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Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
89
Total
Institutional Inflows
(last 12 months)
$265.98M
Number of
Institutional Sellers
(last 12 months)
33
Total
Institutional Outflows
(last 12 months)
$57.66M
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UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026 Envestnet Portfolio Solutions Inc.6,571$277K0.0%N/A0.149%
9/23/2026 Envestnet Asset Management Inc.1,034,951$42.55M0.0%+1,262.3%23.522%
9/11/2026 Bullseye Investment Management LLC14,295$607K0.3%N/A0.325%
9/11/2026 Talon Private Wealth LLC236,876$10.72M1.3%-74.9%5.384%
9/9/2026 Sequoia Financial Advisors LLC18,172$806K0.0%N/A0.413%
9/9/2026 Lotus Asset Management LLC4,974$210K0.2%N/A0.113%
9/9/2026 Capital Analysts LLC47,134$1.94M0.0%N/A1.071%
9/9/2026 Integrated Wealth Concepts LLC23,471$1.06M0.0%N/A0.533%
9/9/2026 RFG Advisory LLC62,932$2.78M0.0%+423.6%1.430%
9/9/2026 NewEdge Advisors LLC107,909$4.89M0.0%N/A2.452%
9/9/2026 IFP Advisors Inc70,252$2.89M0.1%N/A1.597%
9/8/2026 Allworth Financial LP839,610$35.47M0.2%+3,482.3%19.082%
9/2/2026 Citadel Advisors LLC49,618$2.07M0.0%+326.2%1.128%
8/26/2026 Schulz Wealth LTD.25,868$1.16M0.6%N/A0.588%
8/23/2026 Ameritas Advisory Services LLC8,038$330K0.0%N/A0.183%
8/23/2026 Straight Path Wealth Management103,457$4.25M1.0%N/A2.351%
8/23/2026 Yarger Wealth Strategies LLC26,314$1.16M0.4%N/A0.598%
8/23/2026 HB Wealth Management LLC82,334$3.39M0.0%N/A1.871%
8/23/2026 Clay Northam Wealth Management LLC16,825$745K0.4%N/A0.382%
8/22/2026 Jim Saulnier & Associates LLC4,871$206K0.1%N/A0.111%
8/22/2026 Three Seasons Wealth LLC8,341$343K0.0%N/A0.190%
8/22/2026 Comprehensive Financial Planning Inc. PA1,691$70K0.0%N/A0.038%
8/22/2026 Concurrent Investment Advisors LLC50,096$2.16M0.0%+471.9%1.139%
8/21/2026 Integrity Financial Corp WA6,960$286K0.1%N/A0.158%
8/21/2026 KFG Wealth Management LLC205,822$8.88M1.0%+65.4%4.678%
8/21/2026 WorthPointe LLC57,780$2.38M0.6%+414.1%1.313%
8/21/2026 Continuum Advisory LLC48,716$2.19M0.2%N/A1.107%
8/21/2026 Orion Capital Management LLC36,572$1.50M0.5%N/A0.831%
8/21/2026 Atticus Wealth Management LLC24,168$1.08M0.3%N/A0.549%
8/21/2026 XML Financial LLC24,906$1.02M0.1%N/A0.566%
8/21/2026 Beacon Financial Advisory LLC17,174$772K0.2%+155.0%0.390%
8/21/2026 Retirement Income Solutions Inc.25,558$1.09M0.2%N/A0.581%
8/21/2026 Bedel Financial Consulting Inc.304,917$13.05M1.2%+743.0%6.930%
8/20/2026 Gill Capital Partners LLC165,151$7.11M1.9%N/A3.753%
7/8/2026 Sonoma Allocations LLC36,803$1.52M0.6%-4.1%0.836%
7/7/2026 CoreCap Advisors LLC4,164$171K0.0%+13.6%0.095%
7/7/2026 Hiley Hunt Wealth Management5,118$210K0.1%N/A0.116%
6/23/2026 MTM Financial Group LLC15,383$588K0.3%-12.3%0.350%
5/19/2026 Sonoma Allocations LLC38,374$1.48M0.5%-1.9%0.872%
5/19/2026 Centaurus Financial Inc.17,253$660K0.0%-6.2%0.392%
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5/19/2026 Arkadios Wealth Advisors14,148$541K0.0%+10.6%0.322%
5/18/2026 Talon Private Wealth LLC943,203$36.07M4.8%N/A21.436%
5/16/2026 IMG Wealth Management Inc.65,876$2.52M1.6%-1.2%1.497%
5/4/2026 Kellett Wealth Advisors LLC11,459$438K0.2%-48.6%0.260%
5/1/2026 Simplicity Wealth LLC10,614$406K0.0%-6.9%0.241%
4/30/2026 ATX Financial Planning LLC5,903$226K0.2%-45.2%0.134%
4/30/2026 Kestra Advisory Services LLC104,299$3.99M0.0%+14.6%2.370%
4/30/2026 Money Concepts Capital Corp8,102$310K0.0%-36.3%0.184%
4/21/2026 Compass Advisory Group LLC20,885$799K0.2%-2.1%0.475%
4/21/2026 KFG Wealth Management LLC124,403$4.76M0.6%-9.3%2.827%
4/17/2026 Brookstone Capital Management1,681,168$64.29M0.7%+0.7%38.208%
4/16/2026 Triad Wealth Partners LLC22,733$869K0.1%+49.6%0.517%
2/23/2026 Sonoma Allocations LLC39,103$1.54M0.5%+50.2%0.889%
2/19/2026 BFI Wealth Solutions LLC7,375$288K0.3%N/A0.168%
2/19/2026 ATX Financial Planning LLC10,781$421K0.3%N/A0.245%
2/19/2026 Axxcess Wealth Management LLC15,167$592K0.0%N/A0.345%
2/18/2026 Mercer Global Advisors Inc. ADV107,375$4.19M0.0%-7.0%2.440%
2/18/2026 NewEdge Advisors LLC5,224$204K0.0%N/A0.119%
2/18/2026 OLD Mission Capital LLC9,245$361K0.0%N/A0.210%
2/18/2026 IHT Wealth Management LLC13,731$536K0.0%-81.1%0.312%
2/17/2026 Cetera Investment Advisers46,884$1.83M0.0%+17.4%1.066%
2/17/2026 Osaic Holdings Inc.71,324$2.79M0.0%+16.5%1.621%
2/17/2026 Advisory Services Network LLC90,684$3.54M0.1%+4.4%2.061%
2/17/2026 Beacon Financial Advisory LLC6,736$263K0.1%+16.6%0.153%
2/16/2026 MML Investors Services LLC38,276$1.49M0.0%+310.9%0.870%
2/13/2026 Arete Wealth Advisors LLC6,865$268K0.0%+13.8%0.156%
2/13/2026 Arkadios Wealth Advisors12,790$499K0.0%N/A0.291%
2/13/2026 Ausdal Financial Partners Inc.5,511$215K0.0%N/A0.125%
2/12/2026 Orion Porfolio Solutions LLC54,056$2.11M0.0%+8.8%1.229%
2/12/2026 Commonwealth Equity Services LLC387,635$15.13M0.0%+21.2%8.810%
2/12/2026 Wood Tarver Financial Group LLC41,327$1.61M0.5%-4.4%0.939%
2/11/2026 LPL Financial LLC53,922$2.11M0.0%+1.0%1.226%
2/11/2026 Tradition Wealth Management LLC5,377$210K0.0%N/A0.122%
2/10/2026 NewCorp Financial Services Inc.10,922$426K0.4%N/A0.248%
2/10/2026 Rothschild Investment LLC5,500$215K0.0%-9.2%0.125%
2/10/2026 Foundations Investment Advisors LLC53,001$2.07M0.0%+191.4%1.205%
2/9/2026 Integrity Advisory Solutions LLC7,709$301K0.0%N/A0.175%
2/9/2026 Harbour Investments Inc.23,924$934K0.0%+9.6%0.544%
2/6/2026 Axxcess Wealth Management LLC15,167$592K0.0%N/A0.345%
2/6/2026 HighTower Advisors LLC6,909$270K0.0%N/A0.157%
2/5/2026 IMG Wealth Management Inc.66,681$2.60M1.7%-4.0%1.515%
2/5/2026 Allworth Financial LP23,438$915K0.0%-55.7%0.533%
2/4/2026 Meridian Wealth Management LLC12,478$487K0.0%N/A0.284%
2/4/2026 Money Concepts Capital Corp12,721$497K0.0%+4.0%0.289%
2/4/2026 Trek Financial LLC31,379$1.23M0.1%+276.1%0.713%
2/3/2026 WealthShield Partners LLC1,303$51K0.0%+46.7%0.030%
2/3/2026 Encompass More Asset Management7,723$302K0.1%+19.1%0.176%
2/3/2026 RFG Advisory LLC12,198$476K0.0%-7.3%0.277%
2/3/2026 AssuredPartners Investment Advisors LLC15,184$593K0.1%N/A0.345%
2/2/2026 Truist Financial Corp43,851$1.71M0.0%-0.7%0.997%
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2/2/2026 Benjamin Edwards Inc.5,204$203K0.0%N/A0.118%
2/2/2026 Vantage Point Financial LLC16,273$635K0.2%-2.1%0.370%
1/30/2026 Simplicity Wealth LLC11,400$445K0.0%+7.4%0.259%
1/30/2026 Archer Investment Corp955$37K0.0%N/A0.022%
1/30/2026 Strategic Blueprint LLC9,189$359K0.0%-29.8%0.209%
1/29/2026 Concurrent Investment Advisors LLC8,331$325K0.0%N/A0.189%
1/27/2026 Berger Financial Group Inc34,116$1.33M0.1%+155.8%0.775%
1/26/2026 Cornerstone Wealth Group LLC12,844$501K0.0%N/A0.292%
1/26/2026CWM LLC122,419$4.78M0.0%+8.9%2.782%
1/26/2026 WorthPointe LLC12,654$494K0.1%-21.4%0.288%


UOCT Institutional Ownership - Frequently Asked Questions

During the previous two years, 122 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Brookstone Capital Management ($64.29M), Allworth Financial LP ($35.47M), Commonwealth Equity Services LLC ($15.13M), Bedel Financial Consulting Inc. ($13.05M), Talon Private Wealth LLC ($10.72M), KFG Wealth Management LLC ($8.88M), and Gill Capital Partners LLC ($7.11M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - October's institutional investors.

Of the 114 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($3.17M), Talon Private Wealth LLC ($1.62M), Allworth Financial LP ($868.85K), Raymond James Financial Inc. ($375.70K), Bedel Financial Consulting Inc. ($268.75K), KFG Wealth Management LLC ($201.46K), and Encompass More Asset Management ($169.09K).

Institutional investors have bought a total of 5,699,672 shares in the last 24 months. This purchase volume represents approximately $226.29M in transactions.

Of the 33 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Talon Private Wealth LLC ($706.33K), Raymond James Financial Inc. ($329.16K), Encompass More Asset Management ($121.37K), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($76.33K), IHT Wealth Management LLC ($58.96K), Allworth Financial LP ($29.52K), and KFG Wealth Management LLC ($20.49K).

Institutional investors have sold a total of 1,447,919 shares in the last 24 months. This volume of shares sold represents approximately $57.66M in transactions.


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Institutional ownership data for BATS:UOCT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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