First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

$38.25
+0.16 (+0.42%)
(As of 04/22/2024 ET)

Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets Small Cap AlphaDEX Fund (NASDAQ:FEMS)

Number of
Institutional Buyers
(last 12 months)
43
Total
Institutional Inflows
(last 12 months)
$96.36M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$9.94M
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FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/22/2024American Financial Advisors LLC7,426$287K0.0%-28.0%0.090%
4/16/2024Bridge Advisory LLC23,682$917K0.5%-30.6%0.287%
4/13/2024 Quad Cities Investment Group LLC41,568$1.61M0.9%-0.8%0.498%
4/9/2024 Destiny Wealth Partners LLC5,267$204K0.0%N/A0.062%
4/8/2024 RVW Wealth LLC39,325$1.52M0.2%-5.4%0.465%
4/2/2024 M&R Capital Management Inc.3,445$133K0.0%-31.2%0.040%
3/8/2024ICA Group Wealth Management LLC1,564$60K0.0%N/A0.018%
2/12/2024Steward Partners Investment Advisory LLC230,721$8.87M0.1%-0.8%2.698%
2/9/2024Nations Financial Group Inc. IA ADV11,492$442K0.0%+10.8%0.134%
2/9/2024Cambridge Investment Research Advisors Inc.80,284$3.09M0.0%-0.9%0.939%
2/9/2024Wells Fargo & Company MN873,996$33.60M0.0%+2.4%10.222%
2/9/2024Gladstone Institutional Advisory LLC8,024$308K0.0%-9.5%0.094%
2/9/2024UBS Group AG173,394$6.67M0.0%-13.1%2.028%
2/8/2024Janney Montgomery Scott LLC13,937$536K0.0%-6.4%0.163%
2/7/2024Principal Securities Inc.4,382$168K0.0%N/A0.051%
2/6/2024Private Advisor Group LLC277,650$10.67M0.1%+33.5%3.247%
2/6/2024Spire Wealth Management5,131$190K0.0%-5.9%0.060%
2/6/2024AllGen Financial Advisors Inc.53,933$2.07M1.1%-0.6%0.631%
2/6/2024Merit Financial Group LLC114,553$4.40M0.1%-5.2%1.340%
1/31/2024American Financial Advisors LLC10,313$396K0.1%-15.1%0.121%
1/31/2024Archer Investment Corp64,131$2.47M0.8%-2.0%0.750%
1/30/2024SFI Advisors LLC23,038$886K0.8%-2.8%0.269%
1/26/2024Cedrus LLC45,753$1.76M1.1%+9.8%0.535%
1/25/2024 International Assets Investment Management LLC57,237$2.20M0.0%N/A0.669%
1/24/2024Stratos Wealth Partners LTD.7,445$286K0.0%+5.4%0.087%
1/24/2024 International Assets Investment Management LLC57,237$2.20M0.0%N/A0.669%
1/24/2024Private Trust Co. NA5,662$218K0.0%+25.2%0.066%
1/18/2024Procyon Advisors LLC14,384$553K0.0%N/A0.168%
1/17/2024Bridge Advisory LLC34,119$1.31M0.7%-24.2%0.399%
1/16/2024HBW Advisory Services LLC24,673$948K0.2%+2.6%0.289%
1/16/2024Raymond James Financial Services Advisors Inc.525,569$20.20M0.0%-1.3%6.147%
1/16/2024Raymond James & Associates74,343$2.86M0.0%-5.2%0.870%
1/16/2024Wealthsource Partners LLC58,429$2.25M0.1%-13.6%0.683%
1/12/2024Kure Advisory LLC65,606$2.52M1.3%+0.4%0.767%
1/12/2024Sweet Financial Partners LLC19,233$739K0.2%+18.9%0.225%
1/11/2024626 Financial LLC156,561$6.02M4.0%-16.1%1.831%
1/10/2024 Quad Cities Investment Group LLC41,913$1.59M1.0%-0.8%0.490%
1/8/2024 RVW Wealth LLC41,577$1.60M0.2%-11.8%0.486%
1/5/2024WealthPLAN Partners LLC12,147$467K0.0%-11.1%0.138%
11/15/2023WealthPlan Investment Management LLC13,660$525K0.1%N/A0.155%
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11/14/2023Mutual Advisors LLC14,521$558K0.0%-2.0%0.165%
11/13/2023LPL Financial LLC385,597$14.83M0.0%+6.3%4.382%
11/13/2023Wealthsource Partners LLC67,607$2.60M0.2%+1.0%0.768%
11/9/2023Fischer Investment Strategies LLC34,554$1.33M1.3%-7.9%0.393%
11/9/2023UBS Group AG199,552$7.68M0.0%+6.3%2.268%
11/8/2023Cornerstone Planning Group LLC197,242$7.59M2.9%+16.6%2.241%
11/8/2023Janney Montgomery Scott LLC14,884$572K0.0%-70.5%0.169%
11/8/2023Archer Investment Corp65,430$2.52M0.9%+1.5%0.744%
11/8/2023Spire Wealth Management5,451$210K0.0%-32.8%0.062%
11/7/2023Merit Financial Group LLC120,863$4.65M0.2%N/A1.373%
11/3/2023Private Advisor Group LLC208,014$8M0.1%+6.0%2.364%
11/2/2023WealthPlan Investment Management LLC13,660$525K0.1%N/A0.155%
10/24/2023Kure Advisory LLC65,317$2.51M1.4%N/A0.742%
10/24/2023Stratos Wealth Partners LTD.7,063$272K0.0%N/A0.080%
10/24/2023Raymond James Financial Services Advisors Inc.532,425$20.48M0.0%+4.9%6.050%
10/24/2023Raymond James & Associates78,440$3.02M0.0%+9.2%0.891%
10/24/2023Cambridge Investment Research Advisors Inc.81,018$3.12M0.0%+0.5%0.921%
10/23/2023Commonwealth Equity Services LLC98,685$3.80M0.0%+21.4%1.121%
10/20/2023Bridge Advisory LLC45,020$1.73M0.6%-3.9%0.512%
10/18/2023Private Trust Co. NA4,522$174K0.0%+35.1%0.051%
10/12/2023HBW Advisory Services LLC24,059$925K0.2%+21.3%0.281%
10/11/2023626 Financial LLC186,710$7.18M4.9%-0.5%2.184%
10/11/2023AE Wealth Management LLC66,790$2.57M0.0%+20.8%0.781%
8/10/2023Osaic Holdings Inc.116,733$4.26M0.0%+21.2%1.390%
8/10/2023Commonwealth Equity Services LLC81,265$2.95M0.0%+132.5%0.967%
8/10/2023Private Advisor Group LLC196,291$7.14M0.1%+6.0%2.337%
8/10/2023Cetera Advisors LLC23,287$846K0.0%-2.7%0.277%
8/10/2023Cetera Advisor Networks LLC103,538$3.76M0.0%+13.7%1.233%
8/9/2023Spire Wealth Management8,110$295K0.0%-54.8%0.097%
8/9/2023Flow Traders U.S. LLC54,595$1.99M0.1%-3.9%0.650%
8/8/2023Archer Investment Corp64,474$2.34M0.8%+20.1%0.768%
8/7/2023Second Half Financial Partners LLC54,689$1.99M0.5%N/A0.651%
8/3/2023Atria Wealth Solutions Inc.9,862$358K0.0%N/A0.117%
7/31/2023LPL Financial LLC362,673$13.18M0.0%+39.7%4.318%
7/31/2023Mutual Advisors LLC14,814$538K0.0%+63.2%0.176%
7/31/2023WealthPLAN Partners LLC86,628$3.15M0.4%+5.4%1.031%
7/31/2023BlackDiamond Wealth Management Inc.5,400$208K0.2%N/A0.064%
7/28/2023Private Trust Co. NA3,346$122K0.0%+19.2%0.040%
7/27/2023AllGen Financial Advisors Inc.54,055$1.97M1.2%+2.0%0.644%
7/26/2023Janney Montgomery Scott LLC50,521$1.84M0.0%-3.0%0.601%
7/25/2023Raymond James Financial Services Advisors Inc.507,663$18.45M0.0%+39.3%6.044%
7/25/2023Raymond James & Associates71,851$2.61M0.0%-26.7%0.855%
7/17/2023Bridge Advisory LLC46,824$1.70M0.6%+0.7%0.557%
7/14/2023626 Financial LLC187,568$6.82M4.4%+3.1%2.233%
7/13/2023Cambridge Investment Research Advisors Inc.80,646$2.93M0.0%+44.7%0.960%
7/10/2023Level Four Advisory Services LLC8,831$321K0.0%N/A0.105%
7/10/2023AE Wealth Management LLC55,308$2.01M0.0%+2.2%0.658%
7/7/2023 RVW Wealth LLC47,138$1.71M0.2%-43.4%0.561%
7/6/2023HBW Advisory Services LLC19,840$721K0.2%+7.3%0.236%
5/15/2023Flow Traders U.S. LLC56,830$2.12M0.1%N/A0.693%
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5/12/2023Financial Partners Group Inc50,412$1.88M0.4%+1.5%0.615%
5/11/2023Cambridge Investment Research Advisors Inc.55,725$2.07M0.0%-5.5%0.680%
5/11/2023Envestnet Asset Management Inc.15,984$595K0.0%N/A0.195%
5/10/2023Oppenheimer & Co. Inc.15,738$586K0.0%-6.9%0.192%
5/10/2023Private Advisor Group LLC185,124$6.89M0.1%N/A2.258%
5/10/2023Resources Investment Advisors LLC.8,493$316K0.0%-6.7%0.104%
5/10/2023LPL Financial LLC259,592$9.66M0.0%+22.1%3.166%
5/10/2023WealthPLAN Partners LLC82,199$3.06M0.3%-2.9%1.002%
5/9/2023Archer Investment Corp53,690$2.00M0.7%N/A0.655%
5/9/2023Spire Wealth Management17,931$667K0.0%+357.5%0.219%
(Data available from 1/1/2016 forward)

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?

During the previous two years, 71 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($33.60M), Raymond James Financial Services Advisors Inc. ($20.20M), LPL Financial LLC ($14.83M), Private Advisor Group LLC ($10.67M), Steward Partners Investment Advisory LLC ($8.87M), Cornerstone Planning Group LLC ($7.59M), and UBS Group AG ($6.67M).Learn more on FEMS's institutional investors.

Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund stock?

Of the 60 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Services Advisors Inc. ($520.33K), Private Advisor Group LLC ($355.60K), Destiny Wealth Partners LLC ($276.84K), LPL Financial LLC ($185.85K), Financial Advocates Investment Management ($141.99K), Merit Financial Group LLC ($120.86K), and Sterling Manor Financial LLC ($120.72K).

How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have bought a total of 3,028,061 shares in the last 24 months. This purchase volume represents approximately $185.94M in transactions.

Which First Trust Emerging Markets Small Cap AlphaDEX Fund major shareholders have been selling company stock?

Of the 41 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: OLD Mission Capital LLC ($59.10K), RVW Wealth LLC ($48.99K), Ameraudi Asset Management Inc. ($48.90K), 626 Financial LLC ($45.17K), UBS Group AG ($41.85K), Janney Montgomery Scott LLC ($38.60K), and Raymond James & Associates ($30.33K).

How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Institutional investors have sold a total of 456,470 shares in the last 24 months. This volume of shares sold represents approximately $23.99M in transactions.


This page (NASDAQ:FEMS) was last updated on 4/23/2024 by MarketBeat.com Staff

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