Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership $35.99 +0.19 (+0.54%) As of 06/13/2025 04:00 PM Eastern This is a fair market value price provided by Polygon.io. Learn more. Add Compare Share Share Ownership Stock AnalysisChartHoldingsOwnershipBuy This Stock Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)Number ofInstitutional Buyers(last 12 months)57TotalInstitutional Inflows(last 12 months)$135.18MNumber ofInstitutional Sellers(last 12 months)28TotalInstitutional Outflows(last 12 months)$7.70M Get UOCT Insider Trade Alerts Want to know when executives and insiders are buying or selling Innovator U.S. Equity Ultra Buffer ETF - October stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data UOCT Institutional Buying and Selling by Quarter Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails5/16/2025 Arete Wealth Advisors LLC8,755$302K0.0%-18.7%0.146% 5/16/2025 Talon Private Wealth LLC947,916$32.76M4.4%+243.8%15.851% 5/15/2025 Ashton Thomas Securities LLC63,458$2.19M0.6%N/A1.061% 5/15/2025 Betterment LLC22,429$775K0.0%-7.6%0.375% 5/15/2025 OLD Mission Capital LLC20,344$703K0.0%N/A0.340% 5/14/2025 Kestra Advisory Services LLC79,688$2.75M0.0%-6.1%1.333% 5/13/2025 Raymond James Financial Inc.356,296$12.31M0.0%-4.4%5.958% 5/13/2025 Compass Advisory Group LLC25,276$873K0.3%-3.1%0.423% 5/12/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors189,358$6.56M0.5%+8.5%3.167% 5/9/2025 Encompass More Asset Management167,849$5.80M1.7%+1.7%2.831% Get the Latest News and Ratings for UOCT and Related StocksEnter your email address below to receive the latest news and analysts' ratings for Innovator U.S. Equity Ultra Buffer ETF - October and its competitors with MarketBeat's FREE daily newsletter. 5/8/2025 Harbour Investments Inc.25,357$876K0.0%-2.7%0.428% 5/8/2025 Arkadios Wealth Advisors10,034$347K0.0%N/A0.169% 5/7/2025 LPL Financial LLC44,967$1.55M0.0%+1.0%0.758% 5/6/2025 Cetera Investment Advisers36,266$1.25M0.0%+246.7%0.612% 5/6/2025 AE Wealth Management LLC28,580$987K0.0%-16.6%0.482% 5/1/2025 CWM LLC87,161$3.01M0.0%+98.9%1.470% 4/30/2025 Allworth Financial LP51,557$1.76M0.0%+59.1%0.869% 4/30/2025 Trek Financial LLC11,888$411K0.0%-48.0%0.200% 4/29/2025 Wood Tarver Financial Group LLC9,219$319K0.1%+93.0%0.155% 4/29/2025 Envestnet Asset Management Inc.54,973$1.90M0.0%-3.7%0.927% 4/29/2025 Brookstone Capital Management1,585,729$54.79M0.8%+82.0%26.741% 4/24/2025 Money Concepts Capital Corp12,422$429K0.0%-35.5%0.209% 4/23/2025 Spire Wealth Management21,760$752K0.0%-15.5%0.367% 4/23/2025 IMG Wealth Management Inc.61,081$2.11M1.9%+0.7%1.030% 4/23/2025 Continuum Advisory LLC7,529$260K0.0%+64.5%0.127% 4/17/2025 Janney Montgomery Scott LLC9,785$338K0.0%-9.3%0.169% 4/16/2025 Wealth Enhancement Advisory Services LLC7,519$260K0.0%-22.3%0.130% 4/16/2025 Donald L. Hagan LLC54,317$1.88M1.0%-46.2%0.937% 4/15/2025 Accurate Wealth Management LLC6,070$204K0.0%N/A0.105% 4/14/2025 City Center Advisors LLC15,357$531K0.6%+5.7%0.265% 4/11/2025 KFG Wealth Management LLC83,894$2.90M0.5%-8.7%1.446% 4/10/2025 Fermata Advisors LLC32,144$1.11M0.2%-30.6%0.554% 4/9/2025 RFG Advisory LLC14,848$513K0.0%+119.6%0.256% 3/12/2025 Centaurus Financial Inc.19,489$688K0.0%-18.7%0.351% 3/6/2025 Wood Tarver Financial Group LLC4,776$168K0.1%N/A0.086% 2/17/2025 Wolverine Trading LLC5,870$208K0.0%N/A0.210% 2/17/2025 CoreCap Advisors LLC3,127$110K0.0%+11.1%0.112% 2/17/2025 Cetera Investment Advisers10,460$369K0.0%+47.0%0.374% 2/17/2025 Citadel Advisors LLC14,608$515K0.0%N/A0.522% 2/14/2025 Jane Street Group LLC8,252$291K0.0%-34.4%0.295% Get in stocks now - and get out on this date (Ad)Good News for Stocks 50-year Wall Street veteran, Marc Chaikin is stepping forward to share why history gives him 90% historical confidence that stocks will end 2025 up. However, he also has bad news: the same data also tells him the REAL market crash will likely arrive in 2026.Click here to see the month and day he estimates it will begin2/14/2025 Betterment LLC24,264$856K0.0%+19.1%0.867% 2/14/2025 Berger Financial Group Inc28,084$991K0.1%+281.4%1.003% 2/14/2025 IHT Wealth Management LLC13,685$483K0.0%N/A0.489% 2/14/2025 MML Investors Services LLC30,979$1.09M0.0%N/A1.106% 2/13/2025 SageView Advisory Group LLC40,455$1.43M0.1%N/A1.445% 2/13/2025 Townsquare Capital LLC8,975$317K0.0%-59.3%0.321% 2/13/2025 Advisory Services Network LLC88,534$3.12M0.1%N/A3.162% 2/13/2025 Trek Financial LLC22,879$807K0.1%N/A0.817% 2/13/2025 Envestnet Asset Management Inc.57,062$2.01M0.0%+214.1%2.038% 2/12/2025 Arete Wealth Advisors LLC10,768$380K0.0%-4.0%0.385% 2/11/2025 WorthPointe LLC15,862$560K0.2%N/A0.567% 2/11/2025 LPL Financial LLC44,511$1.57M0.0%+0.7%1.590% 2/11/2025 Atlantic Private Wealth LLC8,578$303K0.2%N/A0.306% 2/10/2025 IMG Wealth Management Inc.60,644$2.14M2.0%N/A2.166% 2/10/2025 Harbour Investments Inc.26,062$919K0.0%+79.0%0.931% 2/10/2025 Commonwealth Equity Services LLC329,696$11.63M0.0%+1.8%11.775% 2/10/2025 Avantax Advisory Services Inc.5,692$201K0.0%N/A0.203% 2/7/2025 Novus Advisors LLC9,582$338K0.3%N/A0.342% 2/6/2025 Raymond James Financial Inc.372,571$13.14M0.0%N/A13.306% 2/6/2025 Steward Partners Investment Advisory LLC1,116$39K0.0%+179.0%0.040% 2/5/2025 Kellett Wealth Advisors LLC27,539$972K0.7%+99.4%0.984% 2/4/2025 WealthShield Partners LLC2,027$72K0.0%N/A0.072% 2/3/2025 Sigma Planning Corp45,545$1.61M0.1%N/A1.627% 1/31/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors174,446$6.15M0.2%+8.8%6.230% 1/31/2025 Truist Financial Corp45,024$1.59M0.0%+13.1%1.608% 1/30/2025 Allworth Financial LP32,413$1.16M0.0%+11,353.4%1.158% 1/29/2025 Sovran Advisors LLC14,219$500K0.1%N/A0.508% 1/27/2025 Beacon Financial Advisory LLC7,387$261K0.1%+27.9%0.264% 1/24/2025 Vantage Point Financial LLC17,644$622K0.3%N/A0.630% 1/24/2025 U.S. Capital Wealth Advisors LLC6,610$233K0.0%-16.6%0.236% 1/24/2025 Spire Wealth Management25,744$908K0.0%+175.2%0.919% 1/23/2025 Donald L. Hagan LLC100,999$3.56M1.9%N/A3.607% 1/23/2025 Capital Investment Advisory Services LLC9,350$330K0.0%+89.5%0.334% 1/23/2025 Strategic Blueprint LLC9,305$328K0.0%+29.8%0.332% 1/21/2025 KFG Wealth Management LLC91,867$3.24M0.6%+82.3%3.281% 1/21/2025 Encompass More Asset Management164,992$5.82M1.9%N/A5.893% 1/21/2025 RFG Advisory LLC6,761$239K0.0%-16.3%0.241% 1/15/2025 Ameritas Advisory Services LLC6,311$223K0.0%+7.0%0.225% 1/15/2025 Central Valley Advisors LLC48,870$1.72M0.8%+65.4%1.745% 1/15/2025 Fermata Advisors LLC46,308$1.63M0.3%+546.6%1.654% 1/13/2025 Brookstone Capital Management871,112$30.73M0.4%+2,007.3%31.111% 1/13/2025 City Center Advisors LLC14,526$512K0.6%+2.8%0.519% 1/7/2025 FC Advisory LLC7,438$262K0.1%N/A0.266% 11/19/2024 Barclays PLC5,649$197K0.0%N/A0.202% 11/18/2024 Arete Wealth Advisors LLC11,214$391K0.0%-25.8%0.401% 11/15/2024 Barclays PLC5,649$197K0.0%N/A0.202% 11/15/2024 Continuum Advisory LLC4,576$162K0.0%-73.1%0.163% 11/15/2024 Jane Street Group LLC12,575$438K0.0%-67.9%0.449% 11/13/2024 Townsquare Capital LLC22,049$768K0.0%+4.3%0.787% 11/5/2024 Harbour Investments Inc.14,562$507K0.0%+6.3%0.520% Get in stocks now - and get out on this date (Ad)Good News for Stocks 50-year Wall Street veteran, Marc Chaikin is stepping forward to share why history gives him 90% historical confidence that stocks will end 2025 up. However, he also has bad news: the same data also tells him the REAL market crash will likely arrive in 2026.Click here to see the month and day he estimates it will begin10/30/2024 Beacon Financial Advisory LLC5,776$201K0.1%N/A0.206% 10/28/2024 Creative Financial Designs Inc. ADV6,100$212K0.0%-14.1%0.218% 10/25/2024 Strategic Blueprint LLC7,168$250K0.0%N/A0.256% 10/18/2024 Continuum Wealth Advisors LLC5,747$200K0.1%N/A0.205% 10/9/2024 Fermata Advisors LLC7,162$249K0.1%N/A0.256% 10/8/2024 CWM LLC30,763$1.07M0.0%+519.7%1.099% 10/8/2024 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors160,375$5.58M0.5%+3.8%5.728% 10/8/2024 Brookstone Capital Management41,338$1.44M0.0%-3.7%1.476% 10/5/2024 Central Valley Advisors LLC29,550$1.03M0.6%+46.8%1.055% 9/23/2024 Centaurus Financial Inc.24,072$825K0.1%-2.4%0.860% (Data available from 1/1/2016 forward) UOCT Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of UOCT shares? During the previous two years, 79 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Brookstone Capital Management ($54.79M), Talon Private Wealth LLC ($32.76M), Raymond James Financial Inc. ($12.31M), Commonwealth Equity Services LLC ($11.63M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($6.56M), Encompass More Asset Management ($5.80M), and Advisory Services Network LLC ($3.12M).Learn more on UOCT's institutional investors. Which institutional investors have been buying Innovator U.S. Equity Ultra Buffer ETF - October stock? Of the 67 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.96M), Talon Private Wealth LLC ($672.24K), Raymond James Financial Inc. ($372.57K), SageView Advisory Group LLC ($278.26K), Encompass More Asset Management ($167.85K), Donald L. Hagan LLC ($101.00K), and Advisory Services Network LLC ($88.53K). How much institutional buying is happening at Innovator U.S. Equity Ultra Buffer ETF - October? Institutional investors have bought a total of 4,707,432 shares in the last 24 months. This purchase volume represents approximately $161.78M in transactions. Which Innovator U.S. Equity Ultra Buffer ETF - October major shareholders have been selling company stock? Of the 37 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($412.32K), Donald L. Hagan LLC ($46.68K), Jane Street Group LLC ($30.88K), Cambridge Investment Research Advisors Inc. ($28.81K), KFG Wealth Management LLC ($26.58K), U.S. Capital Wealth Advisors LLC ($25.59K), and Centaurus Financial Inc. ($25.36K). How much institutional selling is happening at Innovator U.S. Equity Ultra Buffer ETF - October? Institutional investors have sold a total of 849,973 shares in the last 24 months. This volume of shares sold represents approximately $28.15M in transactions. Related Companies FundX ETF Institutional Ownership SEI Enhanced Low Volatility U.S. Large Cap ETF Institutional Ownership Innovator U.S. Equity Buffer ETF - August Institutional Ownership Direxion Daily Dow Jones Internet Bull 3x Shares Institutional Ownership Xtrackers Russell US Multifactor ETF Institutional Ownership ProShares Nasdaq-100 High Income ETF Institutional Ownership FT Vest U.S. Equity Enhance & Moderate Buffer ETF - June Institutional Ownership iShares Currency Hedged MSCI EAFE Small-Cap ETF Institutional Ownership AllianzIM U.S. Large Cap Buffer10 Jan ETF Institutional Ownership Innovator U.S. Equity Buffer ETF - September Institutional Ownership This page (BATS:UOCT) was last updated on 6/14/2025 by MarketBeat.com Staff From Our PartnersWhen This Happens, You Don’t Wait. 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