First Trust Small Cap Core AlphaDEX Fund (FYX) Institutional Ownership $132.89 +0.02 (+0.02%) Closing price 05/22/2026 03:58 PM EasternExtended Trading$132.87 -0.02 (-0.02%) As of 05/22/2026 04:10 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more. Add Compare Share Share Ownership Stock AnalysisChartDividendHoldingsOwnershipRatingsSEC FilingsShort InterestTrendsBuy This Stock Institutional Ownership Changes (13F Filings) for First Trust Small Cap Core AlphaDEX Fund (NASDAQ:FYX)Number ofInstitutional Buyers(last 12 months)86TotalInstitutional Inflows(last 12 months)$147.99MNumber ofInstitutional Sellers(last 12 months)80TotalInstitutional Outflows(last 12 months)$105.38M Get FYX Insider Trade Alerts Want to know when executives and insiders are buying or selling First Trust Small Cap Core AlphaDEX Fund stock? 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Read our full terms of service and privacy policy. Skip Chart & View Institutional Buying and Selling Data FYX Institutional Buying and Selling by Quarter First Trust Small Cap Core AlphaDEX Fund Major Shareholders & Ownership History ExportReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails5/19/2026 Western Wealth Management LLC29,514$3.52M0.1%+7.5%0.324% 5/19/2026 NewEdge Advisors LLC4,358$520K0.0%-10.1%0.048% 5/19/2026 Arkadios Wealth Advisors3,499$418K0.0%-2.2%0.038% 5/18/2026 Royal Bank of Canada708,400$84.55M0.0%+17.2%7.785% 5/15/2026 Gateway Wealth Partners LLC2,316$276K0.0%N/A0.025% 5/13/2026 Cetera Investment Advisers128,909$15.39M0.0%-1.7%1.417% 5/6/2026 MTM Investment Management LLC36,261$4.33M1.4%+1.7%0.398% 5/6/2026 Independent Financial Group LLC2,570$307K0.0%N/A0.028% 5/5/2026 D.A. Davidson & CO.48,158$5.75M0.0%+1.6%0.529% 5/5/2026 Three Seasons Wealth LLC13,107$1.56M0.6%-6.9%0.144% Get the Latest News and Ratings for FYX and Related StocksEnter your email address below to receive the latest news and analysts' ratings for First Trust Small Cap Core AlphaDEX Fund and its competitors with MarketBeat's FREE daily newsletter. 5/5/2026 Geneos Wealth Management Inc.52,376$6.25M0.1%-1.3%0.576% 5/5/2026 Sanctuary Advisors LLC17,923$2.14M0.0%-1.1%0.197% 5/4/2026 Milestones Private Investment Advisors LLC17,394$2.08M1.8%+1.9%0.191% 5/4/2026 Chicago Partners Investment Group LLC72,627$9.57M0.2%+1.8%0.798% 5/1/2026 Fifth Third Bancorp22,002$2.63M0.0%N/A0.242% 4/30/2026 Kestra Advisory Services LLC58,405$6.97M0.0%+4.4%0.642% 4/29/2026 Hapanowicz & Associates Financial Services Inc42,480$5.07M2.0%-8.1%0.467% 4/28/2026 NBT Bank N A NY257$31K0.0%+127.4%0.003% 4/27/2026 Private Advisor Group LLC6,938$828K0.0%+18.6%0.076% 4/25/2026 KPP Advisory Services LLC4,955$591K0.1%-9.6%0.055% 4/24/2026 Root Financial Partners LLC5,926$707K0.0%-3.2%0.066% 4/22/2026 Janney Montgomery Scott LLC253,525$30.26M0.1%+6.1%2.817% 4/21/2026 Maridea Wealth Management LLC12,775$1.53M0.2%+60.8%0.142% 4/20/2026 Kestra Private Wealth Services LLC2,701$322K0.0%-3.2%0.030% 4/20/2026 RFG Advisory LLC30,871$3.69M0.1%N/A0.343% 4/16/2026 Park National Corp OH23,108$2.76M0.1%-1.1%0.260% 3/17/2026 Rockefeller Capital Management L.P.8,933$1.01M0.0%+50.1%0.106% 2/20/2026 Catalyst Investment Management LLC14,623$1.65M1.6%N/A0.173% 2/19/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055% 2/18/2026 Troutman Wealth Management LLC32,340$3.66M3.0%N/A0.383% 2/18/2026 NewEdge Advisors LLC4,848$548K0.0%+370.2%0.057% 2/18/2026 Crusonia Wealth Advisors LLC73,421$8.31M1.8%N/A0.869% 2/18/2026 Evolve Private Wealth LLC2,280$258K0.0%N/A0.027% 2/17/2026 Cetera Investment Advisers131,196$14.84M0.0%-8.0%1.553% 2/17/2026 Equitable Holdings Inc.15,242$1.72M0.0%-6.3%0.180% 2/17/2026 Osaic Holdings Inc.42,859$4.86M0.0%-29.4%0.507% 2/17/2026 Captrust Financial Advisors5,171$585K0.0%-18.2%0.061% 2/17/2026 &PARTNERS14,629$1.66M0.0%-9.0%0.173% 2/17/2026 Royal Bank of Canada604,479$68.39M0.0%+13.5%7.154% 2/16/2026 Potentia Wealth6,983$790K0.3%-7.7%0.083% ALERT: Drop these 5 stocks before the market opens tomorrow! (Ad)The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings research points to the first half of 2026 as a particularly rough stretch for certain holdings. Some of America's most popular stocks could take serious damage as a radical market shift plays out. Analysts at Weiss Ratings have identified five names you may want to remove from your portfolio before this unfolds. If any of these are in your portfolio, now is the time to review your positions.See the 5 stocks to avoid2/16/2026 MML Investors Services LLC17,049$1.93M0.0%-5.1%0.202% 2/16/2026 Mariner LLC6,253$707K0.0%+70.3%0.074% 2/16/2026 Arax Advisory Partners2,105$238K0.0%N/A0.025% 2/13/2026 Kestra Advisory Services LLC55,928$6.33M0.0%-1.4%0.662% 2/13/2026 Stifel Financial Corp38,188$4.32M0.0%-13.6%0.452% 2/13/2026 Morgan Stanley667,395$75.51M0.0%+6.8%7.898% 2/13/2026 Integrated Wealth Concepts LLC13,239$1.50M0.0%-7.2%0.157% 2/13/2026 QTR Family Wealth LLC2,773$346K0.2%-3.7%0.033% 2/13/2026 Wells Fargo & Company MN548,726$62.08M0.0%-2.1%6.494% 2/12/2026 Triumph Capital Management13,009$1.47M0.3%+4.8%0.154% 2/12/2026 Elevation Point Wealth Partners LLC2,242$254K0.0%N/A0.027% 2/11/2026 Janney Montgomery Scott LLC238,963$27.04M0.1%+68.0%2.828% 2/11/2026 LPL Financial LLC583,241$65.99M0.0%-0.5%6.902% 2/11/2026 O Shaughnessy Asset Management LLC701$79K0.0%-45.6%0.008% 2/11/2026 JPMorgan Chase & Co.37,509$4.24M0.0%-13.3%0.444% 2/11/2026 Hilton Head Capital Partners LLC5,238$593K0.3%N/A0.062% 2/11/2026 Hapanowicz & Associates Financial Services Inc46,231$5.23M2.0%-2.1%0.547% 2/11/2026 Vise Technologies Inc.4,954$560K0.0%N/A0.059% 2/10/2026 REAP Financial Group LLC709$80K0.0%-23.7%0.008% 2/10/2026 Tidemark LLC2,385$270K0.1%-7.9%0.028% 2/10/2026 Beto Financial Group LLC1,774$216K0.1%N/A0.021% 2/10/2026 Root Financial Partners LLC6,125$693K0.0%-14.1%0.072% 2/10/2026 Northwestern Mutual Wealth Management Co.103,303$11.69M0.0%+17.2%1.223% 2/10/2026 IFG Advisory LLC20,211$2.29M0.1%-1.1%0.239% 2/9/2026 MTM Investment Management LLC35,640$4.03M1.3%+1.9%0.422% 2/6/2026GPS Wealth Strategies Group LLC1,829$207K0.2%-75.1%0.022% 2/6/2026 Axxcess Wealth Management LLC4,678$529K0.0%N/A0.055% 2/6/2026 Keystone Financial Group14,446$1.63M0.1%-3.0%0.171% 2/6/2026 HighTower Advisors LLC36,391$4.12M0.0%-2.4%0.431% 2/6/2026 Envestnet Portfolio Solutions Inc.5,107$578K0.0%+4.4%0.060% 2/5/2026 Northwestern Mutual Wealth Management Co.17,230$1.95M0.0%-80.5%0.204% 2/5/2026 Western Wealth Management LLC27,443$3.11M0.1%-3.2%0.327% 2/4/2026 Summit Wealth Group LLC Co.1,986$225K0.0%N/A0.024% 2/2/2026 FWG Holdings LLC23,355$2.81M1.1%N/A0.278% 2/2/2026 Truist Financial Corp10,873$1.23M0.0%-8.1%0.129% 2/2/2026 Sun Financial Inc11,903$1.35M0.8%N/A0.142% 2/2/2026 Oppenheimer & Co. Inc.4,129$467K0.0%-18.4%0.049% 1/29/2026Comerica Bank21,790$2.47M0.0%-5.4%0.259% 1/29/2026 D.A. Davidson & CO.47,422$5.37M0.0%+0.7%0.565% 1/29/2026 Kestra Private Wealth Services LLC2,791$316K0.0%+5.5%0.033% 1/29/2026 UBS Group AG252,075$28.52M0.0%-13.4%3.001% 1/29/2026 Sanctuary Advisors LLC18,117$2.05M0.0%-1.2%0.216% 1/29/2026 Wealth Alliance Advisory Group LLC62,303$7.05M1.2%+0.7%0.742% 1/29/2026 Concurrent Investment Advisors LLC75,125$8.50M0.1%+1.9%0.894% 1/29/2026 TKG Advisors LLC2,419$274K0.1%N/A0.029% 1/28/2026 Geneos Wealth Management Inc.53,081$6.01M0.1%-7.4%0.632% 1/28/2026 Chicago Partners Investment Group LLC71,341$8.63M0.2%-0.4%0.849% 1/28/2026 G&S Capital LLC9,832$1.11M0.4%N/A0.117% 1/26/2026 Independent Wealth Network Inc.4,380$496K0.2%-3.6%0.052% 1/26/2026 Nations Financial Group Inc. IA ADV5,370$608K0.0%-6.8%0.064% Goldman Sachs just told you what to buy (most people missed it) (Ad)Goldman Sachs just revealed that 40% of AI data centers will be crippled by electricity shortages by 2027 - not chips, not funding, but power. Demand is growing 15% per year and the grid can't keep up. One small company makes the exact equipment these data centers need. They're sitting on $1.5 billion in orders, their hardware is already inside Musk's Colossus, and the stock still trades like a name nobody's heard of. Analyst Dylan Jovine is releasing the ticker for free.See the stock positioned to solve AI's biggest power crisis1/26/2026 CWM LLC26,923$3.05M0.0%-4.7%0.321% 1/26/2026 Milestones Private Investment Advisors LLC17,068$1.93M1.3%+15.9%0.203% 1/23/2026 Mainsail Financial Group LLC40,169$4.55M1.9%+2.0%0.481% 1/23/2026 DHJJ Financial Advisors Ltd.4,558$516K0.2%-5.1%0.055% 1/22/2026 City Holding Co.25,783$2.92M0.4%+11.1%0.309% 1/21/2026 Main Line Retirement Advisors LLC101,000$11.43M5.4%N/A1.210% 1/21/2026 Sound Income Strategies LLC1,330$161K0.0%N/A0.016% 1/20/2026 Main Line Retirement Advisors LLC101,000$11.43M8.0%N/A1.210% 1/20/2026 Thurston Springer Miller Herd & Titak Inc.405$46K0.0%+67.4%0.005% 1/16/2026 Genesee Capital Advisors LLC68,215$7.72M3.1%+13.3%0.817% FYX Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of FYX shares? During the previous two years, 174 institutional investors and hedge funds held shares of First Trust Small Cap Core AlphaDEX Fund. The most heavily invested institutionals were Royal Bank of Canada ($84.55M), Morgan Stanley ($75.51M), LPL Financial LLC ($65.99M), Wells Fargo & Company MN ($62.08M), Bank of America Corp DE ($41.83M), Raymond James Financial Inc. ($31.25M), and Janney Montgomery Scott LLC ($30.26M).Learn more on First Trust Small Cap Core AlphaDEX Fund's institutional investors. Which institutional investors have been buying First Trust Small Cap Core AlphaDEX Fund's stock? Of the 148 institutional investors that purchased First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($887.72K), Main Line Retirement Advisors LLC ($209.32K), Royal Bank of Canada ($175.86K), Northwestern Mutual Wealth Management Co. ($168.32K), GAMMA Investing LLC ($126.19K), Janney Montgomery Scott LLC ($119.92K), and Geneos Wealth Management Inc. ($96.56K). How much institutional buying is happening at First Trust Small Cap Core AlphaDEX Fund? Institutional investors have bought a total of 1,353,923 shares in the last 24 months. This purchase volume represents approximately $147.99M in transactions. Which of First Trust Small Cap Core AlphaDEX Fund's major shareholders have been selling company stock? Of the 80 institutional investors that sold First Trust Small Cap Core AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($156.05K), Northwestern Mutual Wealth Management Co. ($151.61K), Janney Montgomery Scott LLC ($109.31K), Main Line Retirement Advisors LLC ($109.14K), JPMorgan Chase & Co. ($97.75K), Bank of America Corp DE ($60.95K), and UBS Group AG ($39.10K). How much institutional selling is happening at First Trust Small Cap Core AlphaDEX Fund? Institutional investors have sold a total of 1,013,897 shares in the last 24 months. This volume of shares sold represents approximately $105.38M in transactions. Related Companies VTWV Institutional Ownership FYC Institutional Ownership JSMD Institutional Ownership VTWG Institutional Ownership USVM Institutional Ownership WSML Institutional Ownership SEIS Institutional Ownership DWAS Institutional Ownership PSC Institutional Ownership AVXC Institutional Ownership This page (NASDAQ:FYX) was last updated on 5/25/2026 by MarketBeat.com Staff. 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