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First Trust Mid Cap Value AlphaDEX Fund (FNK) Institutional Ownership

First Trust Mid Cap Value AlphaDEX Fund logo
$61.83 -0.68 (-1.09%)
Closing price 09/18/2026 03:56 PM Eastern
Extended Trading
$61.82 0.00 (0.00%)
As of 09/18/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Value AlphaDEX Fund (NASDAQ:FNK)

Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$8.78M
Number of
Institutional Sellers
(last 12 months)
13
Total
Institutional Outflows
(last 12 months)
$5.71M
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FNK Institutional Buying and Selling by Quarter

First Trust Mid Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026 RFG Advisory LLC3,297$202K0.0%N/A0.092%
5/13/2026 Cetera Investment Advisers105,572$6.03M0.0%+17.3%2.933%
5/7/2026 Parallel Advisors LLC1,935$110K0.0%N/A0.054%
5/6/2026 Bessemer Group Inc.454$26K0.0%N/A0.013%
4/30/2026 Kestra Advisory Services LLC10,335$590K0.0%+23.5%0.287%
3/17/2026 Rockefeller Capital Management L.P.2,876$160K0.0%+69.9%0.080%
2/17/2026 Cetera Investment Advisers90,021$5.01M0.0%+16.3%2.501%
2/17/2026 Equitable Holdings Inc.19,539$1.09M0.0%+5.8%0.543%
2/17/2026 Osaic Holdings Inc.51,275$2.85M0.0%+2.7%1.424%
2/17/2026 &PARTNERS6,402$356K0.0%-5.5%0.178%
2/17/2026 Royal Bank of Canada22,998$1.28M0.0%-21.2%0.639%
2/13/2026 Kestra Advisory Services LLC8,369$466K0.0%+18.7%0.232%
2/13/2026 Stifel Financial Corp10,566$588K0.0%-45.5%0.294%
2/13/2026 Wells Fargo & Company MN236,369$13.15M0.0%-2.2%6.566%
2/12/2026 Triumph Capital Management3,684$205K0.0%-7.5%0.102%
2/12/2026 Commonwealth Equity Services LLC16,155$899K0.0%-17.4%0.449%
2/12/2026 Keel Point LLC11,757$654K0.0%+7.8%0.327%
2/11/2026 LPL Financial LLC132,357$7.37M0.0%+0.9%3.677%
2/9/2026 Kingsview Wealth Management LLC65,940$3.67M0.1%+100.0%1.832%
2/3/2026 Total Investment Management Inc.1,329,591$73.99M9.5%+1.5%36.933%
2/2/2026 Benjamin Edwards Inc.14,731$820K0.0%-52.2%0.409%
1/29/2026 Ashton Thomas Private Wealth LLC26,473$1.47M0.0%N/A0.735%
1/21/2026 Sound Income Strategies LLC984$58K0.0%N/A0.027%
1/20/2026 Stratos Wealth Partners LTD.17,129$953K0.0%-8.3%0.476%
1/12/2026 ARS Wealth Advisors Group LLC11,485$639K0.1%-10.7%0.319%
1/5/2026 GAMMA Investing LLC1,816$101K0.0%-10.3%0.050%
12/23/2025 Triumph Capital Management3,983$220K0.1%-5.4%0.112%
11/17/2025 Triumph Capital Management3,983$220K0.1%-5.4%0.112%
11/17/2025 Susquehanna International Group LLP16,652$920K0.0%-64.9%0.469%
11/17/2025 Northwestern Mutual Wealth Management Co.559$31K0.0%N/A0.016%
11/17/2025 Citadel Advisors LLC44,666$2.47M0.0%+53.7%1.258%
11/14/2025 Raymond James Financial Inc.57,914$3.20M0.0%+14.1%1.631%
11/14/2025 Equitable Holdings Inc.18,464$1.02M0.0%+2.2%0.520%
11/13/2025 UBS Group AG51,856$2.87M0.0%-19.0%1.461%
11/12/2025 Kingsview Wealth Management LLC32,970$1.82M0.0%-1.4%0.929%
11/7/2025 Founders Financial Alliance LLC2,891$160K0.0%N/A0.081%
11/6/2025 Stratos Wealth Partners LTD.18,686$1.03M0.0%-7.1%0.526%
11/4/2025 Jones Financial Companies Lllp32,546$1.81M0.0%+14.9%0.917%
10/23/2025 Benjamin Edwards Inc.30,803$1.70M0.0%-31.5%0.868%
10/9/2025 Dynamic Advisor Solutions LLC3,663$202K0.0%N/A0.103%
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9/4/2025 Osaic Holdings Inc.48,927$2.53M0.0%+18.8%1.340%
8/29/2025 Total Investment Management Inc.1,341,584$69.44M10.0%-0.3%36.756%
8/18/2025 Geneos Wealth Management Inc.2,400$124K0.0%+200.0%0.066%
8/15/2025 Tower Research Capital LLC TRC 8,311$430K0.0%-60.7%0.228%
8/15/2025 Benjamin Edwards Inc.44,966$2.33M0.0%+39.4%1.232%
8/14/2025 Raymond James Financial Inc.50,739$2.63M0.0%-50.6%1.390%
8/8/2025 Kingsview Wealth Management LLC33,425$1.73M0.0%+1.0%0.916%
8/8/2025 Cetera Investment Advisers62,711$3.25M0.0%+144.9%1.718%
8/1/2025 Ashton Thomas Private Wealth LLC26,603$1.38M0.0%+339.8%0.709%
8/1/2025 Envestnet Asset Management Inc.4,382$227K0.0%-4.7%0.117%
7/29/2025 Stratos Wealth Partners LTD.20,105$1.04M0.0%-4.3%0.522%
7/17/2025 G&S Capital LLC19,893$1.03M0.4%+1.7%0.517%
7/17/2025 Janney Montgomery Scott LLC4,080$211K0.0%-90.2%0.106%
7/9/2025 Triumph Capital Management4,210$218K0.1%-70.5%0.108%
5/19/2025Jane Street Group LLC9,201$464K0.0%N/A0.236%
5/16/2025Ashton Thomas Private Wealth LLC6,049$305K0.0%-69.9%0.155%
5/16/2025Jones Financial Companies Lllp4,847$241K0.0%-16.1%0.124%
5/15/2025Royal Bank of Canada15,580$786K0.0%-23.5%0.399%
5/13/2025Raymond James Financial Inc.102,777$5.18M0.0%+93.0%2.635%
5/12/2025Benjamin Edwards Inc.32,264$1.63M0.0%-2.1%0.827%
5/9/2025Total Investment Management Inc.1,345,865$67.88M8.9%+1.5%34.509%
5/7/2025LPL Financial LLC254,934$12.86M0.0%-2.6%6.537%
5/6/2025Cetera Investment Advisers25,611$1.29M0.0%+8.7%0.657%
5/6/2025Triumph Capital Management14,251$719K0.2%+10.9%0.365%
5/5/2025Private Advisor Group LLC7,839$395K0.0%+9.7%0.201%
5/2/2025Kingsview Wealth Management LLC33,087$1.67M0.0%-8.4%0.848%
4/30/2025Stratos Wealth Partners LTD.20,999$1.06M0.0%-6.7%0.538%
4/25/2025G&S Capital LLC19,552$986K0.4%+3.1%0.501%
4/22/2025Cambridge Investment Research Advisors Inc.68,053$3.43M0.0%+70.8%1.723%
4/17/2025Janney Montgomery Scott LLC41,506$2.09M0.0%-1.8%1.025%
4/14/2025Daymark Wealth Partners LLC4,097$207K0.0%-26.9%0.104%
4/14/2025ARS Wealth Advisors Group LLC12,858$649K0.1%-2.5%0.317%
4/9/2025NBC Securities Inc.1,150$58K0.0%+114,900.0%0.028%
4/7/2025GAMMA Investing LLC102,137$5.15M0.0%+4,943.8%2.522%
2/17/2025Cetera Investment Advisers23,569$1.26M0.0%+28.8%0.561%
2/17/2025Citadel Advisors LLC26,650$1.43M0.0%+161.7%0.635%
2/17/2025Benjamin Edwards Inc.32,955$1.76M0.0%+0.6%0.785%
2/14/2025Triumph Capital Management12,852$688K0.2%N/A0.306%
2/14/2025Stifel Financial Corp41,281$2.21M0.0%+69.1%0.983%
2/14/2025Tower Research Capital LLC TRC 7,039$377K0.0%-51.7%0.168%
2/13/2025Raymond James Financial Inc.53,249$2.85M0.0%N/A1.268%
2/13/2025Oarsman Capital Inc.1,169$63K0.0%N/A0.028%
2/13/2025Wells Fargo & Company MN248,621$13.30M0.0%+0.3%5.920%
2/11/2025LPL Financial LLC261,767$14.01M0.0%-0.5%6.233%
2/10/2025Commonwealth Equity Services LLC40,258$2.15M0.0%+3.7%0.959%
2/7/2025Ashton Thomas Private Wealth LLC20,087$1.08M0.0%N/A0.473%
2/6/2025Raymond James Financial Inc.53,249$2.85M0.0%N/A1.253%
2/6/2025Jones Financial Companies Lllp5,777$309K0.0%+518.5%0.136%
2/3/2025Private Advisor Group LLC7,148$382K0.0%-24.6%0.168%
1/31/2025Total Investment Management Inc.1,325,412$70.92M10.0%+2.1%31.186%
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1/29/2025Gladstone Institutional Advisory LLC59,044$3.16M0.1%-11.0%1.389%
1/28/2025Kingsview Wealth Management LLC36,134$1.93M0.0%-7.4%0.850%
1/27/2025Stratos Wealth Partners LTD.22,505$1.20M0.0%-4.3%0.530%
1/24/2025Sylvest Advisors LLC36,987$1.98M1.2%N/A0.870%
1/17/2025Janney Montgomery Scott LLC42,278$2.26M0.0%+12.5%0.995%
1/3/2025GAMMA Investing LLC2,025$108K0.0%+11.5%0.050%
11/15/2024Jane Street Group LLC4,091$223K0.0%N/A0.101%
11/15/2024Stifel Financial Corp24,407$1.33M0.0%+6.5%0.603%
11/15/2024Benjamin Edwards Inc.32,767$1.79M0.0%N/A0.809%
11/12/2024Kingsview Wealth Management LLC39,023$2.13M0.0%-32.6%0.964%


FNK Institutional Ownership - Frequently Asked Questions

During the previous two years, 49 institutional investors and hedge funds held shares of First Trust Mid Cap Value AlphaDEX Fund. The most heavily invested institutionals were Total Investment Management Inc. ($73.99M), Wells Fargo & Company MN ($13.15M), LPL Financial LLC ($7.37M), Cetera Investment Advisers ($6.03M), Kingsview Wealth Management LLC ($3.67M), Cambridge Investment Research Advisors Inc. ($3.43M), and Raymond James Financial Inc. ($3.20M).Learn more on First Trust Mid Cap Value AlphaDEX Fund's institutional investors.

Of the 39 institutional investors that purchased First Trust Mid Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($163.20K), GAMMA Investing LLC ($100.32K), Cetera Investment Advisers ($72.55K), Total Investment Management Inc. ($67.22K), Ashton Thomas Private Wealth LLC ($67.11K), Benjamin Edwards Inc. ($45.66K), and Sylvest Advisors LLC ($36.99K).

Institutional investors have bought a total of 157,148 shares in the last 24 months. This purchase volume represents approximately $8.78M in transactions.

Of the 13 institutional investors that sold First Trust Mid Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Susquehanna International Group LLP ($30.85K), Benjamin Edwards Inc. ($30.24K), UBS Group AG ($12.16K), Stifel Financial Corp ($8.81K), Royal Bank of Canada ($6.20K), Wells Fargo & Company MN ($5.28K), and Commonwealth Equity Services LLC ($3.39K).

Institutional investors have sold a total of 103,068 shares in the last 24 months. This volume of shares sold represents approximately $5.71M in transactions.


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Institutional ownership data for NASDAQ:FNK is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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