Go Pro
→ Trump’s New Currency Reset (From Porter & Company) (Ad)tc pixel Free FYX Stock Alerts

First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership

First Trust Small Cap Core AlphaDEX Fund logo
$146.17 +0.37 (+0.25%)
As of 12:01 PM Eastern
This is a fair market value price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)

Number of
Institutional Buyers
(last 12 months)
75
Total
Institutional Inflows
(last 12 months)
$121.70M
Number of
Institutional Sellers
(last 12 months)
71
Total
Institutional Outflows
(last 12 months)
$57.74M
Get FYX Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Small Cap Core AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FYX Institutional Buying and Selling by Quarter

First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 City Holding Co.35,861$5.17M0.6%+14.4%0.376%
7/10/2026 Fulcrum Equity Management1,711$247K0.2%N/A0.018%
7/7/2026 Boston Standard Wealth Management LLC1,611$233K0.0%N/A0.017%
5/19/2026Western Wealth Management LLC29,514$3.52M0.1%+7.5%0.324%
5/19/2026 NewEdge Advisors LLC4,358$520K0.0%-10.1%0.048%
5/19/2026 Arkadios Wealth Advisors3,499$418K0.0%-2.2%0.038%
5/18/2026Royal Bank of Canada708,400$84.55M0.0%+17.2%7.785%
5/15/2026 Gateway Wealth Partners LLC2,316$276K0.0%N/A0.025%
5/13/2026 Cetera Investment Advisers128,909$15.39M0.0%-1.7%1.417%
5/6/2026 MTM Investment Management LLC36,261$4.33M1.4%+1.7%0.398%
5/6/2026 Independent Financial Group LLC2,570$307K0.0%N/A0.028%
5/5/2026 D.A. Davidson & CO.48,158$5.75M0.0%+1.6%0.529%
5/5/2026Three Seasons Wealth LLC13,107$1.56M0.6%-6.9%0.144%
5/5/2026 Geneos Wealth Management Inc.52,376$6.25M0.1%-1.3%0.576%
5/5/2026Sanctuary Advisors LLC17,923$2.14M0.0%-1.1%0.197%
5/4/2026 Milestones Private Investment Advisors LLC17,394$2.08M1.8%+1.9%0.191%
5/4/2026 Chicago Partners Investment Group LLC72,627$9.57M0.2%+1.8%0.798%
5/1/2026 Fifth Third Bancorp22,002$2.63M0.0%N/A0.242%
4/30/2026 Kestra Advisory Services LLC58,405$6.97M0.0%+4.4%0.642%
4/29/2026 Hapanowicz & Associates Financial Services Inc42,480$5.07M2.0%-8.1%0.467%
4/28/2026 NBT Bank N A NY257$31K0.0%+127.4%0.003%
4/27/2026 Private Advisor Group LLC6,938$828K0.0%+18.6%0.076%
4/25/2026 KPP Advisory Services LLC4,955$591K0.1%-9.6%0.055%
4/24/2026 Root Financial Partners LLC5,926$707K0.0%-3.2%0.066%
4/22/2026 Janney Montgomery Scott LLC253,525$30.26M0.1%+6.1%2.817%
4/21/2026 Maridea Wealth Management LLC12,775$1.53M0.2%+60.8%0.142%
4/20/2026 Kestra Private Wealth Services LLC2,701$322K0.0%-3.2%0.030%
4/20/2026 RFG Advisory LLC30,871$3.69M0.1%N/A0.343%
4/16/2026 Park National Corp OH23,108$2.76M0.1%-1.1%0.260%
3/17/2026Rockefeller Capital Management L.P.8,933$1.01M0.0%+50.1%0.106%
2/20/2026 Catalyst Investment Management LLC14,623$1.65M1.6%N/A0.173%
2/19/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/18/2026Troutman Wealth Management LLC32,340$3.66M3.0%N/A0.383%
2/18/2026 NewEdge Advisors LLC4,848$548K0.0%+370.2%0.057%
2/18/2026 Crusonia Wealth Advisors LLC73,421$8.31M1.8%N/A0.869%
2/18/2026 Evolve Private Wealth LLC2,280$258K0.0%N/A0.027%
2/17/2026 Cetera Investment Advisers131,196$14.84M0.0%-8.0%1.553%
2/17/2026Equitable Holdings Inc.15,242$1.72M0.0%-6.3%0.180%
2/17/2026Osaic Holdings Inc.42,859$4.86M0.0%-29.4%0.507%
2/17/2026Captrust Financial Advisors5,171$585K0.0%-18.2%0.061%
Barricks gold output fell from 2 million ounces to 719000 (Ad)

Barrick's gold production has plunged from 2 million ounces to just 719,000, leaving the world's second-largest miner running on fumes. Newmont's $15 billion purchase of Newcrest, the largest mining deal in history, still couldn't keep output growing, proof that majors must keep buying to survive. With record cash flows and shrinking mines, gold majors are positioned to launch a wave of acquisitions targeting the best junior assets.tc pixel

See the top three gold buyout targets to watch now
2/17/2026&PARTNERS14,629$1.66M0.0%-9.0%0.173%
2/17/2026Royal Bank of Canada604,479$68.39M0.0%+13.5%7.154%
2/16/2026Potentia Wealth6,983$790K0.3%-7.7%0.083%
2/16/2026 MML Investors Services LLC17,049$1.93M0.0%-5.1%0.202%
2/16/2026Mariner LLC6,253$707K0.0%+70.3%0.074%
2/16/2026 Arax Advisory Partners2,105$238K0.0%N/A0.025%
2/13/2026 Kestra Advisory Services LLC55,928$6.33M0.0%-1.4%0.662%
2/13/2026 Stifel Financial Corp38,188$4.32M0.0%-13.6%0.452%
2/13/2026Morgan Stanley667,395$75.51M0.0%+6.8%7.898%
2/13/2026 Integrated Wealth Concepts LLC13,239$1.50M0.0%-7.2%0.157%
2/13/2026 QTR Family Wealth LLC2,773$346K0.2%-3.7%0.033%
2/13/2026Wells Fargo & Company MN548,726$62.08M0.0%-2.1%6.494%
2/12/2026 Triumph Capital Management13,009$1.47M0.3%+4.8%0.154%
2/12/2026 Elevation Point Wealth Partners LLC2,242$254K0.0%N/A0.027%
2/11/2026 Janney Montgomery Scott LLC238,963$27.04M0.1%+68.0%2.828%
2/11/2026 LPL Financial LLC583,241$65.99M0.0%-0.5%6.902%
2/11/2026O Shaughnessy Asset Management LLC701$79K0.0%-45.6%0.008%
2/11/2026 JPMorgan Chase & Co.37,509$4.24M0.0%-13.3%0.444%
2/11/2026 Hilton Head Capital Partners LLC5,238$593K0.3%N/A0.062%
2/11/2026 Hapanowicz & Associates Financial Services Inc46,231$5.23M2.0%-2.1%0.547%
2/11/2026 Vise Technologies Inc.4,954$560K0.0%N/A0.059%
2/10/2026 REAP Financial Group LLC709$80K0.0%-23.7%0.008%
2/10/2026 Tidemark LLC2,385$270K0.1%-7.9%0.028%
2/10/2026 Beto Financial Group LLC1,774$216K0.1%N/A0.021%
2/10/2026 Root Financial Partners LLC6,125$693K0.0%-14.1%0.072%
2/10/2026 Northwestern Mutual Wealth Management Co.103,303$11.69M0.0%+17.2%1.223%
2/10/2026IFG Advisory LLC20,211$2.29M0.1%-1.1%0.239%
2/9/2026 MTM Investment Management LLC35,640$4.03M1.3%+1.9%0.422%
2/6/2026GPS Wealth Strategies Group LLC1,829$207K0.2%-75.1%0.022%
2/6/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055%
2/6/2026 Keystone Financial Group14,446$1.63M0.1%-3.0%0.171%
2/6/2026 HighTower Advisors LLC36,391$4.12M0.0%-2.4%0.431%
2/6/2026 Envestnet Portfolio Solutions Inc.5,107$578K0.0%+4.4%0.060%
2/5/2026 Northwestern Mutual Wealth Management Co.17,230$1.95M0.0%-80.5%0.204%
2/5/2026Western Wealth Management LLC27,443$3.11M0.1%-3.2%0.327%
2/4/2026 Summit Wealth Group LLC Co.1,986$225K0.0%N/A0.024%
2/2/2026FWG Holdings LLC23,355$2.81M1.1%N/A0.278%
2/2/2026 Truist Financial Corp10,873$1.23M0.0%-8.1%0.129%
2/2/2026 Sun Financial Inc11,903$1.35M0.8%N/A0.142%
2/2/2026 Oppenheimer & Co. Inc.4,129$467K0.0%-18.4%0.049%
1/29/2026Comerica Bank21,790$2.47M0.0%-5.4%0.259%
1/29/2026 D.A. Davidson & CO.47,422$5.37M0.0%+0.7%0.565%
1/29/2026 Kestra Private Wealth Services LLC2,791$316K0.0%+5.5%0.033%
1/29/2026UBS Group AG252,075$28.52M0.0%-13.4%3.001%
1/29/2026Sanctuary Advisors LLC18,117$2.05M0.0%-1.2%0.216%
1/29/2026 Wealth Alliance Advisory Group LLC62,303$7.05M1.2%+0.7%0.742%
1/29/2026 Concurrent Investment Advisors LLC75,125$8.50M0.1%+1.9%0.894%
1/29/2026 TKG Advisors LLC2,419$274K0.1%N/A0.029%
1/28/2026 Geneos Wealth Management Inc.53,081$6.01M0.1%-7.4%0.632%
1/28/2026 Chicago Partners Investment Group LLC71,341$8.63M0.2%-0.4%0.849%
The Starlink of Energy (Ad)

A portable energy unit - already used by the U.S. Navy for decades - is now drawing serious attention from Big Tech and Washington policymakers. It can be trucked to a data center, military base, or industrial site and deliver reliable power for years without grid access. A key government milestone expected this August could bring significant visibility to this space. One small stock sits at the center of it.tc pixel

Read the full breakdown and see which stock to watch now
1/28/2026 G&S Capital LLC9,832$1.11M0.4%N/A0.117%
1/26/2026 Independent Wealth Network Inc.4,380$496K0.2%-3.6%0.052%
1/26/2026 Nations Financial Group Inc. IA ADV5,370$608K0.0%-6.8%0.064%
1/26/2026CWM LLC26,923$3.05M0.0%-4.7%0.321%
1/26/2026 Milestones Private Investment Advisors LLC17,068$1.93M1.3%+15.9%0.203%
1/23/2026 Mainsail Financial Group LLC40,169$4.55M1.9%+2.0%0.481%
1/23/2026 DHJJ Financial Advisors Ltd.4,558$516K0.2%-5.1%0.055%
1/22/2026 City Holding Co.25,783$2.92M0.4%+11.1%0.309%
1/21/2026 Main Line Retirement Advisors LLC101,000$11.43M5.4%N/A1.210%
1/21/2026 Sound Income Strategies LLC1,330$161K0.0%N/A0.016%


FYX Institutional Ownership - Frequently Asked Questions

During the previous two years, 173 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Royal Bank of Canada ($84.55M), Morgan Stanley ($75.51M), LPL Financial LLC ($65.99M), Wells Fargo & Company MN ($62.08M), Bank of America Corp DE ($41.83M), Raymond James Financial Inc. ($31.25M), and Janney Montgomery Scott LLC ($30.26M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors.

Of the 146 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Main Line Retirement Advisors LLC ($209.32K), Royal Bank of Canada ($175.86K), Northwestern Mutual Wealth Management Co. ($168.32K), GAMMA Investing LLC ($125.17K), Janney Montgomery Scott LLC ($119.92K), and Geneos Wealth Management Inc. ($96.56K).

Institutional investors have bought a total of 1,079,914 shares in the last 24 months. This purchase volume represents approximately $121.70M in transactions.

Of the 70 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Northwestern Mutual Wealth Management Co. ($151.61K), Raymond James Financial Inc. ($74.89K), Bank of America Corp DE ($60.95K), UBS Group AG ($39.10K), Lakeridge Wealth Management LLC ($35.25K), Osaic Holdings Inc. ($17.87K), and Flow Traders U.S. LLC ($15.05K).

Institutional investors have sold a total of 524,185 shares in the last 24 months. This volume of shares sold represents approximately $57.74M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FYX is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/10/2026. New 13F filings are added each quarter as they're published.
From Our Partners
The options guide that actually starts at the beginning
Most options educators jump straight into Greeks, spreads, and implied volatility - losing beginners before th...
Base Camp Trading | Sponsoredtc pixel
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel
Trump’s New Currency Reset
Trump is launching a new $250 bill - but that may be a distraction. Behind the scenes, Executive Order 14241 i...
Porter & Company | Sponsoredtc pixel
Man who Predicted Trump 2016 Win: “Prepare for Mid-Term Meltdown”
In 2016, major election models gave Hillary Clinton a 99% chance of winning - but former CIA and Pentagon advi...
Paradigm Press | Sponsoredtc pixel
The Starlink of Energy
A portable energy unit - already used by the U.S. Navy for decades - is now drawing serious attention from Big...
Monument Traders Alliance | Sponsoredtc pixel
Your book attached
Bill Poulos is giving away his 'Safe Trade Options Formula' book for free - but only for a limited time throug...
Profits Run | Sponsoredtc pixel
The REAL Reason Trump is Invading Iran
For a moment… Forget about Trump’s ties to Israel. Forget about reports of Iran’s nuclear program. Be...
Banyan Hill Publishing | Sponsoredtc pixel
Wall Street is staring at the wrong AI trade
Anthropic just signed a 9.1 billion dollar, 20 year data center agreement covering 191 megawatts of capacity, ...
The Oxford Club | Sponsoredtc pixel