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Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

$36.85 +0.15 (+0.41%)
As of 03:22 PM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
57
Total
Institutional Inflows
(last 12 months)
$135.18M
Number of
Institutional Sellers
(last 12 months)
29
Total
Institutional Outflows
(last 12 months)
$7.74M
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UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/3/2025 City Center Advisors LLC14,248$524K0.6%-7.2%0.324%
5/16/2025Arete Wealth Advisors LLC8,755$302K0.0%-18.7%0.146%
5/16/2025Talon Private Wealth LLC947,916$32.76M4.4%+243.8%15.851%
5/15/2025Ashton Thomas Securities LLC63,458$2.19M0.6%N/A1.061%
5/15/2025Betterment LLC22,429$775K0.0%-7.6%0.375%
5/15/2025OLD Mission Capital LLC20,344$703K0.0%N/A0.340%
5/14/2025Kestra Advisory Services LLC79,688$2.75M0.0%-6.1%1.333%
5/13/2025Raymond James Financial Inc.356,296$12.31M0.0%-4.4%5.958%
5/13/2025Compass Advisory Group LLC25,276$873K0.3%-3.1%0.423%
5/12/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors189,358$6.56M0.5%+8.5%3.167%
5/9/2025Encompass More Asset Management167,849$5.80M1.7%+1.7%2.831%
5/8/2025Harbour Investments Inc.25,357$876K0.0%-2.7%0.428%
5/8/2025Arkadios Wealth Advisors10,034$347K0.0%N/A0.169%
5/7/2025LPL Financial LLC44,967$1.55M0.0%+1.0%0.758%
5/6/2025Cetera Investment Advisers36,266$1.25M0.0%+246.7%0.612%
5/6/2025AE Wealth Management LLC28,580$987K0.0%-16.6%0.482%
5/1/2025CWM LLC87,161$3.01M0.0%+98.9%1.470%
4/30/2025Allworth Financial LP51,557$1.76M0.0%+59.1%0.869%
4/30/2025Trek Financial LLC11,888$411K0.0%-48.0%0.200%
4/29/2025Wood Tarver Financial Group LLC9,219$319K0.1%+93.0%0.155%
4/29/2025Envestnet Asset Management Inc.54,973$1.90M0.0%-3.7%0.927%
4/29/2025Brookstone Capital Management1,585,729$54.79M0.8%+82.0%26.741%
4/24/2025Money Concepts Capital Corp12,422$429K0.0%-35.5%0.209%
4/23/2025Spire Wealth Management21,760$752K0.0%-15.5%0.367%
4/23/2025IMG Wealth Management Inc.61,081$2.11M1.9%+0.7%1.030%
4/23/2025Continuum Advisory LLC7,529$260K0.0%+64.5%0.127%
4/17/2025Janney Montgomery Scott LLC9,785$338K0.0%-9.3%0.169%
4/16/2025Wealth Enhancement Advisory Services LLC7,519$260K0.0%-22.3%0.130%
4/16/2025Donald L. Hagan LLC54,317$1.88M1.0%-46.2%0.937%
4/15/2025Accurate Wealth Management LLC6,070$204K0.0%N/A0.105%
4/14/2025 City Center Advisors LLC15,357$531K0.6%+5.7%0.265%
4/11/2025KFG Wealth Management LLC83,894$2.90M0.5%-8.7%1.446%
4/10/2025Fermata Advisors LLC32,144$1.11M0.2%-30.6%0.554%
4/9/2025RFG Advisory LLC14,848$513K0.0%+119.6%0.256%
3/12/2025Centaurus Financial Inc.19,489$688K0.0%-18.7%0.351%
3/6/2025Wood Tarver Financial Group LLC4,776$168K0.1%N/A0.086%
2/17/2025Wolverine Trading LLC5,870$208K0.0%N/A0.210%
2/17/2025CoreCap Advisors LLC3,127$110K0.0%+11.1%0.112%
2/17/2025Cetera Investment Advisers10,460$369K0.0%+47.0%0.374%
2/17/2025Citadel Advisors LLC14,608$515K0.0%N/A0.522%
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2/14/2025Jane Street Group LLC8,252$291K0.0%-34.4%0.295%
2/14/2025Betterment LLC24,264$856K0.0%+19.1%0.867%
2/14/2025Berger Financial Group Inc28,084$991K0.1%+281.4%1.003%
2/14/2025IHT Wealth Management LLC13,685$483K0.0%N/A0.489%
2/14/2025MML Investors Services LLC30,979$1.09M0.0%N/A1.106%
2/13/2025SageView Advisory Group LLC40,455$1.43M0.1%N/A1.445%
2/13/2025Townsquare Capital LLC8,975$317K0.0%-59.3%0.321%
2/13/2025Advisory Services Network LLC88,534$3.12M0.1%N/A3.162%
2/13/2025Trek Financial LLC22,879$807K0.1%N/A0.817%
2/13/2025Envestnet Asset Management Inc.57,062$2.01M0.0%+214.1%2.038%
2/12/2025Arete Wealth Advisors LLC10,768$380K0.0%-4.0%0.385%
2/11/2025WorthPointe LLC15,862$560K0.2%N/A0.567%
2/11/2025LPL Financial LLC44,511$1.57M0.0%+0.7%1.590%
2/11/2025Atlantic Private Wealth LLC8,578$303K0.2%N/A0.306%
2/10/2025IMG Wealth Management Inc.60,644$2.14M2.0%N/A2.166%
2/10/2025Harbour Investments Inc.26,062$919K0.0%+79.0%0.931%
2/10/2025Commonwealth Equity Services LLC329,696$11.63M0.0%+1.8%11.775%
2/10/2025Avantax Advisory Services Inc.5,692$201K0.0%N/A0.203%
2/7/2025Novus Advisors LLC9,582$338K0.3%N/A0.342%
2/6/2025Raymond James Financial Inc.372,571$13.14M0.0%N/A13.306%
2/6/2025Steward Partners Investment Advisory LLC1,116$39K0.0%+179.0%0.040%
2/5/2025Kellett Wealth Advisors LLC27,539$972K0.7%+99.4%0.984%
2/4/2025WealthShield Partners LLC2,027$72K0.0%N/A0.072%
2/3/2025Sigma Planning Corp45,545$1.61M0.1%N/A1.627%
1/31/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors174,446$6.15M0.2%+8.8%6.230%
1/31/2025Truist Financial Corp45,024$1.59M0.0%+13.1%1.608%
1/30/2025Allworth Financial LP32,413$1.16M0.0%+11,353.4%1.158%
1/29/2025Sovran Advisors LLC14,219$500K0.1%N/A0.508%
1/27/2025Beacon Financial Advisory LLC7,387$261K0.1%+27.9%0.264%
1/24/2025Vantage Point Financial LLC17,644$622K0.3%N/A0.630%
1/24/2025U.S. Capital Wealth Advisors LLC6,610$233K0.0%-16.6%0.236%
1/24/2025Spire Wealth Management25,744$908K0.0%+175.2%0.919%
1/23/2025Donald L. Hagan LLC100,999$3.56M1.9%N/A3.607%
1/23/2025Capital Investment Advisory Services LLC9,350$330K0.0%+89.5%0.334%
1/23/2025Strategic Blueprint LLC9,305$328K0.0%+29.8%0.332%
1/21/2025KFG Wealth Management LLC91,867$3.24M0.6%+82.3%3.281%
1/21/2025Encompass More Asset Management164,992$5.82M1.9%N/A5.893%
1/21/2025RFG Advisory LLC6,761$239K0.0%-16.3%0.241%
1/15/2025Ameritas Advisory Services LLC6,311$223K0.0%+7.0%0.225%
1/15/2025Central Valley Advisors LLC48,870$1.72M0.8%+65.4%1.745%
1/15/2025Fermata Advisors LLC46,308$1.63M0.3%+546.6%1.654%
1/13/2025Brookstone Capital Management871,112$30.73M0.4%+2,007.3%31.111%
1/13/2025 City Center Advisors LLC14,526$512K0.6%+2.8%0.519%
1/7/2025FC Advisory LLC7,438$262K0.1%N/A0.266%
11/19/2024Barclays PLC5,649$197K0.0%N/A0.202%
11/18/2024Arete Wealth Advisors LLC11,214$391K0.0%-25.8%0.401%
11/15/2024Barclays PLC5,649$197K0.0%N/A0.202%
11/15/2024Continuum Advisory LLC4,576$162K0.0%-73.1%0.163%
11/15/2024Jane Street Group LLC12,575$438K0.0%-67.9%0.449%
11/13/2024Townsquare Capital LLC22,049$768K0.0%+4.3%0.787%
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11/5/2024Harbour Investments Inc.14,562$507K0.0%+6.3%0.520%
10/30/2024Beacon Financial Advisory LLC5,776$201K0.1%N/A0.206%
10/28/2024Creative Financial Designs Inc. ADV6,100$212K0.0%-14.1%0.218%
10/25/2024Strategic Blueprint LLC7,168$250K0.0%N/A0.256%
10/18/2024Continuum Wealth Advisors LLC5,747$200K0.1%N/A0.205%
10/9/2024Fermata Advisors LLC7,162$249K0.1%N/A0.256%
10/8/2024CWM LLC30,763$1.07M0.0%+519.7%1.099%
10/8/2024C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors160,375$5.58M0.5%+3.8%5.728%
10/8/2024Brookstone Capital Management41,338$1.44M0.0%-3.7%1.476%
10/5/2024Central Valley Advisors LLC29,550$1.03M0.6%+46.8%1.055%
(Data available from 1/1/2016 forward)

UOCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of UOCT shares?

During the previous two years, 79 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Brookstone Capital Management ($54.79M), Talon Private Wealth LLC ($32.76M), Raymond James Financial Inc. ($12.31M), Commonwealth Equity Services LLC ($11.63M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($6.56M), Encompass More Asset Management ($5.80M), and Advisory Services Network LLC ($3.12M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - October's institutional investors.

Which institutional investors have been buying Innovator U.S. Equity Ultra Buffer ETF - October's stock?

Of the 67 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.96M), Talon Private Wealth LLC ($672.24K), Raymond James Financial Inc. ($372.57K), SageView Advisory Group LLC ($278.26K), Encompass More Asset Management ($167.85K), Donald L. Hagan LLC ($101.00K), and Advisory Services Network LLC ($88.53K).

How much institutional buying is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have bought a total of 3,860,797 shares in the last 24 months. This purchase volume represents approximately $135.18M in transactions.

Which of Innovator U.S. Equity Ultra Buffer ETF - October's major shareholders have been selling company stock?

Of the 29 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Donald L. Hagan LLC ($46.68K), Jane Street Group LLC ($30.88K), Raymond James Financial Inc. ($16.28K), Fermata Advisors LLC ($14.16K), Spire Wealth Management ($13.22K), Townsquare Capital LLC ($13.07K), and Continuum Advisory LLC ($12.46K).

How much institutional selling is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have sold a total of 223,144 shares in the last 24 months. This volume of shares sold represents approximately $7.74M in transactions.


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This page (BATS:UOCT) was last updated on 7/7/2025 by MarketBeat.com Staff
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