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First Trust Small Cap Value AlphaDEX Fund (FYT) Institutional Ownership

First Trust Small Cap Value AlphaDEX Fund logo
$53.44 +0.12 (+0.22%)
As of 03:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Value AlphaDEX Fund (NASDAQ:FYT)

Number of
Institutional Buyers
(last 12 months)
38
Total
Institutional Inflows
(last 12 months)
$33.78M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$24.53M
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FYT Institutional Buying and Selling by Quarter

First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/24/2025Trust Co. of Toledo NA OH494$25K0.0%N/A0.020%
7/24/2025US Bancorp DE29,976$1.51M0.0%+5.4%1.224%
7/23/2025 Prasad Wealth Partners LLC4,765$240K0.1%-64.9%0.194%
7/21/2025 Ameritas Advisory Services LLC1,079$54K0.0%N/A0.044%
7/18/2025 Truist Financial Corp43,017$2.17M0.0%-10.9%1.756%
7/17/2025 Wagner Wealth Management LLC3,455$174K0.0%-8.0%0.141%
7/10/2025 Wealth Enhancement Advisory Services LLC7,880$419K0.0%+3.1%0.322%
5/20/2025 Belpointe Asset Management LLC13,378$665K0.0%-12.1%0.535%
5/16/2025Signature Estate & Investment Advisors LLC5,314$264K0.0%N/A0.213%
5/16/2025Jones Financial Companies Lllp14,724$673K0.0%+442.5%0.589%
5/15/2025Royal Bank of Canada107,175$5.33M0.0%-38.3%4.287%
5/14/2025Kestra Advisory Services LLC29,660$1.48M0.0%-11.0%1.186%
5/14/2025Capital Analysts LLC1,968$98K0.0%+39.5%0.079%
5/13/2025Raymond James Financial Inc.97,797$4.86M0.0%+76.1%3.912%
5/12/2025Blueprint Investment Partners LLC263,584$13.11M2.4%-8.7%10.543%
5/12/2025Benjamin Edwards Inc.13,970$695K0.0%N/A0.559%
5/9/2025Atria Wealth Solutions Inc.13,084$651K0.0%-38.1%0.523%
5/8/2025US Bancorp DE28,433$1.42M0.0%+4.3%1.137%
5/7/2025LPL Financial LLC220,729$10.98M0.0%-3.5%8.829%
5/6/2025Cetera Investment Advisers23,738$1.18M0.0%+39.1%0.950%
5/6/2025Avantax Advisory Services Inc.14,273$710K0.0%-2.4%0.571%
5/5/2025Private Advisor Group LLC19,560$973K0.0%-74.0%0.782%
5/2/2025Kingsview Wealth Management LLC95,056$4.73M0.1%-11.5%3.802%
5/1/2025Gateway Wealth Partners LLC12,094$601K0.1%+3.3%0.484%
4/29/2025Envestnet Asset Management Inc.48,962$2.44M0.0%-5.9%1.958%
4/23/2025Creative Financial Designs Inc. ADV1,275$63K0.0%-30.2%0.048%
4/23/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.789%
4/23/2025Proactive Wealth Strategies LLC71,731$3.57M1.9%-2.8%2.707%
4/22/2025Cambridge Investment Research Advisors Inc.12,956$644K0.0%-2.3%0.489%
4/16/2025 Wealth Enhancement Advisory Services LLC7,640$380K0.0%-7.3%0.278%
4/14/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.761%
4/7/2025 GAMMA Investing LLC72,755$3.62M0.0%+4,873.0%2.553%
3/17/2025 Wealth Enhancement Advisory Services LLC8,240$453K0.0%N/A0.266%
3/12/2025Centaurus Financial Inc.10,031$552K0.0%N/A0.324%
2/17/2025Waverly Advisors LLC4,507$248K0.0%N/A0.145%
2/17/2025Two Sigma Investments LP7,800$429K0.0%-27.1%0.252%
2/17/2025Cetera Investment Advisers17,062$939K0.0%+40.7%0.550%
2/17/2025Citadel Advisors LLC5,640$310K0.0%-86.9%0.182%
2/14/2025Jane Street Group LLC4,979$274K0.0%N/A0.161%
2/14/2025Stifel Financial Corp11,875$653K0.0%-83.2%0.383%
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2/14/2025Tower Research Capital LLC TRC 42,152$2.32M0.0%+152.1%1.360%
2/13/2025 Belpointe Asset Management LLC15,213$852K0.1%+4.3%0.491%
2/13/2025Raymond James Financial Inc.55,521$3.05M0.0%N/A1.791%
2/13/2025Envestnet Asset Management Inc.52,053$2.86M0.0%-18.6%1.679%
2/13/2025Wells Fargo & Company MN221,824$12.20M0.0%-7.8%7.156%
2/12/2025Level Four Advisory Services LLC3,691$203K0.0%N/A0.119%
2/11/2025LPL Financial LLC228,747$12.58M0.0%-3.4%7.379%
2/11/2025Blueprint Investment Partners LLC288,733$15.88M2.5%+12.8%9.314%
2/10/2025Harbour Investments Inc.7,738$426K0.0%-5.0%0.250%
2/10/2025Commonwealth Equity Services LLC40,241$2.21M0.0%+7.9%1.298%
2/10/2025Avantax Advisory Services Inc.14,627$805K0.0%+2.4%0.472%
2/7/2025 Simplicity Wealth LLC290,153$15.96M3.3%+0.2%9.360%
2/7/2025PNC Financial Services Group Inc.1,688$93K0.0%+458.9%0.054%
2/6/2025Raymond James Financial Inc.55,521$3.05M0.0%N/A1.791%
2/6/2025Jones Financial Companies Lllp2,714$149K0.0%+69.8%0.088%
2/5/2025US Bancorp DE27,252$1.50M0.0%+2.5%0.879%
2/4/2025 Prasad Wealth Partners LLC22,270$1.23M0.4%N/A0.718%
2/3/2025Private Advisor Group LLC75,180$4.14M0.0%-4.5%2.425%
1/31/2025Proactive Wealth Strategies LLC73,769$4.06M2.1%-5.6%2.380%
1/31/2025Atria Wealth Solutions Inc.21,134$1.16M0.0%+21.6%0.682%
1/31/2025D.A. Davidson & CO.3,924$216K0.0%-14.4%0.127%
1/31/2025 Truist Financial Corp52,119$2.87M0.0%-1.9%1.681%
1/28/2025Kingsview Wealth Management LLC107,406$5.91M0.1%-8.4%3.465%
1/23/2025Gateway Wealth Partners LLC11,703$644K0.2%+4.0%0.378%
1/14/2025 Pinnacle Bancorp Inc.13,413$738K0.2%+17.5%0.433%
1/3/2025 GAMMA Investing LLC1,463$80K0.0%+16.2%0.048%
11/15/2024Stifel Financial Corp70,496$3.92M0.0%+32.0%2.311%
11/12/2024Kingsview Wealth Management LLC117,206$6.51M0.1%+55.6%3.843%
11/5/2024Proactive Wealth Strategies LLC78,119$4.34M2.4%N/A2.561%
11/5/2024Harbour Investments Inc.8,141$452K0.0%-88.0%0.267%
11/5/2024 Northwest Wealth Management LLC3,731$207K0.0%N/A0.122%
10/29/2024Chicago Partners Investment Group LLC9,368$508K0.0%+2.3%0.307%
10/28/2024US Bancorp DE26,584$1.48M0.0%+4.0%0.872%
10/25/2024Gateway Wealth Partners LLC11,257$625K0.2%-5.1%0.369%
10/22/2024Private Advisor Group LLC78,702$4.37M0.0%-7.7%2.580%
10/10/2024 Simplicity Wealth LLC289,519$16.08M1.5%+1.6%9.339%
9/5/2024Sanctuary Advisors LLC17,091$886K0.0%N/A0.534%
8/21/2024 Truist Financial Corp51,285$2.65M0.0%-3.0%1.603%
8/16/2024Gateway Wealth Partners LLC11,866$614K0.2%N/A0.371%
8/16/2024Regal Investment Advisors LLC133,414$6.90M0.5%+4.5%4.169%
8/16/2024Northwestern Mutual Wealth Management Co.2,184$113K0.0%-10.1%0.068%
8/13/2024Benjamin F. Edwards & Company Inc.87,030$4.50M0.1%+4.7%2.720%
8/8/2024Envestnet Asset Management Inc.63,408$3.28M0.0%-4.2%1.982%
8/5/2024Private Advisor Group LLC85,266$4.41M0.0%-11.5%2.665%
8/3/20249258 Wealth Management LLC4,104$212K0.0%+9.0%0.128%
8/2/2024 Belpointe Asset Management LLC16,244$841K0.1%-25.8%0.500%
7/31/2024Commonwealth Equity Services LLC53,983$2.79M0.0%-26.3%1.661%
7/30/2024International Assets Investment Management LLC3,561$184K0.0%N/A0.110%
7/26/2024Harbour Investments Inc.67,634$3.50M0.1%+7.0%2.081%
7/22/2024Atria Wealth Solutions Inc.16,821$870K0.0%-43.5%0.502%
The End of Elon Musk…? (Ad)

The End of Elon Musk? Don't make him laugh. Jeff Brown has been hearing this same tired story for years, and he's been proven right time and time again. And now, while the media focuses on Tesla's "demise," he's uncovered an AI breakthrough that's about to make Elon's doubters eat their words yet again. According to his research, if you listen to the media and miss out on Elon's newest breakthrough, it's going to cost you the fortune of a lifetime.

Click here to see why the "End of Elon" crowd is about to be wrong again.
7/19/2024Raymond James & Associates79,662$4.12M0.0%-9.4%2.343%
7/10/2024 Simplicity Wealth LLC284,978$14.75M0.3%+3.5%8.382%
7/2/2024M&R Capital Management Inc.7,720$400K0.1%-7.2%0.214%
7/2/2024 GAMMA Investing LLC1,259$65K0.0%N/A0.035%
5/17/2024Jaffetilchin Investment Partners LLC5,062$275K0.0%-78.1%0.141%
5/9/2024Kingsview Wealth Management LLC73,983$4.02M0.1%+9.6%2.084%
5/9/2024Koshinski Asset Management Inc.4,461$242K0.0%-41.4%0.126%
5/8/2024Avantax Advisory Services Inc.9,960$541K0.0%+61.3%0.281%
5/8/2024US Bancorp DE25,157$1.37M0.0%+2.7%0.709%
5/4/20249258 Wealth Management LLC3,764$204K0.0%N/A0.105%
(Data available from 1/1/2016 forward)

FYT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYT shares?

During the previous two years, 66 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were Simplicity Wealth LLC ($15.96M), Simplicity Solutions LLC ($14.88M), Blueprint Investment Partners LLC ($13.11M), Wells Fargo & Company MN ($12.20M), LPL Financial LLC ($10.98M), Regal Investment Advisors LLC ($6.90M), and Royal Bank of Canada ($5.33M).Learn more on First Trust Small Cap Value AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Small Cap Value AlphaDEX Fund's stock?

Of the 51 institutional investors that purchased First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Simplicity Wealth LLC ($290.15K), International Assets Investment Management LLC ($262.46K), Raymond James Financial Inc. ($153.32K), Proactive Wealth Strategies LLC ($78.12K), GAMMA Investing LLC ($72.76K), Kingsview Wealth Management LLC ($67.42K), and Raymond James & Associates ($63.13K).

How much institutional buying is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 634,444 shares in the last 24 months. This purchase volume represents approximately $33.78M in transactions.

Which of First Trust Small Cap Value AlphaDEX Fund's major shareholders have been selling company stock?

Of the 26 institutional investors that sold First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Private Advisor Group LLC ($76.75K), Royal Bank of Canada ($66.51K), Harbour Investments Inc. ($59.90K), Stifel Financial Corp ($58.62K), Citadel Advisors LLC ($37.33K), Blueprint Investment Partners LLC ($25.15K), and Kingsview Wealth Management LLC ($22.15K).

How much institutional selling is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 466,927 shares in the last 24 months. This volume of shares sold represents approximately $24.53M in transactions.


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This page (NASDAQ:FYT) was last updated on 7/25/2025 by MarketBeat.com Staff
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