Go Pro

PGIM Corporate Bond 0-5 Year ETF (PCS) 10K Form and Latest SEC Filings 2026

$49.78 0.00 (0.00%)
As of 04:10 PM Eastern

Latest PGIM Corporate Bond 0-5 Year ETF SEC Filings & Recent Activity

PGIM Corporate Bond 0-5 Year ETF (BATS:PCS) has submitted 464+ documents to the U.S. Securities and Exchange Commission (SEC) since 2018. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 25-NSE submitted on July 21, 2026.

DateFilerForm TypeView
07/21/2026 2:27 PM
Cboe BZX Exchange, Inc. (1417835) Filed by
PGIM Corporate Bond 0-5 Year ETF (1727074) Subject
Form 25-NSE
06/29/2026 4:17 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form N-14
Form for the registration of securities issued in business combination transactions by investment companies and business development companies  
06/15/2026 5:29 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
06/15/2026 5:30 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
06/15/2026 5:31 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
06/15/2026 5:32 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
06/15/2026 5:33 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
06/15/2026 5:35 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
06/11/2026 12:46 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 485APOS
06/09/2026 10:48 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form CERT
05/29/2026 10:52 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form CERT
05/27/2026 12:25 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 8-A12B
05/27/2026 12:18 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 8-A12B
05/27/2026 11:02 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
05/27/2026 11:06 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
05/27/2026 10:33 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
05/26/2026 4:13 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497J
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
05/21/2026 11:09 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
05/20/2026 1:27 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form CERT
05/15/2026 1:26 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 8-A12B
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/23/2026 2:02 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
04/08/2026 2:21 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 1:58 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
Someone just dumped the biggest gold fund. (Ad)

Investors pulled 2.9 billion dollars from the world's largest gold fund in a single day this March, pushing total outflows to 14 billion. At the same time, the World Gold Council recorded the highest quarterly central bank gold buying on record, with buyers taking physical delivery instead of paper shares.tc pixel

Discover the company on the buying side before the September 30th delivery date.
04/08/2026 1:59 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:00 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:00 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:12 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:13 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:17 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:17 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:18 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:19 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 2:20 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
04/08/2026 12:10 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. (793159) Filer
Prudential Government Money Market Fund, Inc. (67590) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 12 (1051562) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 2 (1099692) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 3 (1104631) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 4 (807394) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 6 (746518) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 8 (887991) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 9 (1070287) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. (949512) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 (717819) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 (278187) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 (929523) Filer
PRUDENTIAL NATIONAL MUNI FUND, INC. (314612) Filer
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC. (834126) Filer
PRUDENTIAL WORLD FUND, INC. (741350) Filer
TARGET PORTFOLIO TRUST (890339) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/27/2026 4:22 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
12/23/2025 10:52 AM
Intrua Financial, LLC (1812792) Filed by
PGIM Corporate Bond 0-5 Year ETF (1727074) Subject
Form SCHEDULE 13G/A
12/18/2025 12:50 PM
Intrua Financial, LLC (1812792) Filed by
PGIM Corporate Bond 0-5 Year ETF (1727074) Subject
Form SCHEDULE 13G/A
12/18/2025 11:55 AM
Intrua Financial, LLC (1812792) Filed by
PGIM Corporate Bond 0-5 Year ETF (1727074) Subject
Form SCHEDULE 13G/A
12/11/2025 11:56 AM
Intrua Financial, LLC (1812792) Filed by
PGIM Corporate Bond 0-5 Year ETF (1727074) Subject
Form SCHEDULE 13G
11/21/2025 12:50 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 24F-2NT
Rule 24F-2 notice filed on Form 24F-2
11/13/2025 12:57 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form N-CEN
Annual Report for Registered Investment Companies
11/04/2025 10:04 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497J
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
11/03/2025 11:23 AM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form N-CSR
Certified shareholder report of registered management investment companies  
10/30/2025 3:43 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 485BPOS
Post-effective amendment filed pursuant to Securities Act Rule 485(b)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/30/2025 3:49 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/29/2025 3:21 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
10/29/2025 3:21 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
10/29/2025 3:21 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
Silicon Valley Insider: "Forget AI Stocks" (Ad)

A 25-year Silicon Valley veteran who recommended Nvidia before its 32,000 percent run says the next wave of AI gains wont come from Nvidia, Tesla, or SpaceX. He points to a detail buried on page 37 of the SpaceX IPO filing, tied to Elon Musks plans for 1 million AI satellites, 1 billion humanoid robots, and 200 billion AI chips a year. He says one overlooked sector could benefit most from this spending, and has identified a company trading under $1 that may factor into Musks supply chain.tc pixel

Watch the strategy session breaking down this overlooked sector now
10/07/2025 11:33 AM
ADVANCED SERIES TRUST (814679) Filer
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
PGIM Global High Yield Fund, Inc. (1554697) Filer
PGIM High Yield Bond Fund, Inc. (1534880) Filer
PGIM Short Duration High Yield Opportunities Fund (1812923) Filer
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC. (793159) Filer
Prudential Government Money Market Fund, Inc. (67590) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 12 (1051562) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 16 (1067442) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 18 (1052118) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 2 (1099692) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 3 (1104631) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 4 (807394) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 5 (1090155) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 6 (746518) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 7 (803191) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 8 (887991) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS 9 (1070287) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. (949512) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 (1035018) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 (717819) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 (278187) Filer
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17 (929523) Filer
PRUDENTIAL JENNISON BLEND FUND, INC. (356683) Filer
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. (1022624) Filer
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC. (816753) Filer
PRUDENTIAL JENNISON SMALL CO FUND, INC. (318531) Filer
PRUDENTIAL NATIONAL MUNI FUND, INC. (314612) Filer
PRUDENTIAL SECTOR FUNDS, INC. (352665) Filer
PRUDENTIAL SERIES FUND (711175) Filer
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC. (834126) Filer
PRUDENTIAL WORLD FUND, INC. (741350) Filer
PRUDENTIALS GIBRALTAR FUND (80946) Filer
TARGET PORTFOLIO TRUST (890339) Filer
Form 40-17G
09/16/2025 7:59 PM
PGIM Corporate Bond 0-5 Year ETF (1727074) Filer
Form N-CSRS/A
(Data available from 1/1/2016 forward)

PGIM Corporate Bond 0-5 Year ETF SEC Filings - Frequently Asked Questions

PGIM Corporate Bond 0-5 Year ETF (PCS) has submitted 464+ filings to the SEC since 2018. You can browse the complete history or filter by form type using the tools above.

The most recent filing was a Form 25-NSE submitted on July 21, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


Related Companies and Tools


SEC filings for BATS:PCS are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 7/21/2026. New filings are added as they're published.
From Our Partners