B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

B. Riley Wealth Advisors, Inc. has $1.87 billion in total holdings as of September 30, 2021.
B. Riley Wealth Advisors, Inc. owns shares of 831 different stocks, but just 189 companies or ETFs make up 80% of its holdings.
Approximately 8.61% of the portfolio was purchased this quarter.
About 202.46% of the portfolio was sold this quarter.
This quarter, B. Riley Wealth Advisors, Inc. has purchased 803 new stocks and bought additional shares in 354 stocks.
B. Riley Wealth Advisors, Inc. sold shares of 331 stocks and completely divested from 76 stocks this quarter.

Largest Holdings

NVIDIA: $118,531,041
Apple: $64,159,721
iShares Core S&P 500 ETF: $44,386,389
Amazon.com: $36,710,929
Meta Platforms: $34,551,201

Largest New Holdings this Quarter

38149W473 - GOLDMAN SACHS ETF TR: $3,161,995 Holding
77926X320 - ROUNDHILL ETF TRUST: $2,918,316 Holding
438516205 - HONEYWELL INTL INC: $1,602,580 Holding
37954Y384 - Global X Cybersecurity ETF: $1,592,024 Holding
43849R105 - HONEYWELL AEROSPACE INC: $1,498,177 Holding

Largest Purchases this Quarter

Vanguard Growth ETF: 287,926 shares (about $24.43M)
Invesco S&P MidCap Momentum ETF: 48,626 shares (about $8.14M)
iShares Russell 1000 Growth ETF: 42,063 shares (about $5.13M)
iShares Core S&P 500 ETF: 5,977 shares (about $4.45M)
ActivePassive U.S. Equity ETF: 80,729 shares (about $3.70M)

Largest Sales this Quarter

NVIDIA: 10,853,413 shares (about $2.12B)
Eli Lilly and Company: 316,672 shares (about $389.48M)
Apple: 476,985 shares (about $134.39M)
Meta Platforms: 207,985 shares (about $117.01M)
PALANTIR TECHNOLOGIES INC: 867,782 shares (about $100.40M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
NVDA NVIDIA	$118,531,041	$2,116,090,010 â–¼	-94.7%	607,945	6.3%	Computer and Technology
AAPL Apple	$64,159,721	$134,385,578 â–¼	-67.7%	227,727	3.4%	Computer and Technology
IVV iShares Core S&P 500 ETF	$44,386,389	$4,448,016 â–²	11.1%	59,644	2.4%	ETF
AMZN Amazon.com	$36,710,929	$49,438,591 â–¼	-57.4%	152,873	2.0%	Retail/Wholesale
META Meta Platforms	$34,551,201	$117,013,198 â–¼	-77.2%	61,413	1.8%	Computer and Technology
LLY Eli Lilly and Company	$31,266,764	$389,477,960 â–¼	-92.6%	25,422	1.7%	Medical
MSFT Microsoft	$30,914,986	$18,187,497 â–¼	-37.0%	83,878	1.7%	Computer and Technology
VUG Vanguard Growth ETF	$29,327,762	$24,430,553 â–²	498.9%	345,642	1.6%	ETF
SPY SPDR S&P 500 ETF Trust	$24,972,192	$6,669 â–²	0.0%	33,701	1.3%	Finance
APUE ActivePassive U.S. Equity ETF	$23,443,257	$3,703,846 â–²	18.8%	510,969	1.3%	ETF
GOOGL Alphabet	$22,563,929	$2,032,780 â–²	9.9%	63,803	1.2%	Computer and Technology
AVGO Broadcom	$21,700,888	$18,765,970 â–¼	-46.4%	58,265	1.2%	Computer and Technology
QQQ Invesco QQQ	$21,193,838	$3,574,786 â–¼	-14.4%	29,270	1.1%	Finance
SMH VanEck Semiconductor ETF	$20,902,138	$1,551,513 â–²	8.0%	33,074	1.1%	Manufacturing
PANW Palo Alto Networks	$20,312,218	$84,329 â–¼	-0.4%	61,181	1.1%	Computer and Technology
VTV Vanguard Value ETF	$20,286,513	$318,982 â–¼	-1.5%	92,789	1.1%	ETF
PALANTIR TECHNOLOGIES INC	$19,519,145	$100,402,257 â–¼	-83.7%	168,705	1.0%	CL A
GOOG Alphabet	$19,088,636	$3,031,208 â–¼	-13.7%	54,340	1.0%	Computer and Technology
AMD Advanced Micro Devices	$18,945,067	$59,588,189 â–¼	-75.9%	35,117	1.0%	Computer and Technology
XLK Technology Select Sector SPDR Fund	$18,861,574	$2,068,434 â–²	12.3%	101,729	1.0%	ETF
CRWD CrowdStrike	$18,517,323	$39,545,721 â–¼	-68.1%	24,925	1.0%	Computer and Technology
JPM JPMorgan Chase & Co.	$16,532,055	$9,260,784 â–¼	-35.9%	50,190	0.9%	Finance
MU Micron Technology	$14,528,473	$280,583 â–²	2.0%	12,686	0.8%	Computer and Technology
CSM ProShares Large Cap Core Plus	$13,763,642	$143,008 â–¼	-1.0%	162,845	0.7%	ETF
CAPITAL GROUP CORE BALANCED	$13,439,675	$383,902 â–²	2.9%	354,422	0.7%	SHS
JNJ Johnson & Johnson	$12,755,653	$2,227,580 â–¼	-14.9%	49,343	0.7%	Medical
BRK.B Berkshire Hathaway	$12,262,409	$450,857 â–²	3.8%	24,723	0.7%	Finance
VOO Vanguard S&P 500 ETF	$11,543,915	$2,222,839 â–¼	-16.1%	16,951	0.6%	ETF
TSLA Tesla	$11,018,377	$47,773 â–²	0.4%	26,754	0.6%	Auto/Tires/Trucks
VEA Vanguard FTSE Developed Markets ETF	$10,187,254	$167,655 â–¼	-1.6%	143,644	0.5%	ETF
TSM Taiwan Semiconductor Manufacturing	$10,036,822	$165,202 â–²	1.7%	22,054	0.5%	Computer and Technology
ICVT iShares Convertible Bond ETF	$9,892,853	$2,046,635 â–²	26.1%	81,888	0.5%	ETF
STX Seagate Technology	$9,815,991	$578,209 â–¼	-5.6%	10,135	0.5%	Computer and Technology
APIE ActivePassive International Equity ETF	$9,687,589	$1,588,184 â–²	19.6%	252,940	0.5%	ETF
GE VERNOVA INC	$9,675,819	$1,431,086 â–¼	-12.9%	8,776	0.5%	COM
PG Procter & Gamble	$9,532,563	$14,771,361 â–¼	-60.8%	64,214	0.5%	Consumer Staples
DGRO iShares Core Dividend Growth ETF	$9,402,049	$549,648 â–²	6.2%	123,793	0.5%	ETF
VTI Vanguard Total Stock Market ETF	$9,378,802	$328,939 â–²	3.6%	25,547	0.5%	ETF
IBM International Business Machines	$9,265,017	$29,827,533 â–¼	-76.3%	33,327	0.5%	Computer and Technology
GS The Goldman Sachs Group	$9,156,500	$164,256 â–²	1.8%	8,975	0.5%	Finance
ETN Eaton	$9,134,170	$75,938 â–²	0.8%	22,373	0.5%	Industrials
XMMO Invesco S&P MidCap Momentum ETF	$8,990,898	$8,140,912 â–²	957.8%	53,703	0.5%	ETF
IVW iShares S&P 500 Growth ETF	$8,818,557	$698,471 â–¼	-7.3%	65,034	0.5%	ETF
BIL SPDR Bloomberg 1-3 Month T-Bill ETF	$8,648,040	$258,974 â–¼	-2.9%	94,370	0.5%	ETF
FBND Fidelity Total Bond ETF	$8,510,680	$1,156,825 â–²	15.7%	186,351	0.5%	ETF
GLD SPDR Gold Shares	$8,481,024	$87,159,568 â–¼	-91.1%	23,010	0.5%	Finance
WALMART INC	$8,375,198	$4,831,307 â–¼	-36.6%	73,082	0.4%	COM
ABBV AbbVie	$8,244,738	$4,702,705 â–¼	-36.3%	32,420	0.4%	Medical
COF Capital One Financial	$7,897,276	$525,123 â–²	7.1%	39,041	0.4%	Finance
IUSB iShares Core Total USD Bond Market ETF	$7,753,697	$1,887,125 â–²	32.2%	167,394	0.4%	Manufacturing
FIDELITY COVINGTON TRUST	$7,686,464	$405,014 â–²	5.6%	178,092	0.4%	ENHANCED LARGE
BA Boeing	$7,499,227	$60,543 â–²	0.8%	34,930	0.4%	Aerospace
URTH iShares MSCI World ETF	$7,398,182	$213,717 â–²	3.0%	36,763	0.4%	ETF
PIMCO ETF TR	$7,362,287	$505,294 â–²	7.4%	79,481	0.4%	ACTIVE BD ETF
NFLX Netflix	$7,301,775	$242,662 â–¼	-3.2%	98,967	0.4%	Consumer Discretionary
LAM RESEARCH CORP	$7,254,046	$167,648 â–¼	-2.3%	17,654	0.4%	COM NEW
GBIL Goldman Sachs Access Treasury 0-1 Year ETF	$7,232,416	$47,166 â–²	0.7%	72,223	0.4%	ETF
STEW SRH Total Return Fund	$7,222,015	$23,678 â–²	0.3%	405,048	0.4%	Finance
CAT Caterpillar	$7,062,026	$86,790 â–²	1.2%	6,835	0.4%	Industrials
TJX TJX Companies	$7,006,867	$44,008 â–¼	-0.6%	46,332	0.4%	Retail/Wholesale
HD Home Depot	$6,948,711	$3,169,858 â–¼	-31.3%	19,808	0.4%	Retail/Wholesale
INTC Intel	$6,741,378	$3,264,392 â–²	93.9%	51,180	0.4%	Computer and Technology
HYZD WisdomTree Interest Rate Hedged High Yield Bond Fund	$6,492,046	$365,618 â–²	6.0%	288,985	0.3%	Finance
IWF iShares Russell 1000 Growth ETF	$6,424,783	$5,130,824 â–²	396.5%	52,671	0.3%	ETF
BX Blackstone	$6,378,318	$29,983 â–²	0.5%	55,522	0.3%	Finance
XOM ExxonMobil	$6,362,158	$6,814,149 â–¼	-51.7%	46,760	0.3%	Energy
UBER Uber Technologies	$6,309,729	$10,933,230 â–¼	-63.4%	83,572	0.3%	Computer and Technology
STIP iShares 0-5 Year TIPS Bond ETF	$6,268,459	$215,255 â–²	3.6%	61,329	0.3%	ETF
HL Hecla Mining	$6,265,946	$2,479 â–¼	0.0%	406,880	0.3%	Basic Materials
EFG iShares MSCI EAFE Growth ETF	$6,176,338	$73,427 â–²	1.2%	50,133	0.3%	ETF
COST Costco Wholesale	$6,105,126	$84,254 â–²	1.4%	6,449	0.3%	Retail/Wholesale
JPST JPMorgan Ultra-Short Income ETF	$6,084,246	$50,732 â–²	0.8%	120,290	0.3%	ETF
BLUEROCK PVT REAL ESTATE FD	$6,055,415	$1,944,694 â–²	47.3%	454,953	0.3%	COM
SYK Stryker	$6,005,701	$14,543 â–²	0.2%	18,170	0.3%	Medical
V Visa	$5,929,759	$311,589 â–¼	-5.0%	17,356	0.3%	Business Services
IEMG iShares Core MSCI Emerging Markets ETF	$5,913,289	$2,077,006 â–¼	-26.0%	72,360	0.3%	ETF
APCB ActivePassive Core Bond ETF	$5,883,390	$1,333,353 â–²	29.3%	199,369	0.3%	ETF
OIH VanEck Oil Services ETF	$5,816,159	$1,669,059 â–¼	-22.3%	15,594	0.3%	ETF
IVE iShares S&P 500 Value ETF	$5,739,181	$733,498 â–¼	-11.3%	25,265	0.3%	ETF
IWB iShares Russell 1000 ETF	$5,691,419	$1,273,337 â–¼	-18.3%	14,008	0.3%	ETF
BNDX Vanguard Total International Bond ETF	$5,578,579	$92,722 â–²	1.7%	114,975	0.3%	ETF
ORCL Oracle	$5,465,698	$7,861,946 â–¼	-59.0%	36,990	0.3%	Computer and Technology
VBK Vanguard Small-Cap Growth ETF	$5,301,289	$41,202 â–²	0.8%	14,668	0.3%	ETF
BAC Bank of America	$5,204,515	$28,072 â–²	0.5%	89,919	0.3%	Finance
IEFA iShares Core MSCI EAFE ETF	$5,179,379	$786,833 â–¼	-13.2%	53,773	0.3%	ETF
MS Morgan Stanley	$5,158,578	$78,760 â–¼	-1.5%	24,365	0.3%	Finance
CSCO Cisco Systems	$5,093,904	$9,456,778 â–¼	-65.0%	43,279	0.3%	Computer and Technology
UNH UnitedHealth Group	$5,067,099	$5,975,147 â–¼	-54.1%	12,070	0.3%	Medical
MRVL Marvell Technology	$4,967,308	$1,397,090 â–¼	-22.0%	17,884	0.3%	Computer and Technology
QQEW First Trust NASDAQ-100 Equal Weighted Index Fund	$4,910,757	$200,287 â–²	4.3%	31,065	0.3%	Manufacturing
SCHG Schwab U.S. Large-Cap Growth ETF	$4,908,363	$748,497 â–²	18.0%	146,694	0.3%	ETF
MA Mastercard	$4,739,113	$134,544 â–¼	-2.8%	9,299	0.3%	Business Services
AMAT Applied Materials	$4,657,218	$194,485 â–¼	-4.0%	6,705	0.2%	Computer and Technology
JEPI JPMorgan Equity Premium Income ETF	$4,613,548	$1,307,481 â–²	39.5%	81,743	0.2%	ETF
CVX Chevron	$4,548,896	$11,879,255 â–¼	-72.3%	27,001	0.2%	Energy
C Citigroup	$4,479,266	$37,047 â–¼	-0.8%	31,436	0.2%	Financial Services
MNA NYLI Merger Arbitrage ETF	$4,324,997	$23,544 â–²	0.5%	118,488	0.2%	ETF
VWO Vanguard FTSE Emerging Markets ETF	$4,260,167	$220,326 â–¼	-4.9%	71,987	0.2%	ETF
DE Deere & Company	$4,203,887	$6,154,506 â–¼	-59.4%	6,709	0.2%	Industrials
RSP Invesco S&P 500 Equal Weight ETF	$4,198,638	$1,021,590 â–¼	-19.6%	19,707	0.2%	ETF

Showing largest 100 holdings. View all holdings.

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

Best-in-Class Portfolio Monitoring

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B. Riley Wealth Advisors, Inc. Top Holdings and 13F Report (2021)

About B. Riley Wealth Advisors, Inc.

Investment Activity

Largest Holdings

Largest New Holdings this Quarter

Largest Purchases this Quarter

Largest Sales this Quarter

Sector Allocation Over Time

Map of 500 Largest Holdings ofB. Riley Wealth Advisors, Inc.

Latest 13F Holdings and Changes Since Previous Quarterly Filing

More Institutional Buying and Selling Information

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools