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First Trust Small Cap Value AlphaDEX Fund (FYT) Institutional Ownership

First Trust Small Cap Value AlphaDEX Fund logo
$64.47 +0.49 (+0.77%)
As of 03:16 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Value AlphaDEX Fund (NASDAQ:FYT)

Number of
Institutional Buyers
(last 12 months)
35
Total
Institutional Inflows
(last 12 months)
$24.41M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$20.19M
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FYT Institutional Buying and Selling by Quarter

First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/13/2026Cetera Investment Advisers60,279$3.73M0.0%+7.6%2.192%
5/5/2026 Nwam LLC20,089$1.24M0.1%N/A0.731%
4/30/2026 Kestra Advisory Services LLC33,520$2.07M0.0%+3.8%1.219%
4/27/2026 Private Advisor Group LLC6,585$407K0.0%-2.4%0.244%
4/27/2026 Prasad Wealth Partners LLC4,365$270K0.1%-3.5%0.162%
4/23/2026 Pinnacle Bancorp Inc.12,213$755K0.2%-8.9%0.489%
4/22/2026 Janney Montgomery Scott LLC3,734$231K0.0%+5.5%0.149%
3/17/2026Rockefeller Capital Management L.P.814$46K0.0%-67.4%0.030%
3/9/2026Corient Private Wealth LLC3,565$202K0.0%N/A0.132%
2/19/2026Corient Private Wealth LLC3,565$202K0.0%N/A0.132%
2/17/2026Cetera Investment Advisers56,011$3.18M0.0%+11.1%2.074%
2/17/2026Osaic Holdings Inc.13,898$788K0.0%-9.4%0.515%
2/17/2026Tower Research Capital LLC TRC 33,623$1.91M0.0%+2,433.8%1.245%
2/17/2026Royal Bank of Canada106,559$6.04M0.0%+16.3%3.947%
2/16/2026 MML Investors Services LLC5,716$324K0.0%+26.1%0.212%
2/13/2026 Wells Fargo & Company MN183,000$10.37M0.0%+1.5%6.778%
2/12/2026 Commonwealth Equity Services LLC31,271$1.77M0.0%+3.9%1.158%
2/11/2026Focus Partners Advisor Solutions LLC3,657$207K0.0%N/A0.135%
2/11/2026 LPL Financial LLC218,137$12.37M0.0%+3.3%8.079%
2/9/2026 Kingsview Wealth Management LLC129,940$7.37M0.1%+38.8%4.813%
2/9/2026Harbour Investments Inc.5,479$311K0.0%-12.8%0.203%
2/6/2026Advisory Alpha LLC4,975$282K0.0%N/A0.184%
2/6/2026 Signature Estate & Investment Advisors LLC6,444$365K0.0%-24.2%0.239%
2/5/2026 Proactive Wealth Strategies LLC62,679$3.55M1.4%-4.7%2.279%
2/2/2026 Truist Financial Corp48,122$2.73M0.0%+6.8%1.750%
1/27/2026 Prasad Wealth Partners LLC4,521$256K0.1%-4.6%0.164%
1/21/2026 Sound Income Strategies LLC722$44K0.0%N/A0.026%
1/5/2026 GAMMA Investing LLC1,259$71K0.0%-13.9%0.049%
1/1/2026JPMorgan Chase & Co.923$52K0.0%+32.2%0.038%
11/17/2025Susquehanna International Group LLP4,269$239K0.0%-88.7%0.174%
11/14/2025Raymond James Financial Inc.50,598$2.83M0.0%-5.4%2.065%
11/13/2025 UBS Group AG38,240$2.14M0.0%-18.7%1.561%
11/13/2025 Private Advisor Group LLC11,318$633K0.0%-2.1%0.462%
11/12/2025Perennial Investment Advisors LLC4,409$246K0.0%N/A0.180%
11/12/2025 Blueprint Financial Advisors LLC176,201$9.85M2.1%N/A7.192%
11/12/2025Level Four Advisory Services LLC3,591$201K0.0%N/A0.147%
11/12/2025Blueprint Investment Partners LLC176,201$9.85M1.4%+44.4%7.192%
11/12/2025US Bancorp DE30,449$1.71M0.0%+1.6%1.243%
11/10/2025 Koshinski Asset Management Inc.3,646$204K0.0%-16.8%0.149%
11/7/2025 Founders Financial Alliance LLC2,841$159K0.0%N/A0.116%
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11/7/2025JPMorgan Chase & Co.923$52K0.0%+32.2%0.038%
11/6/2025 Proactive Wealth Strategies LLC65,746$3.68M1.6%-5.2%2.684%
11/5/2025 Envestnet Asset Management Inc.46,090$2.58M0.0%+2.9%1.881%
11/3/2025 Truist Financial Corp45,064$2.52M0.0%+4.8%1.839%
11/3/2025 Belpointe Asset Management LLC14,446$807K0.0%+7.8%0.590%
10/29/2025 Wealth Enhancement Advisory Services LLC7,580$421K0.0%-3.8%0.309%
10/14/2025 Northwest Wealth Management LLC3,657$204K0.0%N/A0.152%
8/15/2025Tower Research Capital LLC TRC 8,251$416K0.0%-80.3%0.337%
8/14/2025 Jane Street Group LLC5,170$261K0.0%N/A0.211%
8/14/2025Raymond James Financial Inc.53,485$2.70M0.0%-45.3%2.183%
8/13/2025 Proactive Wealth Strategies LLC69,381$3.50M1.7%-3.3%2.832%
8/13/2025Gateway Wealth Partners LLC11,107$560K0.1%-8.2%0.453%
8/12/2025Blueprint Investment Partners LLC122,035$6.15M1.1%-53.7%4.981%
8/12/2025JPMorgan Chase & Co.698$35K0.0%-96.7%0.028%
8/12/2025Winnow Wealth LLC1,000$50K0.0%N/A0.041%
8/8/2025 Kingsview Wealth Management LLC93,749$4.73M0.1%-1.4%3.826%
8/8/2025Cetera Investment Advisers33,661$1.70M0.0%+41.8%1.374%
8/4/2025 Creative Financial Designs Inc. ADV1,482$75K0.0%+16.2%0.060%
8/1/2025 Envestnet Asset Management Inc.44,793$2.26M0.0%-8.5%1.828%
7/29/2025 Chicago Partners Investment Group LLC8,522$461K0.0%-9.2%0.348%
7/29/2025 Signature Estate & Investment Advisors LLC8,468$427K0.0%+59.4%0.346%
7/28/2025Harbour Investments Inc.6,551$330K0.0%-13.7%0.267%
7/24/2025 Trust Co. of Toledo NA OH494$25K0.0%N/A0.020%
7/24/2025US Bancorp DE29,976$1.51M0.0%+5.4%1.224%
7/23/2025 Prasad Wealth Partners LLC4,765$240K0.1%-64.9%0.194%
7/21/2025 Ameritas Advisory Services LLC1,079$54K0.0%N/A0.044%
7/18/2025 Truist Financial Corp43,017$2.17M0.0%-10.9%1.756%
7/17/2025 Wagner Wealth Management LLC3,455$174K0.0%-8.0%0.141%
7/10/2025 Wealth Enhancement Advisory Services LLC7,880$419K0.0%+3.1%0.322%
5/20/2025Belpointe Asset Management LLC13,378$665K0.0%-12.1%0.535%
5/16/2025Signature Estate & Investment Advisors LLC5,314$264K0.0%N/A0.213%
5/16/2025Jones Financial Companies Lllp14,724$673K0.0%+442.5%0.589%
5/15/2025Royal Bank of Canada107,175$5.33M0.0%-38.3%4.287%
5/14/2025Kestra Advisory Services LLC29,660$1.48M0.0%-11.0%1.186%
5/14/2025Capital Analysts LLC1,968$98K0.0%+39.5%0.079%
5/13/2025Raymond James Financial Inc.97,797$4.86M0.0%+76.1%3.912%
5/12/2025Blueprint Investment Partners LLC263,584$13.11M2.4%-8.7%10.543%
5/12/2025Benjamin Edwards Inc.13,970$695K0.0%N/A0.559%
5/9/2025Atria Wealth Solutions Inc.13,084$651K0.0%-38.1%0.523%
5/8/2025US Bancorp DE28,433$1.42M0.0%+4.3%1.137%
5/7/2025LPL Financial LLC220,729$10.98M0.0%-3.5%8.829%
5/6/2025Cetera Investment Advisers23,738$1.18M0.0%+39.1%0.950%
5/6/2025Avantax Advisory Services Inc.14,273$710K0.0%-2.4%0.571%
5/5/2025Private Advisor Group LLC19,560$973K0.0%-74.0%0.782%
5/2/2025Kingsview Wealth Management LLC95,056$4.73M0.1%-11.5%3.802%
5/1/2025Gateway Wealth Partners LLC12,094$601K0.1%+3.3%0.484%
4/29/2025Envestnet Asset Management Inc.48,962$2.44M0.0%-5.9%1.958%
4/23/2025Creative Financial Designs Inc. ADV1,275$63K0.0%-30.2%0.048%
4/23/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.789%
4/23/2025Proactive Wealth Strategies LLC71,731$3.57M1.9%-2.8%2.707%
From the man who predicted 2008 crash… (Ad)

Porter Stansberry, founder of one of the largest financial research firms in the world, says he's breaking the biggest story of his 26-year career - an economic shift not seen since 1776. From the government taking stakes in Intel, Lithium Americas, and MP Materials, to sweeping political changes reshaping the economy, Stansberry argues a rare 'New 1776 Moment' is already underway. One Nobel Prize winner calls it a dividing line for all of society. His presentation covers the stocks to buy, the stocks to sell, and three money moves to position yourself on the right side of this shift.tc pixel

Watch Porter Stansberry's full briefing and learn how to prepare now
4/22/2025Cambridge Investment Research Advisors Inc.12,956$644K0.0%-2.3%0.489%
4/16/2025Wealth Enhancement Advisory Services LLC7,640$380K0.0%-7.3%0.278%
4/14/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.761%
4/7/2025GAMMA Investing LLC72,755$3.62M0.0%+4,873.0%2.553%
3/17/2025Wealth Enhancement Advisory Services LLC8,240$453K0.0%N/A0.266%
3/12/2025Centaurus Financial Inc.10,031$552K0.0%N/A0.324%
2/17/2025Waverly Advisors LLC4,507$248K0.0%N/A0.145%
2/17/2025Two Sigma Investments LP7,800$429K0.0%-27.1%0.252%
2/17/2025Cetera Investment Advisers17,062$939K0.0%+40.7%0.550%
2/17/2025Citadel Advisors LLC5,640$310K0.0%-86.9%0.182%


FYT Institutional Ownership - Frequently Asked Questions

During the previous two years, 72 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were Simplicity Wealth LLC ($15.96M), LPL Financial LLC ($12.37M), Wells Fargo & Company MN ($10.37M), Blueprint Financial Advisors LLC ($9.85M), Blueprint Investment Partners LLC ($9.85M), Kingsview Wealth Management LLC ($7.37M), and Regal Investment Advisors LLC ($6.90M).Learn more on First Trust Small Cap Value AlphaDEX Fund's institutional investors.

Of the 57 institutional investors that purchased First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Blueprint Financial Advisors LLC ($176.20K), Raymond James Financial Inc. ($153.32K), Blueprint Investment Partners LLC ($86.91K), Kingsview Wealth Management LLC ($78.21K), Proactive Wealth Strategies LLC ($78.12K), GAMMA Investing LLC ($72.76K), and Tower Research Capital LLC TRC ($57.73K).

Institutional investors have bought a total of 436,822 shares in the last 24 months. This purchase volume represents approximately $24.41M in transactions.

Of the 25 institutional investors that sold First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Blueprint Investment Partners LLC ($141.55K), Royal Bank of Canada ($66.51K), Raymond James Financial Inc. ($47.20K), Tower Research Capital LLC TRC ($33.68K), Susquehanna International Group LLP ($33.60K), JPMorgan Chase & Co. ($20.25K), and Prasad Wealth Partners LLC ($9.19K).

Institutional investors have sold a total of 394,418 shares in the last 24 months. This volume of shares sold represents approximately $20.19M in transactions.


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This page (NASDAQ:FYT) was last updated on 5/14/2026 by MarketBeat.com Staff.
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