First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

$40.78

+0.32 (+0.79%)

(As of 07/26/2024 ET)

Stock Analysis Chart Dividend Headlines Holdings Options Chain Ownership Ratings Short Interest Trends

Number of Institutional Buyers (last 12 months): 39
Total Institutional Inflows (last 12 months): $46.51M

Number of Institutional Sellers (last 12 months): 27
Total Institutional Outflows (last 12 months): $12.35M

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FEMS Institutional Buying and Selling by Quarter

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First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
7/26/2024	Cambridge Investment Research Advisors Inc.	67,245	$2.73M	0.0%	+0.8%	0.825%
7/23/2024	Bridge Advisory LLC	17,784	$722K	0.4%	-24.9%	0.218%
7/20/2024	Raymond James Financial Services Advisors Inc.	534,904	$21.71M	0.0%	-2.4%	6.563%
7/19/2024	Raymond James & Associates	68,631	$2.79M	0.0%	-5.5%	0.842%
7/13/2024	Quad Cities Investment Group LLC	41,898	$1.70M	0.9%	+0.8%	0.514%
7/8/2024	RVW Wealth LLC	35,736	$1.45M	0.1%	-9.1%	0.441%
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7/5/2024	HBW Advisory Services LLC	28,600	$1.16M	0.2%	+15.9%	0.353%
5/24/2024	Cetera Advisors LLC	37,830	$1.46M	0.0%	+21.2%	0.467%
5/24/2024	Cetera Investment Advisers	173,610	$6.72M	0.0%	+195.8%	2.143%
5/17/2024	Comerica Bank	3,000	$116K	0.0%	-16.7%	0.037%
5/16/2024	Jane Street Group LLC	196,367	$7.60M	0.0%	+417.7%	2.424%
5/8/2024	Cornerstone Planning Group LLC	236,577	$9.55M	3.0%	+9.6%	2.921%
5/7/2024	Oppenheimer & Co. Inc.	18,307	$709K	0.0%	+1.6%	0.226%
4/30/2024	Private Advisor Group LLC	184,860	$7.16M	0.1%	-33.4%	2.241%
4/29/2024	Commonwealth Equity Services LLC	86,351	$3.34M	0.0%	-2.0%	1.047%
4/25/2024	Cambridge Investment Research Advisors Inc.	66,722	$2.58M	0.0%	-16.9%	0.809%
4/24/2024	Spire Wealth Management	4,863	$188K	0.0%	-5.2%	0.059%
4/23/2024	AllGen Financial Advisors Inc.	58,890	$2.28M	0.9%	+9.2%	0.714%
4/23/2024	Raymond James Financial Services Advisors Inc.	547,864	$21.21M	0.0%	+4.2%	6.641%
4/22/2024	American Financial Advisors LLC	7,426	$287K	0.0%	-28.0%	0.090%
4/16/2024	Bridge Advisory LLC	23,682	$917K	0.5%	-30.6%	0.287%
4/13/2024	Quad Cities Investment Group LLC	41,568	$1.61M	0.9%	-0.8%	0.498%
4/9/2024	Destiny Wealth Partners LLC	5,267	$204K	0.0%	N/A	0.062%
4/8/2024	RVW Wealth LLC	39,325	$1.52M	0.2%	-5.4%	0.465%
4/2/2024	M&R Capital Management Inc.	3,445	$133K	0.0%	-31.2%	0.040%
3/8/2024	ICA Group Wealth Management LLC	1,564	$60K	0.0%	N/A	0.018%
2/12/2024	Steward Partners Investment Advisory LLC	230,721	$8.87M	0.1%	-0.8%	2.698%
2/9/2024	Nations Financial Group Inc. IA ADV	11,492	$442K	0.0%	+10.8%	0.134%
2/9/2024	Cambridge Investment Research Advisors Inc.	80,284	$3.09M	0.0%	-0.9%	0.939%
2/9/2024	Wells Fargo & Company MN	873,996	$33.60M	0.0%	+2.4%	10.222%
2/9/2024	Gladstone Institutional Advisory LLC	8,024	$308K	0.0%	-9.5%	0.094%
2/9/2024	UBS Group AG	173,394	$6.67M	0.0%	-13.1%	2.028%
2/8/2024	Janney Montgomery Scott LLC	13,937	$536K	0.0%	-6.4%	0.163%
2/7/2024	Principal Securities Inc.	4,382	$168K	0.0%	N/A	0.051%
2/6/2024	Private Advisor Group LLC	277,650	$10.67M	0.1%	+33.5%	3.247%
2/6/2024	Spire Wealth Management	5,131	$190K	0.0%	-5.9%	0.060%
2/6/2024	AllGen Financial Advisors Inc.	53,933	$2.07M	1.1%	-0.6%	0.631%
2/6/2024	Merit Financial Group LLC	114,553	$4.40M	0.1%	-5.2%	1.340%
1/31/2024	American Financial Advisors LLC	10,313	$396K	0.1%	-15.1%	0.121%
1/31/2024	Archer Investment Corp	64,131	$2.47M	0.8%	-2.0%	0.750%
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1/30/2024	SFI Advisors LLC	23,038	$886K	0.8%	-2.8%	0.269%
1/26/2024	Cedrus LLC	45,753	$1.76M	1.1%	+9.8%	0.535%
1/25/2024	International Assets Investment Management LLC	57,237	$2.20M	0.0%	N/A	0.669%
1/24/2024	Stratos Wealth Partners LTD.	7,445	$286K	0.0%	+5.4%	0.087%
1/24/2024	International Assets Investment Management LLC	57,237	$2.20M	0.0%	N/A	0.669%
1/24/2024	Private Trust Co. NA	5,662	$218K	0.0%	+25.2%	0.066%
1/18/2024	Procyon Advisors LLC	14,384	$553K	0.0%	N/A	0.168%
1/17/2024	Bridge Advisory LLC	34,119	$1.31M	0.7%	-24.2%	0.399%
1/16/2024	HBW Advisory Services LLC	24,673	$948K	0.2%	+2.6%	0.289%
1/16/2024	Raymond James Financial Services Advisors Inc.	525,569	$20.20M	0.0%	-1.3%	6.147%
1/16/2024	Raymond James & Associates	74,343	$2.86M	0.0%	-5.2%	0.870%
1/16/2024	Wealthsource Partners LLC	58,429	$2.25M	0.1%	-13.6%	0.683%
1/12/2024	Kure Advisory LLC	65,606	$2.52M	1.3%	+0.4%	0.767%
1/12/2024	Sweet Financial Partners LLC	19,233	$739K	0.2%	+18.9%	0.225%
1/11/2024	626 Financial LLC	156,561	$6.02M	4.0%	-16.1%	1.831%
1/10/2024	Quad Cities Investment Group LLC	41,913	$1.59M	1.0%	-0.8%	0.490%
1/8/2024	RVW Wealth LLC	41,577	$1.60M	0.2%	-11.8%	0.486%
1/5/2024	WealthPLAN Partners LLC	12,147	$467K	0.0%	-11.1%	0.138%
11/15/2023	WealthPlan Investment Management LLC	13,660	$525K	0.1%	N/A	0.155%
11/14/2023	Mutual Advisors LLC	14,521	$558K	0.0%	-2.0%	0.165%
11/13/2023	LPL Financial LLC	385,597	$14.83M	0.0%	+6.3%	4.382%
11/13/2023	Wealthsource Partners LLC	67,607	$2.60M	0.2%	+1.0%	0.768%
11/9/2023	Fischer Investment Strategies LLC	34,554	$1.33M	1.3%	-7.9%	0.393%
11/9/2023	UBS Group AG	199,552	$7.68M	0.0%	+6.3%	2.268%
11/8/2023	Cornerstone Planning Group LLC	197,242	$7.59M	2.9%	+16.6%	2.241%
11/8/2023	Janney Montgomery Scott LLC	14,884	$572K	0.0%	-70.5%	0.169%
11/8/2023	Archer Investment Corp	65,430	$2.52M	0.9%	+1.5%	0.744%
11/8/2023	Spire Wealth Management	5,451	$210K	0.0%	-32.8%	0.062%
11/7/2023	Merit Financial Group LLC	120,863	$4.65M	0.2%	N/A	1.373%
11/3/2023	Private Advisor Group LLC	208,014	$8M	0.1%	+6.0%	2.364%
11/2/2023	WealthPlan Investment Management LLC	13,660	$525K	0.1%	N/A	0.155%
10/24/2023	Kure Advisory LLC	65,317	$2.51M	1.4%	N/A	0.742%
10/24/2023	Stratos Wealth Partners LTD.	7,063	$272K	0.0%	N/A	0.080%
10/24/2023	Raymond James Financial Services Advisors Inc.	532,425	$20.48M	0.0%	+4.9%	6.050%
10/24/2023	Raymond James & Associates	78,440	$3.02M	0.0%	+9.2%	0.891%
10/24/2023	Cambridge Investment Research Advisors Inc.	81,018	$3.12M	0.0%	+0.5%	0.921%
10/23/2023	Commonwealth Equity Services LLC	98,685	$3.80M	0.0%	+21.4%	1.121%
10/20/2023	Bridge Advisory LLC	45,020	$1.73M	0.6%	-3.9%	0.512%
10/18/2023	Private Trust Co. NA	4,522	$174K	0.0%	+35.1%	0.051%
10/12/2023	HBW Advisory Services LLC	24,059	$925K	0.2%	+21.3%	0.281%
10/11/2023	626 Financial LLC	186,710	$7.18M	4.9%	-0.5%	2.184%
10/11/2023	AE Wealth Management LLC	66,790	$2.57M	0.0%	+20.8%	0.781%
8/10/2023	Osaic Holdings Inc.	116,733	$4.26M	0.0%	+21.2%	1.390%
8/10/2023	Commonwealth Equity Services LLC	81,265	$2.95M	0.0%	+132.5%	0.967%
8/10/2023	Private Advisor Group LLC	196,291	$7.14M	0.1%	+6.0%	2.337%
8/10/2023	Cetera Advisors LLC	23,287	$846K	0.0%	-2.7%	0.277%
8/10/2023	Cetera Advisor Networks LLC	103,538	$3.76M	0.0%	+13.7%	1.233%
8/9/2023	Spire Wealth Management	8,110	$295K	0.0%	-54.8%	0.097%
8/9/2023	Flow Traders U.S. LLC	54,595	$1.99M	0.1%	-3.9%	0.650%
8/8/2023	Archer Investment Corp	64,474	$2.34M	0.8%	+20.1%	0.768%
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8/7/2023	Second Half Financial Partners LLC	54,689	$1.99M	0.5%	N/A	0.651%
8/3/2023	Atria Wealth Solutions Inc.	9,862	$358K	0.0%	N/A	0.117%
7/31/2023	LPL Financial LLC	362,673	$13.18M	0.0%	+39.7%	4.318%
7/31/2023	Mutual Advisors LLC	14,814	$538K	0.0%	+63.2%	0.176%
7/31/2023	WealthPLAN Partners LLC	86,628	$3.15M	0.4%	+5.4%	1.031%
7/31/2023	BlackDiamond Wealth Management Inc.	5,400	$208K	0.2%	N/A	0.064%
7/28/2023	Private Trust Co. NA	3,346	$122K	0.0%	+19.2%	0.040%
7/27/2023	AllGen Financial Advisors Inc.	54,055	$1.97M	1.2%	+2.0%	0.644%
7/26/2023	Janney Montgomery Scott LLC	50,521	$1.84M	0.0%	-3.0%	0.601%
7/25/2023	Raymond James Financial Services Advisors Inc.	507,663	$18.45M	0.0%	+39.3%	6.044%

(Data available from 1/1/2016 forward)

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?: During the previous two years, 71 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Wells Fargo & Company MN ($33.60M), Raymond James Financial Services Advisors Inc. ($21.71M), LPL Financial LLC ($14.83M), Cornerstone Planning Group LLC ($9.55M), Steward Partners Investment Advisory LLC ($8.87M), Jane Street Group LLC ($7.60M), and Private Advisor Group LLC ($7.16M).Learn more on FEMS's institutional investors.
Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund stock?: Of the 59 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Services Advisors Inc. ($542.62K), Private Advisor Group LLC ($355.60K), Destiny Wealth Partners LLC ($276.84K), LPL Financial LLC ($185.85K), Jane Street Group LLC ($158.44K), Financial Advocates Investment Management ($141.99K), and Merit Financial Group LLC ($120.86K).
How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?: Institutional investors have bought a total of 3,300,465 shares in the last 24 months. This purchase volume represents approximately $194.14M in transactions.

Which First Trust Emerging Markets Small Cap AlphaDEX Fund major shareholders have been selling company stock?: Of the 39 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Private Advisor Group LLC ($92.79K), OLD Mission Capital LLC ($59.10K), RVW Wealth LLC ($51.86K), 626 Financial LLC ($45.17K), UBS Group AG ($41.85K), Janney Montgomery Scott LLC ($38.60K), and Raymond James & Associates ($34.30K).
How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?: Institutional investors have sold a total of 526,583 shares in the last 24 months. This volume of shares sold represents approximately $24.65M in transactions.