12/2026 HM Payson & Co.5,353$239K0.0%N/A0.019%
2/12/2026Wescott Financial Advisory Group LLC51,982$2.32M0.2%+2.1%0.186%
2/11/2026TIAA Trust National Association1,382,602$61.73M0.1%-7.5%4.956%
2/11/2026 LPL Financial LLC598,713$26.73M0.0%-4.3%2.146%
2/11/2026O Shaughnessy Asset Management LLC2,500$112K0.0%+1,195.3%0.009%
2/11/2026Endeavor Private Wealth Inc.4,775$213K0.1%N/A0.017%
2/11/2026Ipsen Advisor Group LLC8,625$385K0.3%-6.5%0.031%
2/11/2026 Continuum Advisory LLC4,506$201K0.0%N/A0.016%
2/10/2026North Berkeley Wealth Management LLC285,704$12.76M7.5%-0.2%1.024%
2/10/2026WCG Wealth Advisors LLC221,614$9.90M0.3%+415.5%0.794%
2/10/2026Natixis Advisors LLC12,787$571K0.0%+26.7%0.046%
2/10/2026One Capital Management LLC25,187$1.13M0.0%+26.0%0.090%
2/10/2026Northwestern Mutual Wealth Management Co.17,753$793K0.0%+6.9%0.064%
2/10/2026 Savant Capital LLC12,137$542K0.0%-4.6%0.044%
2/9/2026Harbour Investments Inc.27,302$1.22M0.0%-9.3%0.098%
2/9/2026Coldstream Capital Management Inc.192,701$8.60M0.1%-3.3%0.691%
2/9/2026White Lighthouse Investment Management Inc.15,940$712K0.1%+12.8%0.057%
2/6/2026 Freedom Investment Management Inc.6,437$287K0.1%-48.8%0.023%
2/6/2026SGL Investment Advisors Inc.20,625$968K0.4%+4.1%0.074%
2/6/2026BlueStem Wealth Partners LLC6,792$303K0.0%+43.4%0.024%
2/6/2026Larson Financial Group LLC4,455$199K0.0%-14.9%0.016%
2/6/2026 HighTower Advisors LLC29,675$1.33M0.0%-1.9%0.106%
2/5/2026Mission Wealth Management LP818,426$36.54M0.7%+2.8%2.933%
2/5/2026 Abacus Wealth Partners LLC1,405,775$62.79M6.2%+4.4%5.039%
2/5/2026Allworth Financial LP136,567$6.10M0.0%-0.8%0.489%
2/5/2026TrueWealth Financial Partners124,591$5.56M4.6%N/A0.447%
2/5/2026Pacific Sun Financial Corp9,300$415K0.2%-9.2%0.033%
2/4/2026Ameritas Advisory Services LLC84,831$3.79M0.1%N/A0.304%


NUSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUSC shares?

During the previous two years, 264 institutional investors and hedge funds held shares of Nuveen ESG Small-Cap ETF. The most heavily invested institutionals were Bank of America Corp DE ($276.96M), Mercer Global Advisors Inc. ADV ($66.06M), Abacus Wealth Partners LLC ($62.79M), TIAA Trust National Association ($61.73M), Royal Bank of Canada ($46.23M), Mission Wealth Management LP ($36.54M), and LPL Financial LLC ($26.73M).Learn more on Nuveen ESG Small-Cap ETF's institutional investors.

Which institutional investors have been buying Nuveen ESG Small-Cap ETF's stock?

Of the 217 institutional investors that purchased Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Mercer Global Advisors Inc. ADV ($866.81K), Boston Common Asset Management LLC ($444.83K), Raymond James Financial Inc. ($307.88K), Orion Porfolio Solutions LLC ($291.01K), Assetmark Inc. ($253.07K), Abacus Wealth Partners LLC ($236.86K), and WCG Wealth Advisors LLC ($236.78K).

How much institutional buying is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have bought a total of 3,932,365 shares in the last 24 months. This purchase volume represents approximately $170.40M in transactions.

Which of Nuveen ESG Small-Cap ETF's major shareholders have been selling company stock?

Of the 133 institutional investors that sold Nuveen ESG Small-Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Envestnet Asset Management Inc. ($456.85K), Bank of America Corp DE ($196.34K), TIAA Trust National Association ($193.53K), WCG Wealth Advisors LLC ($147.33K), UBS Group AG ($86.18K), Thrivent Financial for Lutherans ($53.81K), and Dynamic Advisor Solutions LLC ($50.83K).

How much institutional selling is happening at Nuveen ESG Small-Cap ETF?

Institutional investors have sold a total of 1,927,752 shares in the last 24 months. This volume of shares sold represents approximately $83.10M in transactions.



This page (BATS:NUSC) was last updated on 5/7/2026 by MarketBeat.com Staff.
From Our Partners