Free Trial
→ Buffett, Gates and Bezos Quietly Dumping Stocks—Here's Why (From Banyan Hill Publishing) (Ad)tc pixel Free UOCT Stock Alerts

Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

$38.22 +1.02 (+2.74%)
As of 09/12/2025 04:00 PM Eastern
This is a fair market value price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
60
Total
Institutional Inflows
(last 12 months)
$139.78M
Number of
Institutional Sellers
(last 12 months)
32
Total
Institutional Outflows
(last 12 months)
$65.73M
Get UOCT Insider Trade Alerts

Want to know when executives and insiders are buying or selling Innovator U.S. Equity Ultra Buffer ETF - October stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.71,252$2.62M0.0%+32.0%1.619%
8/29/2025 Centaurus Financial Inc.18,577$683K0.0%-4.3%0.422%
8/27/2025 Orion Porfolio Solutions LLC42,836$1.58M0.0%+145.2%0.974%
8/15/2025 Orion Porfolio Solutions LLC42,836$1.58M0.0%+145.2%0.974%
8/15/2025 MML Investors Services LLC25,407$935K0.0%-18.0%0.577%
8/15/2025 IHT Wealth Management LLC92,511$3.40M0.1%-15.7%2.103%
8/14/2025 Raymond James Financial Inc.359,421$13.22M0.0%+0.9%8.169%
8/14/2025 Betterment LLC25,393$934K0.0%+13.2%0.577%
8/13/2025 SageView Advisory Group LLC43,489$1.63M0.1%+7.5%0.988%
8/13/2025 Trek Financial LLC8,344$307K0.0%-29.8%0.190%
8/12/2025 Steward Partners Investment Advisory LLC1,698$62K0.0%+52.2%0.039%
8/8/2025 Cetera Investment Advisers34,923$1.29M0.0%-3.7%0.794%
8/8/2025 WealthShield Partners LLC888$33K0.0%-50.2%0.020%
8/7/2025 Allworth Financial LP52,956$1.95M0.0%+2.7%1.204%
8/6/2025 AE Wealth Management LLC25,316$931K0.0%-11.4%0.575%
8/5/2025 Continuum Wealth Advisors LLC5,747$211K0.1%N/A0.131%
8/5/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors203,379$7.48M0.7%+7.4%4.622%
8/4/2025 Savvy Advisors Inc.9,555$351K0.0%N/A0.217%
8/1/2025 Envestnet Asset Management Inc.49,626$1.83M0.0%-9.7%1.128%
7/30/2025 Brookstone Capital Management57,368$2.11M0.0%-96.4%1.304%
7/30/2025 IMG Wealth Management Inc.61,877$2.28M1.8%+1.3%1.406%
7/28/2025 Harbour Investments Inc.21,827$803K0.0%-13.9%0.496%
7/28/2025 RFG Advisory LLC13,381$492K0.0%-9.9%0.304%
7/25/2025 Kellett Wealth Advisors LLC21,986$809K0.5%-20.1%0.500%
7/25/2025 CWM LLC111,576$4.10M0.0%+28.0%2.536%
7/24/2025 Vantage Point Financial LLC18,590$684K0.3%+3.8%0.423%
7/21/2025 Ameritas Advisory Services LLC3,454$127K0.0%-42.7%0.079%
7/21/2025 Triad Wealth Partners LLC6,054$223K0.0%N/A0.138%
7/18/2025 Donald L. Hagan LLC53,555$1.97M1.0%-1.4%1.217%
7/17/2025 Janney Montgomery Scott LLC10,785$397K0.0%+10.2%0.245%
7/14/2025 KFG Wealth Management LLC66,331$2.44M0.4%-20.9%1.508%
7/9/2025 Central Valley Advisors LLC47,407$1.74M0.6%-2.9%1.077%
7/3/2025 City Center Advisors LLC14,248$524K0.6%-7.2%0.324%
5/16/2025Arete Wealth Advisors LLC8,755$302K0.0%-18.7%0.146%
5/16/2025Talon Private Wealth LLC947,916$32.76M4.4%+243.8%15.851%
5/15/2025Ashton Thomas Securities LLC63,458$2.19M0.6%N/A1.061%
5/15/2025Betterment LLC22,429$775K0.0%-7.6%0.375%
5/15/2025OLD Mission Capital LLC20,344$703K0.0%N/A0.340%
5/14/2025Kestra Advisory Services LLC79,688$2.75M0.0%-6.1%1.333%
5/13/2025Raymond James Financial Inc.356,296$12.31M0.0%-4.4%5.958%
5/13/2025Compass Advisory Group LLC25,276$873K0.3%-3.1%0.423%
5/12/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors189,358$6.56M0.5%+8.5%3.167%
5/9/2025Encompass More Asset Management167,849$5.80M1.7%+1.7%2.831%
5/8/2025Harbour Investments Inc.25,357$876K0.0%-2.7%0.428%
5/8/2025Arkadios Wealth Advisors10,034$347K0.0%N/A0.169%
5/7/2025LPL Financial LLC44,967$1.55M0.0%+1.0%0.758%
5/6/2025Cetera Investment Advisers36,266$1.25M0.0%+246.7%0.612%
5/6/2025AE Wealth Management LLC28,580$987K0.0%-16.6%0.482%
5/1/2025CWM LLC87,161$3.01M0.0%+98.9%1.470%
4/30/2025Allworth Financial LP51,557$1.76M0.0%+59.1%0.869%
4/30/2025Trek Financial LLC11,888$411K0.0%-48.0%0.200%
4/29/2025Wood Tarver Financial Group LLC9,219$319K0.1%+93.0%0.155%
4/29/2025Envestnet Asset Management Inc.54,973$1.90M0.0%-3.7%0.927%
4/29/2025Brookstone Capital Management1,585,729$54.79M0.8%+82.0%26.741%
4/24/2025Money Concepts Capital Corp12,422$429K0.0%-35.5%0.209%
4/23/2025Spire Wealth Management21,760$752K0.0%-15.5%0.367%
4/23/2025IMG Wealth Management Inc.61,081$2.11M1.9%+0.7%1.030%
4/23/2025Continuum Advisory LLC7,529$260K0.0%+64.5%0.127%
4/17/2025Janney Montgomery Scott LLC9,785$338K0.0%-9.3%0.169%
4/16/2025Wealth Enhancement Advisory Services LLC7,519$260K0.0%-22.3%0.130%
4/16/2025Donald L. Hagan LLC54,317$1.88M1.0%-46.2%0.937%
4/15/2025Accurate Wealth Management LLC6,070$204K0.0%N/A0.105%
4/14/2025City Center Advisors LLC15,357$531K0.6%+5.7%0.265%
4/11/2025KFG Wealth Management LLC83,894$2.90M0.5%-8.7%1.446%
4/10/2025Fermata Advisors LLC32,144$1.11M0.2%-30.6%0.554%
4/9/2025RFG Advisory LLC14,848$513K0.0%+119.6%0.256%
3/12/2025Centaurus Financial Inc.19,489$688K0.0%-18.7%0.351%
3/6/2025Wood Tarver Financial Group LLC4,776$168K0.1%N/A0.086%
2/17/2025Wolverine Trading LLC5,870$208K0.0%N/A0.210%
2/17/2025CoreCap Advisors LLC3,127$110K0.0%+11.1%0.112%
2/17/2025Cetera Investment Advisers10,460$369K0.0%+47.0%0.374%
2/17/2025Citadel Advisors LLC14,608$515K0.0%N/A0.522%
2/14/2025Jane Street Group LLC8,252$291K0.0%-34.4%0.295%
2/14/2025Betterment LLC24,264$856K0.0%+19.1%0.867%
2/14/2025Berger Financial Group Inc28,084$991K0.1%+281.4%1.003%
2/14/2025IHT Wealth Management LLC13,685$483K0.0%N/A0.489%
2/14/2025MML Investors Services LLC30,979$1.09M0.0%N/A1.106%
2/13/2025SageView Advisory Group LLC40,455$1.43M0.1%N/A1.445%
2/13/2025Townsquare Capital LLC8,975$317K0.0%-59.3%0.321%
2/13/2025Advisory Services Network LLC88,534$3.12M0.1%N/A3.162%
2/13/2025Trek Financial LLC22,879$807K0.1%N/A0.817%
2/13/2025Envestnet Asset Management Inc.57,062$2.01M0.0%+214.1%2.038%
2/12/2025Arete Wealth Advisors LLC10,768$380K0.0%-4.0%0.385%
2/11/2025WorthPointe LLC15,862$560K0.2%N/A0.567%
2/11/2025LPL Financial LLC44,511$1.57M0.0%+0.7%1.590%
2/11/2025Atlantic Private Wealth LLC8,578$303K0.2%N/A0.306%
2/10/2025IMG Wealth Management Inc.60,644$2.14M2.0%N/A2.166%
2/10/2025Harbour Investments Inc.26,062$919K0.0%+79.0%0.931%
2/10/2025Commonwealth Equity Services LLC329,696$11.63M0.0%+1.8%11.775%
2/10/2025Avantax Advisory Services Inc.5,692$201K0.0%N/A0.203%
2/7/2025Novus Advisors LLC9,582$338K0.3%N/A0.342%
2/6/2025Raymond James Financial Inc.372,571$13.14M0.0%N/A13.306%
2/6/2025Steward Partners Investment Advisory LLC1,116$39K0.0%+179.0%0.040%
2/5/2025Kellett Wealth Advisors LLC27,539$972K0.7%+99.4%0.984%
2/4/2025WealthShield Partners LLC2,027$72K0.0%N/A0.072%
2/3/2025Sigma Planning Corp45,545$1.61M0.1%N/A1.627%
1/31/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors174,446$6.15M0.2%+8.8%6.230%
1/31/2025Truist Financial Corp45,024$1.59M0.0%+13.1%1.608%
1/30/2025Allworth Financial LP32,413$1.16M0.0%+11,353.4%1.158%
1/29/2025Sovran Advisors LLC14,219$500K0.1%N/A0.508%
(Data available from 1/1/2016 forward)

UOCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of UOCT shares?

During the previous two years, 80 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Talon Private Wealth LLC ($32.76M), Raymond James Financial Inc. ($13.22M), Commonwealth Equity Services LLC ($11.63M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($7.48M), Encompass More Asset Management ($5.80M), CWM LLC ($4.10M), and IHT Wealth Management LLC ($3.40M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - October's institutional investors.

Which institutional investors have been buying Innovator U.S. Equity Ultra Buffer ETF - October's stock?

Of the 68 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.96M), Talon Private Wealth LLC ($672.24K), Raymond James Financial Inc. ($375.70K), SageView Advisory Group LLC ($281.29K), Encompass More Asset Management ($167.85K), Donald L. Hagan LLC ($101.00K), and CWM LLC ($94.74K).

How much institutional buying is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have bought a total of 3,984,802 shares in the last 24 months. This purchase volume represents approximately $139.78M in transactions.

Which of Innovator U.S. Equity Ultra Buffer ETF - October's major shareholders have been selling company stock?

Of the 32 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($1.53M), Donald L. Hagan LLC ($47.44K), Jane Street Group LLC ($30.88K), KFG Wealth Management LLC ($25.54K), IHT Wealth Management LLC ($17.26K), Raymond James Financial Inc. ($16.28K), and Trek Financial LLC ($14.54K).

How much institutional selling is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have sold a total of 1,799,823 shares in the last 24 months. This volume of shares sold represents approximately $65.73M in transactions.


Related Companies

This page (BATS:UOCT) was last updated on 9/13/2025 by MarketBeat.com Staff
From Our Partners
Why Trump’s “Smart Dollar” could rewrite the rules
MUST SEE: Donald Trump's Radical Overhaul of the U.S. Dollar Congress just approved President Trump's lates...
Stansberry Research | Sponsoredtc pixel
Trump's Law S.1582: $21T Dollar Revolution Coming
Do you have money in any of these banks? Chase. Bank of America. Citigroup. Wells Fargo. U.S. Bancorp. I...
Brownstone Research | Sponsoredtc pixel
Retire Comfortably with These New Monthly Income ETFs?
Too many retirees lie awake at night, worried their savings won’t last. Traditional advice and tiny returns ju...
Investors Alley | Sponsoredtc pixel
“Fed Proof” Your Bank Account with THESE 4 Simple Steps
Starting as soon as a few months from now, the United States government will make a sweeping change to bank ac...
Weiss Ratings | Sponsoredtc pixel
Forget Tesla — This Tiny AI Stock Is Musk’s Real Play
While Wall Street focused on Tesla’s earnings, Elon Musk was quietly building a supercomputer so powerful it c...
Behind the Markets | Sponsoredtc pixel
October 16 Changes the Microchip Game — and Investing
While everyone's chasing the same AI plays, George Gilder is focused on something completely different. He ...
Banyan Hill Publishing | Sponsoredtc pixel
INVESTOR ALERT: Tiny “$3 AI Wonder Stock” on the Verge of Blasting Off
Right now, we’re witnessing a monumental shift in the world.
Traders Agency | Sponsoredtc pixel
Nvidia Times 1,000,000
Nvidia’s latest AI chip is a $25,000 powerhouse — with 80 billion transistors and the ability to perform 60 tr...
Paradigm Press | Sponsoredtc pixel