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First Trust Small Cap Value AlphaDEX Fund (FYT) Institutional Ownership

First Trust Small Cap Value AlphaDEX Fund logo
$70.61 -0.07 (-0.10%)
As of 01:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Small Cap Value AlphaDEX Fund (NASDAQ:FYT)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$23.26M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$3.81M
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FYT Institutional Buying and Selling by Quarter

First Trust Small Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026 Capital Analysts LLC1,265$88K0.0%-35.7%0.048%
9/9/2026 Baird Financial Group Inc.7,164$500K0.0%+7.5%0.270%
5/19/2026 Western Wealth Management LLC964$60K0.0%N/A0.035%
5/18/2026 Royal Bank of Canada101,235$6.26M0.0%-5.0%3.681%
5/15/2026 Gateway Wealth Partners LLC24,628$1.52M0.1%+102.8%0.896%
5/13/2026 Cetera Investment Advisers60,279$3.73M0.0%+7.6%2.192%
5/5/2026 Nwam LLC20,089$1.24M0.1%N/A0.731%
4/30/2026 Kestra Advisory Services LLC33,520$2.07M0.0%+3.8%1.219%
4/27/2026 Private Advisor Group LLC6,585$407K0.0%-2.4%0.244%
4/27/2026 Prasad Wealth Partners LLC4,365$270K0.1%-3.5%0.162%
4/23/2026 Pinnacle Bancorp Inc.12,213$755K0.2%-8.9%0.489%
4/22/2026 Janney Montgomery Scott LLC3,734$231K0.0%+5.5%0.149%
3/17/2026 Rockefeller Capital Management L.P.814$46K0.0%-67.4%0.030%
3/9/2026 Corient Private Wealth LLC3,565$202K0.0%N/A0.132%
2/19/2026 Corient Private Wealth LLC3,565$202K0.0%N/A0.132%
2/17/2026 Cetera Investment Advisers56,011$3.18M0.0%+11.1%2.074%
2/17/2026 Osaic Holdings Inc.13,898$788K0.0%-9.4%0.515%
2/17/2026 Tower Research Capital LLC TRC 33,623$1.91M0.0%+2,433.8%1.245%
2/17/2026 Royal Bank of Canada106,559$6.04M0.0%+16.3%3.947%
2/16/2026 MML Investors Services LLC5,716$324K0.0%+26.1%0.212%
2/13/2026 Wells Fargo & Company MN183,000$10.37M0.0%+1.5%6.778%
2/12/2026 Commonwealth Equity Services LLC31,271$1.77M0.0%+3.9%1.158%
2/11/2026 Focus Partners Advisor Solutions LLC3,657$207K0.0%N/A0.135%
2/11/2026 LPL Financial LLC218,137$12.37M0.0%+3.3%8.079%
2/9/2026 Kingsview Wealth Management LLC129,940$7.37M0.1%+38.8%4.813%
2/9/2026 Harbour Investments Inc.5,479$311K0.0%-12.8%0.203%
2/6/2026 Advisory Alpha LLC4,975$282K0.0%N/A0.184%
2/6/2026 Signature Estate & Investment Advisors LLC6,444$365K0.0%-24.2%0.239%
2/5/2026 Proactive Wealth Strategies LLC62,679$3.55M1.4%-4.7%2.279%
2/2/2026 Truist Financial Corp48,122$2.73M0.0%+6.8%1.750%
1/27/2026 Prasad Wealth Partners LLC4,521$256K0.1%-4.6%0.164%
1/21/2026 Sound Income Strategies LLC722$44K0.0%N/A0.026%
1/5/2026 GAMMA Investing LLC1,259$71K0.0%-13.9%0.049%
1/1/2026 JPMorgan Chase & Co.923$52K0.0%+32.2%0.038%
11/17/2025 Susquehanna International Group LLP4,269$239K0.0%-88.7%0.174%
11/14/2025 Raymond James Financial Inc.50,598$2.83M0.0%-5.4%2.065%
11/13/2025 UBS Group AG38,240$2.14M0.0%-18.7%1.561%
11/13/2025 Private Advisor Group LLC11,318$633K0.0%-2.1%0.462%
11/12/2025 Perennial Investment Advisors LLC4,409$246K0.0%N/A0.180%
11/12/2025 Blueprint Financial Advisors LLC176,201$9.85M2.1%N/A7.192%
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11/12/2025 Level Four Advisory Services LLC3,591$201K0.0%N/A0.147%
11/12/2025 Blueprint Investment Partners LLC176,201$9.85M1.4%+44.4%7.192%
11/12/2025 US Bancorp DE30,449$1.71M0.0%+1.6%1.243%
11/10/2025 Koshinski Asset Management Inc.3,646$204K0.0%-16.8%0.149%
11/7/2025 Founders Financial Alliance LLC2,841$159K0.0%N/A0.116%
11/7/2025 JPMorgan Chase & Co.923$52K0.0%+32.2%0.038%
11/6/2025 Proactive Wealth Strategies LLC65,746$3.68M1.6%-5.2%2.684%
11/5/2025 Envestnet Asset Management Inc.46,090$2.58M0.0%+2.9%1.881%
11/3/2025 Truist Financial Corp45,064$2.52M0.0%+4.8%1.839%
11/3/2025 Belpointe Asset Management LLC14,446$807K0.0%+7.8%0.590%
10/29/2025 Wealth Enhancement Advisory Services LLC7,580$421K0.0%-3.8%0.309%
10/14/2025 Northwest Wealth Management LLC3,657$204K0.0%N/A0.152%
8/15/2025 Tower Research Capital LLC TRC 8,251$416K0.0%-80.3%0.337%
8/14/2025 Jane Street Group LLC5,170$261K0.0%N/A0.211%
8/14/2025 Raymond James Financial Inc.53,485$2.70M0.0%-45.3%2.183%
8/13/2025 Proactive Wealth Strategies LLC69,381$3.50M1.7%-3.3%2.832%
8/13/2025 Gateway Wealth Partners LLC11,107$560K0.1%-8.2%0.453%
8/12/2025 Blueprint Investment Partners LLC122,035$6.15M1.1%-53.7%4.981%
8/12/2025 JPMorgan Chase & Co.698$35K0.0%-96.7%0.028%
8/12/2025 Winnow Wealth LLC1,000$50K0.0%N/A0.041%
8/8/2025 Kingsview Wealth Management LLC93,749$4.73M0.1%-1.4%3.826%
8/8/2025 Cetera Investment Advisers33,661$1.70M0.0%+41.8%1.374%
8/4/2025 Creative Financial Designs Inc. ADV1,482$75K0.0%+16.2%0.060%
8/1/2025 Envestnet Asset Management Inc.44,793$2.26M0.0%-8.5%1.828%
7/29/2025 Chicago Partners Investment Group LLC8,522$461K0.0%-9.2%0.348%
7/29/2025 Signature Estate & Investment Advisors LLC8,468$427K0.0%+59.4%0.346%
7/28/2025 Harbour Investments Inc.6,551$330K0.0%-13.7%0.267%
7/24/2025 Trust Co. of Toledo NA OH494$25K0.0%N/A0.020%
7/24/2025 US Bancorp DE29,976$1.51M0.0%+5.4%1.224%
7/23/2025 Prasad Wealth Partners LLC4,765$240K0.1%-64.9%0.194%
7/21/2025 Ameritas Advisory Services LLC1,079$54K0.0%N/A0.044%
7/18/2025 Truist Financial Corp43,017$2.17M0.0%-10.9%1.756%
7/17/2025 Wagner Wealth Management LLC3,455$174K0.0%-8.0%0.141%
7/10/2025 Wealth Enhancement Advisory Services LLC7,880$419K0.0%+3.1%0.322%
5/20/2025Belpointe Asset Management LLC13,378$665K0.0%-12.1%0.535%
5/16/2025Signature Estate & Investment Advisors LLC5,314$264K0.0%N/A0.213%
5/16/2025Jones Financial Companies Lllp14,724$673K0.0%+442.5%0.589%
5/15/2025Royal Bank of Canada107,175$5.33M0.0%-38.3%4.287%
5/14/2025Kestra Advisory Services LLC29,660$1.48M0.0%-11.0%1.186%
5/14/2025Capital Analysts LLC1,968$98K0.0%+39.5%0.079%
5/13/2025Raymond James Financial Inc.97,797$4.86M0.0%+76.1%3.912%
5/12/2025Blueprint Investment Partners LLC263,584$13.11M2.4%-8.7%10.543%
5/12/2025Benjamin Edwards Inc.13,970$695K0.0%N/A0.559%
5/9/2025Atria Wealth Solutions Inc.13,084$651K0.0%-38.1%0.523%
5/8/2025US Bancorp DE28,433$1.42M0.0%+4.3%1.137%
5/7/2025LPL Financial LLC220,729$10.98M0.0%-3.5%8.829%
5/6/2025Cetera Investment Advisers23,738$1.18M0.0%+39.1%0.950%
5/6/2025Avantax Advisory Services Inc.14,273$710K0.0%-2.4%0.571%
5/5/2025Private Advisor Group LLC19,560$973K0.0%-74.0%0.782%
5/2/2025Kingsview Wealth Management LLC95,056$4.73M0.1%-11.5%3.802%
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5/1/2025Gateway Wealth Partners LLC12,094$601K0.1%+3.3%0.484%
4/29/2025Envestnet Asset Management Inc.48,962$2.44M0.0%-5.9%1.958%
4/23/2025Creative Financial Designs Inc. ADV1,275$63K0.0%-30.2%0.048%
4/23/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.789%
4/23/2025Proactive Wealth Strategies LLC71,731$3.57M1.9%-2.8%2.707%
4/22/2025Cambridge Investment Research Advisors Inc.12,956$644K0.0%-2.3%0.489%
4/16/2025Wealth Enhancement Advisory Services LLC7,640$380K0.0%-7.3%0.278%
4/14/2025Daymark Wealth Partners LLC20,914$1.04M0.0%N/A0.761%
4/7/2025GAMMA Investing LLC72,755$3.62M0.0%+4,873.0%2.553%
3/17/2025Wealth Enhancement Advisory Services LLC8,240$453K0.0%N/A0.266%


FYT Institutional Ownership - Frequently Asked Questions

During the previous two years, 65 institutional investors and hedge funds held shares of First Trust Small Cap Value AlphaDEX Fund. The most heavily invested institutionals were Simplicity Wealth LLC ($15.96M), LPL Financial LLC ($12.37M), Wells Fargo & Company MN ($10.37M), Blueprint Financial Advisors LLC ($9.85M), Blueprint Investment Partners LLC ($9.85M), Kingsview Wealth Management LLC ($7.37M), and Royal Bank of Canada ($6.26M).Learn more on First Trust Small Cap Value AlphaDEX Fund's institutional investors.

Of the 53 institutional investors that purchased First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Blueprint Financial Advisors LLC ($176.20K), Raymond James Financial Inc. ($153.32K), Blueprint Investment Partners LLC ($86.91K), Kingsview Wealth Management LLC ($78.21K), Proactive Wealth Strategies LLC ($78.12K), GAMMA Investing LLC ($71.50K), and Tower Research Capital LLC TRC ($57.73K).

Institutional investors have bought a total of 410,639 shares in the last 24 months. This purchase volume represents approximately $23.26M in transactions.

Of the 16 institutional investors that sold First Trust Small Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Susquehanna International Group LLP ($33.60K), UBS Group AG ($8.81K), Proactive Wealth Strategies LLC ($6.70K), Royal Bank of Canada ($5.32K), Raymond James Financial Inc. ($2.89K), Signature Estate & Investment Advisors LLC ($2.06K), and Rockefeller Capital Management L.P. ($1.68K).

Institutional investors have sold a total of 67,225 shares in the last 24 months. This volume of shares sold represents approximately $3.81M in transactions.


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Institutional ownership data for NASDAQ:FYT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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