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Aeluma (ALMU) 10K Form and Latest SEC Filings 2026

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$22.54 -0.78 (-3.32%)
As of 01:58 PM Eastern
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Latest Aeluma SEC Filings & Recent Activity

Aeluma (NASDAQ:ALMU) has submitted 169+ documents to the U.S. Securities and Exchange Commission (SEC) since 2020. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 4 submitted on May 21, 2026.

Form 4
Aeluma, Inc. Reports Ownership Change on May. 21, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Aeluma Files Current Report on May. 19, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-Q
Aeluma Files Quarterly Report on May. 13, 2026

The 10-Q contains Aeluma's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Aeluma SEC Filing History

Browse Aeluma's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/21/2026 6:20 PM
Aeluma (1828805) Issuer
Denbaars Steven (1700533) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/19/2026 10:56 AM
Aeluma (1828805) Subject
Denbaars Steven (1700533) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/19/2026 8:00 AM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/15/2026 4:41 PM
Aeluma (1828805) Subject
Tompkins Mark N. (1455971) Filed by
Form SCHEDULE 13G/A
05/13/2026 4:23 PM
Aeluma (1828805) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/13/2026 3:45 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/05/2026 6:25 PM
Aeluma (1828805) Issuer
Klamkin Jonathan (1869626) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 5:58 PM
Aeluma (1828805) Issuer
Klamkin Jonathan (1869626) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/31/2026 1:32 PM
Aeluma (1828805) Subject
Perry George Herbert (2092822) Filed by
Form SCHEDULE 13G
03/20/2026 4:00 PM
Aeluma (1828805) Filer
Form 424B5
03/20/2026 4:05 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/05/2026 5:18 PM
Aeluma (1828805) Issuer
Klamkin Jonathan (1869626) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2026 3:22 PM
Aeluma (1828805) Issuer
Denbaars Steven (1700533) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/25/2026 12:26 PM
Aeluma (1828805) Subject
Denbaars Steven (1700533) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
02/17/2026 4:28 PM
Aeluma (1828805) Subject
Tompkins Mark N. (1455971) Filed by
Form SCHEDULE 13G/A
02/11/2026 4:05 PM
Aeluma (1828805) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
02/08/2026 11:15 PM
Aeluma (1828805) Filer
Form EFFECT
02/05/2026 8:30 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/04/2026 4:23 PM
Aeluma (1828805) Filer
Form POS AM
02/02/2026 8:00 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/22/2026 7:10 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/20/2026 4:01 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/02/2026 4:16 PM
Aeluma (1828805) Subject
McCarthy Lee (1869684) Filed by
Form SCHEDULE 13D/A
01/02/2026 4:18 PM
Aeluma (1828805) Issuer
McCarthy Lee (1869684) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/29/2025 8:13 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 7:52 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/11/2025 8:00 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/09/2025 5:10 AM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/02/2025 3:32 PM
Aeluma (1828805) Filer
Form DEFA14A
11/19/2025 4:00 PM
Aeluma (1828805) Filer
Form POS AM
11/12/2025 4:04 PM
Aeluma (1828805) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/12/2025 3:45 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/04/2025 3:01 PM
Aeluma (1828805) Filer
Form POS AM
10/21/2025 3:56 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/20/2025 12:30 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/17/2025 8:00 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/14/2025 8:59 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/09/2025 8:30 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/06/2025 8:23 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4/A
10/06/2025 8:24 PM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/06/2025 4:30 PM
Aeluma (1828805) Filer
Form POS AM
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10/02/2025 5:12 AM
Aeluma (1828805) Issuer
Tompkins Mark N. (1455971) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/22/2025 11:15 PM
Aeluma (1828805) Filer
Form EFFECT
09/19/2025 4:20 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/19/2025 3:42 PM
Aeluma (1828805) Filer
Form POS AM
09/19/2025 3:30 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/18/2025 4:10 PM
Aeluma (1828805) Filer
Form 424B5
09/09/2025 4:29 PM
Aeluma (1828805) Subject
Klamkin Jonathan (1869626) Reporting
Form 144/A
09/09/2025 4:30 PM
Aeluma (1828805) Issuer
Klamkin Jonathan (1869626) Reporting
Form 4/A
09/09/2025 4:01 PM
Aeluma (1828805) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
09/09/2025 3:45 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/14/2025 6:39 PM
Aeluma (1828805) Issuer
Klamkin Jonathan (1869626) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/10/2025 11:15 PM
Aeluma (1828805) Filer
Form EFFECT
08/08/2025 4:06 PM
Aeluma (1828805) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/06/2025 4:16 PM
Aeluma (1828805) Filer
Form S-3/A
07/31/2025 3:30 PM
Aeluma (1828805) Filer
Form S-3
Registration statement under Securities Act of 1933  
05/27/2025 11:58 AM
Aeluma (1828805) Issuer
Seo James (2070005) Reporting
Form 3
Initial statement of beneficial ownership of securities  
05/23/2025 12:19 PM
Aeluma (1828805) Issuer
Byron Michael (1516062) Reporting
Form 3
Initial statement of beneficial ownership of securities  
05/23/2025 12:21 PM
Aeluma (1828805) Issuer
ENSLEY CRAIG H (1194398) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2025 12:24 PM
Aeluma (1828805) Issuer
Paglia John Kenneth (1627832) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2025 12:24 PM
Aeluma (1828805) Issuer
Denbaars Steven (1700533) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2025 12:26 PM
Aeluma (1828805) Issuer
Denbaars Steven (1700533) Reporting
Form 5
Annual statement of changes in beneficial ownership of securities  
05/23/2025 12:28 PM
Aeluma (1828805) Issuer
ENSLEY CRAIG H (1194398) Reporting
Form 5
Annual statement of changes in beneficial ownership of securities  
05/23/2025 12:29 PM
Aeluma (1828805) Issuer
Paglia John Kenneth (1627832) Reporting
Form 5
Annual statement of changes in beneficial ownership of securities  
05/23/2025 12:30 PM
Aeluma (1828805) Issuer
Klamkin Jonathan (1869626) Reporting
Form 5
Annual statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)

Aeluma SEC Filings - Frequently Asked Questions

Aeluma (ALMU) has submitted 169+ filings to the SEC since 2020. You can browse the complete history or filter by form type using the tools above.

Aeluma's fiscal year ends on June 30. The company typically files its 10-K annual report by the end of August, covering the prior fiscal year's financial results.

The most recent filing was a Form 4 submitted on May 21, 2026. This was an insider ownership change filed by 4 - Aeluma, Inc. (0001828805) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NASDAQ:ALMU) was last updated on 5/22/2026 by MarketBeat.com Staff.
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