Free Trial
→ Trump’s national nightmare is here (From Porter & Company) (Ad) Free UOCT Stock Alerts

Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

$37.04 -0.16 (-0.42%)
Closing price 08/1/2025 03:30 PM Eastern
Extended Trading
$37.06 +0.02 (+0.04%)
As of 08/1/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
58
Total
Institutional Inflows
(last 12 months)
$135.87M
Number of
Institutional Sellers
(last 12 months)
30
Total
Institutional Outflows
(last 12 months)
$64.57M
Get UOCT Insider Trade Alerts

Want to know when executives and insiders are buying or selling Innovator U.S. Equity Ultra Buffer ETF - October stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/1/2025Envestnet Asset Management Inc.49,626$1.83M0.0%-9.7%1.128%
7/30/2025 Brookstone Capital Management57,368$2.11M0.0%-96.4%1.304%
7/30/2025 IMG Wealth Management Inc.61,877$2.28M1.8%+1.3%1.406%
7/28/2025 Harbour Investments Inc.21,827$803K0.0%-13.9%0.496%
7/28/2025 RFG Advisory LLC13,381$492K0.0%-9.9%0.304%
7/25/2025 Kellett Wealth Advisors LLC21,986$809K0.5%-20.1%0.500%
7/25/2025 CWM LLC111,576$4.10M0.0%+28.0%2.536%
7/24/2025 Vantage Point Financial LLC18,590$684K0.3%+3.8%0.423%
7/21/2025 Ameritas Advisory Services LLC3,454$127K0.0%-42.7%0.079%
7/21/2025 Triad Wealth Partners LLC6,054$223K0.0%N/A0.138%
7/18/2025 Donald L. Hagan LLC53,555$1.97M1.0%-1.4%1.217%
7/17/2025 Janney Montgomery Scott LLC10,785$397K0.0%+10.2%0.245%
7/14/2025 KFG Wealth Management LLC66,331$2.44M0.4%-20.9%1.508%
7/9/2025 Central Valley Advisors LLC47,407$1.74M0.6%-2.9%1.077%
7/3/2025 City Center Advisors LLC14,248$524K0.6%-7.2%0.324%
5/16/2025Arete Wealth Advisors LLC8,755$302K0.0%-18.7%0.146%
5/16/2025Talon Private Wealth LLC947,916$32.76M4.4%+243.8%15.851%
5/15/2025 Ashton Thomas Securities LLC63,458$2.19M0.6%N/A1.061%
5/15/2025Betterment LLC22,429$775K0.0%-7.6%0.375%
5/15/2025OLD Mission Capital LLC20,344$703K0.0%N/A0.340%
5/14/2025Kestra Advisory Services LLC79,688$2.75M0.0%-6.1%1.333%
5/13/2025Raymond James Financial Inc.356,296$12.31M0.0%-4.4%5.958%
5/13/2025 Compass Advisory Group LLC25,276$873K0.3%-3.1%0.423%
5/12/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors189,358$6.56M0.5%+8.5%3.167%
5/9/2025Encompass More Asset Management167,849$5.80M1.7%+1.7%2.831%
5/8/2025 Harbour Investments Inc.25,357$876K0.0%-2.7%0.428%
5/8/2025Arkadios Wealth Advisors10,034$347K0.0%N/A0.169%
5/7/2025LPL Financial LLC44,967$1.55M0.0%+1.0%0.758%
5/6/2025Cetera Investment Advisers36,266$1.25M0.0%+246.7%0.612%
5/6/2025AE Wealth Management LLC28,580$987K0.0%-16.6%0.482%
5/1/2025 CWM LLC87,161$3.01M0.0%+98.9%1.470%
4/30/2025Allworth Financial LP51,557$1.76M0.0%+59.1%0.869%
4/30/2025Trek Financial LLC11,888$411K0.0%-48.0%0.200%
4/29/2025Wood Tarver Financial Group LLC9,219$319K0.1%+93.0%0.155%
4/29/2025Envestnet Asset Management Inc.54,973$1.90M0.0%-3.7%0.927%
4/29/2025 Brookstone Capital Management1,585,729$54.79M0.8%+82.0%26.741%
4/24/2025Money Concepts Capital Corp12,422$429K0.0%-35.5%0.209%
4/23/2025Spire Wealth Management21,760$752K0.0%-15.5%0.367%
4/23/2025 IMG Wealth Management Inc.61,081$2.11M1.9%+0.7%1.030%
4/23/2025Continuum Advisory LLC7,529$260K0.0%+64.5%0.127%
Trump’s national nightmare is here (Ad)

Porter Stansberry and Jeff Brown say a new U.S. national emergency is already underway — and it could trigger the biggest forced rotation of capital since World War II. They reveal why Trump is mobilizing America’s tech giants… and name the two stocks most likely to soar as trillions shift behind the scenes.

Watch the National Emergency broadcast here
4/17/2025 Janney Montgomery Scott LLC9,785$338K0.0%-9.3%0.169%
4/16/2025 Wealth Enhancement Advisory Services LLC7,519$260K0.0%-22.3%0.130%
4/16/2025 Donald L. Hagan LLC54,317$1.88M1.0%-46.2%0.937%
4/15/2025 Accurate Wealth Management LLC6,070$204K0.0%N/A0.105%
4/14/2025 City Center Advisors LLC15,357$531K0.6%+5.7%0.265%
4/11/2025 KFG Wealth Management LLC83,894$2.90M0.5%-8.7%1.446%
4/10/2025 Fermata Advisors LLC32,144$1.11M0.2%-30.6%0.554%
4/9/2025 RFG Advisory LLC14,848$513K0.0%+119.6%0.256%
3/12/2025Centaurus Financial Inc.19,489$688K0.0%-18.7%0.351%
3/6/2025Wood Tarver Financial Group LLC4,776$168K0.1%N/A0.086%
2/17/2025Wolverine Trading LLC5,870$208K0.0%N/A0.210%
2/17/2025CoreCap Advisors LLC3,127$110K0.0%+11.1%0.112%
2/17/2025Cetera Investment Advisers10,460$369K0.0%+47.0%0.374%
2/17/2025Citadel Advisors LLC14,608$515K0.0%N/A0.522%
2/14/2025Jane Street Group LLC8,252$291K0.0%-34.4%0.295%
2/14/2025Betterment LLC24,264$856K0.0%+19.1%0.867%
2/14/2025 Berger Financial Group Inc28,084$991K0.1%+281.4%1.003%
2/14/2025IHT Wealth Management LLC13,685$483K0.0%N/A0.489%
2/14/2025MML Investors Services LLC30,979$1.09M0.0%N/A1.106%
2/13/2025SageView Advisory Group LLC40,455$1.43M0.1%N/A1.445%
2/13/2025Townsquare Capital LLC8,975$317K0.0%-59.3%0.321%
2/13/2025Advisory Services Network LLC88,534$3.12M0.1%N/A3.162%
2/13/2025Trek Financial LLC22,879$807K0.1%N/A0.817%
2/13/2025Envestnet Asset Management Inc.57,062$2.01M0.0%+214.1%2.038%
2/12/2025Arete Wealth Advisors LLC10,768$380K0.0%-4.0%0.385%
2/11/2025WorthPointe LLC15,862$560K0.2%N/A0.567%
2/11/2025LPL Financial LLC44,511$1.57M0.0%+0.7%1.590%
2/11/2025Atlantic Private Wealth LLC8,578$303K0.2%N/A0.306%
2/10/2025 IMG Wealth Management Inc.60,644$2.14M2.0%N/A2.166%
2/10/2025 Harbour Investments Inc.26,062$919K0.0%+79.0%0.931%
2/10/2025Commonwealth Equity Services LLC329,696$11.63M0.0%+1.8%11.775%
2/10/2025Avantax Advisory Services Inc.5,692$201K0.0%N/A0.203%
2/7/2025Novus Advisors LLC9,582$338K0.3%N/A0.342%
2/6/2025Raymond James Financial Inc.372,571$13.14M0.0%N/A13.306%
2/6/2025Steward Partners Investment Advisory LLC1,116$39K0.0%+179.0%0.040%
2/5/2025 Kellett Wealth Advisors LLC27,539$972K0.7%+99.4%0.984%
2/4/2025WealthShield Partners LLC2,027$72K0.0%N/A0.072%
2/3/2025Sigma Planning Corp45,545$1.61M0.1%N/A1.627%
1/31/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors174,446$6.15M0.2%+8.8%6.230%
1/31/2025 Truist Financial Corp45,024$1.59M0.0%+13.1%1.608%
1/30/2025Allworth Financial LP32,413$1.16M0.0%+11,353.4%1.158%
1/29/2025 Sovran Advisors LLC14,219$500K0.1%N/A0.508%
1/27/2025 Beacon Financial Advisory LLC7,387$261K0.1%+27.9%0.264%
1/24/2025 Vantage Point Financial LLC17,644$622K0.3%N/A0.630%
1/24/2025 U.S. Capital Wealth Advisors LLC6,610$233K0.0%-16.6%0.236%
1/24/2025Spire Wealth Management25,744$908K0.0%+175.2%0.919%
1/23/2025 Donald L. Hagan LLC100,999$3.56M1.9%N/A3.607%
1/23/2025Capital Investment Advisory Services LLC9,350$330K0.0%+89.5%0.334%
1/23/2025 Strategic Blueprint LLC9,305$328K0.0%+29.8%0.332%
1/21/2025 KFG Wealth Management LLC91,867$3.24M0.6%+82.3%3.281%
Digital Dollar Alert: Protect Your Wealth Before It’s Too Late (Ad)

134 countries are developing Central Bank Digital Currencies — and the U.S. is quietly testing one. Experts warn a programmable dollar could erase your privacy and control your spending. A free guide reveals how to protect your savings before the system goes live.

Download your FREE Digital Dollar Defense Kit now
1/21/2025Encompass More Asset Management164,992$5.82M1.9%N/A5.893%
1/21/2025 RFG Advisory LLC6,761$239K0.0%-16.3%0.241%
1/15/2025 Ameritas Advisory Services LLC6,311$223K0.0%+7.0%0.225%
1/15/2025 Central Valley Advisors LLC48,870$1.72M0.8%+65.4%1.745%
1/15/2025 Fermata Advisors LLC46,308$1.63M0.3%+546.6%1.654%
1/13/2025 Brookstone Capital Management871,112$30.73M0.4%+2,007.3%31.111%
1/13/2025 City Center Advisors LLC14,526$512K0.6%+2.8%0.519%
1/7/2025FC Advisory LLC7,438$262K0.1%N/A0.266%
11/19/2024Barclays PLC5,649$197K0.0%N/A0.202%
11/18/2024Arete Wealth Advisors LLC11,214$391K0.0%-25.8%0.401%
(Data available from 1/1/2016 forward)

UOCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of UOCT shares?

During the previous two years, 79 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Talon Private Wealth LLC ($32.76M), Raymond James Financial Inc. ($12.31M), Commonwealth Equity Services LLC ($11.63M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($6.56M), Encompass More Asset Management ($5.80M), CWM LLC ($4.10M), and Advisory Services Network LLC ($3.12M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - October's institutional investors.

Which institutional investors have been buying Innovator U.S. Equity Ultra Buffer ETF - October's stock?

Of the 67 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.96M), Talon Private Wealth LLC ($672.24K), Raymond James Financial Inc. ($372.57K), SageView Advisory Group LLC ($278.26K), Encompass More Asset Management ($167.85K), Donald L. Hagan LLC ($101.00K), and CWM LLC ($94.74K).

How much institutional buying is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have bought a total of 3,878,503 shares in the last 24 months. This purchase volume represents approximately $135.87M in transactions.

Which of Innovator U.S. Equity Ultra Buffer ETF - October's major shareholders have been selling company stock?

Of the 29 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($1.53M), Donald L. Hagan LLC ($47.44K), Jane Street Group LLC ($30.88K), KFG Wealth Management LLC ($25.54K), Raymond James Financial Inc. ($16.28K), Fermata Advisors LLC ($14.16K), and Townsquare Capital LLC ($13.07K).

How much institutional selling is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have sold a total of 1,768,419 shares in the last 24 months. This volume of shares sold represents approximately $64.57M in transactions.


Related Companies

This page (BATS:UOCT) was last updated on 8/2/2025 by MarketBeat.com Staff
From Our Partners
Is Elon's empire crumbling?
The Tesla Shock Nobody Sees Coming While headlines scream "Tesla is doomed"... Jeff Brown has uncovered ...
Brownstone Research | Sponsored
Buffett to put 90% of his money in this one stock?
CPA and CFA says you have WAY too many stocks - just buy these 3 After years working at the biggest accoun...
Altimetry | Sponsored
He Called Nvidia at $1.10. Now, He Says THIS Stock Will…
The original Magnificent Seven returned 16,894%—turning $7K into $1.18 million. Now, the man who called Nvi...
The Oxford Club | Sponsored
Digital Dollar Alert: Protect Your Wealth Before It’s Too Late
134 countries are developing Central Bank Digital Currencies — and the U.S. is quietly testing one. Experts...
American Alternative | Sponsored
China just unlocked Nvidia’s AI chips—what that means for you
Tired of Missing Big AI Moves Like Nvidia? You’re not the problem—your trading system is. Tim’s XGPT system...
Timothy Sykes | Sponsored
One stock to replace Nvidia
I'm a Futurist: Here are 3 stocks better than Nvidia Nvidia's own customers could soon become fierce compet...
InvestorPlace | Sponsored
Your blueprint for crypto wealth
Mark August 12th on your calendar. 27 of crypto's most successful minds are about to reveal everything…
Crypto 101 Media | Sponsored
Jeff Bezos Launches "ChatGPT Killer"?
Amazon just launched Nova—its secretive new AI system designed to rival ChatGPT. Bezos says he now spends 95% ...
Stansberry Research | Sponsored