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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$133.82 +1.79 (+1.36%)
As of 03:55 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
94
Total
Institutional Inflows
(last 12 months)
$154.13M
Number of
Institutional Sellers
(last 12 months)
88
Total
Institutional Outflows
(last 12 months)
$108.89M
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Skip Chart & View Institutional Buying and Selling Data

FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026Geneos Wealth Management Inc.52,376$6.25M0.1%-1.3%0.576%
5/5/2026Sanctuary Advisors LLC17,923$2.14M0.0%-1.1%0.197%
5/4/2026Milestones Private Investment Advisors LLC17,394$2.08M1.8%+1.9%0.191%
5/4/2026Chicago Partners Investment Group LLC72,627$9.57M0.2%+1.8%0.798%
5/1/2026 Fifth Third Bancorp22,002$2.63M0.0%N/A0.242%
4/30/2026 Kestra Advisory Services LLC58,405$6.97M0.0%+4.4%0.642%
4/29/2026 Hapanowicz & Associates Financial Services Inc42,480$5.07M2.0%-8.1%0.467%
4/28/2026 NBT Bank N A NY257$31K0.0%+127.4%0.003%
4/27/2026 Private Advisor Group LLC6,938$828K0.0%+18.6%0.076%
4/25/2026 KPP Advisory Services LLC4,955$591K0.1%-9.6%0.055%
4/24/2026 Root Financial Partners LLC5,926$707K0.0%-3.2%0.066%
4/22/2026 Janney Montgomery Scott LLC253,525$30.26M0.1%+6.1%2.817%
4/21/2026 Maridea Wealth Management LLC12,775$1.53M0.2%+60.8%0.142%
4/20/2026 Kestra Private Wealth Services LLC2,701$322K0.0%-3.2%0.030%
4/20/2026 RFG Advisory LLC30,871$3.69M0.1%N/A0.343%
4/16/2026 Park National Corp OH23,108$2.76M0.1%-1.1%0.260%
3/17/2026Rockefeller Capital Management L.P.8,933$1.01M0.0%+50.1%0.106%
2/20/2026 Catalyst Investment Management LLC14,623$1.65M1.6%N/A0.173%
2/19/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/18/2026Troutman Wealth Management LLC32,340$3.66M3.0%N/A0.383%
2/18/2026NewEdge Advisors LLC4,848$548K0.0%+370.2%0.057%
2/18/2026Crusonia Wealth Advisors LLC73,421$8.31M1.8%N/A0.869%
2/18/2026 Evolve Private Wealth LLC2,280$258K0.0%N/A0.027%
2/17/2026Cetera Investment Advisers131,196$14.84M0.0%-8.0%1.553%
2/17/2026Equitable Holdings Inc.15,242$1.72M0.0%-6.3%0.180%
2/17/2026Osaic Holdings Inc.42,859$4.86M0.0%-29.4%0.507%
2/17/2026Captrust Financial Advisors5,171$585K0.0%-18.2%0.061%
2/17/2026&PARTNERS14,629$1.66M0.0%-9.0%0.173%
2/17/2026Royal Bank of Canada604,479$68.39M0.0%+13.5%7.154%
2/16/2026Potentia Wealth6,983$790K0.3%-7.7%0.083%
2/16/2026MML Investors Services LLC17,049$1.93M0.0%-5.1%0.202%
2/16/2026Mariner LLC6,253$707K0.0%+70.3%0.074%
2/16/2026Arax Advisory Partners2,105$238K0.0%N/A0.025%
2/13/2026 Kestra Advisory Services LLC55,928$6.33M0.0%-1.4%0.662%
2/13/2026Stifel Financial Corp38,188$4.32M0.0%-13.6%0.452%
2/13/2026Morgan Stanley667,395$75.51M0.0%+6.8%7.898%
2/13/2026Integrated Wealth Concepts LLC13,239$1.50M0.0%-7.2%0.157%
2/13/2026 QTR Family Wealth LLC2,773$346K0.2%-3.7%0.033%
2/13/2026Wells Fargo & Company MN548,726$62.08M0.0%-2.1%6.494%
2/12/2026Triumph Capital Management13,009$1.47M0.3%+4.8%0.154%
2/12/2026 Elevation Point Wealth Partners LLC2,242$254K0.0%N/A0.027%
2/11/2026 Janney Montgomery Scott LLC238,963$27.04M0.1%+68.0%2.828%
2/11/2026LPL Financial LLC583,241$65.99M0.0%-0.5%6.902%
2/11/2026O Shaughnessy Asset Management LLC701$79K0.0%-45.6%0.008%
2/11/2026JPMorgan Chase & Co.37,509$4.24M0.0%-13.3%0.444%
2/11/2026 Hilton Head Capital Partners LLC5,238$593K0.3%N/A0.062%
2/11/2026 Hapanowicz & Associates Financial Services Inc46,231$5.23M2.0%-2.1%0.547%
2/11/2026 Vise Technologies Inc.4,954$560K0.0%N/A0.059%
2/10/2026REAP Financial Group LLC709$80K0.0%-23.7%0.008%
2/10/2026Tidemark LLC2,385$270K0.1%-7.9%0.028%
2/10/2026Beto Financial Group LLC1,774$216K0.1%N/A0.021%
2/10/2026 Root Financial Partners LLC6,125$693K0.0%-14.1%0.072%
2/10/2026Northwestern Mutual Wealth Management Co.103,303$11.69M0.0%+17.2%1.223%
2/10/2026IFG Advisory LLC20,211$2.29M0.1%-1.1%0.239%
2/9/2026MTM Investment Management LLC35,640$4.03M1.3%+1.9%0.422%
2/6/2026GPS Wealth Strategies Group LLC1,829$207K0.2%-75.1%0.022%
2/6/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/6/2026Keystone Financial Group14,446$1.63M0.1%-3.0%0.171%
2/6/2026HighTower Advisors LLC36,391$4.12M0.0%-2.4%0.431%
2/6/2026 Envestnet Portfolio Solutions Inc.5,107$578K0.0%+4.4%0.060%
2/5/2026Northwestern Mutual Wealth Management Co.17,230$1.95M0.0%-80.5%0.204%
2/5/2026Western Wealth Management LLC27,443$3.11M0.1%-3.2%0.327%
2/4/2026 Summit Wealth Group LLC Co.1,986$225K0.0%N/A0.024%
2/2/2026 FWG Holdings LLC23,355$2.81M1.1%N/A0.278%
2/2/2026 Truist Financial Corp10,873$1.23M0.0%-8.1%0.129%
2/2/2026Sun Financial Inc11,903$1.35M0.8%N/A0.142%
2/2/2026 Oppenheimer & Co. Inc.4,129$467K0.0%-18.4%0.049%
1/29/2026Comerica Bank21,790$2.47M0.0%-5.4%0.259%
1/29/2026D.A. Davidson & CO.47,422$5.37M0.0%+0.7%0.565%
1/29/2026 Kestra Private Wealth Services LLC2,791$316K0.0%+5.5%0.033%
1/29/2026UBS Group AG252,075$28.52M0.0%-13.4%3.001%
1/29/2026Sanctuary Advisors LLC18,117$2.05M0.0%-1.2%0.216%
1/29/2026 Wealth Alliance Advisory Group LLC62,303$7.05M1.2%+0.7%0.742%
1/29/2026 Concurrent Investment Advisors LLC75,125$8.50M0.1%+1.9%0.894%
1/29/2026 TKG Advisors LLC2,419$274K0.1%N/A0.029%
1/28/2026Geneos Wealth Management Inc.53,081$6.01M0.1%-7.4%0.632%
1/28/2026Chicago Partners Investment Group LLC71,341$8.63M0.2%-0.4%0.849%
1/28/2026 G&S Capital LLC9,832$1.11M0.4%N/A0.117%
1/26/2026 Independent Wealth Network Inc.4,380$496K0.2%-3.6%0.052%
1/26/2026 Nations Financial Group Inc. IA ADV5,370$608K0.0%-6.8%0.064%
1/26/2026CWM LLC26,923$3.05M0.0%-4.7%0.321%
1/26/2026Milestones Private Investment Advisors LLC17,068$1.93M1.3%+15.9%0.203%
1/23/2026 Mainsail Financial Group LLC40,169$4.55M1.9%+2.0%0.481%
1/23/2026 DHJJ Financial Advisors Ltd.4,558$516K0.2%-5.1%0.055%
1/22/2026 City Holding Co.25,783$2.92M0.4%+11.1%0.309%
1/21/2026 Main Line Retirement Advisors LLC101,000$11.43M5.4%N/A1.210%
1/21/2026 Sound Income Strategies LLC1,330$161K0.0%N/A0.016%
1/20/2026 Main Line Retirement Advisors LLC101,000$11.43M8.0%N/A1.210%
1/20/2026 Thurston Springer Miller Herd & Titak Inc.405$46K0.0%+67.4%0.005%
1/16/2026 Genesee Capital Advisors LLC68,215$7.72M3.1%+13.3%0.817%
1/15/2026Three Seasons Wealth LLC14,079$1.59M0.2%-3.4%0.169%
1/12/2026 ARS Wealth Advisors Group LLC11,568$1.31M0.1%-7.2%0.139%
1/12/2026Daymark Wealth Partners LLC7,148$809K0.0%-11.8%0.086%
1/8/2026 Wealth Enhancement Advisory Services LLC30,424$3.59M0.0%-2.6%0.371%
1/8/2026 Maridea Wealth Management LLC7,947$899K0.1%+15.0%0.097%
1/7/2026 Brady Family Wealth LLC1,818$206K0.1%-5.9%0.022%
1/7/2026 Lakeridge Wealth Management LLC16,971$1.92M0.9%-61.3%0.207%
1/7/2026Sagespring Wealth Partners LLC1,791$203K0.0%N/A0.022%
1/5/2026 Park National Corp OH23,375$2.65M0.1%-2.4%0.285%
1/1/2026JPMorgan Chase & Co.43,269$4.72M0.0%+1.7%0.528%


FYX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYX shares?

During the previous two years, 175 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($75.51M), Royal Bank of Canada ($68.39M), LPL Financial LLC ($65.99M), Wells Fargo & Company MN ($62.08M), Bank of America Corp DE ($41.83M), Raymond James Financial Inc. ($31.25M), and Janney Montgomery Scott LLC ($30.26M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund's stock?

Of the 149 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Main Line Retirement Advisors LLC ($209.32K), Northwestern Mutual Wealth Management Co. ($168.32K), Cetera Investment Advisers ($139.05K), GAMMA Investing LLC ($126.19K), Janney Montgomery Scott LLC ($119.92K), and Geneos Wealth Management Inc. ($96.56K).

How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have bought a total of 1,458,472 shares in the last 24 months. This purchase volume represents approximately $154.13M in transactions.

Which of First Trust Small Cap Core AlphaDEX Fund's major shareholders have been selling company stock?

Of the 87 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($157.12K), Northwestern Mutual Wealth Management Co. ($151.61K), Janney Montgomery Scott LLC ($109.31K), Main Line Retirement Advisors LLC ($109.14K), JPMorgan Chase & Co. ($97.75K), Bank of America Corp DE ($60.95K), and UBS Group AG ($39.10K).

How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund?

Institutional investors have sold a total of 1,054,129 shares in the last 24 months. This volume of shares sold represents approximately $108.89M in transactions.


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This page (NASDAQ:FYX) was last updated on 5/5/2026 by MarketBeat.com Staff.
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