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Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

$41.92 +0.03 (+0.07%)
As of 11:55 AM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
65
Total
Institutional Inflows
(last 12 months)
$136.31M
Number of
Institutional Sellers
(last 12 months)
33
Total
Institutional Outflows
(last 12 months)
$29.49M
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UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/8/2026 Sonoma Allocations LLC36,803$1.52M0.6%-4.1%0.836%
7/7/2026 CoreCap Advisors LLC4,164$171K0.0%+13.6%0.095%
7/7/2026 Hiley Hunt Wealth Management5,118$210K0.1%N/A0.116%
6/23/2026 MTM Financial Group LLC15,383$588K0.3%-12.3%0.350%
5/19/2026 Sonoma Allocations LLC38,374$1.48M0.5%-1.9%0.872%
5/19/2026Centaurus Financial Inc.17,253$660K0.0%-6.2%0.392%
5/19/2026 Arkadios Wealth Advisors14,148$541K0.0%+10.6%0.322%
5/18/2026Talon Private Wealth LLC943,203$36.07M4.8%N/A21.436%
5/16/2026 IMG Wealth Management Inc.65,876$2.52M1.6%-1.2%1.497%
5/4/2026 Kellett Wealth Advisors LLC11,459$438K0.2%-48.6%0.260%
5/1/2026 Simplicity Wealth LLC10,614$406K0.0%-6.9%0.241%
4/30/2026ATX Financial Planning LLC5,903$226K0.2%-45.2%0.134%
4/30/2026 Kestra Advisory Services LLC104,299$3.99M0.0%+14.6%2.370%
4/30/2026 Money Concepts Capital Corp8,102$310K0.0%-36.3%0.184%
4/21/2026 Compass Advisory Group LLC20,885$799K0.2%-2.1%0.475%
4/21/2026 KFG Wealth Management LLC124,403$4.76M0.6%-9.3%2.827%
4/17/2026 Brookstone Capital Management1,681,168$64.29M0.7%+0.7%38.208%
4/16/2026 Triad Wealth Partners LLC22,733$869K0.1%+49.6%0.517%
2/23/2026 Sonoma Allocations LLC39,103$1.54M0.5%+50.2%0.889%
2/19/2026 BFI Wealth Solutions LLC7,375$288K0.3%N/A0.168%
2/19/2026ATX Financial Planning LLC10,781$421K0.3%N/A0.245%
2/19/2026 Axxcess Wealth Management LLC15,167$592K0.0%N/A0.345%
2/18/2026 Mercer Global Advisors Inc. ADV107,375$4.19M0.0%-7.0%2.440%
2/18/2026 NewEdge Advisors LLC5,224$204K0.0%N/A0.119%
2/18/2026OLD Mission Capital LLC9,245$361K0.0%N/A0.210%
2/18/2026IHT Wealth Management LLC13,731$536K0.0%-81.1%0.312%
2/17/2026 Cetera Investment Advisers46,884$1.83M0.0%+17.4%1.066%
2/17/2026Osaic Holdings Inc.71,324$2.79M0.0%+16.5%1.621%
2/17/2026 Advisory Services Network LLC90,684$3.54M0.1%+4.4%2.061%
2/17/2026 Beacon Financial Advisory LLC6,736$263K0.1%+16.6%0.153%
2/16/2026 MML Investors Services LLC38,276$1.49M0.0%+310.9%0.870%
2/13/2026 Arete Wealth Advisors LLC6,865$268K0.0%+13.8%0.156%
2/13/2026 Arkadios Wealth Advisors12,790$499K0.0%N/A0.291%
2/13/2026Ausdal Financial Partners Inc.5,511$215K0.0%N/A0.125%
2/12/2026Orion Porfolio Solutions LLC54,056$2.11M0.0%+8.8%1.229%
2/12/2026 Commonwealth Equity Services LLC387,635$15.13M0.0%+21.2%8.810%
2/12/2026Wood Tarver Financial Group LLC41,327$1.61M0.5%-4.4%0.939%
2/11/2026 LPL Financial LLC53,922$2.11M0.0%+1.0%1.226%
2/11/2026 Tradition Wealth Management LLC5,377$210K0.0%N/A0.122%
2/10/2026 NewCorp Financial Services Inc.10,922$426K0.4%N/A0.248%
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2/10/2026 Rothschild Investment LLC5,500$215K0.0%-9.2%0.125%
2/10/2026Foundations Investment Advisors LLC53,001$2.07M0.0%+191.4%1.205%
2/9/2026 Integrity Advisory Solutions LLC7,709$301K0.0%N/A0.175%
2/9/2026 Harbour Investments Inc.23,924$934K0.0%+9.6%0.544%
2/6/2026 Axxcess Wealth Management LLC15,167$592K0.0%N/A0.345%
2/6/2026 HighTower Advisors LLC6,909$270K0.0%N/A0.157%
2/5/2026 IMG Wealth Management Inc.66,681$2.60M1.7%-4.0%1.515%
2/5/2026 Allworth Financial LP23,438$915K0.0%-55.7%0.533%
2/4/2026 Meridian Wealth Management LLC12,478$487K0.0%N/A0.284%
2/4/2026 Money Concepts Capital Corp12,721$497K0.0%+4.0%0.289%
2/4/2026Trek Financial LLC31,379$1.23M0.1%+276.1%0.713%
2/3/2026 WealthShield Partners LLC1,303$51K0.0%+46.7%0.030%
2/3/2026 Encompass More Asset Management7,723$302K0.1%+19.1%0.176%
2/3/2026 RFG Advisory LLC12,198$476K0.0%-7.3%0.277%
2/3/2026 AssuredPartners Investment Advisors LLC15,184$593K0.1%N/A0.345%
2/2/2026 Truist Financial Corp43,851$1.71M0.0%-0.7%0.997%
2/2/2026 Benjamin Edwards Inc.5,204$203K0.0%N/A0.118%
2/2/2026Vantage Point Financial LLC16,273$635K0.2%-2.1%0.370%
1/30/2026 Simplicity Wealth LLC11,400$445K0.0%+7.4%0.259%
1/30/2026 Archer Investment Corp955$37K0.0%N/A0.022%
1/30/2026 Strategic Blueprint LLC9,189$359K0.0%-29.8%0.209%
1/29/2026 Concurrent Investment Advisors LLC8,331$325K0.0%N/A0.189%
1/27/2026 Berger Financial Group Inc34,116$1.33M0.1%+155.8%0.775%
1/26/2026 Cornerstone Wealth Group LLC12,844$501K0.0%N/A0.292%
1/26/2026CWM LLC122,419$4.78M0.0%+8.9%2.782%
1/26/2026 WorthPointe LLC12,654$494K0.1%-21.4%0.288%
1/23/2026 Farther Finance Advisors LLC2,189$85K0.0%+33.5%0.050%
1/23/2026 Optima Capital LLC805$31K0.0%N/A0.018%
1/23/2026 Kellett Wealth Advisors LLC22,292$870K0.5%+1.4%0.507%
1/23/2026 DHJJ Financial Advisors Ltd.6,293$246K0.1%N/A0.143%
1/22/2026 Triad Wealth Partners LLC15,192$593K0.1%+15.3%0.345%
1/21/2026 Capital Investment Advisory Services LLC8,328$325K0.0%-3.0%0.189%
1/21/2026 Compass Advisory Group LLC21,326$833K0.2%-12.4%0.485%
1/21/2026 KFG Wealth Management LLC137,124$5.35M0.7%+134.1%3.116%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors140,047$5.47M0.3%-35.3%3.183%
1/15/2026 Brookstone Capital Management1,669,155$65.17M0.7%+2,011.4%37.935%
1/14/2026 Lantz Financial LLC5,904$231K0.0%N/A0.134%
1/14/2026 Spire Wealth Management86,868$3.39M0.1%+300.8%1.974%
1/14/2026 Chris Bulman Inc9,002$351K0.2%N/A0.205%
1/13/2026 CoreCap Advisors LLC3,691$144K0.0%-10.4%0.084%
1/12/2026 Central Valley Advisors LLC62,146$2.43M0.7%+0.6%1.412%
1/9/2026 First Heartland Consultants Inc.5,170$202K0.0%N/A0.118%
12/23/2025 Triumph Capital Management1,130$43K0.0%N/A0.026%
11/20/2025Centaurus Financial Inc.18,106$696K0.0%-2.5%0.412%
11/17/2025 Triumph Capital Management1,130$43K0.0%N/A0.026%
11/17/2025 Mercer Global Advisors Inc. ADV115,518$4.44M0.0%N/A2.625%
11/17/2025Citadel Advisors LLC20,811$800K0.0%N/A0.473%
11/14/2025Raymond James Financial Inc.30,260$1.16M0.0%-91.6%0.688%
11/14/2025Wood Tarver Financial Group LLC43,214$1.66M0.5%-7.0%0.982%
11/13/2025Betterment LLC6,411$246K0.0%-74.8%0.146%
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11/12/2025Orion Porfolio Solutions LLC49,696$1.91M0.0%+16.0%1.129%
11/12/2025 Arete Wealth Advisors LLC6,030$232K0.0%-22.1%0.137%
11/7/2025 Bedel Financial Consulting Inc.36,171$1.39M0.2%-2.6%0.822%
11/6/2025 Compass Advisory Group LLC24,348$936K0.3%-3.1%0.553%
11/5/2025 IMG Wealth Management Inc.69,448$2.67M1.8%+12.2%1.578%
11/5/2025 Envestnet Asset Management Inc.68,698$2.64M0.0%+38.4%1.561%
11/4/2025 Money Concepts Capital Corp12,234$470K0.0%+16.0%0.278%
11/4/2025 Wealthgarden F.S. LLC12,383$477K0.3%N/A0.281%
11/3/2025Foundations Investment Advisors LLC18,191$699K0.0%N/A0.413%
11/3/2025 AE Wealth Management LLC25,928$996K0.0%+2.4%0.589%


UOCT Institutional Ownership - Frequently Asked Questions

During the previous two years, 102 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Brookstone Capital Management ($64.29M), Talon Private Wealth LLC ($36.07M), Commonwealth Equity Services LLC ($15.13M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.47M), CWM LLC ($4.78M), KFG Wealth Management LLC ($4.76M), and Mercer Global Advisors Inc. ADV ($4.19M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - October's institutional investors.

Of the 93 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($3.17M), Talon Private Wealth LLC ($1.62M), Raymond James Financial Inc. ($375.70K), Encompass More Asset Management ($169.09K), KFG Wealth Management LLC ($120.04K), Mercer Global Advisors Inc. ADV ($115.52K), and CWM LLC ($104.39K).

Institutional investors have bought a total of 3,518,163 shares in the last 24 months. This purchase volume represents approximately $136.31M in transactions.

Of the 33 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($329.16K), Encompass More Asset Management ($121.37K), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($76.33K), IHT Wealth Management LLC ($76.22K), Allworth Financial LP ($29.52K), KFG Wealth Management LLC ($20.49K), and Betterment LLC ($18.98K).

Institutional investors have sold a total of 765,265 shares in the last 24 months. This volume of shares sold represents approximately $29.49M in transactions.


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Institutional ownership data for BATS:UOCT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/8/2026. New 13F filings are added each quarter as they're published.
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