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First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$142.49 +0.16 (+0.11%)
Closing price 07/2/2026 03:59 PM Eastern
Extended Trading
$142.32 -0.17 (-0.12%)
As of 07/2/2026 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
86
Total
Institutional Inflows
(last 12 months)
$147.99M
Number of
Institutional Sellers
(last 12 months)
80
Total
Institutional Outflows
(last 12 months)
$104.46M
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Skip Chart & View Institutional Buying and Selling Data

FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2026Western Wealth Management LLC29,514$3.52M0.1%+7.5%0.324%
5/19/2026NewEdge Advisors LLC4,358$520K0.0%-10.1%0.048%
5/19/2026Arkadios Wealth Advisors3,499$418K0.0%-2.2%0.038%
5/18/2026Royal Bank of Canada708,400$84.55M0.0%+17.2%7.785%
5/15/2026Gateway Wealth Partners LLC2,316$276K0.0%N/A0.025%
5/13/2026Cetera Investment Advisers128,909$15.39M0.0%-1.7%1.417%
5/6/2026MTM Investment Management LLC36,261$4.33M1.4%+1.7%0.398%
5/6/2026Independent Financial Group LLC2,570$307K0.0%N/A0.028%
5/5/2026D.A. Davidson & CO.48,158$5.75M0.0%+1.6%0.529%
5/5/2026Three Seasons Wealth LLC13,107$1.56M0.6%-6.9%0.144%
5/5/2026Geneos Wealth Management Inc.52,376$6.25M0.1%-1.3%0.576%
5/5/2026Sanctuary Advisors LLC17,923$2.14M0.0%-1.1%0.197%
5/4/2026Milestones Private Investment Advisors LLC17,394$2.08M1.8%+1.9%0.191%
5/4/2026Chicago Partners Investment Group LLC72,627$9.57M0.2%+1.8%0.798%
5/1/2026Fifth Third Bancorp22,002$2.63M0.0%N/A0.242%
4/30/2026Kestra Advisory Services LLC58,405$6.97M0.0%+4.4%0.642%
4/29/2026Hapanowicz & Associates Financial Services Inc42,480$5.07M2.0%-8.1%0.467%
4/28/2026NBT Bank N A NY257$31K0.0%+127.4%0.003%
4/27/2026Private Advisor Group LLC6,938$828K0.0%+18.6%0.076%
4/25/2026KPP Advisory Services LLC4,955$591K0.1%-9.6%0.055%
4/24/2026Root Financial Partners LLC5,926$707K0.0%-3.2%0.066%
4/22/2026Janney Montgomery Scott LLC253,525$30.26M0.1%+6.1%2.817%
4/21/2026Maridea Wealth Management LLC12,775$1.53M0.2%+60.8%0.142%
4/20/2026Kestra Private Wealth Services LLC2,701$322K0.0%-3.2%0.030%
4/20/2026RFG Advisory LLC30,871$3.69M0.1%N/A0.343%
4/16/2026Park National Corp OH23,108$2.76M0.1%-1.1%0.260%
3/17/2026Rockefeller Capital Management L.P.8,933$1.01M0.0%+50.1%0.106%
2/20/2026Catalyst Investment Management LLC14,623$1.65M1.6%N/A0.173%
2/19/2026Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/18/2026Troutman Wealth Management LLC32,340$3.66M3.0%N/A0.383%
2/18/2026NewEdge Advisors LLC4,848$548K0.0%+370.2%0.057%
2/18/2026Crusonia Wealth Advisors LLC73,421$8.31M1.8%N/A0.869%
2/18/2026Evolve Private Wealth LLC2,280$258K0.0%N/A0.027%
2/17/2026Cetera Investment Advisers131,196$14.84M0.0%-8.0%1.553%
2/17/2026Equitable Holdings Inc.15,242$1.72M0.0%-6.3%0.180%
2/17/2026Osaic Holdings Inc.42,859$4.86M0.0%-29.4%0.507%
2/17/2026Captrust Financial Advisors5,171$585K0.0%-18.2%0.061%
2/17/2026&PARTNERS14,629$1.66M0.0%-9.0%0.173%
2/17/2026Royal Bank of Canada604,479$68.39M0.0%+13.5%7.154%
2/16/2026Potentia Wealth6,983$790K0.3%-7.7%0.083%
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2/16/2026MML Investors Services LLC17,049$1.93M0.0%-5.1%0.202%
2/16/2026Mariner LLC6,253$707K0.0%+70.3%0.074%
2/16/2026Arax Advisory Partners2,105$238K0.0%N/A0.025%
2/13/2026Kestra Advisory Services LLC55,928$6.33M0.0%-1.4%0.662%
2/13/2026Stifel Financial Corp38,188$4.32M0.0%-13.6%0.452%
2/13/2026Morgan Stanley667,395$75.51M0.0%+6.8%7.898%
2/13/2026Integrated Wealth Concepts LLC13,239$1.50M0.0%-7.2%0.157%
2/13/2026QTR Family Wealth LLC2,773$346K0.2%-3.7%0.033%
2/13/2026Wells Fargo & Company MN548,726$62.08M0.0%-2.1%6.494%
2/12/2026Triumph Capital Management13,009$1.47M0.3%+4.8%0.154%
2/12/2026Elevation Point Wealth Partners LLC2,242$254K0.0%N/A0.027%
2/11/2026Janney Montgomery Scott LLC238,963$27.04M0.1%+68.0%2.828%
2/11/2026LPL Financial LLC583,241$65.99M0.0%-0.5%6.902%
2/11/2026O Shaughnessy Asset Management LLC701$79K0.0%-45.6%0.008%
2/11/2026JPMorgan Chase & Co.37,509$4.24M0.0%-13.3%0.444%
2/11/2026Hilton Head Capital Partners LLC5,238$593K0.3%N/A0.062%
2/11/2026Hapanowicz & Associates Financial Services Inc46,231$5.23M2.0%-2.1%0.547%
2/11/2026Vise Technologies Inc.4,954$560K0.0%N/A0.059%
2/10/2026REAP Financial Group LLC709$80K0.0%-23.7%0.008%
2/10/2026Tidemark LLC2,385$270K0.1%-7.9%0.028%
2/10/2026Beto Financial Group LLC1,774$216K0.1%N/A0.021%
2/10/2026Root Financial Partners LLC6,125$693K0.0%-14.1%0.072%
2/10/2026Northwestern Mutual Wealth Management Co.103,303$11.69M0.0%+17.2%1.223%
2/10/2026IFG Advisory LLC20,211$2.29M0.1%-1.1%0.239%
2/9/2026MTM Investment Management LLC35,640$4.03M1.3%+1.9%0.422%
2/6/2026GPS Wealth Strategies Group LLC1,829$207K0.2%-75.1%0.022%
2/6/2026Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/6/2026Keystone Financial Group14,446$1.63M0.1%-3.0%0.171%
2/6/2026HighTower Advisors LLC36,391$4.12M0.0%-2.4%0.431%
2/6/2026Envestnet Portfolio Solutions Inc.5,107$578K0.0%+4.4%0.060%
2/5/2026Northwestern Mutual Wealth Management Co.17,230$1.95M0.0%-80.5%0.204%
2/5/2026Western Wealth Management LLC27,443$3.11M0.1%-3.2%0.327%
2/4/2026Summit Wealth Group LLC Co.1,986$225K0.0%N/A0.024%
2/2/2026FWG Holdings LLC23,355$2.81M1.1%N/A0.278%
2/2/2026Truist Financial Corp10,873$1.23M0.0%-8.1%0.129%
2/2/2026Sun Financial Inc11,903$1.35M0.8%N/A0.142%
2/2/2026Oppenheimer & Co. Inc.4,129$467K0.0%-18.4%0.049%
1/29/2026Comerica Bank21,790$2.47M0.0%-5.4%0.259%
1/29/2026D.A. Davidson & CO.47,422$5.37M0.0%+0.7%0.565%
1/29/2026Kestra Private Wealth Services LLC2,791$316K0.0%+5.5%0.033%
1/29/2026UBS Group AG252,075$28.52M0.0%-13.4%3.001%
1/29/2026Sanctuary Advisors LLC18,117$2.05M0.0%-1.2%0.216%
1/29/2026Wealth Alliance Advisory Group LLC62,303$7.05M1.2%+0.7%0.742%
1/29/2026Concurrent Investment Advisors LLC75,125$8.50M0.1%+1.9%0.894%
1/29/2026TKG Advisors LLC2,419$274K0.1%N/A0.029%
1/28/2026Geneos Wealth Management Inc.53,081$6.01M0.1%-7.4%0.632%
1/28/2026Chicago Partners Investment Group LLC71,341$8.63M0.2%-0.4%0.849%
1/28/2026G&S Capital LLC9,832$1.11M0.4%N/A0.117%
1/26/2026Independent Wealth Network Inc.4,380$496K0.2%-3.6%0.052%
1/26/2026Nations Financial Group Inc. IA ADV5,370$608K0.0%-6.8%0.064%
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1/26/2026CWM LLC26,923$3.05M0.0%-4.7%0.321%
1/26/2026Milestones Private Investment Advisors LLC17,068$1.93M1.3%+15.9%0.203%
1/23/2026Mainsail Financial Group LLC40,169$4.55M1.9%+2.0%0.481%
1/23/2026DHJJ Financial Advisors Ltd.4,558$516K0.2%-5.1%0.055%
1/22/2026City Holding Co.25,783$2.92M0.4%+11.1%0.309%
1/21/2026Main Line Retirement Advisors LLC101,000$11.43M5.4%N/A1.210%
1/21/2026Sound Income Strategies LLC1,330$161K0.0%N/A0.016%
1/20/2026Main Line Retirement Advisors LLC101,000$11.43M8.0%N/A1.210%
1/20/2026Thurston Springer Miller Herd & Titak Inc.405$46K0.0%+67.4%0.005%
1/16/2026Genesee Capital Advisors LLC68,215$7.72M3.1%+13.3%0.817%


FYX Institutional Ownership - Frequently Asked Questions

During the previous two years, 174 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Royal Bank of Canada ($84.55M), Morgan Stanley ($75.51M), LPL Financial LLC ($65.99M), Wells Fargo & Company MN ($62.08M), Bank of America Corp DE ($41.83M), Raymond James Financial Inc. ($31.25M), and Janney Montgomery Scott LLC ($30.26M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Of the 148 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Main Line Retirement Advisors LLC ($209.32K), Royal Bank of Canada ($175.86K), Northwestern Mutual Wealth Management Co. ($168.32K), GAMMA Investing LLC ($125.17K), Janney Montgomery Scott LLC ($119.92K), and Geneos Wealth Management Inc. ($96.56K).

Institutional investors have bought a total of 1,353,923 shares in the last 24 months. This purchase volume represents approximately $147.99M in transactions.

Of the 80 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($156.05K), Northwestern Mutual Wealth Management Co. ($151.61K), Janney Montgomery Scott LLC ($109.31K), Main Line Retirement Advisors LLC ($109.14K), JPMorgan Chase & Co. ($97.75K), Bank of America Corp DE ($60.95K), and UBS Group AG ($39.10K).

Institutional investors have sold a total of 1,004,474 shares in the last 24 months. This volume of shares sold represents approximately $104.46M in transactions.


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This page (NASDAQ:FYX) was last updated on 7/5/2026 by MarketBeat.com Staff.
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