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Innovator U.S. Equity Ultra Buffer ETF - May (UMAY) Institutional Ownership

$38.84 +0.18 (+0.47%)
As of 01:18 PM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - May (BATS:UMAY)

Number of
Institutional Buyers
(last 12 months)
14
Total
Institutional Inflows
(last 12 months)
$5.47M
Number of
Institutional Sellers
(last 12 months)
18
Total
Institutional Outflows
(last 12 months)
$3.84M
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UMAY Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - May Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC16,899$642K0.0%-23.5%0.966%
8/21/2026 KFG Wealth Management LLC44,688$1.70M0.2%+81.9%2.554%
8/21/2026 Continuum Advisory LLC1,627$62K0.0%N/A0.093%
7/8/2026 Castle Rock Wealth Management LLC47,343$1.80M0.4%-3.0%2.705%
5/13/2026 Cetera Investment Advisers36,805$1.36M0.0%-1.3%2.103%
4/30/2026 Kestra Advisory Services LLC67,943$2.50M0.0%+1.3%3.882%
4/21/2026 KFG Wealth Management LLC24,567$904K0.1%-21.5%1.404%
4/17/2026 Brookstone Capital Management27,403$1.01M0.0%-7.2%1.566%
2/18/2026 OLD Mission Capital LLC21,533$788K0.0%-44.0%1.230%
2/17/2026 Cetera Investment Advisers37,277$1.36M0.0%-7.6%2.130%
2/17/2026 Osaic Holdings Inc.44,635$1.63M0.0%-15.7%2.551%
2/17/2026 Royal Bank of Canada5,767$211K0.0%-14.3%0.330%
2/13/2026 Kestra Advisory Services LLC67,075$2.45M0.0%-4.5%3.833%
2/12/2026 Commonwealth Equity Services LLC40,016$1.46M0.0%-10.3%2.287%
2/11/2026 LPL Financial LLC20,624$754K0.0%-15.3%1.179%
2/10/2026 Foundations Investment Advisors LLC20,460$748K0.0%+56.7%1.169%
2/5/2026 IMG Wealth Management Inc.11,071$405K0.3%+14.0%0.633%
2/5/2026 Castle Rock Wealth Management LLC48,821$1.80M0.4%-5.1%2.790%
2/3/2026 AssuredPartners Investment Advisors LLC8,292$303K0.0%N/A0.474%
2/2/2026 Truist Financial Corp34,324$1.26M0.0%-2.2%1.961%
1/30/2026 Strategic Blueprint LLC7,360$269K0.0%-15.9%0.421%
1/26/2026 Merit Financial Group LLC15,670$573K0.0%N/A0.895%
1/21/2026 KFG Wealth Management LLC31,292$1.14M0.2%-18.0%1.788%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors147,670$5.40M0.3%-6.2%8.438%
1/15/2026 Brookstone Capital Management29,541$1.08M0.0%-3.8%1.688%
1/14/2026 Spire Wealth Management30,576$1.12M0.0%-30.1%1.747%
1/1/2026 JPMorgan Chase & Co.833$30K0.0%-54.0%0.048%
11/18/2025 Advisory Services Network LLC3,069$110K0.0%N/A0.175%
11/17/2025 Susquehanna International Group LLP39,006$1.40M0.0%+142.4%2.229%
11/14/2025 Raymond James Financial Inc.30,908$1.11M0.0%+14.2%1.766%
11/14/2025 Wood Tarver Financial Group LLC15,037$539K0.2%-2.2%0.859%
11/12/2025 Focus Partners Advisor Solutions LLC14,710$531K0.0%+100.0%0.841%
11/7/2025 Bedel Financial Consulting Inc.5,722$205K0.0%N/A0.327%
11/7/2025 JPMorgan Chase & Co.833$30K0.0%-54.0%0.048%
11/5/2025 Envestnet Asset Management Inc.49,710$1.78M0.0%-1.4%2.841%
11/3/2025 Foundations Investment Advisors LLC13,058$468K0.0%N/A0.746%
10/23/2025 Spire Wealth Management43,733$1.57M0.1%-13.5%2.499%
10/21/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors157,407$5.65M0.3%+9.2%8.995%
10/16/2025 Castle Rock Wealth Management LLC51,454$1.85M0.4%-0.9%2.940%
10/15/2025 Brookstone Capital Management30,703$1.10M0.0%-4.2%1.754%
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10/7/2025 KFG Wealth Management LLC38,180$1.37M0.2%-2.4%2.182%
9/4/2025 Osaic Holdings Inc.58,214$2.02M0.0%+84.3%3.327%
8/15/2025 MML Investors Services LLC21,583$750K0.0%+216.8%1.233%
8/14/2025 Raymond James Financial Inc.27,056$940K0.0%+69.4%1.546%
8/12/2025 JPMorgan Chase & Co.1,812$63K0.0%-26.0%0.104%
8/8/2025 Cetera Investment Advisers47,203$1.64M0.0%+46.6%2.697%
8/8/2025 Wealth Alliance LLC11,220$390K0.0%-8.3%0.641%
8/5/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors144,191$5.01M0.5%+10.0%8.239%
8/4/2025 Spire Wealth Management50,538$1.76M0.1%+521.9%2.888%
8/1/2025 Envestnet Asset Management Inc.50,426$1.75M0.0%+40.1%2.881%
7/31/2025 Focus Partners Advisor Solutions LLC7,355$256K0.0%N/A0.420%
7/30/2025 Strategic Blueprint LLC8,755$304K0.0%-17.3%0.500%
7/30/2025 Brookstone Capital Management32,036$1.11M0.0%+15.5%1.831%
7/30/2025 IMG Wealth Management Inc.9,708$337K0.3%-6.2%0.555%
7/28/2025 Axxcess Wealth Management LLC14,969$520K0.0%N/A0.855%
7/24/2025 Riverchase Wealth Management LLC7,463$259K0.2%N/A0.426%
7/21/2025 Ameritas Advisory Services LLC727$25K0.0%N/A0.042%
7/9/2025 Central Valley Advisors LLC55,637$1.93M0.7%+228.6%3.179%
7/7/2025 O Connor Financial Group LLC8,736$306K0.1%N/A0.499%
5/16/2025Arete Wealth Advisors LLC9,248$307K0.0%-18.8%0.578%
5/15/2025OLD Mission Capital LLC19,834$664K0.0%+45.9%1.240%
5/14/2025Kestra Advisory Services LLC57,121$1.91M0.0%-1.6%3.570%
5/12/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors131,127$4.40M0.3%+13.6%8.195%
5/6/2025Cetera Investment Advisers32,206$1.08M0.0%+8.3%2.386%
5/6/2025AE Wealth Management LLC15,234$510K0.0%-5.8%1.128%
5/5/2025Wealth Alliance LLC12,235$410K0.0%-10.7%0.906%
4/29/2025Wood Tarver Financial Group LLC15,391$515K0.2%-11.6%1.140%
4/29/2025Strategic Blueprint LLC10,583$354K0.0%-19.7%0.784%
4/23/2025Spire Wealth Management8,126$272K0.0%-53.0%0.602%
4/14/2025Outlook Wealth Advisors LLC6,049$203K0.1%N/A0.448%
4/11/2025KFG Wealth Management LLC39,107$1.31M0.2%-9.7%2.897%
3/6/2025Wood Tarver Financial Group LLC17,407$585K0.2%N/A1.200%
3/5/2025Castle Rock Wealth Management LLC51,903$1.78M0.4%-11.6%3.580%
2/25/2025Armis Advisers LLC14,186$477K0.1%N/A0.978%
2/17/2025Cetera Investment Advisers29,737$1M0.0%-16.6%2.155%
2/17/2025Citadel Advisors LLC11,581$389K0.0%-4.4%0.839%
2/13/2025Raymond James Financial Inc.16,468$554K0.0%N/A1.193%
2/12/2025Arete Wealth Advisors LLC11,396$383K0.0%-9.2%0.826%
2/12/2025OLD Mission Capital LLC13,597$457K0.0%-44.0%0.985%
2/12/2025JPMorgan Chase & Co.2,016$68K0.0%N/A0.146%
2/10/2025IMG Wealth Management Inc.10,203$343K0.3%N/A0.739%
2/10/2025Commonwealth Equity Services LLC85,560$2.88M0.0%-3.8%6.200%
2/6/2025Raymond James Financial Inc.16,468$554K0.0%N/A1.193%
2/6/2025Bedel Financial Consulting Inc.6,017$205K0.0%N/A0.436%
2/5/2025Noble Wealth Management PBC900$30K0.0%N/A0.065%
1/31/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors115,450$3.88M0.1%+12.7%8.366%
1/24/2025Spire Wealth Management17,285$581K0.0%-40.6%1.253%
1/23/2025Strategic Blueprint LLC13,172$443K0.0%-3.0%0.954%
1/21/2025KFG Wealth Management LLC43,306$1.46M0.3%-2.5%3.138%
1/15/2025Central Valley Advisors LLC16,786$564K0.3%-5.5%1.216%
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1/13/2025Brookstone Capital Management30,765$1.03M0.0%-9.3%2.229%
11/19/2024Barclays PLC2,659$88K0.0%N/A0.193%
11/18/2024Arete Wealth Advisors LLC12,545$413K0.0%-17.6%0.909%
11/15/2024Barclays PLC2,659$88K0.0%N/A0.193%
10/25/2024Strategic Blueprint LLC13,584$448K0.0%-9.2%0.984%
10/21/2024Retirement Guys Formula LLC7,333$242K0.1%-37.4%0.531%
10/18/2024Stratos Wealth Advisors LLC10,071$332K0.0%-17.3%0.730%
10/9/2024Castle Rock Wealth Management LLC58,738$1.93M0.5%-4.6%4.256%
10/8/2024C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors102,406$3.38M0.3%+7.4%7.421%
10/8/2024Brookstone Capital Management33,933$1.12M0.0%-93.7%2.459%


UMAY Institutional Ownership - Frequently Asked Questions

During the previous two years, 43 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - May. The most heavily invested institutionals were C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.40M), Kestra Advisory Services LLC ($2.50M), Central Valley Advisors LLC ($1.93M), Castle Rock Wealth Management LLC ($1.80M), Envestnet Asset Management Inc. ($1.78M), KFG Wealth Management LLC ($1.70M), and Osaic Holdings Inc. ($1.63M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - May's institutional investors.

Of the 31 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - May's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($62.04K), Raymond James Financial Inc. ($47.88K), Spire Wealth Management ($42.41K), Central Valley Advisors LLC ($38.70K), Osaic Holdings Inc. ($26.63K), Susquehanna International Group LLP ($22.92K), and Foundations Investment Advisors LLC ($20.46K).

Institutional investors have bought a total of 151,165 shares in the last 24 months. This purchase volume represents approximately $5.47M in transactions.

Of the 18 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - May's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Spire Wealth Management ($19.96K), OLD Mission Capital LLC ($16.91K), KFG Wealth Management LLC ($14.54K), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($9.74K), Osaic Holdings Inc. ($8.33K), Citadel Advisors LLC ($5.19K), and Brookstone Capital Management ($4.63K).

Institutional investors have sold a total of 105,035 shares in the last 24 months. This volume of shares sold represents approximately $3.84M in transactions.


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Institutional ownership data for BATS:UMAY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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