Go Pro
→ ALERT: Drop these 5 stocks before the market opens tomorrow! (From Weiss Ratings) (Ad)tc pixel Free FYX Stock Alerts

First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$141.94 +0.32 (+0.23%)
As of 03:07 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
77
Total
Institutional Inflows
(last 12 months)
$120.13M
Number of
Institutional Sellers
(last 12 months)
71
Total
Institutional Outflows
(last 12 months)
$58.12M
Get FYX Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Small Cap Core AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC2,331$336K0.0%-92.1%0.024%
8/23/2026 Ameritas Advisory Services LLC2,333$337K0.0%N/A0.024%
8/22/2026 Three Seasons Wealth LLC12,719$1.84M0.2%-3.0%0.132%
8/22/2026 Tudor Financial Inc.4,180$603K0.3%+20.8%0.043%
8/22/2026 Concurrent Investment Advisors LLC107,601$15.53M0.1%+25.8%1.115%
8/22/2026 Power Wealth Management LLC7,056$1.02M0.4%N/A0.073%
8/21/2026 Triumph Capital Management9,001$1.30M0.2%-20.4%0.093%
8/15/2026 First Bancorp Inc ME 300$43K0.0%N/A0.003%
7/10/2026 City Holding Co.35,861$5.17M0.6%+14.4%0.376%
7/10/2026 Fulcrum Equity Management1,711$247K0.2%N/A0.018%
7/7/2026 Boston Standard Wealth Management LLC1,611$233K0.0%N/A0.017%
5/19/2026 Western Wealth Management LLC29,514$3.52M0.1%+7.5%0.324%
5/19/2026 NewEdge Advisors LLC4,358$520K0.0%-10.1%0.048%
5/19/2026 Arkadios Wealth Advisors3,499$418K0.0%-2.2%0.038%
5/18/2026 Royal Bank of Canada708,400$84.55M0.0%+17.2%7.785%
5/15/2026 Gateway Wealth Partners LLC2,316$276K0.0%N/A0.025%
5/13/2026 Cetera Investment Advisers128,909$15.39M0.0%-1.7%1.417%
5/6/2026 MTM Investment Management LLC36,261$4.33M1.4%+1.7%0.398%
5/6/2026 Independent Financial Group LLC2,570$307K0.0%N/A0.028%
5/5/2026 D.A. Davidson & CO.48,158$5.75M0.0%+1.6%0.529%
5/5/2026 Three Seasons Wealth LLC13,107$1.56M0.6%-6.9%0.144%
5/5/2026 Geneos Wealth Management Inc.52,376$6.25M0.1%-1.3%0.576%
5/5/2026 Sanctuary Advisors LLC17,923$2.14M0.0%-1.1%0.197%
5/4/2026 Milestones Private Investment Advisors LLC17,394$2.08M1.8%+1.9%0.191%
5/4/2026 Chicago Partners Investment Group LLC72,627$9.57M0.2%+1.8%0.798%
5/1/2026 Fifth Third Bancorp22,002$2.63M0.0%N/A0.242%
4/30/2026 Kestra Advisory Services LLC58,405$6.97M0.0%+4.4%0.642%
4/29/2026 Hapanowicz & Associates Financial Services Inc42,480$5.07M2.0%-8.1%0.467%
4/28/2026 NBT Bank N A NY257$31K0.0%+127.4%0.003%
4/27/2026 Private Advisor Group LLC6,938$828K0.0%+18.6%0.076%
4/25/2026 KPP Advisory Services LLC4,955$591K0.1%-9.6%0.055%
4/24/2026 Root Financial Partners LLC5,926$707K0.0%-3.2%0.066%
4/22/2026 Janney Montgomery Scott LLC253,525$30.26M0.1%+6.1%2.817%
4/21/2026 Maridea Wealth Management LLC12,775$1.53M0.2%+60.8%0.142%
4/20/2026 Kestra Private Wealth Services LLC2,701$322K0.0%-3.2%0.030%
4/20/2026 RFG Advisory LLC30,871$3.69M0.1%N/A0.343%
4/16/2026 Park National Corp OH23,108$2.76M0.1%-1.1%0.260%
3/17/2026 Rockefeller Capital Management L.P.8,933$1.01M0.0%+50.1%0.106%
2/20/2026 Catalyst Investment Management LLC14,623$1.65M1.6%N/A0.173%
2/19/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
Ready to give options a try? Your first trade (Ticker included) -INSIDE (Ad)

Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and stinging losses? Dave Aquino is giving away the exact 11-hour options strategy he uses in volatile markets. You get the plain English blueprint behind the strategy and the very same "rinse and repeat" ticker he's traded nearly 900 times with a 95.3% success rate. It's so simple to understand, you could trade it tomorrow.tc pixel

Send me my free guide
2/18/2026 Troutman Wealth Management LLC32,340$3.66M3.0%N/A0.383%
2/18/2026 NewEdge Advisors LLC4,848$548K0.0%+370.2%0.057%
2/18/2026 Crusonia Wealth Advisors LLC73,421$8.31M1.8%N/A0.869%
2/18/2026 Evolve Private Wealth LLC2,280$258K0.0%N/A0.027%
2/17/2026 Cetera Investment Advisers131,196$14.84M0.0%-8.0%1.553%
2/17/2026 Equitable Holdings Inc.15,242$1.72M0.0%-6.3%0.180%
2/17/2026 Osaic Holdings Inc.42,859$4.86M0.0%-29.4%0.507%
2/17/2026 Captrust Financial Advisors5,171$585K0.0%-18.2%0.061%
2/17/2026 &PARTNERS14,629$1.66M0.0%-9.0%0.173%
2/17/2026 Royal Bank of Canada604,479$68.39M0.0%+13.5%7.154%
2/16/2026 Potentia Wealth6,983$790K0.3%-7.7%0.083%
2/16/2026 MML Investors Services LLC17,049$1.93M0.0%-5.1%0.202%
2/16/2026 Mariner LLC6,253$707K0.0%+70.3%0.074%
2/16/2026 Arax Advisory Partners2,105$238K0.0%N/A0.025%
2/13/2026 Kestra Advisory Services LLC55,928$6.33M0.0%-1.4%0.662%
2/13/2026 Stifel Financial Corp38,188$4.32M0.0%-13.6%0.452%
2/13/2026 Morgan Stanley667,395$75.51M0.0%+6.8%7.898%
2/13/2026 Integrated Wealth Concepts LLC13,239$1.50M0.0%-7.2%0.157%
2/13/2026 QTR Family Wealth LLC2,773$346K0.2%-3.7%0.033%
2/13/2026 Wells Fargo & Company MN548,726$62.08M0.0%-2.1%6.494%
2/12/2026 Triumph Capital Management13,009$1.47M0.3%+4.8%0.154%
2/12/2026 Elevation Point Wealth Partners LLC2,242$254K0.0%N/A0.027%
2/11/2026 Janney Montgomery Scott LLC238,963$27.04M0.1%+68.0%2.828%
2/11/2026 LPL Financial LLC583,241$65.99M0.0%-0.5%6.902%
2/11/2026 O Shaughnessy Asset Management LLC701$79K0.0%-45.6%0.008%
2/11/2026 JPMorgan Chase & Co.37,509$4.24M0.0%-13.3%0.444%
2/11/2026 Hilton Head Capital Partners LLC5,238$593K0.3%N/A0.062%
2/11/2026 Hapanowicz & Associates Financial Services Inc46,231$5.23M2.0%-2.1%0.547%
2/11/2026 Vise Technologies Inc.4,954$560K0.0%N/A0.059%
2/10/2026 REAP Financial Group LLC709$80K0.0%-23.7%0.008%
2/10/2026 Tidemark LLC2,385$270K0.1%-7.9%0.028%
2/10/2026 Beto Financial Group LLC1,774$216K0.1%N/A0.021%
2/10/2026 Root Financial Partners LLC6,125$693K0.0%-14.1%0.072%
2/10/2026 Northwestern Mutual Wealth Management Co.103,303$11.69M0.0%+17.2%1.223%
2/10/2026 IFG Advisory LLC20,211$2.29M0.1%-1.1%0.239%
2/9/2026 MTM Investment Management LLC35,640$4.03M1.3%+1.9%0.422%
2/6/2026GPS Wealth Strategies Group LLC1,829$207K0.2%-75.1%0.022%
2/6/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/6/2026 Keystone Financial Group14,446$1.63M0.1%-3.0%0.171%
2/6/2026 HighTower Advisors LLC36,391$4.12M0.0%-2.4%0.431%
2/6/2026 Envestnet Portfolio Solutions Inc.5,107$578K0.0%+4.4%0.060%
2/5/2026 Northwestern Mutual Wealth Management Co.17,230$1.95M0.0%-80.5%0.204%
2/5/2026 Western Wealth Management LLC27,443$3.11M0.1%-3.2%0.327%
2/4/2026 Summit Wealth Group LLC Co.1,986$225K0.0%N/A0.024%
2/2/2026 FWG Holdings LLC23,355$2.81M1.1%N/A0.278%
2/2/2026 Truist Financial Corp10,873$1.23M0.0%-8.1%0.129%
2/2/2026 Sun Financial Inc11,903$1.35M0.8%N/A0.142%
2/2/2026 Oppenheimer & Co. Inc.4,129$467K0.0%-18.4%0.049%
1/29/2026Comerica Bank21,790$2.47M0.0%-5.4%0.259%
1/29/2026 D.A. Davidson & CO.47,422$5.37M0.0%+0.7%0.565%
Ready to give options a try? Your first trade (Ticker included) -INSIDE (Ad)

Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and stinging losses? Dave Aquino is giving away the exact 11-hour options strategy he uses in volatile markets. You get the plain English blueprint behind the strategy and the very same "rinse and repeat" ticker he's traded nearly 900 times with a 95.3% success rate. It's so simple to understand, you could trade it tomorrow.tc pixel

Send me my free guide
1/29/2026 Kestra Private Wealth Services LLC2,791$316K0.0%+5.5%0.033%
1/29/2026 UBS Group AG252,075$28.52M0.0%-13.4%3.001%
1/29/2026 Sanctuary Advisors LLC18,117$2.05M0.0%-1.2%0.216%
1/29/2026 Wealth Alliance Advisory Group LLC62,303$7.05M1.2%+0.7%0.742%
1/29/2026 Concurrent Investment Advisors LLC75,125$8.50M0.1%+1.9%0.894%
1/29/2026 TKG Advisors LLC2,419$274K0.1%N/A0.029%
1/28/2026 Geneos Wealth Management Inc.53,081$6.01M0.1%-7.4%0.632%
1/28/2026 Chicago Partners Investment Group LLC71,341$8.63M0.2%-0.4%0.849%
1/28/2026 G&S Capital LLC9,832$1.11M0.4%N/A0.117%
1/26/2026 Independent Wealth Network Inc.4,380$496K0.2%-3.6%0.052%


FYX Institutional Ownership - Frequently Asked Questions

During the previous two years, 176 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Royal Bank of Canada ($84.55M), Morgan Stanley ($75.51M), LPL Financial LLC ($65.99M), Wells Fargo & Company MN ($62.08M), Bank of America Corp DE ($41.83M), Raymond James Financial Inc. ($31.25M), and Janney Montgomery Scott LLC ($30.26M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Of the 150 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Main Line Retirement Advisors LLC ($209.32K), Royal Bank of Canada ($175.86K), Northwestern Mutual Wealth Management Co. ($168.32K), GAMMA Investing LLC ($125.17K), Janney Montgomery Scott LLC ($119.92K), and Concurrent Investment Advisors LLC ($97.21K).

Institutional investors have bought a total of 1,047,973 shares in the last 24 months. This purchase volume represents approximately $120.13M in transactions.

Of the 71 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Northwestern Mutual Wealth Management Co. ($151.61K), Raymond James Financial Inc. ($74.89K), UBS Group AG ($39.10K), Citadel Advisors LLC ($37.65K), Lakeridge Wealth Management LLC ($35.25K), Bank of America Corp DE ($25.07K), and Osaic Holdings Inc. ($17.87K).

Institutional investors have sold a total of 513,575 shares in the last 24 months. This volume of shares sold represents approximately $58.12M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FYX is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid
A small Colorado company has secured rights to technology that could prevent the U.S. public power grid from c...
Altimetry | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
The $15 Gold Fund That Pays Up to $1,152/Month
Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying...
Investors Alley | Sponsoredtc pixel
Iran War Shock: What I Was Told In That Private Meeting
You’re Being LIED To About The Iran War Forget EVERYTHING you’ve heard about the Iran war. Especially th...
Banyan Hill Publishing | Sponsoredtc pixel
My top 3 AI picks for the next decade
Alexander Green bought Apple in 1996, recommended Nvidia at a split-adjusted 66 cents in 2004, and picked up A...
The Oxford Club | Sponsoredtc pixel
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel