B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

B. Riley Wealth Advisors, Inc. has $1.87 billion in total holdings as of September 30, 2021.
B. Riley Wealth Advisors, Inc. owns shares of 831 different stocks, but just 189 companies or ETFs make up 80% of its holdings.
Approximately 8.61% of the portfolio was purchased this quarter.
About 202.46% of the portfolio was sold this quarter.
This quarter, B. Riley Wealth Advisors, Inc. has purchased 803 new stocks and bought additional shares in 354 stocks.
B. Riley Wealth Advisors, Inc. sold shares of 331 stocks and completely divested from 76 stocks this quarter.

Largest Holdings

NVIDIA: $118,531,041
Apple: $64,159,721
iShares Core S&P 500 ETF: $44,386,389
Amazon.com: $36,710,929
Meta Platforms: $34,551,201

Largest New Holdings this Quarter

38149W473 - GOLDMAN SACHS ETF TR: $3,161,995 Holding
77926X320 - ROUNDHILL ETF TRUST: $2,918,316 Holding
438516205 - HONEYWELL INTL INC: $1,602,580 Holding
37954Y384 - Global X Cybersecurity ETF: $1,592,024 Holding
43849R105 - HONEYWELL AEROSPACE INC: $1,498,177 Holding

Largest Purchases this Quarter

Vanguard Growth ETF: 287,926 shares (about $24.43M)
Invesco S&P MidCap Momentum ETF: 48,626 shares (about $8.14M)
iShares Russell 1000 Growth ETF: 42,063 shares (about $5.13M)
iShares Core S&P 500 ETF: 5,977 shares (about $4.45M)
ActivePassive U.S. Equity ETF: 80,729 shares (about $3.70M)

Largest Sales this Quarter

NVIDIA: 10,853,413 shares (about $2.12B)
Eli Lilly and Company: 316,672 shares (about $389.48M)
Apple: 476,985 shares (about $134.39M)
Meta Platforms: 207,985 shares (about $117.01M)
PALANTIR TECHNOLOGIES INC: 867,782 shares (about $100.40M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
NVDA NVIDIA	$118,531,041	$2,116,090,010 â–¼	-94.7%	607,945	6.3%	Technology
AAPL Apple	$64,159,721	$134,385,578 â–¼	-67.7%	227,727	3.4%	Technology
IVV iShares Core S&P 500 ETF	$44,386,389	$4,448,016 â–²	11.1%	59,644	2.4%	ETF
AMZN Amazon.com	$36,710,929	$49,438,591 â–¼	-57.4%	152,873	2.0%	Consumer Discretionary
META Meta Platforms	$34,551,201	$117,013,198 â–¼	-77.2%	61,413	1.8%	Communication Services
LLY Eli Lilly and Company	$31,266,764	$389,477,960 â–¼	-92.6%	25,422	1.7%	Healthcare
MSFT Microsoft	$30,914,986	$18,187,497 â–¼	-37.0%	83,878	1.7%	Technology
VUG Vanguard Growth ETF	$29,327,762	$24,430,553 â–²	498.9%	345,642	1.6%	ETF
SPY SPDR S&P 500 ETF Trust	$24,972,192	$6,669 â–²	0.0%	33,701	1.3%	ETF
APUE ActivePassive U.S. Equity ETF	$23,443,257	$3,703,846 â–²	18.8%	510,969	1.3%	ETF
GOOGL Alphabet	$22,563,929	$2,032,780 â–²	9.9%	63,803	1.2%	Communication Services
AVGO Broadcom	$21,700,888	$18,765,970 â–¼	-46.4%	58,265	1.2%	Technology
QQQ Invesco QQQ	$21,193,838	$3,574,786 â–¼	-14.4%	29,270	1.1%	ETF
SMH VanEck Semiconductor ETF	$20,902,138	$1,551,513 â–²	8.0%	33,074	1.1%	ETF
PANW Palo Alto Networks	$20,312,218	$84,329 â–¼	-0.4%	61,181	1.1%	Technology
VTV Vanguard Value ETF	$20,286,513	$318,982 â–¼	-1.5%	92,789	1.1%	ETF
PALANTIR TECHNOLOGIES INC	$19,519,145	$100,402,257 â–¼	-83.7%	168,705	1.0%	CL A
GOOG Alphabet	$19,088,636	$3,031,208 â–¼	-13.7%	54,340	1.0%	Communication Services
AMD Advanced Micro Devices	$18,945,067	$59,588,189 â–¼	-75.9%	35,117	1.0%	Technology
XLK Technology Select Sector SPDR Fund	$18,861,574	$2,068,434 â–²	12.3%	101,729	1.0%	ETF
CRWD CrowdStrike	$18,517,323	$39,545,721 â–¼	-68.1%	24,925	1.0%	Technology
JPM JPMorgan Chase & Co.	$16,532,055	$9,260,784 â–¼	-35.9%	50,190	0.9%	Finance
MU Micron Technology	$14,528,473	$280,583 â–²	2.0%	12,686	0.8%	Technology
CSM ProShares Large Cap Core Plus	$13,763,642	$143,008 â–¼	-1.0%	162,845	0.7%	ETF
CAPITAL GROUP CORE BALANCED	$13,439,675	$383,902 â–²	2.9%	354,422	0.7%	SHS
JNJ Johnson & Johnson	$12,755,653	$2,227,580 â–¼	-14.9%	49,343	0.7%	Healthcare
BRK.B Berkshire Hathaway	$12,262,409	$450,857 â–²	3.8%	24,723	0.7%	Finance
VOO Vanguard S&P 500 ETF	$11,543,915	$2,222,839 â–¼	-16.1%	16,951	0.6%	ETF
TSLA Tesla	$11,018,377	$47,773 â–²	0.4%	26,754	0.6%	Consumer Discretionary
VEA Vanguard FTSE Developed Markets ETF	$10,187,254	$167,655 â–¼	-1.6%	143,644	0.5%	ETF
TSM Taiwan Semiconductor Manufacturing	$10,036,822	$165,202 â–²	1.7%	22,054	0.5%	Technology
ICVT iShares Convertible Bond ETF	$9,892,853	$2,046,635 â–²	26.1%	81,888	0.5%	ETF
STX Seagate Technology	$9,815,991	$578,209 â–¼	-5.6%	10,135	0.5%	Technology
APIE ActivePassive International Equity ETF	$9,687,589	$1,588,184 â–²	19.6%	252,940	0.5%	ETF
GE VERNOVA INC	$9,675,819	$1,431,086 â–¼	-12.9%	8,776	0.5%	COM
PG Procter & Gamble	$9,532,563	$14,771,361 â–¼	-60.8%	64,214	0.5%	Consumer Staples
DGRO iShares Core Dividend Growth ETF	$9,402,049	$549,648 â–²	6.2%	123,793	0.5%	ETF
VTI Vanguard Total Stock Market ETF	$9,378,802	$328,939 â–²	3.6%	25,547	0.5%	ETF
IBM International Business Machines	$9,265,017	$29,827,533 â–¼	-76.3%	33,327	0.5%	Technology
GS The Goldman Sachs Group	$9,156,500	$164,256 â–²	1.8%	8,975	0.5%	Finance
ETN Eaton	$9,134,170	$75,938 â–²	0.8%	22,373	0.5%	Industrials
XMMO Invesco S&P MidCap Momentum ETF	$8,990,898	$8,140,912 â–²	957.8%	53,703	0.5%	ETF
IVW iShares S&P 500 Growth ETF	$8,818,557	$698,471 â–¼	-7.3%	65,034	0.5%	ETF
BIL SPDR Bloomberg 1-3 Month T-Bill ETF	$8,648,040	$258,974 â–¼	-2.9%	94,370	0.5%	ETF
FBND Fidelity Total Bond ETF	$8,510,680	$1,156,825 â–²	15.7%	186,351	0.5%	ETF
GLD SPDR Gold Shares	$8,481,024	$87,159,568 â–¼	-91.1%	23,010	0.5%	ETF
WALMART INC	$8,375,198	$4,831,307 â–¼	-36.6%	73,082	0.4%	COM
ABBV AbbVie	$8,244,738	$4,702,705 â–¼	-36.3%	32,420	0.4%	Healthcare
COF Capital One Financial	$7,897,276	$525,123 â–²	7.1%	39,041	0.4%	Finance
IUSB iShares Core Total USD Bond Market ETF	$7,753,697	$1,887,125 â–²	32.2%	167,394	0.4%	ETF
FIDELITY COVINGTON TRUST	$7,686,464	$405,014 â–²	5.6%	178,092	0.4%	ENHANCED LARGE
BA Boeing	$7,499,227	$60,543 â–²	0.8%	34,930	0.4%	Industrials
URTH iShares MSCI World ETF	$7,398,182	$213,717 â–²	3.0%	36,763	0.4%	ETF
PIMCO ETF TR	$7,362,287	$505,294 â–²	7.4%	79,481	0.4%	ACTIVE BD ETF
NFLX Netflix	$7,301,775	$242,662 â–¼	-3.2%	98,967	0.4%	Communication Services
LAM RESEARCH CORP	$7,254,046	$167,648 â–¼	-2.3%	17,654	0.4%	COM NEW
GBIL Goldman Sachs Access Treasury 0-1 Year ETF	$7,232,416	$47,166 â–²	0.7%	72,223	0.4%	ETF
STEW SRH Total Return Fund	$7,222,015	$23,678 â–²	0.3%	405,048	0.4%	Finance
CAT Caterpillar	$7,062,026	$86,790 â–²	1.2%	6,835	0.4%	Industrials
TJX TJX Companies	$7,006,867	$44,008 â–¼	-0.6%	46,332	0.4%	Consumer Discretionary
HD Home Depot	$6,948,711	$3,169,858 â–¼	-31.3%	19,808	0.4%	Consumer Discretionary
INTC Intel	$6,741,378	$3,264,392 â–²	93.9%	51,180	0.4%	Technology
HYZD WisdomTree Interest Rate Hedged High Yield Bond Fund	$6,492,046	$365,618 â–²	6.0%	288,985	0.3%	ETF
IWF iShares Russell 1000 Growth ETF	$6,424,783	$5,130,824 â–²	396.5%	52,671	0.3%	ETF
BX Blackstone	$6,378,318	$29,983 â–²	0.5%	55,522	0.3%	Finance
XOM ExxonMobil	$6,362,158	$6,814,149 â–¼	-51.7%	46,760	0.3%	Energy
UBER Uber Technologies	$6,309,729	$10,933,230 â–¼	-63.4%	83,572	0.3%	Industrials
STIP iShares 0-5 Year TIPS Bond ETF	$6,268,459	$215,255 â–²	3.6%	61,329	0.3%	ETF
HL Hecla Mining	$6,265,946	$2,479 â–¼	0.0%	406,880	0.3%	Materials
EFG iShares MSCI EAFE Growth ETF	$6,176,338	$73,427 â–²	1.2%	50,133	0.3%	ETF
COST Costco Wholesale	$6,105,126	$84,254 â–²	1.4%	6,449	0.3%	Consumer Staples
JPST JPMorgan Ultra-Short Income ETF	$6,084,246	$50,732 â–²	0.8%	120,290	0.3%	ETF
BLUEROCK PVT REAL ESTATE FD	$6,055,415	$1,944,694 â–²	47.3%	454,953	0.3%	COM
SYK Stryker	$6,005,701	$14,543 â–²	0.2%	18,170	0.3%	Healthcare
V Visa	$5,929,759	$311,589 â–¼	-5.0%	17,356	0.3%	Finance
IEMG iShares Core MSCI Emerging Markets ETF	$5,913,289	$2,077,006 â–¼	-26.0%	72,360	0.3%	ETF
APCB ActivePassive Core Bond ETF	$5,883,390	$1,333,353 â–²	29.3%	199,369	0.3%	ETF
OIH VanEck Oil Services ETF	$5,816,159	$1,669,059 â–¼	-22.3%	15,594	0.3%	ETF
IVE iShares S&P 500 Value ETF	$5,739,181	$733,498 â–¼	-11.3%	25,265	0.3%	ETF
IWB iShares Russell 1000 ETF	$5,691,419	$1,273,337 â–¼	-18.3%	14,008	0.3%	ETF
BNDX Vanguard Total International Bond ETF	$5,578,579	$92,722 â–²	1.7%	114,975	0.3%	ETF
ORCL Oracle	$5,465,698	$7,861,946 â–¼	-59.0%	36,990	0.3%	Technology
VBK Vanguard Small-Cap Growth ETF	$5,301,289	$41,202 â–²	0.8%	14,668	0.3%	ETF
BAC Bank of America	$5,204,515	$28,072 â–²	0.5%	89,919	0.3%	Finance
IEFA iShares Core MSCI EAFE ETF	$5,179,379	$786,833 â–¼	-13.2%	53,773	0.3%	ETF
MS Morgan Stanley	$5,158,578	$78,760 â–¼	-1.5%	24,365	0.3%	Finance
CSCO Cisco Systems	$5,093,904	$9,456,778 â–¼	-65.0%	43,279	0.3%	Technology
UNH UnitedHealth Group	$5,067,099	$5,975,147 â–¼	-54.1%	12,070	0.3%	Healthcare
MRVL Marvell Technology	$4,967,308	$1,397,090 â–¼	-22.0%	17,884	0.3%	Technology
QQEW First Trust NASDAQ-100 Equal Weighted Index Fund	$4,910,757	$200,287 â–²	4.3%	31,065	0.3%	ETF
SCHG Schwab U.S. Large-Cap Growth ETF	$4,908,363	$748,497 â–²	18.0%	146,694	0.3%	ETF
MA Mastercard	$4,739,113	$134,544 â–¼	-2.8%	9,299	0.3%	Finance
AMAT Applied Materials	$4,657,218	$194,485 â–¼	-4.0%	6,705	0.2%	Technology
JEPI JPMorgan Equity Premium Income ETF	$4,613,548	$1,307,481 â–²	39.5%	81,743	0.2%	ETF
CVX Chevron	$4,548,896	$11,879,255 â–¼	-72.3%	27,001	0.2%	Energy
C Citigroup	$4,479,266	$37,047 â–¼	-0.8%	31,436	0.2%	Finance
MNA NYLI Merger Arbitrage ETF	$4,324,997	$23,544 â–²	0.5%	118,488	0.2%	ETF
VWO Vanguard FTSE Emerging Markets ETF	$4,260,167	$220,326 â–¼	-4.9%	71,987	0.2%	ETF
DE Deere & Company	$4,203,887	$6,154,506 â–¼	-59.4%	6,709	0.2%	Industrials
RSP Invesco S&P 500 Equal Weight ETF	$4,198,638	$1,021,590 â–¼	-19.6%	19,707	0.2%	ETF

Showing largest 100 holdings. View all holdings.

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofB. Riley Wealth Advisors, Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools