Free Trial
→ Elon’s BIGGEST warning yet? (From Brownstone Research) (Ad) Free FNK Stock Alerts

First Trust Mid Cap Value AlphaDEX Fund (FNK) Institutional Ownership

First Trust Mid Cap Value AlphaDEX Fund logo
$53.88 +0.05 (+0.09%)
As of 01:04 PM Eastern
This is a fair market value price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Mid Cap Value AlphaDEX Fund (NASDAQ:FNK)

Number of
Institutional Buyers
(last 12 months)
27
Total
Institutional Inflows
(last 12 months)
$29.80M
Number of
Institutional Sellers
(last 12 months)
19
Total
Institutional Outflows
(last 12 months)
$7.31M
Get FNK Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Mid Cap Value AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

FNK Institutional Buying and Selling by Quarter

First Trust Mid Cap Value AlphaDEX Fund Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025Jane Street Group LLC9,201$464K0.0%N/A0.236%
5/16/2025Ashton Thomas Private Wealth LLC6,049$305K0.0%-69.9%0.155%
5/16/2025Jones Financial Companies Lllp4,847$241K0.0%-16.1%0.124%
5/15/2025Royal Bank of Canada15,580$786K0.0%-23.5%0.399%
5/13/2025Raymond James Financial Inc.102,777$5.18M0.0%+93.0%2.635%
5/12/2025Benjamin Edwards Inc.32,264$1.63M0.0%-2.1%0.827%
5/9/2025Total Investment Management Inc.1,345,865$67.88M8.9%+1.5%34.509%
5/7/2025LPL Financial LLC254,934$12.86M0.0%-2.6%6.537%
5/6/2025Cetera Investment Advisers25,611$1.29M0.0%+8.7%0.657%
5/6/2025Triumph Capital Management14,251$719K0.2%+10.9%0.365%
5/5/2025Private Advisor Group LLC7,839$395K0.0%+9.7%0.201%
5/2/2025Kingsview Wealth Management LLC33,087$1.67M0.0%-8.4%0.848%
4/30/2025Stratos Wealth Partners LTD.20,999$1.06M0.0%-6.7%0.538%
4/25/2025G&S Capital LLC19,552$986K0.4%+3.1%0.501%
4/22/2025Cambridge Investment Research Advisors Inc.68,053$3.43M0.0%+70.8%1.723%
4/17/2025Janney Montgomery Scott LLC41,506$2.09M0.0%-1.8%1.025%
4/14/2025Daymark Wealth Partners LLC4,097$207K0.0%-26.9%0.104%
4/14/2025ARS Wealth Advisors Group LLC12,858$649K0.1%-2.5%0.317%
4/9/2025NBC Securities Inc.1,150$58K0.0%+114,900.0%0.028%
4/7/2025GAMMA Investing LLC102,137$5.15M0.0%+4,943.8%2.522%
2/17/2025Cetera Investment Advisers23,569$1.26M0.0%+28.8%0.561%
2/17/2025Citadel Advisors LLC26,650$1.43M0.0%+161.7%0.635%
2/17/2025Benjamin Edwards Inc.32,955$1.76M0.0%+0.6%0.785%
2/14/2025Triumph Capital Management12,852$688K0.2%N/A0.306%
2/14/2025Stifel Financial Corp41,281$2.21M0.0%+69.1%0.983%
2/14/2025Tower Research Capital LLC TRC 7,039$377K0.0%-51.7%0.168%
2/13/2025Raymond James Financial Inc.53,249$2.85M0.0%N/A1.268%
2/13/2025Oarsman Capital Inc.1,169$63K0.0%N/A0.028%
2/13/2025Wells Fargo & Company MN248,621$13.30M0.0%+0.3%5.920%
2/11/2025LPL Financial LLC261,767$14.01M0.0%-0.5%6.233%
2/10/2025Commonwealth Equity Services LLC40,258$2.15M0.0%+3.7%0.959%
2/7/2025Ashton Thomas Private Wealth LLC20,087$1.08M0.0%N/A0.473%
2/6/2025Raymond James Financial Inc.53,249$2.85M0.0%N/A1.253%
2/6/2025Jones Financial Companies Lllp5,777$309K0.0%+518.5%0.136%
2/3/2025Private Advisor Group LLC7,148$382K0.0%-24.6%0.168%
1/31/2025Total Investment Management Inc.1,325,412$70.92M10.0%+2.1%31.186%
1/29/2025Gladstone Institutional Advisory LLC59,044$3.16M0.1%-11.0%1.389%
1/28/2025Kingsview Wealth Management LLC36,134$1.93M0.0%-7.4%0.850%
1/27/2025Stratos Wealth Partners LTD.22,505$1.20M0.0%-4.3%0.530%
1/24/2025Sylvest Advisors LLC36,987$1.98M1.2%N/A0.870%
A grave, grave error. (Ad)

I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we are, a quarter of a century later, almost to the exact day, and it’s happening again.

Here’s the full story for you.
1/17/2025Janney Montgomery Scott LLC42,278$2.26M0.0%+12.5%0.995%
1/3/2025GAMMA Investing LLC2,025$108K0.0%+11.5%0.050%
11/15/2024Jane Street Group LLC4,091$223K0.0%N/A0.101%
11/15/2024Stifel Financial Corp24,407$1.33M0.0%+6.5%0.603%
11/15/2024Benjamin Edwards Inc.32,767$1.79M0.0%N/A0.809%
11/12/2024Kingsview Wealth Management LLC39,023$2.13M0.0%-32.6%0.964%
11/12/2024Great Valley Advisor Group Inc.3,925$214K0.0%N/A0.097%
11/8/2024Moors & Cabot Inc.4,306$235K0.0%N/A0.106%
11/5/2024Total Investment Management Inc.1,298,064$70.73M7.9%-1.0%32.051%
11/4/2024Sigma Planning Corp5,154$281K0.0%-11.9%0.127%
10/29/2024Janney Montgomery Scott LLC37,585$2.05M0.0%+0.6%0.928%
10/28/2024Gladstone Institutional Advisory LLC66,377$3.62M0.2%+12.5%1.639%
10/18/2024Raymond James & Associates55,317$3.01M0.0%+1.3%1.366%
10/8/2024Dynamic Advisor Solutions LLC4,062$221K0.0%-80.7%0.100%
8/15/2024Daymark Wealth Partners LLC5,525$282K0.0%N/A0.135%
8/13/2024Benjamin F. Edwards & Company Inc.33,596$1.72M0.0%-40.5%0.819%
8/8/2024Leelyn Smith LLC10,699$546K0.1%N/A0.261%
8/7/2024Total Investment Management Inc.1,311,582$66.95M8.8%+0.7%31.990%
7/31/2024Commonwealth Equity Services LLC38,643$1.97M0.0%+4.7%0.943%
7/26/2024Cambridge Investment Research Advisors Inc.55,230$2.82M0.0%-4.9%1.331%
7/23/2024Private Advisory Group LLC20,028$1.02M0.1%N/A0.483%
7/19/2024Raymond James & Associates54,624$2.79M0.0%-8.2%1.316%
7/19/2024ARS Wealth Advisors Group LLC13,176$673K0.1%-2.7%0.317%
7/15/2024Dynamic Advisor Solutions LLC21,094$1.08M0.0%-4.6%0.508%
7/2/2024GAMMA Investing LLC1,816$93K0.0%+95.1%0.043%
5/24/2024Cetera Advisors LLC9,718$526K0.0%+26.9%0.229%
5/17/2024Jaffetilchin Investment Partners LLC4,729$256K0.0%N/A0.111%
5/9/2024Kingsview Wealth Management LLC57,991$3.14M0.1%+6.8%1.414%
5/1/2024Janney Montgomery Scott LLC66,607$3.61M0.0%-23.6%1.567%
5/1/2024Private Advisor Group LLC6,744$365K0.0%-22.4%0.159%
4/29/2024Commonwealth Equity Services LLC36,907$2.00M0.0%+4.3%0.868%
4/29/2024Benjamin F. Edwards & Company Inc.56,463$3.06M0.1%-6.4%1.329%
4/25/2024Cambridge Investment Research Advisors Inc.58,053$3.14M0.0%+1.3%1.350%
4/19/2024PCG Wealth Advisors LLC4,395$238K0.1%N/A0.102%
4/16/2024Total Investment Management Inc.1,303,027$70.55M8.9%-1.0%30.303%
2/13/2024Tower Research Capital LLC TRC 1,862$95K0.0%-84.5%0.040%
2/9/2024Cambridge Investment Research Advisors Inc.57,333$2.92M0.0%-5.3%1.233%
2/9/2024Wells Fargo & Company MN296,255$15.11M0.0%-21.2%6.371%
2/9/2024Gladstone Institutional Advisory LLC61,898$3.16M0.2%-0.8%1.331%
2/8/2024Level Four Advisory Services LLC6,126$312K0.0%+9.6%0.132%
2/8/2024Kingsview Wealth Management LLC54,286$2.77M0.1%+35.7%1.167%
2/8/2024Janney Montgomery Scott LLC87,154$4.45M0.0%+5.4%1.874%
2/6/2024Private Advisor Group LLC8,688$443K0.0%+63.6%0.187%
2/6/2024Benjamin F. Edwards & Company Inc.60,310$3.08M0.1%-46.4%1.297%
2/2/2024Total Investment Management Inc.1,316,786$67.16M8.5%+0.8%28.318%
2/1/2024GAMMA Investing LLC931$46K0.0%N/A0.020%
2/1/2024Sigma Planning Corp9,628$491K0.0%-66.1%0.207%
1/30/2024Keel Point LLC10,172$519K0.1%-15.6%0.219%
1/29/2024G&S Capital LLC21,753$1.11M0.5%-6.1%0.468%
1/24/2024Stratos Wealth Partners LTD.24,446$1.25M0.0%-8.9%0.526%
A grave, grave error. (Ad)

I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we are, a quarter of a century later, almost to the exact day, and it’s happening again.

Here’s the full story for you.
1/16/2024Raymond James Financial Services Advisors Inc.191,494$9.77M0.0%N/A4.163%
1/16/2024Raymond James & Associates69,349$3.54M0.0%-9.7%1.508%
1/16/2024Wealthsource Partners LLC19,525$996K0.1%-5.8%0.424%
1/10/2024Sound Income Strategies LLC1,006$51K0.0%N/A0.021%
11/14/2023Tower Research Capital LLC TRC 11,988$535K0.0%-32.1%0.261%
11/13/2023Stifel Financial Corp58,022$2.59M0.0%+5.6%1.261%
11/13/2023LPL Financial LLC304,161$13.57M0.0%-8.3%6.612%
11/13/2023Wealthsource Partners LLC20,725$925K0.1%N/A0.451%
11/9/2023UBS Group AG107,822$4.81M0.0%-25.8%2.344%
11/8/2023Janney Montgomery Scott LLC82,685$3.69M0.0%+3.4%1.798%
(Data available from 1/1/2016 forward)

FNK Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FNK shares?

During the previous two years, 50 institutional investors and hedge funds held shares of First Trust Mid Cap Value AlphaDEX Fund. The most heavily invested institutionals were Total Investment Management Inc. ($67.88M), Wells Fargo & Company MN ($13.30M), LPL Financial LLC ($12.86M), Raymond James Financial Services Advisors Inc. ($9.77M), Raymond James Financial Inc. ($5.18M), GAMMA Investing LLC ($5.15M), and UBS Group AG ($4.81M).Learn more on First Trust Mid Cap Value AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Mid Cap Value AlphaDEX Fund's stock?

Of the 41 institutional investors that purchased First Trust Mid Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Total Investment Management Inc. ($223.65K), Raymond James Financial Services Advisors Inc. ($191.49K), Raymond James Financial Inc. ($156.03K), GAMMA Investing LLC ($102.14K), Sylvest Advisors LLC ($36.99K), Benjamin Edwards Inc. ($32.96K), and Cambridge Investment Research Advisors Inc. ($30.09K).

How much institutional buying is happening at First Trust Mid Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 570,358 shares in the last 24 months. This purchase volume represents approximately $29.80M in transactions.

Which of First Trust Mid Cap Value AlphaDEX Fund's major shareholders have been selling company stock?

Of the 19 institutional investors that sold First Trust Mid Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Kingsview Wealth Management LLC ($24.85K), Benjamin F. Edwards & Company Inc. ($22.87K), Dynamic Advisor Solutions LLC ($18.05K), Ashton Thomas Private Wealth LLC ($14.04K), Total Investment Management Inc. ($13.52K), LPL Financial LLC ($8.26K), and Tower Research Capital LLC TRC ($7.54K).

How much institutional selling is happening at First Trust Mid Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 139,103 shares in the last 24 months. This volume of shares sold represents approximately $7.31M in transactions.


Related Companies

This page (NASDAQ:FNK) was last updated on 7/3/2025 by MarketBeat.com Staff
From Our Partners
This Signal Only Flashes Once Every 4 Years – And It Just Triggered
This same signal has appeared twice before in the past 8 years — both times, it kicked off major moves in cryp...
Crypto Swap Profits | Sponsored
Market Panic: Trump Just Dropped a Bomb on Your Stocks
tock Market Panic: Trump Just Dropped a Bomb on Your Stocks The market is in freefall—and Trump's new tarif...
American Alternative | Sponsored
Trump’s New Order Could Boost Social Security Benefits by 400%
If you collect—or plan to collect—Social Security, you need to see this. A new initiative tied to President...
InvestorPlace | Sponsored
A grave, grave error.
Famed financial analyst, Porter Stansberry, calls this technology “The Final Frontier” because it holds the ke...
Porter & Company | Sponsored
This Crypto Is Set to Explode in January
Free summit: How to profit from the Coinbase-Deribit deal Our hedge fund experts know exactly what this mea...
Crypto 101 Media | Sponsored
Trump’s Exec Order #14154 could be a “Millionaire-Maker”
Former Presidential Advisor, Jim Rickards, says Trump could “rewire our economy and hand millions of Americans...
Paradigm Press | Sponsored
The $15 Gold Fund That Pays Up to $1,152/Month
Gold prices are breaking records. But while everyone else is fixated on headlines… They're missing somet...
Investors Alley | Sponsored
Forget Nvidia, This “Ghost Town” Company Holds the Key to the AI Boom
Cold War Discovery Could Unlock $100 Trillion in Wealth Jeff recently traveled to an American ghost town to...
Brownstone Research | Sponsored