First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

$46.25 0.00 (0.00%)

Closing price 06/12/2026 03:59 PM Eastern

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$46.18 -0.08 (-0.16%)

As of 06/12/2026 04:10 PM Eastern

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Number of Institutional Buyers (last 12 months): 38
Total Institutional Inflows (last 12 months): $12.38M

Number of Institutional Sellers (last 12 months): 34
Total Institutional Outflows (last 12 months): $50.39M

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FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
6/3/2026	NewEdge Advisors LLC	81,963	$3.73M	0.0%	+4.9%	1.477%
5/19/2026	NewEdge Advisors LLC	7,182	$327K	0.0%	-90.8%	0.129%
5/18/2026	Royal Bank of Canada	52,484	$2.39M	0.0%	+7.4%	0.946%
5/13/2026	Cetera Investment Advisers	74,175	$3.38M	0.0%	+6.0%	1.336%
5/7/2026	Beta Wealth Group Inc.	194,720	$8.87M	3.7%	-2.9%	3.508%
5/6/2026	Cornerstone Planning Group LLC	47,905	$2.31M	0.3%	-8.7%	0.863%
5/4/2026	Archer Investment Corp	69,100	$3.15M	0.7%	+1.1%	1.245%
5/4/2026	HBW Advisory Services LLC	51,240	$2.33M	0.2%	+22.5%	0.923%
5/1/2026	Fifth Third Bancorp	902	$41K	0.0%	N/A	0.016%
4/27/2026	Private Advisor Group LLC	121,082	$5.52M	0.0%	-0.7%	2.182%
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4/23/2026	626 Financial LLC	140,372	$6.39M	2.9%	-14.8%	2.529%
4/22/2026	Janney Montgomery Scott LLC	10,626	$484K	0.0%	+7.2%	0.191%
4/15/2026	Nations Financial Group Inc. IA ADV	8,778	$400K	0.0%	+6.5%	0.158%
3/2/2026	Sankala Group LLC	2,218	$93K	0.1%	N/A	0.039%
2/18/2026	NewEdge Advisors LLC	78,146	$3.29M	0.0%	+11.3%	1.383%
2/18/2026	Crusonia Wealth Advisors LLC	58,941	$2.48M	0.5%	N/A	1.043%
2/18/2026	VestGen Advisors LLC	71,601	$3.01M	0.1%	+64.6%	1.267%
2/18/2026	OLD Mission Capital LLC	30,608	$1.29M	0.0%	-82.0%	0.542%
2/17/2026	Cetera Investment Advisers	69,995	$2.95M	0.0%	-2.2%	1.239%
2/17/2026	Equitable Holdings Inc.	6,900	$290K	0.0%	-10.9%	0.122%
2/17/2026	Osaic Holdings Inc.	21,705	$914K	0.0%	-61.9%	0.384%
2/17/2026	Private Advisor Group LLC	121,988	$5.14M	0.0%	+9.4%	2.159%
2/17/2026	Captrust Financial Advisors	15,648	$659K	0.0%	-34.9%	0.277%
2/17/2026	Royal Bank of Canada	48,886	$2.06M	0.0%	+12.0%	0.865%
2/16/2026	Arax Advisory Partners	130,988	$5.51M	0.2%	+1.3%	2.318%
2/16/2026	Beta Wealth Group Inc.	200,556	$8.44M	3.4%	-0.6%	3.550%
2/13/2026	Kestra Advisory Services LLC	1,624	$68K	0.0%	N/A	0.029%
2/13/2026	Stifel Financial Corp	51,001	$2.15M	0.0%	+5.0%	0.903%
2/13/2026	Integrated Wealth Concepts LLC	14,920	$628K	0.0%	-87.5%	0.264%
2/13/2026	Wells Fargo & Company MN	341,327	$14.37M	0.0%	-1.4%	6.041%
2/12/2026	Jane Street Group LLC	64,258	$2.71M	0.0%	-13.6%	1.137%
2/12/2026	Richmond Investment Services LLC	9,198	$387K	0.1%	-15.4%	0.163%
2/12/2026	Commonwealth Equity Services LLC	12,712	$535K	0.0%	-4.0%	0.225%
2/11/2026	LPL Financial LLC	244,219	$10.28M	0.0%	-33.0%	4.322%
2/5/2026	626 Financial LLC	164,705	$6.93M	3.0%	+2.8%	2.915%
2/3/2026	Indivisible Partners	5,228	$220K	0.0%	N/A	0.093%
2/2/2026	Cornerstone Planning Group LLC	52,496	$2.42M	0.4%	-29.9%	0.929%
2/2/2026	Oppenheimer & Co. Inc.	22,032	$927K	0.0%	+6.6%	0.390%
1/30/2026	Archer Investment Corp	68,337	$2.88M	0.6%	-0.7%	1.210%
1/29/2026	UBS Group AG	57,883	$2.44M	0.0%	-63.3%	1.024%
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1/26/2026	Trivium Point Advisory LLC	63,476	$2.67M	0.3%	+1.7%	1.123%
1/26/2026	Merit Financial Group LLC	5,248	$221K	0.0%	+6.7%	0.093%
1/26/2026	Private Trust Co. NA	5,197	$219K	0.0%	-12.4%	0.092%
1/26/2026	Nations Financial Group Inc. IA ADV	8,243	$347K	0.0%	-13.5%	0.146%
1/26/2026	CWM LLC	20,068	$845K	0.0%	+1.5%	0.355%
1/23/2026	Farther Finance Advisors LLC	5,334	$225K	0.0%	+1,714.3%	0.094%
1/23/2026	Stonehaven Wealth & Tax Solutions LLC	4,894	$206K	0.2%	N/A	0.086%
1/23/2026	HBW Advisory Services LLC	41,838	$1.76M	0.2%	-4.7%	0.734%
11/17/2025	Susquehanna International Group LLP	31,817	$1.41M	0.0%	+2.4%	0.513%
11/17/2025	Integrated Wealth Concepts LLC	119,447	$5.28M	0.0%	+0.4%	1.927%
11/17/2025	Flow Traders U.S. LLC	54,935	$2.43M	0.1%	N/A	0.886%
11/17/2025	Citadel Advisors LLC	12,729	$562K	0.0%	N/A	0.205%
11/17/2025	Bank of America Corp DE	22,177	$980K	0.0%	-7.2%	0.358%
11/14/2025	Raymond James Financial Inc.	218,829	$9.67M	0.0%	-41.4%	3.530%
11/14/2025	Comerica Bank	908	$40K	0.0%	-50.2%	0.015%
11/13/2025	UBS Group AG	157,536	$6.96M	0.0%	-2.5%	2.541%
11/13/2025	Private Advisor Group LLC	111,516	$4.93M	0.0%	+1.1%	1.799%
11/12/2025	Trivium Point Advisory LLC	62,413	$2.76M	0.3%	+4.5%	1.007%
11/7/2025	626 Financial LLC	160,156	$7.08M	3.1%	+0.4%	2.583%
11/7/2025	Beta Wealth Group Inc.	201,734	$8.91M	3.5%	+4.3%	3.254%
11/6/2025	Ameritas Advisory Services LLC	1,193	$53K	0.0%	-20.1%	0.019%
11/6/2025	Oppenheimer & Co. Inc.	20,668	$913K	0.0%	+5.3%	0.333%
11/5/2025	Envestnet Asset Management Inc.	84,840	$3.75M	0.0%	+1.9%	1.368%
11/4/2025	Cornerstone Planning Group LLC	74,855	$3.17M	0.4%	-3.5%	1.207%
11/4/2025	Jones Financial Companies Lllp	99,385	$4.33M	0.0%	-4.2%	1.603%
11/3/2025	Archer Investment Corp	68,824	$3.04M	0.7%	+2.5%	1.110%
10/29/2025	SFI Advisors LLC	19,855	$877K	0.6%	-2.4%	0.320%
10/28/2025	Nations Financial Group Inc. IA ADV	9,524	$421K	0.0%	-2.9%	0.154%
10/24/2025	World Equity Group Inc.	25,778	$1.14M	0.3%	+4.6%	0.416%
10/16/2025	HBW Advisory Services LLC	43,888	$1.94M	0.2%	+25.7%	0.708%
9/4/2025	Osaic Holdings Inc.	59,993	$2.44M	0.0%	+3.2%	0.937%
8/18/2025	Geneos Wealth Management Inc.	1,066	$43K	0.0%	+100.0%	0.017%
8/15/2025	Captrust Financial Advisors	24,862	$1.01M	0.0%	-3.0%	0.388%
8/15/2025	MML Investors Services LLC	14,956	$607K	0.0%	-1.6%	0.234%
8/14/2025	Jane Street Group LLC	31,172	$1.27M	0.0%	+21.8%	0.487%
8/14/2025	Raymond James Financial Inc.	373,424	$15.17M	0.0%	-18.0%	5.835%
8/14/2025	Stonehaven Wealth & Tax Solutions LLC	7,810	$317K	0.3%	-26.7%	0.122%
8/13/2025	Baird Financial Group Inc.	30,783	$1.25M	0.0%	+2.5%	0.481%
8/13/2025	VestGen Advisors LLC	42,191	$1.71M	0.1%	-1.1%	0.659%
8/12/2025	Richmond Investment Services LLC	10,864	$441K	0.1%	+100.3%	0.170%
8/12/2025	Steward Partners Investment Advisory LLC	3,983	$162K	0.0%	-98.3%	0.062%
8/11/2025	SFI Advisors LLC	20,340	$826K	0.6%	-2.5%	0.318%
8/11/2025	Beta Wealth Group Inc.	193,353	$7.85M	2.9%	-17.9%	3.021%
8/8/2025	Cetera Investment Advisers	62,344	$2.53M	0.0%	-1.6%	0.974%
8/4/2025	Spire Wealth Management	4,138	$168K	0.0%	-15.7%	0.065%
8/4/2025	626 Financial LLC	159,492	$6.48M	3.0%	-0.2%	2.492%
8/1/2025	Envestnet Asset Management Inc.	83,237	$3.38M	0.0%	+7.6%	1.301%
7/29/2025	Private Trust Co. NA	5,935	$241K	0.0%	+9.4%	0.093%
7/25/2025	CWM LLC	19,529	$793K	0.0%	+1.3%	0.305%
7/23/2025	626 Financial LLC	159,492	$6.48M	3.5%	-0.2%	2.492%
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7/21/2025	Ameritas Advisory Services LLC	1,494	$61K	0.0%	N/A	0.023%
7/17/2025	Trivium Point Advisory LLC	59,745	$2.43M	0.3%	+5.7%	0.934%
7/17/2025	Janney Montgomery Scott LLC	10,592	$430K	0.0%	-9.5%	0.166%
7/15/2025	RVW Wealth LLC	13,602	$552K	0.0%	-12.1%	0.213%
7/11/2025	Quad Cities Investment Group LLC	45,376	$1.84M	0.8%	+0.8%	0.744%
7/2/2025	HBW Advisory Services LLC	34,927	$1.42M	0.2%	+4.6%	0.573%
5/19/2025	Jane Street Group LLC	25,596	$951K	0.0%	-69.9%	0.416%
5/16/2025	Jones Financial Companies Lllp	14,137	$525K	0.0%	-79.6%	0.223%
5/16/2025	Integrated Wealth Concepts LLC	113,951	$4.24M	0.0%	+25.6%	1.795%
5/15/2025	Royal Bank of Canada	96,673	$3.59M	0.0%	+4.6%	1.522%

FEMS Institutional Ownership - Frequently Asked Questions

During the previous two years, 70 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were Raymond James Financial Services Advisors Inc. ($21.71M), Wells Fargo & Company MN ($14.37M), LPL Financial LLC ($10.28M), Raymond James Financial Inc. ($9.67M), Beta Wealth Group Inc. ($8.87M), 626 Financial LLC ($6.39M), and Private Advisor Group LLC ($5.52M).Learn more on First Trust Emerging Markets Small Cap AlphaDEX Fund's institutional investors.

Of the 56 institutional investors that purchased First Trust Emerging Markets Small Cap AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.12M), Beta Wealth Group Inc. ($243.89K), OLD Mission Capital LLC ($107.76K), Flow Traders U.S. LLC ($91.38K), SRS Capital Advisors Inc. ($79.40K), Independent Advisor Alliance ($74.26K), and Merit Financial Group LLC ($70.09K).

Institutional investors have bought a total of 289,027 shares in the last 24 months. This purchase volume represents approximately $12.38M in transactions.

Of the 34 institutional investors that sold First Trust Emerging Markets Small Cap AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Raymond James Financial Inc. ($236.45K), Steward Partners Investment Advisory LLC ($228.83K), OLD Mission Capital LLC ($138.98K), LPL Financial LLC ($120.22K), Integrated Wealth Concepts LLC ($104.53K), UBS Group AG ($103.67K), and NewEdge Advisors LLC ($70.96K).

Institutional investors have sold a total of 1,193,981 shares in the last 24 months. This volume of shares sold represents approximately $50.39M in transactions.

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This page (NASDAQ:FEMS) was last updated on 6/15/2026 by MarketBeat.com Staff.

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First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

FEMS Institutional Ownership - Frequently Asked Questions

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First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) Institutional Ownership

Institutional Ownership Changes (13F Filings) for First Trust Emerging Markets Small Cap AlphaDEX Fund (NASDAQ:FEMS)

FEMS Institutional Buying and Selling by Quarter

First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History

FEMS Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FEMS shares?

Which institutional investors have been buying First Trust Emerging Markets Small Cap AlphaDEX Fund's stock?

How much institutional buying is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

Which of First Trust Emerging Markets Small Cap AlphaDEX Fund's major shareholders have been selling company stock?

How much institutional selling is happening at First Trust Emerging Markets Small Cap AlphaDEX Fund?

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