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First Trust Small Cap Value AlphaDEX Fund (FYT) Institutional Ownership

First Trust Small Cap Value AlphaDEX Fund logo
$48.33 -0.08 (-0.17%)
Closing price 05/22/2025 03:55 PM Eastern
Extended Trading
$48.36 +0.03 (+0.06%)
As of 05/22/2025 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for First Trust Small Cap Value AlphaDEX Fund (NASDAQ:FYT)

Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$34.18M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$24.93M
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FYT Institutional Buying and Selling by Quarter

First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/20/2025 Belpointe Asset Management LLC13,378$665K0.0%-12.1%0.535%
5/16/2025 Signature Estate & Investment Advisors LLC5,314$264K0.0%N/A0.213%
5/16/2025 Jones Financial Companies Lllp14,724$673K0.0%+442.5%0.589%
5/15/2025 Royal Bank of Canada107,175$5.33M0.0%-38.3%4.287%
5/14/2025 Kestra Advisory Services LLC29,660$1.48M0.0%-11.0%1.186%
5/14/2025 Capital Analysts LLC1,968$98K0.0%+39.5%0.079%
5/13/2025 Raymond James Financial Inc.97,797$4.86M0.0%+76.1%3.912%
5/12/2025 Blueprint Investment Partners LLC263,584$13.11M2.4%-8.7%10.543%
5/12/2025 Benjamin Edwards Inc.13,970$695K0.0%N/A0.559%
5/9/2025 Atria Wealth Solutions Inc.13,084$651K0.0%-38.1%0.523%
5/8/2025 US Bancorp DE28,433$1.42M0.0%+4.3%1.137%
5/7/2025 LPL Financial LLC220,729$10.98M0.0%-3.5%8.829%
5/6/2025 Cetera Investment Advisers23,738$1.18M0.0%+39.1%0.950%
5/6/2025 Avantax Advisory Services Inc.14,273$710K0.0%-2.4%0.571%
5/5/2025 Private Advisor Group LLC19,560$973K0.0%-74.0%0.782%
5/2/2025 Kingsview Wealth Management LLC95,056$4.73M0.1%-11.5%3.802%
5/1/2025 Gateway Wealth Partners LLC12,094$601K0.1%+3.3%0.484%
4/29/2025 Envestnet Asset Management Inc.48,962$2.44M0.0%-5.9%1.958%
4/23/2025 Creative Financial Designs Inc. ADV1,275$63K0.0%-30.2%0.048%
4/23/2025 Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.789%
4/23/2025 Proactive Wealth Strategies LLC71,731$3.57M1.9%-2.8%2.707%
4/22/2025 Cambridge Investment Research Advisors Inc.12,956$644K0.0%-2.3%0.489%
4/16/2025 Wealth Enhancement Advisory Services LLC7,640$380K0.0%-7.3%0.278%
4/14/2025 Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.761%
4/7/2025 GAMMA Investing LLC72,755$3.62M0.0%+4,873.0%2.553%
3/17/2025 Wealth Enhancement Advisory Services LLC8,240$453K0.0%N/A0.266%
3/12/2025 Centaurus Financial Inc.10,031$552K0.0%N/A0.324%
2/17/2025 Waverly Advisors LLC4,507$248K0.0%N/A0.145%
2/17/2025 Two Sigma Investments LP7,800$429K0.0%-27.1%0.252%
2/17/2025 Cetera Investment Advisers17,062$939K0.0%+40.7%0.550%
2/17/2025 Citadel Advisors LLC5,640$310K0.0%-86.9%0.182%
2/14/2025 Jane Street Group LLC4,979$274K0.0%N/A0.161%
2/14/2025 Stifel Financial Corp11,875$653K0.0%-83.2%0.383%
2/14/2025 Tower Research Capital LLC TRC 42,152$2.32M0.0%+152.1%1.360%
2/13/2025 Belpointe Asset Management LLC15,213$852K0.1%+4.3%0.491%
2/13/2025 Raymond James Financial Inc.55,521$3.05M0.0%N/A1.791%
2/13/2025 Envestnet Asset Management Inc.52,053$2.86M0.0%-18.6%1.679%
2/13/2025 Wells Fargo & Company MN221,824$12.20M0.0%-7.8%7.156%
2/12/2025 Level Four Advisory Services LLC3,691$203K0.0%N/A0.119%
2/11/2025 LPL Financial LLC228,747$12.58M0.0%-3.4%7.379%
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2/11/2025 Blueprint Investment Partners LLC288,733$15.88M2.5%+12.8%9.314%
2/10/2025 Harbour Investments Inc.7,738$426K0.0%-5.0%0.250%
2/10/2025 Commonwealth Equity Services LLC40,241$2.21M0.0%+7.9%1.298%
2/10/2025 Avantax Advisory Services Inc.14,627$805K0.0%+2.4%0.472%
2/7/2025 Simplicity Wealth LLC290,153$15.96M3.3%+0.2%9.360%
2/7/2025 PNC Financial Services Group Inc.1,688$93K0.0%+458.9%0.054%
2/6/2025 Raymond James Financial Inc.55,521$3.05M0.0%N/A1.791%
2/6/2025 Jones Financial Companies Lllp2,714$149K0.0%+69.8%0.088%
2/5/2025 US Bancorp DE27,252$1.50M0.0%+2.5%0.879%
2/4/2025 Prasad Wealth Partners LLC22,270$1.23M0.4%N/A0.718%
2/3/2025 Private Advisor Group LLC75,180$4.14M0.0%-4.5%2.425%
1/31/2025 Proactive Wealth Strategies LLC73,769$4.06M2.1%-5.6%2.380%
1/31/2025 Atria Wealth Solutions Inc.21,134$1.16M0.0%+21.6%0.682%
1/31/2025 D.A. Davidson & CO.3,924$216K0.0%-14.4%0.127%
1/31/2025 Truist Financial Corp52,119$2.87M0.0%-1.9%1.681%
1/28/2025 Kingsview Wealth Management LLC107,406$5.91M0.1%-8.4%3.465%
1/23/2025 Gateway Wealth Partners LLC11,703$644K0.2%+4.0%0.378%
1/14/2025 Pinnacle Bancorp Inc.13,413$738K0.2%+17.5%0.433%
1/3/2025 GAMMA Investing LLC1,463$80K0.0%+16.2%0.048%
11/15/2024 Stifel Financial Corp70,496$3.92M0.0%+32.0%2.311%
11/12/2024 Kingsview Wealth Management LLC117,206$6.51M0.1%+55.6%3.843%
11/5/2024 Proactive Wealth Strategies LLC78,119$4.34M2.4%N/A2.561%
11/5/2024 Harbour Investments Inc.8,141$452K0.0%-88.0%0.267%
11/5/2024 Northwest Wealth Management LLC3,731$207K0.0%N/A0.122%
10/29/2024 Chicago Partners Investment Group LLC9,368$508K0.0%+2.3%0.307%
10/28/2024 US Bancorp DE26,584$1.48M0.0%+4.0%0.872%
10/25/2024 Gateway Wealth Partners LLC11,257$625K0.2%-5.1%0.369%
10/22/2024 Private Advisor Group LLC78,702$4.37M0.0%-7.7%2.580%
10/10/2024 Simplicity Wealth LLC289,519$16.08M1.5%+1.6%9.339%
9/5/2024Sanctuary Advisors LLC17,091$886K0.0%N/A0.534%
8/21/2024 Truist Financial Corp51,285$2.65M0.0%-3.0%1.603%
8/16/2024 Gateway Wealth Partners LLC11,866$614K0.2%N/A0.371%
8/16/2024 Regal Investment Advisors LLC133,414$6.90M0.5%+4.5%4.169%
8/16/2024 Northwestern Mutual Wealth Management Co.2,184$113K0.0%-10.1%0.068%
8/13/2024Benjamin F. Edwards & Company Inc.87,030$4.50M0.1%+4.7%2.720%
8/8/2024 Envestnet Asset Management Inc.63,408$3.28M0.0%-4.2%1.982%
8/5/2024 Private Advisor Group LLC85,266$4.41M0.0%-11.5%2.665%
8/3/20249258 Wealth Management LLC4,104$212K0.0%+9.0%0.128%
8/2/2024 Belpointe Asset Management LLC16,244$841K0.1%-25.8%0.500%
7/31/2024 Commonwealth Equity Services LLC53,983$2.79M0.0%-26.3%1.661%
7/30/2024 International Assets Investment Management LLC3,561$184K0.0%N/A0.110%
7/26/2024 Harbour Investments Inc.67,634$3.50M0.1%+7.0%2.081%
7/22/2024 Atria Wealth Solutions Inc.16,821$870K0.0%-43.5%0.502%
7/19/2024Raymond James & Associates79,662$4.12M0.0%-9.4%2.343%
7/10/2024 Simplicity Wealth LLC284,978$14.75M0.3%+3.5%8.382%
7/2/2024M&R Capital Management Inc.7,720$400K0.1%-7.2%0.214%
7/2/2024 GAMMA Investing LLC1,259$65K0.0%N/A0.035%
5/17/2024 Jaffetilchin Investment Partners LLC5,062$275K0.0%-78.1%0.141%
5/9/2024 Kingsview Wealth Management LLC73,983$4.02M0.1%+9.6%2.084%
5/9/2024 Koshinski Asset Management Inc.4,461$242K0.0%-41.4%0.126%
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5/8/2024 Avantax Advisory Services Inc.9,960$541K0.0%+61.3%0.281%
5/8/2024 US Bancorp DE25,157$1.37M0.0%+2.7%0.709%
5/4/20249258 Wealth Management LLC3,764$204K0.0%N/A0.105%
5/1/2024 Janney Montgomery Scott LLC5,656$307K0.0%-11.3%0.157%
4/30/2024 Private Advisor Group LLC96,313$5.23M0.0%+4.9%2.675%
4/29/2024 Commonwealth Equity Services LLC73,225$3.98M0.0%+1.3%2.034%
4/29/2024Benjamin F. Edwards & Company Inc.83,133$4.52M0.1%+10.6%2.309%
4/24/2024 Simplicity Wealth LLC275,221$14.95M0.4%N/A7.645%
4/23/2024Raymond James Financial Services Advisors Inc.42,399$2.30M0.0%-27.0%1.178%
4/22/2024Raymond James & Associates87,882$4.78M0.0%+255.1%2.441%
(Data available from 1/1/2016 forward)

FYT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FYT shares?

During the previous two years, 65 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were Simplicity Wealth LLC ($15.96M), Simplicity Solutions LLC ($14.88M), Blueprint Investment Partners LLC ($13.11M), Wells Fargo & Company MN ($12.20M), LPL Financial LLC ($10.98M), Regal Investment Advisors LLC ($6.90M), and Royal Bank of Canada ($5.33M).Learn more on FYT's institutional investors.

Which institutional investors have been buying First Trust Small Cap Value AlphaDEX Fund stock?

Of the 50 institutional investors that purchased First Trust Small Cap Value AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Simplicity Wealth LLC ($290.15K), International Assets Investment Management LLC ($262.46K), Raymond James Financial Inc. ($153.32K), Proactive Wealth Strategies LLC ($78.12K), GAMMA Investing LLC ($72.76K), Kingsview Wealth Management LLC ($67.42K), and Raymond James & Associates ($63.13K).

How much institutional buying is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 1,461,220 shares in the last 24 months. This purchase volume represents approximately $77.84M in transactions.

Which First Trust Small Cap Value AlphaDEX Fund major shareholders have been selling company stock?

Of the 34 institutional investors that sold First Trust Small Cap Value AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($100.15K), Raymond James & Associates ($99.89K), Truist Financial Corp ($94.30K), Private Advisor Group LLC ($80.46K), Royal Bank of Canada ($66.51K), Harbour Investments Inc. ($59.90K), and Stifel Financial Corp ($58.62K).

How much institutional selling is happening at First Trust Small Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 911,799 shares in the last 24 months. This volume of shares sold represents approximately $46.61M in transactions.



This page (NASDAQ:FYT) was last updated on 5/23/2025 by MarketBeat.com Staff
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