B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

B. Riley Wealth Advisors, Inc. has $1.58 billion in total holdings as of September 30, 2021.
B. Riley Wealth Advisors, Inc. owns shares of 803 different stocks, but just 196 companies or ETFs make up 80% of its holdings.
Approximately 24.57% of the portfolio was purchased this quarter.
About 26.19% of the portfolio was sold this quarter.
This quarter, B. Riley Wealth Advisors, Inc. has purchased 934 new stocks and bought additional shares in 231 stocks.
B. Riley Wealth Advisors, Inc. sold shares of 452 stocks and completely divested from 217 stocks this quarter.

Largest Holdings

NVIDIA: $100,584,974
Apple: $56,238,315
iShares Core S&P 500 ETF: $34,075,056
Meta Platforms: $32,986,301
Amazon.com: $30,312,833

Largest New Holdings this Quarter

464286392 - iShares MSCI World ETF: $6,245,564 Holding
31609A305 - FIDELITY COVINGTON TRUST: $6,086,977 Holding
91167Q100 - United States Brent Oil Fund: $2,324,432 Holding
46090A879 - Invesco Variable Rate Investment Grade ETF: $1,949,520 Holding
890930308 - TORTOISE CAPITAL SERIES TRUS: $1,879,563 Holding

Largest Purchases this Quarter

NVIDIA: 10,702,499 shares (about $93.93M)
Apple: 347,596 shares (about $27.74M)
Meta Platforms: 199,619 shares (about $24.44M)
Eli Lilly and Company: 313,592 shares (about $20.56M)
PALANTIR TECHNOLOGIES INC: 859,663 shares (about $19.47M)

Largest Sales this Quarter

SPDR Bloomberg 1-3 Month T-Bill ETF: 312,865 shares (about $28.67M)
Vanguard Growth ETF: 28,748 shares (about $12.07M)
LAM RESEARCH CORP: 56,256 shares (about $11.25M)
Vanguard Dividend Appreciation ETF: 38,168 shares (about $8.04M)
First Trust Mid Cap Core AlphaDEX Fund: 63,926 shares (about $7.98M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
NVDA NVIDIA	$100,584,974	$93,925,221 ▲	1,410.3%	11,461,358	6.4%	Computer and Technology
AAPL Apple	$56,238,315	$27,739,294 ▲	97.3%	704,712	3.6%	Computer and Technology
IVV iShares Core S&P 500 ETF	$34,075,056	$4,288,351 ▼	-11.2%	53,667	2.2%	ETF
META Meta Platforms	$32,986,301	$24,442,247 ▲	286.1%	269,398	2.1%	Computer and Technology
AMZN Amazon.com	$30,312,833	$11,710,526 ▲	63.0%	358,747	1.9%	Retail/Wholesale
MSFT Microsoft	$30,053,541	$5,154,427 ▲	20.7%	133,224	1.9%	Computer and Technology
VUG Vanguard Growth ETF	$24,241,109	$12,074,354 ▼	-33.2%	57,716	1.5%	ETF
PALANTIR TECHNOLOGIES INC	$23,470,533	$19,466,476 ▲	486.2%	1,036,487	1.5%	CL A
LLY Eli Lilly and Company	$22,426,515	$20,558,021 ▲	1,100.2%	342,094	1.4%	Medical
SPY SPDR S&P 500 ETF Trust	$21,292,345	$4,505,949 ▼	-17.5%	33,692	1.3%	Finance
QQQ Invesco QQQ	$19,096,926	$6,571,460 ▼	-25.6%	34,207	1.2%	Finance
VTV Vanguard Value ETF	$18,192,717	$4,399,160 ▼	-19.5%	94,248	1.2%	ETF
AVGO Broadcom	$17,355,089	$6,186,334 ▲	55.4%	108,650	1.1%	Computer and Technology
APUE ActivePassive U.S. Equity ETF	$16,736,332	$732,720 ▼	-4.2%	430,240	1.1%	ETF
GOOGL Alphabet	$15,878,220	$4,210,853 ▼	-21.0%	58,055	1.0%	Computer and Technology
GOOG Alphabet	$14,495,380	$3,052,895 ▼	-17.4%	62,969	0.9%	Computer and Technology
JPM JPMorgan Chase & Co.	$13,792,716	$2,559,856 ▲	22.8%	78,305	0.9%	Finance
CSM ProShares Large Cap Core Plus	$12,015,647	$773,064 ▼	-6.0%	164,537	0.8%	ETF
VOO Vanguard S&P 500 ETF	$11,743,343	$224,817 ▼	-1.9%	20,215	0.7%	ETF
CAPITAL GROUP CORE BALANCED	$11,630,370	$1,316,911 ▼	-10.2%	344,298	0.7%	SHS
XLK Technology Select Sector SPDR Fund	$11,548,027	$1,874,755 ▲	19.4%	90,573	0.7%	ETF
BRK.B Berkshire Hathaway	$11,303,387	$4,359,213 ▼	-27.8%	23,814	0.7%	Finance
GLD SPDR Gold Shares	$11,206,934	$9,426,628 ▲	529.5%	259,484	0.7%	Finance
SMH VanEck Semiconductor ETF	$11,100,328	$4,186,142 ▲	60.5%	30,619	0.7%	Manufacturing
CRWD CrowdStrike	$10,890,766	$6,899,413 ▲	172.9%	78,155	0.7%	Computer and Technology
PANW Palo Alto Networks	$9,482,578	$1,234,502 ▼	-11.5%	61,435	0.6%	Computer and Technology
TSLA Tesla	$9,463,947	$6,093,406 ▼	-39.2%	26,638	0.6%	Auto/Tires/Trucks
PG Procter & Gamble	$9,366,031	$5,337,879 ▲	132.5%	163,718	0.6%	Consumer Staples
JNJ Johnson & Johnson	$9,253,368	$2,934,703 ▲	46.4%	57,960	0.6%	Medical
VEA Vanguard FTSE Developed Markets ETF	$9,056,873	$1,377,128 ▼	-13.2%	146,008	0.6%	ETF
UBER Uber Technologies	$9,045,108	$2,349,339 ▲	35.1%	228,382	0.6%	Computer and Technology
BIL SPDR Bloomberg 1-3 Month T-Bill ETF	$8,907,033	$28,670,921 ▼	-76.3%	97,196	0.6%	ETF
GE VERNOVA INC	$8,234,212	$44,138 ▲	0.5%	10,074	0.5%	COM
WALMART INC	$8,118,933	$1,512,049 ▲	22.9%	115,240	0.5%	COM
XOM ExxonMobil	$8,117,660	$3,224,532 ▲	65.9%	96,842	0.5%	Energy
OIH VanEck Oil Services ETF	$8,065,823	$1,069,870 ▲	15.3%	20,069	0.5%	ETF
DGRO iShares Core Dividend Growth ETF	$8,040,031	$181,141 ▲	2.3%	116,556	0.5%	ETF
VTI Vanguard Total Stock Market ETF	$7,683,236	$1,179,087 ▼	-13.3%	24,651	0.5%	ETF
IVW iShares S&P 500 Growth ETF	$7,629,830	$408,207 ▼	-5.1%	70,185	0.5%	ETF
ETN Eaton	$7,622,000	$2,885,346 ▼	-27.5%	22,187	0.5%	Industrials
IBM International Business Machines	$7,525,362	$5,470,402 ▲	266.2%	140,619	0.5%	Computer and Technology
FBND Fidelity Total Bond ETF	$7,323,233	$1,394,917 ▲	23.5%	161,021	0.5%	ETF
TJX TJX Companies	$7,263,425	$986,933 ▼	-12.0%	46,623	0.5%	Retail/Wholesale
APIE ActivePassive International Equity ETF	$7,217,979	$389,104 ▼	-5.1%	211,473	0.5%	ETF
AMD Advanced Micro Devices	$7,189,021	$5,239,796 ▲	268.8%	145,571	0.5%	Computer and Technology
GBIL Goldman Sachs Access Treasury 0-1 Year ETF	$7,188,164	$1,359,452 ▼	-15.9%	71,752	0.5%	ETF
GS The Goldman Sachs Group	$7,117,998	$386,023 ▲	5.7%	8,814	0.5%	Finance
HL Hecla Mining	$7,009,237	$94,520 ▲	1.4%	407,041	0.4%	Basic Materials
TSM Taiwan Semiconductor Manufacturing	$6,865,090	$1,056,143 ▼	-13.3%	21,691	0.4%	Computer and Technology
PIMCO ETF TR	$6,814,069	$382,374 ▲	5.9%	74,026	0.4%	ACTIVE BD ETF
STEW SRH Total Return Fund	$6,746,150	$86,474 ▲	1.3%	403,720	0.4%	Finance
ABBV AbbVie	$6,630,540	$1,720,148 ▲	35.0%	50,912	0.4%	Medical
IEMG iShares Core MSCI Emerging Markets ETF	$6,582,277	$602,985 ▼	-8.4%	97,776	0.4%	ETF
BA Boeing	$6,555,833	$286,657 ▼	-4.2%	34,648	0.4%	Aerospace
COF Capital One Financial	$6,491,872	$1,081,949 ▲	20.0%	36,445	0.4%	Finance
ICVT iShares Convertible Bond ETF	$6,439,488	$1,275,663 ▲	24.7%	64,947	0.4%	ETF
COST Costco Wholesale	$6,338,473	$1,445,092 ▼	-18.6%	6,360	0.4%	Retail/Wholesale
URTH iShares MSCI World ETF	$6,245,564	$6,245,564 ▲	New Holding	35,701	0.4%	ETF
BX Blackstone	$6,167,117	$1,580,588 ▲	34.5%	55,261	0.4%	Finance
HD Home Depot	$6,128,259	$955,017 ▲	18.5%	28,844	0.4%	Retail/Wholesale
STIP iShares 0-5 Year TIPS Bond ETF	$6,122,439	$88,389 ▼	-1.4%	59,223	0.4%	ETF
FIDELITY COVINGTON TRUST	$6,086,977	$6,086,977 ▲	New Holding	168,708	0.4%	ENHANCED LARGE
JPST JPMorgan Ultra-Short Income ETF	$6,032,348	$3,500,711 ▼	-36.7%	119,287	0.4%	ETF
HYZD WisdomTree Interest Rate Hedged High Yield Bond Fund	$6,012,284	$112,371 ▲	1.9%	272,710	0.4%	Finance
IWB iShares Russell 1000 ETF	$5,942,660	$31,547 ▼	-0.5%	17,142	0.4%	ETF
IVE iShares S&P 500 Value ETF	$5,916,284	$1,358,956 ▼	-18.7%	28,494	0.4%	ETF
SYK Stryker	$5,910,850	$559,584 ▲	10.5%	18,126	0.4%	Medical
IUSB iShares Core Total USD Bond Market ETF	$5,838,702	$134,151 ▲	2.4%	126,653	0.4%	Manufacturing
CVX Chevron	$5,819,765	$3,967,476 ▲	214.2%	97,513	0.4%	Energy
V Visa	$5,471,969	$1,408,729 ▼	-20.5%	18,268	0.3%	Business Services
IEFA iShares Core MSCI EAFE ETF	$5,431,707	$1,435,050 ▼	-20.9%	61,942	0.3%	ETF
BNDX Vanguard Total International Bond ETF	$5,403,332	$139,021 ▲	2.6%	113,064	0.3%	ETF
EFG iShares MSCI EAFE Growth ETF	$5,333,209	$1,735,067 ▲	48.2%	49,537	0.3%	ETF
AGI Alamos Gold	$5,046,588	$626 ▼	0.0%	120,876	0.3%	Basic Materials
BLUEROCK PVT REAL ESTATE FD	$4,972,416	$4,328,737 ▲	672.5%	308,845	0.3%	COM
NFLX Netflix	$4,904,721	$581,865 ▼	-10.6%	102,256	0.3%	Consumer Discretionary
XLU Utilities Select Sector SPDR Fund	$4,742,823	$441,243 ▲	10.3%	103,285	0.3%	ETF
MA Mastercard	$4,724,152	$1,089,277 ▼	-18.7%	9,563	0.3%	Business Services
RSP Invesco S&P 500 Equal Weight ETF	$4,608,110	$475,819 ▲	11.5%	24,502	0.3%	ETF
APCB ActivePassive Core Bond ETF	$4,527,683	$236,859 ▼	-5.0%	154,186	0.3%	ETF
AGG iShares Core U.S. Aggregate Bond ETF	$4,514,936	$4,229,008 ▼	-48.4%	45,587	0.3%	Finance
CAT Caterpillar	$4,505,720	$2,948,640 ▼	-39.6%	6,751	0.3%	Industrials
AEM Agnico Eagle Mines	$4,427,022	$867,983 ▼	-16.4%	23,074	0.3%	Basic Materials
IWF iShares Russell 1000 Growth ETF	$4,359,084	$309,837 ▼	-6.6%	10,608	0.3%	ETF
ORCL Oracle	$4,274,640	$2,708,326 ▲	172.9%	90,197	0.3%	Computer and Technology
MNA NYLI Merger Arbitrage ETF	$4,264,742	$438,768 ▲	11.5%	117,843	0.3%	ETF
BAC Bank of America	$4,223,969	$799,179 ▼	-15.9%	89,434	0.3%	Finance
VBK Vanguard Small-Cap Growth ETF	$4,214,602	$683,128 ▼	-13.9%	14,554	0.3%	ETF
IJR iShares Core S&P Small-Cap ETF	$4,159,122	$333,117 ▼	-7.4%	34,410	0.3%	ETF
RTX RTX	$4,126,509	$2,865,296 ▲	227.2%	71,549	0.3%	Aerospace
VWO Vanguard FTSE Emerging Markets ETF	$3,968,738	$483,629 ▼	-10.9%	75,710	0.3%	ETF
MS Morgan Stanley	$3,917,670	$176,111 ▼	-4.3%	24,737	0.2%	Finance
STX Seagate Technology	$3,889,642	$1,686,406 ▼	-30.2%	10,732	0.2%	Computer and Technology
BSV Vanguard Short-Term Bond ETF	$3,878,066	$113,927 ▲	3.0%	49,528	0.2%	ETF
CDE Coeur Mining	$3,821,073	$47,768 ▲	1.3%	231,580	0.2%	Basic Materials
VCSH Vanguard Short-Term Corporate Bond ETF	$3,811,904	$756,168 ▼	-16.6%	48,228	0.2%	ETF
IHI iShares U.S. Medical Devices ETF	$3,796,560	$1,011,392 ▼	-21.0%	72,178	0.2%	ETF
MU Micron Technology	$3,685,018	$181,274 ▼	-4.7%	12,441	0.2%	Computer and Technology
DE Deere & Company	$3,683,622	$2,101,966 ▲	132.9%	16,531	0.2%	Industrials
MRK Merck & Co., Inc.	$3,668,653	$667,382 ▼	-15.4%	31,064	0.2%	Medical

Showing largest 100 holdings. View all holdings.

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofB. Riley Wealth Advisors, Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools