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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
75
Total
Institutional Inflows
(last 12 months)
$68.76M
Number of
Institutional Sellers
(last 12 months)
62
Total
Institutional Outflows
(last 12 months)
$51.00M
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FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/23/2024Raymond James Financial Services Advisors Inc.189,060$17.63M0.0%+4.5%1.980%
4/22/2024Raymond James & Associates206,529$19.26M0.0%-21.3%2.163%
4/22/2024American Institute for Advanced Investment Management LLP4,215$393K0.3%+9.2%0.044%
4/19/2024Retirement Guys Formula LLC22,687$2.12M1.0%-10.7%0.238%
4/19/2024Mainsail Financial Group LLC32,428$3.02M2.1%+0.9%0.340%
4/18/2024Iams Wealth Management LLC3,464$312K0.2%N/A0.036%
4/18/2024Main Line Retirement Advisors LLC107,087$9.98M7.8%+6.0%1.121%
4/16/2024Wealth Enhancement Advisory Services LLC16,741$1.56M0.0%+16.1%0.175%
4/12/2024 Keystone Wealth Services LLC6,435$600K0.2%-2.3%0.067%
4/11/2024 City Holding Co.8,005$746K0.1%+50.2%0.084%
4/11/2024 DHJJ Financial Advisors Ltd.5,354$499K0.2%-4.9%0.056%
4/1/2024 Park National Corp OH86,065$8.03M0.3%-2.1%0.887%
2/23/2024TKG Advisors LLC2,929$268K0.2%N/A0.030%
2/23/2024Chicago Partners Investment Group LLC64,629$5.69M0.3%+3.9%0.666%
2/16/2024PCA Investment Advisory Services Inc.8,764$802K0.5%-23.6%0.090%
2/15/2024Comerica Bank22,058$2.02M0.0%-0.6%0.227%
2/14/2024Regal Investment Advisors LLC81,176$7.43M0.6%-1.4%0.837%
2/14/2024Personal CFO Solutions LLC2,972$272K0.0%-11.8%0.031%
2/13/2024Cetera Advisor Networks LLC69,978$6.41M0.0%+32.2%0.721%
2/13/2024Per Stirling Capital Management LLC.32,155$2.94M0.5%-7.0%0.331%
2/13/2024Belpointe Asset Management LLC19,644$1.80M0.2%-6.4%0.203%
2/13/2024TFG Advisers LLC4,083$374K0.2%-15.4%0.042%
2/12/2024Stifel Financial Corp51,745$4.74M0.0%-2.7%0.533%
2/12/2024Steward Partners Investment Advisory LLC5,124$469K0.0%+10.8%0.053%
2/9/2024Nations Financial Group Inc. IA ADV10,555$966K0.1%-2.8%0.109%
2/9/2024Advisory Services Network LLC2,323$213K0.0%N/A0.024%
2/9/2024Tidemark LLC4,977$456K0.3%N/A0.051%
2/9/2024Keystone Financial Group3,325$304K0.1%+28.9%0.034%
2/9/2024D.A. Davidson & CO.47,332$4.33M0.0%-5.0%0.488%
2/9/2024Wells Fargo & Company MN521,499$47.75M0.0%-13.0%5.376%
2/9/2024Gladstone Institutional Advisory LLC2,540$233K0.0%-15.4%0.026%
2/9/2024UBS Group AG216,920$19.86M0.0%-1.2%2.236%
2/8/2024Financial Advocates Investment Management11,184$1.02M0.1%-9.4%0.115%
2/8/2024Janney Montgomery Scott LLC223,891$20.50M0.1%+11.5%2.308%
2/7/2024Private Portfolio Partners LLC2,237$205K0.0%N/A0.023%
2/7/2024Envestnet Portfolio Solutions Inc.3,769$345K0.0%+7.5%0.039%
2/7/2024Principal Securities Inc.2,601$238K0.0%N/A0.027%
2/6/2024Vestmark Advisory Solutions Inc.56,620$5.18M0.3%-0.2%0.584%
2/6/2024ARS Wealth Advisors Group LLC14,027$1.28M0.2%-6.8%0.145%
2/6/2024Solano Wealth Management Inc.4,620$423K0.3%-9.8%0.048%
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2/6/2024Benjamin F. Edwards & Company Inc.11,183$1.02M0.0%+6.1%0.115%
2/5/2024Kestra Private Wealth Services LLC3,197$293K0.0%-13.6%0.033%
2/5/2024Silver Oak Securities Incorporated28,658$2.62M0.4%+5.2%0.295%
2/2/2024Truist Financial Corp15,530$1.42M0.0%+2.2%0.160%
2/2/2024Atria Wealth Solutions Inc.2,921$267K0.0%-85.0%0.030%
2/1/2024 GAMMA Investing LLC387$34K0.0%N/A0.004%
2/1/2024Element Wealth LLC4,136$379K0.2%-5.2%0.043%
1/31/2024Hapanowicz & Associates Financial Services Inc232,564$21.29M13.1%+4.8%2.398%
1/31/2024Western Wealth Management LLC63,965$5.86M0.4%-1.7%0.659%
1/30/2024Bison Wealth LLC8,433$772K0.1%-2.0%0.087%
1/30/2024Root Financial Partners LLC9,874$904K0.3%-4.8%0.102%
1/29/2024G&S Capital LLC12,219$1.12M0.5%N/A0.126%
1/25/2024HBK Sorce Advisory LLC2,654$243K0.0%-8.2%0.027%
1/25/2024 International Assets Investment Management LLC4,395$402K0.0%N/A0.045%
1/24/2024Venture Visionary Partners LLC2,339$214K0.0%N/A0.024%
1/24/2024Arkadios Wealth Advisors7,069$647K0.1%-41.0%0.073%
1/24/2024 International Assets Investment Management LLC4,395$402K0.0%N/A0.045%
1/24/2024Tsfg LLC665$61K0.0%N/A0.007%
1/23/2024LVZ Inc.22,660$2.08M0.3%-9.4%0.234%
1/23/2024American Institute for Advanced Investment Management LLP3,860$353K0.3%-53.0%0.040%
1/22/2024Retirement Guys Formula LLC25,406$2.33M1.2%-3.3%0.263%
1/19/2024Mainsail Financial Group LLC32,142$2.77M2.1%+8.0%0.333%
1/18/2024Global Retirement Partners LLC461$40K0.0%+106.7%0.005%
1/18/2024Trueblood Wealth Management LLC3,256$298K0.2%N/A0.034%
1/18/2024Well Done LLC2,191$201K0.0%N/A0.023%
1/17/2024IFG Advisory LLC58,004$5.31M0.4%-2.7%0.601%
1/17/2024 Keystone Wealth Services LLC6,586$603K0.2%-10.9%0.068%
1/16/2024Raymond James Financial Services Advisors Inc.180,960$16.57M0.0%+9.6%1.875%
1/16/2024Raymond James & Associates262,455$24.03M0.0%+19.1%2.720%
1/16/2024MTM Investment Management LLC37,956$3.48M1.6%-1.3%0.393%
1/16/2024Wealthsource Partners LLC85,228$7.80M0.5%-0.9%0.883%
1/12/2024Sweet Financial Partners LLC33,835$3.10M0.7%+42.0%0.352%
1/12/2024Cyndeo Wealth Partners LLC8,712$798K0.1%+8.1%0.091%
1/11/2024Raymond James Trust N.A.2,362$216K0.0%N/A0.025%
1/11/2024 City Holding Co.5,331$488K0.1%+365.6%0.056%
1/11/2024Wealth Alliance Advisory Group LLC114,582$10.49M2.7%+3.7%1.194%
1/9/2024 Daymark Wealth Partners LLC9,192$842K0.0%-7.8%0.096%
1/2/2024 Park National Corp OH87,889$8.05M0.3%+11.5%0.916%
11/20/2023Silver Oak Securities Incorporated27,241$2.20M0.4%+14.1%0.284%
11/16/2023Belpointe Asset Management LLC20,984$1.69M0.2%-2.4%0.219%
11/15/2023KPP Advisory Services LLC5,777$466K0.2%N/A0.060%
11/14/2023Per Stirling Capital Management LLC.34,582$2.79M0.6%+6.3%0.360%
11/13/2023Personal CFO Solutions LLC3,371$272K0.1%N/A0.035%
11/13/2023Stifel Financial Corp53,170$4.29M0.0%-2.2%0.554%
11/13/2023LPL Financial LLC623,585$50.30M0.0%-5.4%6.496%
11/13/2023Regal Investment Advisors LLC82,363$6.64M0.5%+4.5%0.858%
11/13/2023Bison Wealth LLC8,603$694K0.1%-4.3%0.090%
11/13/2023Envestnet Asset Management Inc.37,627$3.04M0.0%+2.5%0.392%
11/13/2023Envestnet Portfolio Solutions Inc.3,506$283K0.0%N/A0.037%
11/13/2023Wealthsource Partners LLC86,014$6.94M0.5%+0.3%0.896%
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11/13/2023Kestra Advisory Services LLC102,249$8.25M0.1%+13.7%1.065%
11/9/2023UBS Group AG219,473$17.70M0.0%-8.3%2.286%
11/8/2023HighTower Advisors LLC35,005$2.82M0.0%+4.3%0.365%
11/8/2023Element Wealth LLC4,365$352K0.3%-3.2%0.045%
11/8/2023D.A. Davidson & CO.49,808$4.02M0.0%-27.2%0.519%
11/8/2023Janney Montgomery Scott LLC200,822$16.20M0.1%+1.4%2.092%
11/8/2023Atria Wealth Solutions Inc.19,500$1.57M0.0%-15.4%0.203%
11/8/2023LVZ Inc.25,014$2.02M0.3%+0.9%0.261%
11/8/2023Western Wealth Management LLC65,068$5.25M0.4%-5.5%0.678%
11/8/2023Kestra Private Wealth Services LLC3,700$298K0.0%-11.8%0.039%
(Data available from 1/1/2016 forward)

FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 139 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($50.30M), Wells Fargo & Company MN ($47.75M), Bank of America Corp DE ($46.65M), Royal Bank of Canada ($32.15M), Hapanowicz & Associates Financial Services Inc ($21.29M), Janney Montgomery Scott LLC ($20.50M), and UBS Group AG ($19.86M).Learn more on FYX's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund stock?

Of the 115 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank of America Corp DE ($156.18K), LPL Financial LLC ($153.34K), Wealth Alliance Advisory Group LLC ($115.18K), Main Line Retirement Advisors LLC ($98.23K), Raymond James & Associates ($94.71K), Janney Montgomery Scott LLC ($79.11K), and Western Wealth Management LLC ($72.84K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,822,996 shares in the last 24 months. This purchase volume represents approximately $242.42M in transactions.

Which First Trust Small Cap Core AlphaDEX Fund major shareholders have been selling company stock?

Of the 81 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($179.94K), Bank of America Corp DE ($157.51K), LPL Financial LLC ($152.87K), Raymond James & Associates ($86.67K), Raymond James Financial Services Advisors Inc. ($56.55K), Stratos Wealth Partners LTD. ($48.92K), and Commonwealth Equity Services LLC ($40.58K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,193,986 shares in the last 24 months. This volume of shares sold represents approximately $152.05M in transactions.


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This page (NASDAQ:FYX) was last updated on 4/23/2024 by MarketBeat.com Staff

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