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First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$79.74 +0.46 (+0.58%)
Closing price 03:59 PM Eastern
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$79.83 +0.09 (+0.11%)
As of 04:04 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
75
Total
Institutional Inflows
(last 12 months)
$122.14M
Number of
Institutional Sellers
(last 12 months)
35
Total
Institutional Outflows
(last 12 months)
$20.58M
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FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/21/2025Geneos Wealth Management Inc.8,377$576K0.0%+2.8%0.144%
5/19/2025Jane Street Group LLC14,131$972K0.0%-61.7%0.246%
5/16/2025Ashton Thomas Private Wealth LLC21,243$1.46M0.1%+286.2%0.369%
5/16/2025Goldman Sachs Group Inc.37,546$2.58M0.0%-53.5%0.653%
5/16/2025Jones Financial Companies Lllp50,739$3.49M0.0%+1,369.4%0.882%
5/15/2025Royal Bank of Canada130,645$8.99M0.0%-1.2%2.272%
5/15/2025Baird Financial Group Inc.3,824$263K0.0%-34.0%0.067%
5/14/2025Comerica Bank3,725$256K0.0%+8.6%0.065%
5/14/2025Northwestern Mutual Wealth Management Co.873$60K0.0%+102.6%0.015%
5/14/2025Kestra Advisory Services LLC17,168$1.18M0.0%+0.8%0.299%
5/14/2025Capital Analysts LLC590$41K0.0%N/A0.010%
5/13/2025Raymond James Financial Inc.129,404$8.90M0.0%-3.7%2.251%
5/12/2025Benjamin Edwards Inc.20,817$1.43M0.0%-53.2%0.362%
5/9/2025Atria Wealth Solutions Inc.3,805$262K0.0%+22.8%0.066%
5/9/2025PNC Financial Services Group Inc.58,953$4.06M0.0%+11.3%1.025%
5/8/2025MONECO Advisors LLC14,496$997K0.1%-8.2%0.252%
5/8/2025US Bancorp DE20,277$1.40M0.0%-5.8%0.353%
5/8/2025Harbour Investments Inc.20,267$1.39M0.0%+417.4%0.352%
5/8/2025Marshall Investment Management LLC35,453$2.44M1.5%-46.6%0.617%
5/7/2025LPL Financial LLC592,006$40.73M0.0%+3.2%10.296%
5/7/2025Bedel Financial Consulting Inc.71,104$4.95M0.7%+32.6%1.237%
5/6/2025Cetera Investment Advisers154,934$10.66M0.0%+41.2%2.695%
5/5/2025Montag A & Associates Inc.500$34K0.0%N/A0.009%
5/5/2025IFP Advisors Inc87,236$6.00M0.2%-4.0%1.517%
5/5/2025OneAscent Financial Services LLC5,562$383K0.0%N/A0.097%
5/5/2025Willner & Heller LLC7,010$482K0.4%-6.5%0.122%
5/2/2025Independent Wealth Network Inc.7,977$549K0.2%+4.2%0.139%
5/2/2025Kingsview Wealth Management LLC75,809$5.22M0.1%-11.7%1.318%
5/1/2025MTM Investment Management LLC16,503$1.14M0.4%-1.4%0.287%
5/1/2025CWM LLC954$66K0.0%-25.5%0.017%
4/30/2025Stratos Wealth Partners LTD.3,133$216K0.0%+7.8%0.054%
4/30/202549 Wealth Management LLC3,369$232K0.0%-9.8%0.059%
4/29/2025Envestnet Asset Management Inc.80,600$5.55M0.0%+33.6%1.402%
4/29/2025Concurrent Investment Advisors LLC100,194$6.89M0.2%+17.2%1.743%
4/29/2025OneDigital Investment Advisors LLC5,389$371K0.0%+38.7%0.094%
4/28/2025Private Trust Co. NA1,860$128K0.0%-25.2%0.032%
4/25/2025G&S Capital LLC14,292$983K0.4%+2.1%0.253%
4/25/2025New Wave Wealth Advisors LLC97,444$6.70M3.0%-20.3%1.725%
4/24/2025Golden State Wealth Management LLC5,357$369K0.1%N/A0.095%
4/24/2025Vista Investment Partners II LLC7,494$516K0.3%N/A0.133%
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4/23/2025Sylvest Advisors LLC7,313$503K0.3%+13.7%0.128%
4/23/2025Pinnacle Bancorp Inc.2,826$194K0.1%+15.9%0.050%
4/23/2025Golden State Wealth Management LLC10,714$737K0.1%N/A0.188%
4/23/2025Moneywise Inc.29,221$2.01M1.1%-7.4%0.513%
4/22/2025Brueske Advisory Services LLC96,179$6.62M6.3%-10.1%1.687%
4/22/2025Cambridge Investment Research Advisors Inc.34,508$2.37M0.0%-59.3%0.605%
4/22/2025Nilsine Partners LLC8,410$579K0.1%+10.0%0.148%
4/22/2025World Equity Group Inc.5,925$412K0.1%N/A0.104%
4/21/2025Clear Point Advisors Inc.7,886$543K0.5%-6.6%0.138%
4/21/2025HFG Advisors Inc.20,658$1.42M1.2%+1.9%0.362%
4/21/2025Dunhill Financial LLC7,176$494K0.2%-48.7%0.126%
4/18/2025Cornerstone Wealth Management LLC3,248$223K0.0%-6.0%0.057%
4/17/2025Janney Montgomery Scott LLC11,650$802K0.0%+65.5%0.203%
4/15/2025Strategic Equity Management10,000$688K0.3%-11.1%0.174%
4/14/2025Wedmont Private Capital7,624$493K0.0%N/A0.133%
4/10/2025Eclectic Associates Inc. ADV135,863$9.35M2.5%+6.0%2.342%
3/17/2025Wealth Enhancement Advisory Services LLC4,519$350K0.0%N/A0.075%
3/6/2025Plotkin Financial Advisors LLC2,583$200K0.1%N/A0.043%
2/19/2025Richmond Investment Services LLC45,997$3.56M2.0%N/A0.767%
2/17/2025Fiduciary Trust Co2,621$203K0.0%N/A0.044%
2/17/2025Dunhill Financial LLC13,985$1.08M0.5%+93.5%0.233%
2/17/2025Cetera Investment Advisers109,730$8.50M0.0%+27.8%1.829%
2/17/2025Blue Capital Inc.8,417$652K0.5%N/A0.140%
2/17/2025Citadel Advisors LLC27,579$2.14M0.0%N/A0.460%
2/17/2025Baird Financial Group Inc.5,797$449K0.0%+27.4%0.097%
2/17/2025Bank of America Corp DE132,219$10.24M0.0%+2.8%2.204%
2/17/2025Benjamin Edwards Inc.44,440$3.45M0.0%-6.2%0.741%
2/17/2025Ameriprise Financial Inc.6,268$485K0.0%N/A0.104%
2/14/2025Jane Street Group LLC36,859$2.85M0.0%N/A0.614%
2/14/2025Comerica Bank3,429$266K0.0%+169.2%0.057%
2/14/2025Fischer Investment Strategies LLC51,020$3.95M3.1%N/A0.850%
2/14/2025Stifel Financial Corp52,126$4.04M0.0%+3.0%0.869%
2/14/2025OneDigital Investment Advisors LLC3,884$301K0.0%N/A0.065%
2/14/2025Tower Research Capital LLC TRC 2,566$199K0.0%+3,367.6%0.043%
2/14/2025First Trust Advisors LP250,691$19.41M0.0%-0.7%4.178%
2/14/2025Concourse Financial Group Securities Inc.405$32K0.0%N/A0.007%
2/13/2025Synovus Financial Corp2,761$214K0.0%N/A0.046%
2/13/2025Envestnet Asset Management Inc.60,311$4.67M0.0%+12.7%1.005%
2/13/2025Wells Fargo & Company MN410,264$31.77M0.0%+60.2%6.838%
2/12/2025JPMorgan Chase & Co.397$31K0.0%N/A0.007%
2/11/2025LPL Financial LLC573,829$44.43M0.0%+7.0%9.564%
2/10/2025Harbour Investments Inc.3,917$303K0.0%+9.4%0.065%
2/10/2025Commonwealth Equity Services LLC14,355$1.11M0.0%+38.8%0.239%
2/10/2025Farther Finance Advisors LLC14,671$1.14M0.0%+122.9%0.245%
2/7/2025HighTower Advisors LLC3,406$264K0.0%N/A0.057%
2/7/2025Independent Advisor Alliance80,454$6.23M0.1%N/A1.341%
2/7/2025Strategic Equity Management11,245$871K0.4%-19.2%0.187%
2/7/2025PNC Financial Services Group Inc.52,961$4.10M0.0%+4.8%0.883%
2/7/2025Ashton Thomas Private Wealth LLC5,500$426K0.0%N/A0.092%
2/6/2025Raymond James Financial Inc.134,427$10.41M0.0%N/A2.240%
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2/6/2025Steward Partners Investment Advisory LLC16,859$1.31M0.0%-2.0%0.281%
2/6/2025Bedel Financial Consulting Inc.53,636$4.32M0.6%+5.2%0.894%
2/6/2025Jones Financial Companies Lllp3,453$267K0.0%+12.4%0.058%
2/5/2025US Bancorp DE21,536$1.67M0.0%-3.0%0.359%
2/5/2025Private Trust Co. NA2,488$193K0.0%+20.7%0.041%
2/5/2025Brueske Advisory Services LLC107,001$8.29M7.4%N/A1.783%
2/5/2025Oppenheimer & Co. Inc.5,409$419K0.0%N/A0.090%
2/4/2025IFP Advisors Inc90,909$7.04M0.2%-2.3%1.515%
2/4/2025MONECO Advisors LLC15,799$1.22M0.1%-13.8%0.263%
2/4/2025Marshall Investment Management LLC66,330$4.93M2.9%N/A1.106%
(Data available from 1/1/2016 forward)

FYC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYC shares?

During the previous two years, 103 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($40.73M), Wells Fargo & Company MN ($31.77M), First Trust Advisors LP ($19.41M), J Arnold Wealth Management Co ($13.14M), Cetera Investment Advisers ($10.66M), Bank of America Corp DE ($10.24M), and Eclectic Associates Inc. ADV ($9.35M).Learn more on First Trust Small Cap Growth AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Growth AlphaDEX Fund's stock?

Of the 89 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($350.93K), J Arnold Wealth Management Co ($208.88K), Wells Fargo & Company MN ($154.10K), Eclectic Associates Inc. ADV ($135.86K), Raymond James Financial Inc. ($134.43K), Cetera Investment Advisers ($125.98K), and LPL Financial LLC ($110.65K).

How much institutional buying is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have bought a total of 1,624,566 shares in the last 24 months. This purchase volume represents approximately $122.14M in transactions.

Which of First Trust Small Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

Of the 35 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cambridge Investment Research Advisors Inc. ($50.18K), Goldman Sachs Group Inc. ($43.18K), Marshall Investment Management LLC ($30.88K), Benjamin Edwards Inc. ($26.56K), New Wave Wealth Advisors LLC ($24.78K), Jane Street Group LLC ($22.73K), and Kingsview Wealth Management LLC ($20.10K).

How much institutional selling is happening at First Trust Small Cap Growth AlphaDEX Fund?

Institutional investors have sold a total of 294,448 shares in the last 24 months. This volume of shares sold represents approximately $20.58M in transactions.


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This page (NASDAQ:FYC) was last updated on 7/2/2025 by MarketBeat.com Staff
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