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Innovator U.S. Equity Ultra Buffer ETF - September (USEP) Institutional Ownership

$38.08 +0.02 (+0.06%)
Closing price 08/29/2025
Extended Trading
$38.05 -0.03 (-0.08%)
As of 04:04 PM Eastern
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - September (BATS:USEP)

Number of
Institutional Buyers
(last 12 months)
40
Total
Institutional Inflows
(last 12 months)
$73.84M
Number of
Institutional Sellers
(last 12 months)
35
Total
Institutional Outflows
(last 12 months)
$62.53M
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USEP Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - September Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/14/2025 Raymond James Financial Inc.16,003$590K0.0%+23.4%0.441%
8/13/2025 SageView Advisory Group LLC32,638$1.23M0.0%-8.7%0.899%
8/12/2025 Steward Partners Investment Advisory LLC3,368$124K0.0%-21.1%0.093%
8/11/2025 Outlook Wealth Advisors LLC8,820$325K0.1%-16.7%0.243%
8/8/2025 Cetera Investment Advisers34,383$1.27M0.0%+7.3%0.947%
8/8/2025 WealthShield Partners LLC3,003$111K0.0%-46.4%0.083%
8/8/2025 Foundations Investment Advisors LLC6,294$232K0.0%-71.2%0.173%
8/7/2025 PFG Advisors14,219$524K0.0%N/A0.392%
8/6/2025 AE Wealth Management LLC9,445$348K0.0%-31.4%0.260%
8/5/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors138,338$5.10M0.5%+10.0%3.811%
8/4/2025 Spire Wealth Management22,804$841K0.0%-16.0%0.628%
8/1/2025 Envestnet Asset Management Inc.49,504$1.82M0.0%-60.1%1.364%
7/30/2025 Brookstone Capital Management49,533$1.83M0.0%+1.6%1.365%
7/25/2025 Kellett Wealth Advisors LLC607,034$22.37M14.6%-26.8%16.723%
7/24/2025 Vantage Point Financial LLC5,728$211K0.1%N/A0.158%
7/22/2025 Simplicity Wealth LLC167,338$6.17M0.3%+1,331.0%4.610%
7/22/2025 Berger Financial Group Inc27,390$1.01M0.1%-16.8%0.755%
7/18/2025 Truist Financial Corp50,179$1.85M0.0%-1.8%1.382%
7/14/2025 KFG Wealth Management LLC57,348$2.11M0.3%-6.5%1.580%
7/10/2025 Sovran Advisors LLC601,067$22.21M2.3%+8.4%16.558%
7/9/2025 Central Valley Advisors LLC57,416$2.12M0.7%-2.5%1.582%
5/19/2025 SageView Advisory Group LLC35,740$1.23M0.1%-40.7%0.941%
5/16/2025 Arete Wealth Advisors LLC36,758$1.27M0.1%-5.6%0.967%
5/16/2025 Talon Private Wealth LLC6,993$245K0.0%-97.5%0.184%
5/15/2025 OLD Mission Capital LLC26,170$901K0.0%+42.4%0.689%
5/14/2025 PKS Advisory Services LLC7,995$275K0.1%-42.4%0.210%
5/14/2025 Kestra Advisory Services LLC83,968$2.89M0.0%-0.9%2.210%
5/12/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors125,816$4.34M0.3%+14.5%3.311%
5/9/2025 WealthShield Partners LLC5,602$193K0.0%+5.5%0.147%
5/8/2025 Harbour Investments Inc.13,121$452K0.0%-10.1%0.345%
5/7/2025 Foundations Investment Advisors LLC21,849$752K0.0%+201.8%0.575%
5/6/2025 Cetera Investment Advisers32,057$1.10M0.0%-1.4%0.844%
5/6/2025 AE Wealth Management LLC13,761$474K0.0%+32.3%0.362%
5/5/2025 Riverchase Wealth Management LLC8,719$300K0.2%-4.6%0.229%
4/29/2025 Wood Tarver Financial Group LLC12,789$440K0.1%-9.1%0.337%
4/29/2025 Envestnet Asset Management Inc.124,207$4.27M0.0%-6.6%3.269%
4/29/2025 Brookstone Capital Management48,737$1.68M0.0%-94.4%1.283%
4/25/2025 Sovran Advisors LLC554,660$18.48M2.4%+6.3%14.596%
4/23/2025 Kellett Wealth Advisors LLC828,812$28.52M19.8%-4.0%21.811%
4/23/2025 Spire Wealth Management27,144$934K0.0%-15.9%0.714%
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4/23/2025 Legacy Advisors LLC29,841$1.03M0.1%N/A0.785%
4/22/2025 Cambridge Investment Research Advisors Inc.24,042$827K0.0%-5.3%0.633%
4/16/2025 Wealth Enhancement Advisory Services LLC10,465$360K0.0%-4.3%0.281%
4/15/2025 Simplicity Wealth LLC11,694$402K0.0%N/A0.314%
4/14/2025 Outlook Wealth Advisors LLC10,593$365K0.1%-15.6%0.284%
4/11/2025 KFG Wealth Management LLC61,303$2.11M0.4%-21.9%1.644%
4/7/2025 O Connor Financial Group LLC6,509$224K0.1%-51.7%0.175%
3/17/2025 Wealth Enhancement Advisory Services LLC10,930$385K0.0%-2.7%0.285%
3/6/2025 Wood Tarver Financial Group LLC14,077$495K0.2%N/A0.366%
2/18/2025 Continuum Advisory LLC12,160$428K0.1%-9.1%0.657%
2/17/2025 Cetera Investment Advisers32,503$1.14M0.0%+1.5%1.757%
2/17/2025 Citadel Advisors LLC5,943$209K0.0%-48.0%0.321%
2/14/2025 Jane Street Group LLC11,563$407K0.0%N/A0.625%
2/14/2025 Berger Financial Group Inc33,110$1.17M0.1%-9.2%1.790%
2/13/2025 Garden State Investment Advisory Services LLC14,415$507K0.2%-17.2%0.779%
2/13/2025 SageView Advisory Group LLC60,237$2.12M0.1%+93.3%3.256%
2/13/2025 Raymond James Financial Inc.12,964$456K0.0%N/A0.701%
2/13/2025 Advisory Services Network LLC37,331$1.31M0.0%N/A2.018%
2/13/2025 Envestnet Asset Management Inc.132,979$4.68M0.0%+1.7%7.188%
2/12/2025 Arete Wealth Advisors LLC38,920$1.37M0.1%-1.7%2.104%
2/12/2025 OLD Mission Capital LLC18,376$647K0.0%N/A0.993%
2/12/2025 Riverchase Wealth Management LLC9,144$322K0.2%N/A0.494%
2/12/2025 PKS Advisory Services LLC13,880$489K0.1%N/A0.750%
2/11/2025 WorthPointe LLC10,226$360K0.1%N/A0.553%
2/10/2025 Harbour Investments Inc.14,595$514K0.0%+4.9%0.789%
2/10/2025 Commonwealth Equity Services LLC60,906$2.14M0.0%+1.3%3.292%
2/7/2025 Miller Financial Services LLC6,230$219K0.2%N/A0.337%
2/6/2025 Raymond James Financial Inc.12,964$456K0.0%N/A0.701%
2/5/2025 Kellett Wealth Advisors LLC863,238$30.38M20.9%-2.3%46.662%
2/3/2025 Sigma Planning Corp5,897$208K0.0%-40.7%0.319%
1/31/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors109,869$3.87M0.1%+13.0%5.939%
1/31/2025 Truist Financial Corp50,606$1.78M0.0%-1.2%2.735%
1/30/2025 Allworth Financial LP12,804$459K0.0%-5.3%0.692%
1/29/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors1,073$38K0.0%-98.9%0.058%
1/29/2025 Sovran Advisors LLC521,901$18.32M2.6%N/A28.211%
1/28/2025 AlphaStar Capital Management LLC9,388$330K0.0%N/A0.507%
1/28/2025 Archer Investment Corp9,755$343K0.1%-5.4%0.527%
1/22/2025 Foundations Investment Advisors LLC7,240$255K0.0%N/A0.391%
1/21/2025 KFG Wealth Management LLC78,443$2.76M0.5%+13.1%4.240%
1/15/2025 Central Valley Advisors LLC58,904$2.07M0.9%-1.6%3.184%
1/14/2025 Accurate Wealth Management LLC8,286$292K0.1%+5.6%0.448%
1/13/2025 Brookstone Capital Management868,157$30.56M0.4%+57.0%46.927%
11/18/2024 Arete Wealth Advisors LLC39,575$1.37M0.1%-7.1%2.139%
11/15/2024 Continuum Advisory LLC13,378$471K0.1%+5.9%0.723%
11/15/2024 SageView Advisory Group LLC31,159$1.08M0.1%+317.1%1.684%
11/15/2024 IHT Wealth Management LLC8,160$288K0.0%N/A0.441%
11/15/2024 HighTower Advisors LLC25,999$903K0.0%N/A1.405%
11/13/2024 Truvestments Capital LLC4,339$151K0.0%N/A0.235%
11/6/2024 Archer Investment Corp10,308$358K0.1%-88.5%0.557%
11/5/2024 Harbour Investments Inc.13,919$484K0.0%+113.5%0.752%
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11/4/2024 Sigma Planning Corp9,946$346K0.0%N/A0.538%
10/28/2024 Reston Wealth Management LLC2,680$93K0.0%N/A0.145%
10/25/2024 Strategic Blueprint LLC29,539$1.03M0.1%-22.5%1.597%
10/25/2024 Worth Financial Advisory Group LLC6,910$240K0.1%N/A0.374%
10/24/2024 Wealth Enhancement Advisory Services LLC11,230$390K0.0%+19.1%0.607%
10/24/2024 Sageworth Trust Co42,816$1.49M0.1%-26.7%2.314%
10/23/2024 Outlook Wealth Advisors LLC12,560$436K0.1%-12.4%0.679%
10/22/2024 DHJJ Financial Advisors Ltd.1,190$41K0.0%-55.8%0.064%
10/16/2024 Physician Wealth Advisors Inc.7,350$256K0.0%N/A0.397%
10/10/2024 Fiduciary Financial Group LLC24,257$841K0.2%+137.8%1.311%
(Data available from 1/1/2016 forward)

USEP Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of USEP shares?

During the previous two years, 66 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - September. The most heavily invested institutionals were Kellett Wealth Advisors LLC ($22.37M), Sovran Advisors LLC ($22.21M), Simplicity Wealth LLC ($6.17M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.10M), Kestra Advisory Services LLC ($2.89M), Commonwealth Equity Services LLC ($2.14M), and Central Valley Advisors LLC ($2.12M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - September's institutional investors.

Which institutional investors have been buying Innovator U.S. Equity Ultra Buffer ETF - September's stock?

Of the 55 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - September's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.26M), SageView Advisory Group LLC ($941.08K), Sovran Advisors LLC ($601.07K), Simplicity Wealth LLC ($167.34K), KFG Wealth Management LLC ($65.94K), Central Valley Advisors LLC ($59.89K), and C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($47.99K).

How much institutional buying is happening at Innovator U.S. Equity Ultra Buffer ETF - September?

Institutional investors have bought a total of 2,096,527 shares in the last 24 months. This purchase volume represents approximately $73.84M in transactions.

Which of Innovator U.S. Equity Ultra Buffer ETF - September's major shareholders have been selling company stock?

Of the 35 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - September's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($819.42K), Kellett Wealth Advisors LLC ($276.41K), Talon Private Wealth LLC ($269.84K), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($96.13K), Envestnet Asset Management Inc. ($83.48K), Archer Investment Corp ($79.49K), and SageView Advisory Group LLC ($27.60K).

How much institutional selling is happening at Innovator U.S. Equity Ultra Buffer ETF - September?

Institutional investors have sold a total of 1,789,967 shares in the last 24 months. This volume of shares sold represents approximately $62.53M in transactions.


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This page (BATS:USEP) was last updated on 8/29/2025 by MarketBeat.com Staff
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