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Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

$34.92 -0.88 (-2.47%)
As of 05/2/2025 03:52 PM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
54
Total
Institutional Inflows
(last 12 months)
$107.98M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$6.84M
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UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/1/2025 CWM LLC87,161$3.01M0.0%+98.9%1.470%
4/30/2025 Allworth Financial LP51,557$1.76M0.0%+59.1%0.869%
4/30/2025 Trek Financial LLC11,888$411K0.0%-48.0%0.200%
4/29/2025 Wood Tarver Financial Group LLC9,219$319K0.1%+93.0%0.155%
4/29/2025 Envestnet Asset Management Inc.54,973$1.90M0.0%-3.7%0.927%
4/29/2025 Brookstone Capital Management1,585,729$54.79M0.8%+82.0%26.741%
4/24/2025 Money Concepts Capital Corp12,422$429K0.0%-35.5%0.209%
4/23/2025 Spire Wealth Management21,760$752K0.0%-15.5%0.367%
4/23/2025 IMG Wealth Management Inc.61,081$2.11M1.9%+0.7%1.030%
4/23/2025 Continuum Advisory LLC7,529$260K0.0%+64.5%0.127%
4/17/2025 Janney Montgomery Scott LLC9,785$338K0.0%-9.3%0.169%
4/16/2025 Wealth Enhancement Advisory Services LLC7,519$260K0.0%-22.3%0.130%
4/16/2025 Donald L. Hagan LLC54,317$1.88M1.0%-46.2%0.937%
4/15/2025 Accurate Wealth Management LLC6,070$204K0.0%N/A0.105%
4/14/2025 City Center Advisors LLC15,357$531K0.6%+5.7%0.265%
4/11/2025 KFG Wealth Management LLC83,894$2.90M0.5%-8.7%1.446%
4/10/2025 Fermata Advisors LLC32,144$1.11M0.2%-30.6%0.554%
4/9/2025 RFG Advisory LLC14,848$513K0.0%+119.6%0.256%
3/12/2025Centaurus Financial Inc.19,489$688K0.0%-18.7%0.351%
3/6/2025 Wood Tarver Financial Group LLC4,776$168K0.1%N/A0.086%
2/17/2025Wolverine Trading LLC5,870$208K0.0%N/A0.210%
2/17/2025CoreCap Advisors LLC3,127$110K0.0%+11.1%0.112%
2/17/2025Cetera Investment Advisers10,460$369K0.0%+47.0%0.374%
2/17/2025Citadel Advisors LLC14,608$515K0.0%N/A0.522%
2/14/2025Jane Street Group LLC8,252$291K0.0%-34.4%0.295%
2/14/2025Betterment LLC24,264$856K0.0%+19.1%0.867%
2/14/2025Berger Financial Group Inc28,084$991K0.1%+281.4%1.003%
2/14/2025IHT Wealth Management LLC13,685$483K0.0%N/A0.489%
2/14/2025MML Investors Services LLC30,979$1.09M0.0%N/A1.106%
2/13/2025SageView Advisory Group LLC40,455$1.43M0.1%N/A1.445%
2/13/2025Townsquare Capital LLC8,975$317K0.0%-59.3%0.321%
2/13/2025Advisory Services Network LLC88,534$3.12M0.1%N/A3.162%
2/13/2025 Trek Financial LLC22,879$807K0.1%N/A0.817%
2/13/2025 Envestnet Asset Management Inc.57,062$2.01M0.0%+214.1%2.038%
2/12/2025Arete Wealth Advisors LLC10,768$380K0.0%-4.0%0.385%
2/11/2025WorthPointe LLC15,862$560K0.2%N/A0.567%
2/11/2025LPL Financial LLC44,511$1.57M0.0%+0.7%1.590%
2/11/2025Atlantic Private Wealth LLC8,578$303K0.2%N/A0.306%
2/10/2025 IMG Wealth Management Inc.60,644$2.14M2.0%N/A2.166%
2/10/2025Harbour Investments Inc.26,062$919K0.0%+79.0%0.931%
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2/10/2025Commonwealth Equity Services LLC329,696$11.63M0.0%+1.8%11.775%
2/10/2025Avantax Advisory Services Inc.5,692$201K0.0%N/A0.203%
2/7/2025Novus Advisors LLC9,582$338K0.3%N/A0.342%
2/6/2025Raymond James Financial Inc.372,571$13.14M0.0%N/A13.306%
2/6/2025Steward Partners Investment Advisory LLC1,116$39K0.0%+179.0%0.040%
2/5/2025 Kellett Wealth Advisors LLC27,539$972K0.7%+99.4%0.984%
2/4/2025WealthShield Partners LLC2,027$72K0.0%N/A0.072%
2/3/2025Sigma Planning Corp45,545$1.61M0.1%N/A1.627%
1/31/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors174,446$6.15M0.2%+8.8%6.230%
1/31/2025 Truist Financial Corp45,024$1.59M0.0%+13.1%1.608%
1/30/2025 Allworth Financial LP32,413$1.16M0.0%+11,353.4%1.158%
1/29/2025 Sovran Advisors LLC14,219$500K0.1%N/A0.508%
1/27/2025 Beacon Financial Advisory LLC7,387$261K0.1%+27.9%0.264%
1/24/2025 Vantage Point Financial LLC17,644$622K0.3%N/A0.630%
1/24/2025 U.S. Capital Wealth Advisors LLC6,610$233K0.0%-16.6%0.236%
1/24/2025 Spire Wealth Management25,744$908K0.0%+175.2%0.919%
1/23/2025 Donald L. Hagan LLC100,999$3.56M1.9%N/A3.607%
1/23/2025 Capital Investment Advisory Services LLC9,350$330K0.0%+89.5%0.334%
1/23/2025 Strategic Blueprint LLC9,305$328K0.0%+29.8%0.332%
1/21/2025 KFG Wealth Management LLC91,867$3.24M0.6%+82.3%3.281%
1/21/2025Encompass More Asset Management164,992$5.82M1.9%N/A5.893%
1/21/2025 RFG Advisory LLC6,761$239K0.0%-16.3%0.241%
1/15/2025 Ameritas Advisory Services LLC6,311$223K0.0%+7.0%0.225%
1/15/2025 Central Valley Advisors LLC48,870$1.72M0.8%+65.4%1.745%
1/15/2025 Fermata Advisors LLC46,308$1.63M0.3%+546.6%1.654%
1/13/2025 Brookstone Capital Management871,112$30.73M0.4%+2,007.3%31.111%
1/13/2025 City Center Advisors LLC14,526$512K0.6%+2.8%0.519%
1/7/2025 FC Advisory LLC7,438$262K0.1%N/A0.266%
11/19/2024Barclays PLC5,649$197K0.0%N/A0.202%
11/18/2024Arete Wealth Advisors LLC11,214$391K0.0%-25.8%0.401%
11/15/2024Barclays PLC5,649$197K0.0%N/A0.202%
11/15/2024 Continuum Advisory LLC4,576$162K0.0%-73.1%0.163%
11/15/2024Jane Street Group LLC12,575$438K0.0%-67.9%0.449%
11/13/2024Townsquare Capital LLC22,049$768K0.0%+4.3%0.787%
11/5/2024Harbour Investments Inc.14,562$507K0.0%+6.3%0.520%
10/30/2024 Beacon Financial Advisory LLC5,776$201K0.1%N/A0.206%
10/28/2024 Creative Financial Designs Inc. ADV6,100$212K0.0%-14.1%0.218%
10/25/2024 Strategic Blueprint LLC7,168$250K0.0%N/A0.256%
10/18/2024 Continuum Wealth Advisors LLC5,747$200K0.1%N/A0.205%
10/9/2024 Fermata Advisors LLC7,162$249K0.1%N/A0.256%
10/8/2024 CWM LLC30,763$1.07M0.0%+519.7%1.099%
10/8/2024C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors160,375$5.58M0.5%+3.8%5.728%
10/8/2024 Brookstone Capital Management41,338$1.44M0.0%-3.7%1.476%
10/5/2024 Central Valley Advisors LLC29,550$1.03M0.6%+46.8%1.055%
9/23/2024Centaurus Financial Inc.24,072$825K0.1%-2.4%0.860%
8/13/2024AE Wealth Management LLC27,952$957K0.0%-2.9%0.998%
8/12/2024WCG Wealth Advisors LLC13,541$464K0.0%-3.5%0.484%
8/6/2024 Chris Bulman Inc2,136$73K0.0%N/A0.076%
8/2/2024Archer Investment Corp8,996$308K0.1%-17.1%0.321%
7/31/2024 Spire Wealth Management9,354$320K0.0%-49.7%0.334%
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7/31/2024Commonwealth Equity Services LLC328,972$11.27M0.0%-1.1%11.749%
7/31/2024 Rothschild Investment LLC6,055$207K0.0%N/A0.216%
7/29/2024 Ameritas Advisory Services LLC5,898$202K0.0%N/A0.211%
7/18/2024 Brookstone Capital Management42,907$1.48M0.0%-10.2%1.532%
7/15/2024 RFG Advisory LLC8,377$287K0.0%+33.5%0.299%
7/10/2024 CWM LLC4,964$170K0.0%+31.6%0.177%
7/9/2024 Mather Group LLC.2,193$74K0.0%-45.3%0.078%
5/9/2024Delta Investment Management LLC22,871$768K0.2%N/A0.817%
5/3/2024C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors107,766$3.62M0.4%-7.0%3.849%
5/1/2024 Janney Montgomery Scott LLC8,825$296K0.0%-24.4%0.315%
(Data available from 1/1/2016 forward)

UOCT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of UOCT shares?

During the previous two years, 77 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Brookstone Capital Management ($54.79M), Raymond James Financial Inc. ($13.14M), Commonwealth Equity Services LLC ($11.63M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($6.15M), Encompass More Asset Management ($5.82M), Advisory Services Network LLC ($3.12M), and CWM LLC ($3.01M).Learn more on UOCT's institutional investors.

Which institutional investors have been buying Innovator U.S. Equity Ultra Buffer ETF - October stock?

Of the 65 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.96M), Raymond James Financial Inc. ($372.57K), SageView Advisory Group LLC ($278.26K), Encompass More Asset Management ($164.99K), Donald L. Hagan LLC ($101.00K), Advisory Services Network LLC ($88.53K), and C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($82.63K).

How much institutional buying is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have bought a total of 3,988,910 shares in the last 24 months. This purchase volume represents approximately $136.43M in transactions.

Which Innovator U.S. Equity Ultra Buffer ETF - October major shareholders have been selling company stock?

Of the 37 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($412.32K), Donald L. Hagan LLC ($46.68K), Jane Street Group LLC ($30.88K), Cambridge Investment Research Advisors Inc. ($28.81K), KFG Wealth Management LLC ($26.58K), U.S. Capital Wealth Advisors LLC ($25.59K), and Centaurus Financial Inc. ($25.36K).

How much institutional selling is happening at Innovator U.S. Equity Ultra Buffer ETF - October?

Institutional investors have sold a total of 825,931 shares in the last 24 months. This volume of shares sold represents approximately $27.27M in transactions.



This page (BATS:UOCT) was last updated on 5/3/2025 by MarketBeat.com Staff
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