First Trust Small Cap Growth AlphaDEX Fund (FYC) Price, Holdings, & News $59.26 +0.39 (+0.66%) (As of 12/4/2023 ET) Add Compare Share Share Today's Range$58.56▼$59.3450-Day Range$51.50▼$59.2652-Week Range$51.39▼$63.88Volume40,764 shsAverage Volume21,733 shsMarket Capitalization$234.08 millionAssets Under Management$224.02 millionDividend Yield0.34%Net Expense Ratio0.71% Stock AnalysisStock AnalysisChartDividendHeadlinesHoldingsOwnershipRatingsShort InterestSocial MediaStock AnalysisChartDividendHeadlinesHoldingsOwnershipRatingsShort InterestSocial Media About First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)The First Trust Small Cap Growth AlphaDEX Fund (FYC) is an exchange-traded fund that is based on the NASDAQ AlphaDEX Small Cap Growth index. The fund tracks a quant-driven index that select stocks from a small-cap growth universe in an attempt to outperform the market. FYC was launched on Apr 18, 2011 and is managed by First Trust.Read More FYC Stock Price History View Price History Chart DataSkip Price History Chart 30 days | 90 days | 365 days | Advanced Chart FYC ETF News HeadlinesNovember 9, 2023 | investing.comFXN ETF Stock Price HistoryOctober 27, 2023 | money.usnews.comFirst Trust Exchange-Traded Fund III - First Trust Developed Markets ex-US Small Cap AlphaDEX FundDecember 5, 2023 | DTI Trader (Ad)New CBOE “special perk” helps traders target income every weekendYou might not immediately realize what you’re reading. Let me help you out a little… What you're looking at is a “special perk” set up by the Chicago Board of Options Exchange. October 16, 2023 | businesswire.comFirst Trust Energy Infrastructure Fund Issues Notice Regarding October 2023 DistributionJuly 30, 2023 | seekingalpha.comFirst Trust Small Cap Growth AlphaDEX® Fund declares $0.0717 dividendJuly 10, 2023 | cnbc.comMega-cap tech stocks will give you strong earnings growth next year, says Veritas’ Greg BranchMay 26, 2023 | fool.comFirst Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ: FAD)March 28, 2023 | markets.businessinsider.comMid-Cap Monday: ETF Fund FlowsDecember 5, 2023 | DTI Trader (Ad)All the trading advice you’ve ever received boils down to thisAll the trading advice you’ve ever received boils down to one goal and one goal only: finding a reliable edge in the markets. If you can do that, grab hold of it and never let go. Because once you have that edge, and you can count on it, you never need to do anything else.September 17, 2022 | seekingalpha.comFNY First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX FundSee More Headlines Receive FYC Stock News and Ratings via Email Sign-up to receive the latest news and ratings for First Trust Small Cap Growth AlphaDEX Fund and its competitors with MarketBeat's FREE daily newsletter. Email Address Fund Details IssuerFirst Trust Fund NameFirst Trust Small Cap Growth AlphaDEX Fund Tax ClassificationRegulated Investment Company Stock ExchangeNASDAQCurrent SymbolNASDAQ:FYC Inception Date4/19/2011 Fund ManagerDaniel J. Lindquist, Jon Erickson David McGarel, RogerTestin, Stan Ueland, Chris Peterson, Erik Russo WebN/A PhoneN/AFund Focus Asset ClassEquity BenchmarkNasdaq AlphaDEX Small Cap Growth Index CategorySize and Style FocusSmall Cap Development LevelDeveloped Markets RegionNorth America Number of Holdings264 Fund Statistics Assets Under Management$224.02 million Average Daily Volume$24,669.10 Discount/Premium0.04% Administrator, Advisor and Custodian AdministratorThe Bank of New York Mellon Corporation AdvisorFirst Trust Advisors L.P. CustodianThe Bank of New York Mellon Corporation DistributorFirst Trust Portfolios L.P. Transfer AgentThe Bank of New York Mellon Corporation TrusteeN/A Lead Market MakerLatour Trading Options OptionableN/A Short Interest15,500 shs Miscellaneous Outstanding Shares3,950,000Beta1.19 Creation Unit50,000 Creation Fee$1,000.00 Beginners Guide To Retirement StocksClick the link below and we'll send you MarketBeat's list of seven best retirement stocks and why they should be in your portfolio. Get This Free Report First Trust Small Cap Growth AlphaDEX Fund ExpensesTypeFYCSmall Cap ETFsEquity ETFsNASDAQ ETFsAll ETFsManagement Fee0.70%0.45%0.53%0.47%0.50%Other Expenses0.01%0.27%0.53%0.29%0.57%Total Expense0.71%0.54%0.69%0.55%0.69%Fee Waiver0.00%-0.31%-0.54%-0.21%-0.57%Net Expense0.71%0.49%0.59%0.51%0.57% First Trust Small Cap Growth AlphaDEX Fund (FYC) Holdings & ExposureTop 10 FYC HoldingsSphere Entertainment(NYSE:SPHR)Holding Weight: 0.90%Modine Manufacturing(NYSE:MOD)Holding Weight: 0.87%Remitly Global, Inc.Holding Weight: 0.77%CNX Resources(NYSE:CNX)Holding Weight: 0.76%Federal Agricultural Mortgage(NYSE:AGM)Holding Weight: 0.76%Northern Oil and Gas(NYSE:NOG)Holding Weight: 0.76%Extreme Networks(NASDAQ:EXTR)Holding Weight: 0.75%CONSOL Energy(NYSE:CEIX)Holding Weight: 0.74%Huron Consulting Group(NASDAQ:HURN)Holding Weight: 0.74%Dynavax Technologies(NASDAQ:DVAX)Holding Weight: 0.72%FYC Sector ExposureFYC Industry ExposureFull Holdings Details Similar ETFsVictoryShares US Small Mid Cap Value Momentum ETFNASDAQ:USVMiShares MSCI Brazil Small-Cap ETFNASDAQ:EWZSIQ Chaikin U.S. Small Cap ETFNASDAQ:CSMLFirst Trust Small Cap Value AlphaDEX FundNASDAQ:FYTFirst Trust Emerging Markets Small Cap AlphaDEX FundNASDAQ:FEMSInstitutional OwnershipComerica BankBought 720 shares on 11/21/2023Ownership: 0.018%Royal Bank of CanadaBought 23,449 shares on 11/15/2023Ownership: 3.306%Tower Research Capital LLC TRC Bought 1,051 shares on 11/14/2023Ownership: 0.345%Kestra Advisory Services LLCBought 1,005 shares on 11/13/2023Ownership: 0.473%FMR LLCSold 587 shares on 11/13/2023Ownership: 0.012%View All Institutional Transactions FYC ETF - Frequently Asked Questions How have FYC shares performed in 2023? First Trust Small Cap Growth AlphaDEX Fund's stock was trading at $55.28 on January 1st, 2023. Since then, FYC shares have increased by 7.2% and is now trading at $59.26. View the best growth stocks for 2023 here. Are investors shorting First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund saw a increase in short interest during the month of November. As of November 15th, there was short interest totaling 15,500 shares, an increase of 181.8% from the October 31st total of 5,500 shares. Based on an average daily trading volume, of 31,800 shares, the days-to-cover ratio is presently 0.5 days. View First Trust Small Cap Growth AlphaDEX Fund's Short Interest. How often does First Trust Small Cap Growth AlphaDEX Fund pay dividends? What is the dividend yield for First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund announced a quarterly dividend on Thursday, September 21st. Shareholders of record on Monday, September 25th will be given a dividend of $0.0772 per share on Friday, September 29th. This represents a $0.31 annualized dividend and a dividend yield of 0.52%. The ex-dividend date of this dividend is Friday, September 22nd. Read our dividend analysis for FYC. What does FYC invest in? First Trust Small Cap Growth AlphaDEX Fund is a equity fund issued by First Trust. FYC focuses on small cap investments and follows the Nasdaq AlphaDEX Small Cap Growth Index. The fund's investments total to approximately $224.02 million assets under management. What stocks does First Trust Small Cap Growth AlphaDEX Fund hold? FYC invests in 264 holdings. Some of the stocks in their portfolio include Sphere Entertainment (SPHR), Modine Manufacturing (MOD), CNX Resources (CNX), Federal Agricultural Mortgage (AGM), Northern Oil and Gas (NOG), Extreme Networks (EXTR), CONSOL Energy (CEIX), Huron Consulting Group (HURN) and Dynavax Technologies (DVAX). What is the management fee for First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund's management fee is 0.70% and has other expenses of 0.01%. The net expense ratio for FYC is 0.71%. What other stocks do shareholders of First Trust Small Cap Growth AlphaDEX Fund own? Based on aggregate information from My MarketBeat watchlists, some companies that other First Trust Small Cap Growth AlphaDEX Fund investors own include Adobe (ADBE), Erie Indemnity (ERIE), Exact Sciences (EXAS), First Trust Dow Jones Internet Index Fund (FDN), IDEXX Laboratories (IDXX), Mastercard (MA), Veracyte (VCYT), AMN Healthcare Services (AMN) and Advanced Micro Devices (AMD). Who are First Trust Small Cap Growth AlphaDEX Fund's major shareholders? First Trust Small Cap Growth AlphaDEX Fund's stock is owned by a number of institutional and retail investors. Top institutional investors include LPL Financial LLC (9.80%), J Arnold Wealth Management Co (5.02%), Raymond James Financial Services Advisors Inc. (3.50%), Royal Bank of Canada (3.31%), IFP Advisors Inc (2.63%) and Moneywise Inc. (1.34%). How do I buy shares of First Trust Small Cap Growth AlphaDEX Fund? Shares of FYC stock can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include WeBull, Vanguard Brokerage Services, TD Ameritrade, E*TRADE, Robinhood, Fidelity, and Charles Schwab. Compare Top Brokerages Here. This page (NASDAQ:FYC) was last updated on 12/5/2023 by MarketBeat.com Staff Adding Choose a watchlist: Watchlist Adding You have already added five stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding First Trust Small Cap Growth AlphaDEX Fund Please log in to your account or sign up in order to add this asset to your watchlist. 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