Go Pro
→ PH: Do THESE 4 things to your bank account now … (From Weiss Ratings) (Ad)tc pixel Free UOCT Stock Alerts

Innovator U.S. Equity Ultra Buffer ETF - October (UOCT) Institutional Ownership

$41.15 0.00 (0.00%)
As of 07/2/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - October (BATS:UOCT)

Number of
Institutional Buyers
(last 12 months)
70
Total
Institutional Inflows
(last 12 months)
$138.78M
Number of
Institutional Sellers
(last 12 months)
43
Total
Institutional Outflows
(last 12 months)
$87.32M
Get UOCT Insider Trade Alerts

Want to know when executives and insiders are buying or selling Innovator U.S. Equity Ultra Buffer ETF - October stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

UOCT Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - October Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/23/2026MTM Financial Group LLC15,383$588K0.3%-12.3%0.350%
5/19/2026Sonoma Allocations LLC38,374$1.48M0.5%-1.9%0.872%
5/19/2026Centaurus Financial Inc.17,253$660K0.0%-6.2%0.392%
5/19/2026Arkadios Wealth Advisors14,148$541K0.0%+10.6%0.322%
5/18/2026Talon Private Wealth LLC943,203$36.07M4.8%N/A21.436%
5/16/2026IMG Wealth Management Inc.65,876$2.52M1.6%-1.2%1.497%
5/4/2026Kellett Wealth Advisors LLC11,459$438K0.2%-48.6%0.260%
5/1/2026Simplicity Wealth LLC10,614$406K0.0%-6.9%0.241%
4/30/2026ATX Financial Planning LLC5,903$226K0.2%-45.2%0.134%
4/30/2026Kestra Advisory Services LLC104,299$3.99M0.0%+14.6%2.370%
4/30/2026Money Concepts Capital Corp8,102$310K0.0%-36.3%0.184%
4/21/2026Compass Advisory Group LLC20,885$799K0.2%-2.1%0.475%
4/21/2026KFG Wealth Management LLC124,403$4.76M0.6%-9.3%2.827%
4/17/2026Brookstone Capital Management1,681,168$64.29M0.7%+0.7%38.208%
4/16/2026Triad Wealth Partners LLC22,733$869K0.1%+49.6%0.517%
2/23/2026Sonoma Allocations LLC39,103$1.54M0.5%+50.2%0.889%
2/19/2026BFI Wealth Solutions LLC7,375$288K0.3%N/A0.168%
2/19/2026ATX Financial Planning LLC10,781$421K0.3%N/A0.245%
2/19/2026Axxcess Wealth Management LLC15,167$592K0.0%N/A0.345%
2/18/2026Mercer Global Advisors Inc. ADV107,375$4.19M0.0%-7.0%2.440%
2/18/2026NewEdge Advisors LLC5,224$204K0.0%N/A0.119%
2/18/2026OLD Mission Capital LLC9,245$361K0.0%N/A0.210%
2/18/2026IHT Wealth Management LLC13,731$536K0.0%-81.1%0.312%
2/17/2026Cetera Investment Advisers46,884$1.83M0.0%+17.4%1.066%
2/17/2026Osaic Holdings Inc.71,324$2.79M0.0%+16.5%1.621%
2/17/2026Advisory Services Network LLC90,684$3.54M0.1%+4.4%2.061%
2/17/2026Beacon Financial Advisory LLC6,736$263K0.1%+16.6%0.153%
2/16/2026MML Investors Services LLC38,276$1.49M0.0%+310.9%0.870%
2/13/2026Arete Wealth Advisors LLC6,865$268K0.0%+13.8%0.156%
2/13/2026Arkadios Wealth Advisors12,790$499K0.0%N/A0.291%
2/13/2026Ausdal Financial Partners Inc.5,511$215K0.0%N/A0.125%
2/12/2026Orion Porfolio Solutions LLC54,056$2.11M0.0%+8.8%1.229%
2/12/2026Commonwealth Equity Services LLC387,635$15.13M0.0%+21.2%8.810%
2/12/2026Wood Tarver Financial Group LLC41,327$1.61M0.5%-4.4%0.939%
2/11/2026LPL Financial LLC53,922$2.11M0.0%+1.0%1.226%
2/11/2026Tradition Wealth Management LLC5,377$210K0.0%N/A0.122%
2/10/2026NewCorp Financial Services Inc.10,922$426K0.4%N/A0.248%
2/10/2026Rothschild Investment LLC5,500$215K0.0%-9.2%0.125%
2/10/2026Foundations Investment Advisors LLC53,001$2.07M0.0%+191.4%1.205%
2/9/2026Integrity Advisory Solutions LLC7,709$301K0.0%N/A0.175%
PH: Do THESE 4 things to your bank account now … (Ad)

In a few short months, the US government could gain unprecedented powers over personal bank accounts - including the ability to track every transaction or freeze funds. Martin D. Weiss, PhD, founder of Weiss Ratings, has identified 4 simple steps Americans can take today to help safeguard their savings before any changes take effect.tc pixel

Discover all 4 steps to help protect your bank account now
2/9/2026Harbour Investments Inc.23,924$934K0.0%+9.6%0.544%
2/6/2026Axxcess Wealth Management LLC15,167$592K0.0%N/A0.345%
2/6/2026HighTower Advisors LLC6,909$270K0.0%N/A0.157%
2/5/2026IMG Wealth Management Inc.66,681$2.60M1.7%-4.0%1.515%
2/5/2026Allworth Financial LP23,438$915K0.0%-55.7%0.533%
2/4/2026Meridian Wealth Management LLC12,478$487K0.0%N/A0.284%
2/4/2026Money Concepts Capital Corp12,721$497K0.0%+4.0%0.289%
2/4/2026Trek Financial LLC31,379$1.23M0.1%+276.1%0.713%
2/3/2026WealthShield Partners LLC1,303$51K0.0%+46.7%0.030%
2/3/2026Encompass More Asset Management7,723$302K0.1%+19.1%0.176%
2/3/2026RFG Advisory LLC12,198$476K0.0%-7.3%0.277%
2/3/2026AssuredPartners Investment Advisors LLC15,184$593K0.1%N/A0.345%
2/2/2026Truist Financial Corp43,851$1.71M0.0%-0.7%0.997%
2/2/2026Benjamin Edwards Inc.5,204$203K0.0%N/A0.118%
2/2/2026Vantage Point Financial LLC16,273$635K0.2%-2.1%0.370%
1/30/2026Simplicity Wealth LLC11,400$445K0.0%+7.4%0.259%
1/30/2026Archer Investment Corp955$37K0.0%N/A0.022%
1/30/2026Strategic Blueprint LLC9,189$359K0.0%-29.8%0.209%
1/29/2026Concurrent Investment Advisors LLC8,331$325K0.0%N/A0.189%
1/27/2026Berger Financial Group Inc34,116$1.33M0.1%+155.8%0.775%
1/26/2026Cornerstone Wealth Group LLC12,844$501K0.0%N/A0.292%
1/26/2026CWM LLC122,419$4.78M0.0%+8.9%2.782%
1/26/2026WorthPointe LLC12,654$494K0.1%-21.4%0.288%
1/23/2026Farther Finance Advisors LLC2,189$85K0.0%+33.5%0.050%
1/23/2026Optima Capital LLC805$31K0.0%N/A0.018%
1/23/2026Kellett Wealth Advisors LLC22,292$870K0.5%+1.4%0.507%
1/23/2026DHJJ Financial Advisors Ltd.6,293$246K0.1%N/A0.143%
1/22/2026Triad Wealth Partners LLC15,192$593K0.1%+15.3%0.345%
1/21/2026Capital Investment Advisory Services LLC8,328$325K0.0%-3.0%0.189%
1/21/2026Compass Advisory Group LLC21,326$833K0.2%-12.4%0.485%
1/21/2026KFG Wealth Management LLC137,124$5.35M0.7%+134.1%3.116%
1/20/2026C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors140,047$5.47M0.3%-35.3%3.183%
1/15/2026Brookstone Capital Management1,669,155$65.17M0.7%+2,011.4%37.935%
1/14/2026Lantz Financial LLC5,904$231K0.0%N/A0.134%
1/14/2026Spire Wealth Management86,868$3.39M0.1%+300.8%1.974%
1/14/2026Chris Bulman Inc9,002$351K0.2%N/A0.205%
1/13/2026CoreCap Advisors LLC3,691$144K0.0%-10.4%0.084%
1/12/2026Central Valley Advisors LLC62,146$2.43M0.7%+0.6%1.412%
1/9/2026First Heartland Consultants Inc.5,170$202K0.0%N/A0.118%
12/23/2025Triumph Capital Management1,130$43K0.0%N/A0.026%
11/20/2025Centaurus Financial Inc.18,106$696K0.0%-2.5%0.412%
11/17/2025Triumph Capital Management1,130$43K0.0%N/A0.026%
11/17/2025Mercer Global Advisors Inc. ADV115,518$4.44M0.0%N/A2.625%
11/17/2025Citadel Advisors LLC20,811$800K0.0%N/A0.473%
11/14/2025Raymond James Financial Inc.30,260$1.16M0.0%-91.6%0.688%
11/14/2025Wood Tarver Financial Group LLC43,214$1.66M0.5%-7.0%0.982%
11/13/2025Betterment LLC6,411$246K0.0%-74.8%0.146%
11/12/2025Orion Porfolio Solutions LLC49,696$1.91M0.0%+16.0%1.129%
11/12/2025Arete Wealth Advisors LLC6,030$232K0.0%-22.1%0.137%
11/7/2025Bedel Financial Consulting Inc.36,171$1.39M0.2%-2.6%0.822%
Trump Takes Emergency Action - Plus Elon Musk's New Venture (Ad)

Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Trump has issued emergency support to accelerate the rollout, and it's already live in multiple states. The Financial Times reports Sam Altman is personally calling people to build this for OpenAI. A few little-known companies control the entire supply chain - meaning anyone who wants access must go through them. Their stocks are available to buy right now.tc pixel

See which companies control the supply chain behind this emerging tech
11/6/2025Compass Advisory Group LLC24,348$936K0.3%-3.1%0.553%
11/5/2025IMG Wealth Management Inc.69,448$2.67M1.8%+12.2%1.578%
11/5/2025Envestnet Asset Management Inc.68,698$2.64M0.0%+38.4%1.561%
11/4/2025Money Concepts Capital Corp12,234$470K0.0%+16.0%0.278%
11/4/2025Wealthgarden F.S. LLC12,383$477K0.3%N/A0.281%
11/3/2025Foundations Investment Advisors LLC18,191$699K0.0%N/A0.413%
11/3/2025AE Wealth Management LLC25,928$996K0.0%+2.4%0.589%
11/3/2025Truist Financial Corp44,150$1.70M0.0%-1.9%1.003%
10/30/2025Simplicity Wealth LLC10,614$408K0.0%N/A0.241%
10/30/2025Triad Wealth Partners LLC13,179$506K0.1%+117.7%0.300%


UOCT Institutional Ownership - Frequently Asked Questions

During the previous two years, 103 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - October. The most heavily invested institutionals were Brookstone Capital Management ($64.29M), Talon Private Wealth LLC ($36.07M), Commonwealth Equity Services LLC ($15.13M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.47M), CWM LLC ($4.78M), KFG Wealth Management LLC ($4.76M), and Mercer Global Advisors Inc. ADV ($4.19M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - October's institutional investors.

Of the 93 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($3.17M), Talon Private Wealth LLC ($1.62M), Raymond James Financial Inc. ($375.70K), Encompass More Asset Management ($169.09K), KFG Wealth Management LLC ($120.04K), Mercer Global Advisors Inc. ADV ($115.52K), and CWM LLC ($105.58K).

Institutional investors have bought a total of 3,585,926 shares in the last 24 months. This purchase volume represents approximately $138.78M in transactions.

Of the 43 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($1.53M), Raymond James Financial Inc. ($329.16K), Encompass More Asset Management ($121.37K), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($76.33K), IHT Wealth Management LLC ($76.22K), KFG Wealth Management LLC ($38.05K), and Allworth Financial LP ($29.52K).

Institutional investors have sold a total of 2,339,327 shares in the last 24 months. This volume of shares sold represents approximately $87.32M in transactions.


Related Companies

This page (BATS:UOCT) was last updated on 7/5/2026 by MarketBeat.com Staff.
From Our Partners
Trump's gold order: the announcement they won't put on the front page
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
Do NOT Buy SpaceX – Do This Instead
SpaceX just went public - and Whitney Tilson, Harvard MBA and 30-year Wall Street veteran, says buying in coul...
Stansberry Research | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel
Trump just signed it
A recent policy development is drawing attention from income-focused investors. According to one analyst, c...
Investors Alley | Sponsoredtc pixel
CODE RED: AI Meltdown Imminent?
After correctly predicting the 2008 and 2020 stock market meltdowns, I believe this AI company is about to tri...
Paradigm Press | Sponsoredtc pixel
Your $29.97 book is free today
Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options ca...
Profits Run | Sponsoredtc pixel
From the man who predicted 2008 crash…
Porter Stansberry, founder of one of the largest financial research firms in the world, says he's breaking the...
Porter & Company | Sponsoredtc pixel