Go Pro
→ Ticker Revealed: Pre-IPO Access to 'Next Elon Musk' Company (From Banyan Hill Publishing) (Ad)tc pixel Free FYC Stock Alerts

First Trust Small Cap Growth AlphaDEX Fund (FYC) Institutional Ownership

First Trust Small Cap Growth AlphaDEX Fund logo
$122.54 +0.02 (+0.02%)
Closing price 04:00 PM Eastern
Extended Trading
$122.50 -0.04 (-0.03%)
As of 07:34 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)

Number of
Institutional Buyers
(last 12 months)
97
Total
Institutional Inflows
(last 12 months)
$171.78M
Number of
Institutional Sellers
(last 12 months)
45
Total
Institutional Outflows
(last 12 months)
$21.35M
Get FYC Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Small Cap Growth AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

FYC Institutional Buying and Selling by Quarter

First Trust Small Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Fulcrum Equity Management1,959$249K0.2%N/A0.019%
7/10/2026 Redhawk Wealth Advisors Inc.39,716$5.06M0.5%N/A0.384%
7/10/2026 Wealthcare Advisory Partners LLC5,720$728K0.0%N/A0.055%
7/9/2026 World Equity Group Inc.6,368$811K0.2%+6.6%0.062%
7/9/2026 Worth Asset Management LLC2,484$316K0.1%N/A0.024%
7/8/2026 Eclectic Associates Inc. ADV158,288$20.16M2.3%-0.6%1.544%
7/7/2026 Paller Financial Services Inc30,264$3.85M2.9%-4.8%0.295%
7/7/2026 M.E. Allison & CO. Inc.1,745$222K0.1%N/A0.017%
7/7/2026 Willner & Heller LLC9,093$1.16M0.7%-1.3%0.089%
7/7/2026 CoreCap Advisors LLC372$47K0.0%-23.9%0.004%
6/18/2026Western Wealth Management LLC11,492$1.11M0.0%+4.7%0.123%
6/3/2026NewEdge Advisors LLC707$69K0.0%-22.7%0.008%
5/19/2026Western Wealth Management LLC11,492$1.11M0.0%+4.7%0.123%
5/19/2026Bank of America Corp DE244,266$23.69M0.0%+21.2%2.612%
5/19/2026 Arkadios Wealth Advisors2,610$253K0.0%N/A0.028%
5/18/2026Royal Bank of Canada171,140$16.60M0.0%+4.4%1.830%
5/15/2026 Gateway Wealth Partners LLC17,972$1.74M0.1%+105.3%0.192%
5/13/2026Cetera Investment Advisers289,684$28.09M0.0%+13.6%3.098%
5/8/2026 PNC Financial Services Group Inc.92,515$8.97M0.0%+20.5%0.989%
5/7/2026 World Equity Group Inc.5,973$579K0.1%-3.1%0.064%
5/5/2026 D.A. Davidson & CO.10,735$1.04M0.0%N/A0.115%
5/5/2026 Geneos Wealth Management Inc.20,549$1.99M0.0%+41.8%0.220%
5/4/2026 Bedel Financial Consulting Inc.77,173$7.48M0.8%+3.7%0.825%
5/1/2026 Fifth Third Bancorp6,147$596K0.0%N/A0.066%
4/30/2026 Kestra Advisory Services LLC20,131$1.95M0.0%+13.7%0.215%
4/30/2026Quantum Portfolio Management LLC13,125$1.27M0.0%-1.2%0.140%
4/29/2026 Richmond Investment Services LLC146,944$14.25M2.3%+2.7%1.572%
4/29/2026 Warner Group LLC19,069$1.85M1.2%+62.9%0.204%
4/28/2026 Stephens Inc. AR3,946$383K0.0%+18.1%0.042%
4/28/2026 Paller Financial Services Inc31,793$3.08M2.6%-2.4%0.340%
4/27/2026 Private Advisor Group LLC27,078$2.63M0.0%+4.5%0.290%
4/24/2026 Barnes Pettey Financial Advisors LLC4,614$447K0.2%+39.1%0.049%
4/22/2026 Janney Montgomery Scott LLC53,085$5.15M0.0%+17.9%0.574%
4/22/2026 Sylvest Advisors LLC8,510$825K0.4%+1.2%0.092%
4/21/2026 Echo Wealth Management LLC3,440$334K0.2%-23.4%0.037%
4/21/2026 Independent Wealth Network Inc.4,896$475K0.1%-47.6%0.053%
4/20/2026 Kestra Private Wealth Services LLC3,588$348K0.0%-7.7%0.039%
4/17/2026 Certified Advisory Corp19,637$1.90M0.2%+2.3%0.212%
4/17/2026 Stonebridge Financial Group LLC MO3,840$372K0.3%N/A0.042%
4/16/2026 Founders Financial Securities LLC9,795$1.02M0.1%-44.2%0.106%
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside) (Ad)

Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top S&P 500 stock for 12 years running—and today, he's giving away his #1 AI stock pick for 2026, free. This company's sales are up 28% year over year, it holds over 30,000 patents in wireless and video technology, and it just earned an A-rating in his proprietary Stock Grader system that has cost him $9 million to build and maintain.tc pixel

Get the name and ticker of Louis Navellier's #1 AI stock free
3/17/2026Rockefeller Capital Management L.P.508$49K0.0%-87.3%0.006%
2/18/2026NewEdge Advisors LLC915$88K0.0%+137.7%0.010%
2/18/2026IHT Wealth Management LLC2,200$211K0.0%N/A0.024%
2/17/2026Cetera Investment Advisers255,008$24.51M0.0%+13.6%2.818%
2/17/2026Equitable Holdings Inc.55,876$5.37M0.0%-5.5%0.617%
2/17/2026Osaic Holdings Inc.93,138$8.95M0.0%+26.0%1.029%
2/17/2026Advisory Services Network LLC2,098$202K0.0%+91.1%0.023%
2/17/2026&PARTNERS14,221$1.37M0.0%N/A0.157%
2/17/2026Blair William & Co. IL325$31K0.0%N/A0.004%
2/17/2026Royal Bank of Canada163,957$15.76M0.0%+14.0%1.812%
2/16/2026 MML Investors Services LLC66,703$6.41M0.0%+1.3%0.737%
2/16/2026Mariner LLC2,825$272K0.0%+13.0%0.031%
2/16/2026Aptus Capital Advisors LLC2,136$205K0.0%N/A0.024%
2/13/2026 Kestra Advisory Services LLC17,709$1.70M0.0%-0.8%0.196%
2/13/2026First Trust Advisors LP216,354$20.80M0.0%-12.0%2.391%
2/13/2026 Golden State Wealth Management LLC323$31K0.0%-69.7%0.004%
2/13/2026Wells Fargo & Company MN363,672$34.96M0.0%+28.9%4.018%
2/12/2026Jane Street Group LLC35,146$3.38M0.0%-26.0%0.388%
2/12/2026Orion Porfolio Solutions LLC4,184$402K0.0%+10.5%0.046%
2/12/2026 Richmond Investment Services LLC143,085$13.75M2.4%+2.6%1.581%
2/12/2026Index Technologies Group LLC8,075$776K0.8%N/A0.089%
2/12/2026Quantum Portfolio Management LLC13,289$1.28M0.6%-18.7%0.147%
2/12/2026 Commonwealth Equity Services LLC38,973$3.75M0.0%+18.3%0.431%
2/12/2026Steward Partners Investment Advisory LLC20,640$1.98M0.0%+14.0%0.228%
2/11/2026 Gateway Wealth Partners LLC8,754$841K0.1%+1.5%0.097%
2/11/2026 Janney Montgomery Scott LLC45,037$4.33M0.0%+53.2%0.498%
2/11/2026 Capital Analysts LLC853$82K0.0%-30.3%0.009%
2/11/2026 LPL Financial LLC1,183,630$113.77M0.0%+43.0%13.079%
2/11/2026O Shaughnessy Asset Management LLC2,302$221K0.0%N/A0.025%
2/10/2026 Clear Point Advisors Inc.7,522$723K0.6%-3.0%0.083%
2/10/2026 Hazlett Burt & Watson Inc.1,650$158K0.1%+65.0%0.018%
2/10/2026 Founders Financial Securities LLC17,560$1.69M0.1%N/A0.194%
2/10/2026Northwestern Mutual Wealth Management Co.43,329$4.17M0.0%+123.5%0.479%
2/9/2026Kingsview Wealth Management LLC44,510$4.28M0.1%-37.6%0.492%
2/9/2026 Strategic Equity Management9,374$901K0.3%-7.6%0.104%
2/9/2026Harbour Investments Inc.20,988$2.02M0.0%+7.4%0.232%
2/9/2026 Prospera Financial Services Inc4,920$473K0.0%-15.1%0.054%
2/6/2026 Empirical Asset Management LLC16,635$1.60M0.2%+64.0%0.184%
2/6/2026 Global Retirement Partners LLC1,187$114K0.0%+146.8%0.013%
2/6/2026 IFP Advisors Inc88,816$8.54M0.2%-0.6%0.981%
2/6/2026 PNC Financial Services Group Inc.76,769$7.38M0.0%+21.1%0.848%
2/6/2026 Warner Group LLC11,706$1.13M0.7%+372.0%0.129%
2/5/2026 Stephens Inc. AR3,341$321K0.0%+29.5%0.037%
2/5/2026 Moneywise Inc.12,738$1.22M0.5%-50.4%0.142%
2/5/2026Western Wealth Management LLC10,981$1.06M0.0%+25.8%0.123%
2/5/2026 Proactive Wealth Strategies LLC10,905$1.05M0.4%+13.1%0.122%
2/4/2026Moneco Advisors LLC13,703$1.32M0.1%-1.1%0.153%
2/3/2026 Eclectic Associates Inc. ADV153,918$14.79M2.3%+2.6%1.720%
2/2/2026 Truist Financial Corp13,614$1.31M0.0%+38.2%0.152%
2/2/2026 Benjamin Edwards Inc.4,490$435K0.0%-12.7%0.050%
Trump Takes Emergency Action - Plus Elon Musk's New Venture (Ad)

Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Trump has issued emergency support to accelerate the rollout, and it's already live in multiple states. The Financial Times reports Sam Altman is personally calling people to build this for OpenAI. A few little-known companies control the entire supply chain - meaning anyone who wants access must go through them. Their stocks are available to buy right now.tc pixel

See which companies control the supply chain behind this emerging tech
2/2/2026Mutual Advisors LLC3,439$331K0.0%N/A0.038%
2/2/2026 Oppenheimer & Co. Inc.10,379$998K0.0%+2.2%0.116%
1/30/2026 Barnes Pettey Financial Advisors LLC3,317$319K0.2%N/A0.037%
1/29/2026Comerica Bank5,923$569K0.0%+56.0%0.068%
1/29/2026 Ashton Thomas Private Wealth LLC3,897$375K0.0%+8.9%0.045%
1/29/2026UBS Group AG84,256$8.10M0.0%+49.6%0.963%
1/29/2026 Concurrent Investment Advisors LLC99,281$9.54M0.1%+0.7%1.135%
1/28/2026 Geneos Wealth Management Inc.14,495$1.39M0.0%+4.0%0.166%
1/28/2026 Bedel Financial Consulting Inc.74,442$7.16M0.8%+1.1%0.851%
1/27/2026 PFG Advisors3,174$305K0.0%+4.6%0.036%


FYC Institutional Ownership - Frequently Asked Questions

During the previous two years, 152 institutional investors and hedge funds held shares of First Trust Small Cap Growth AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($113.77M), Wells Fargo & Company MN ($34.96M), Raymond James Financial Inc. ($29.41M), Cetera Investment Advisers ($28.09M), Bank of America Corp DE ($23.69M), First Trust Advisors LP ($20.80M), and Eclectic Associates Inc. ADV ($20.16M).Learn more on First Trust Small Cap Growth AlphaDEX Fund's institutional investors.

Of the 137 institutional investors that purchased First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($411.92K), Raymond James Financial Inc. ($329.55K), Wells Fargo & Company MN ($235.54K), Cetera Investment Advisers ($190.90K), Bank of America Corp DE ($164.77K), Eclectic Associates Inc. ADV ($153.92K), and Richmond Investment Services LLC ($122.80K).

Institutional investors have bought a total of 1,839,002 shares in the last 24 months. This purchase volume represents approximately $171.78M in transactions.

Of the 45 institutional investors that sold First Trust Small Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($50.99K), First Trust Advisors LP ($38.53K), Kingsview Wealth Management LLC ($29.78K), Benjamin Edwards Inc. ($16.33K), Redhawk Wealth Advisors Inc. ($15.00K), Moneywise Inc. ($13.45K), and Jane Street Group LLC ($12.37K).

Institutional investors have sold a total of 229,296 shares in the last 24 months. This volume of shares sold represents approximately $21.35M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FYC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/10/2026. New 13F filings are added each quarter as they're published.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
The $15 Gold Fund That Pays Up to $1,152/Month
Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying...
Investors Alley | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
Buy this stock today
Marc Chaikin, founder of Chaikin Analytics, is sharing a strategy he calls 'Sell This, Buy That' - a way to mo...
Chaikin Analytics | Sponsoredtc pixel
My top 3 AI picks for the next decade
Alexander Green bought Apple in 1996, recommended Nvidia at a split-adjusted 66 cents in 2004, and picked up A...
The Oxford Club | Sponsoredtc pixel
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel