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OFS Credit (OCCI) Institutional Ownership

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$6.25 +0.05 (+0.81%)
Closing price 02:59 PM Eastern
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$6.26 +0.00 (+0.08%)
As of 04:55 PM Eastern
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Institutional Ownership Changes (13F Filings) for OFS Credit (NASDAQ:OCCI)

Current
Institutional Ownership
Percentage
23.77%
Number of
Institutional Buyers
(last 12 months)
7
Total
Institutional Inflows
(last 12 months)
$1.71M
Number of
Institutional Sellers
(last 12 months)
7
Total
Institutional Outflows
(last 12 months)
$2.70M
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OCCI Institutional Buying and Selling by Quarter

OFS Credit Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025Jane Street Group LLC62,853$385K0.0%N/A0.399%
5/16/2025NewEdge Advisors LLC17,696$108K0.0%+21.6%0.112%
5/12/2025Virtu Financial LLC70,562$432K0.0%N/A0.448%
5/2/2025Graypoint LLC168,540$1.03M0.1%+2.3%1.070%
2/14/2025Virtus ETF Advisers LLC318,110$2.26M0.9%+14.2%2.020%
2/13/2025NewEdge Advisors LLC14,558$104K0.0%-11.0%0.092%
2/12/2025Nicolet Advisory Services LLC14,888$105K0.0%N/A0.095%
2/11/2025LPL Financial LLC106,421$757K0.0%+1.4%0.676%
2/6/2025Lindbrook Capital LLC6,000$43K0.0%-33.3%0.038%
1/15/2025Arkadios Wealth Advisors32,044$228K0.0%-6.0%0.203%
1/10/2025Graypoint LLC164,826$1.17M0.1%+25.9%1.047%
11/20/2024Virtu Financial LLC18,064$134K0.0%N/A0.115%
10/31/2024Graypoint LLC130,969$970K0.1%+4.8%0.832%
8/19/2024B. Riley Wealth Advisors Inc.17,762$128K0.0%-20.7%0.113%
8/8/2024Envestnet Asset Management Inc.355,885$2.56M0.0%-43.6%2.260%
8/7/2024Choreo LLC22,279$157K0.0%-78.4%0.141%
7/31/2024Graypoint LLC124,991$901K0.1%+4.5%0.794%
7/30/2024International Assets Investment Management LLC19,911$143K0.0%-26.9%0.126%
5/16/2024B. Riley Wealth Advisors Inc.22,386$171K0.0%+51.9%0.207%
5/2/2024Graypoint LLC119,582$856K0.1%+6.0%1.105%
5/2/2024Choreo LLC103,059$738K0.0%N/A0.952%
4/25/2024Lindbrook Capital LLC8,000$57K0.0%+81.7%0.074%
4/22/2024PFG Investments LLC11,479$82K0.0%N/A0.106%
4/12/2024True North Advisors LLC11,175$80K0.0%N/A0.103%
4/11/2024International Assets Investment Management LLC27,232$192K0.0%+29.3%0.252%
3/15/2024B. Riley Wealth Advisors Inc.14,735$95K0.0%-34.2%0.136%
2/7/2024Principal Securities Inc.153,485$992K0.0%N/A1.419%
2/7/2024Arlington Capital Management Inc.40,888$264K0.2%N/A0.378%
2/1/2024Lindbrook Capital LLC4,404$28K0.0%-42.2%0.041%
1/29/2024Graypoint LLC112,776$729K0.1%+5.1%1.042%
1/24/2024International Assets Investment Management LLC136,047$879K0.0%+596.9%1.257%
12/1/2023B. Riley Wealth Advisors Inc.22,386$171K0.0%+15.8%0.207%
11/14/2023Thomas J. Herzfeld Advisors Inc.881,224$6.25M2.4%+83.6%8.144%
11/9/2023Atomi Financial Group Inc.36,984$262K0.1%+15.5%0.342%
10/26/2023Graypoint LLC107,260$760K0.1%N/A0.991%
10/13/2023Arkadios Wealth Advisors31,496$223K0.0%+4.9%0.291%
10/4/2023International Assets Investment Management LLC19,522$137K0.0%+75.0%0.180%
8/16/2023Thomas J. Herzfeld Advisors Inc.480,060$4.01M1.6%N/A4.437%
8/8/2023Balboa Wealth Partners17,250$144K0.1%-64.8%0.159%
8/3/2023Atomi Financial Group Inc.32,019$268K0.1%-7.9%0.296%
Trump’s Exec Order #14154 could be a “Millionaire-Maker” (Ad)

Former Presidential Advisor, Jim Rickards, says Trump could “rewire our economy and hand millions of Americans a chance at true financial independence in the months ahead.” We recently sat down with Rickards to capture all the key details on tape.

For the moment, you can watch this interview free of charge – just click here.
7/28/2023First Republic Investment Management Inc.11,356$95K0.0%-29.3%0.105%
7/27/2023B. Riley Wealth Advisors Inc.19,333$171K0.0%+14.0%0.179%
7/21/2023Kovack Advisors Inc.13,241$111K0.0%+17.7%0.122%
6/7/2023Atomi Financial Group Inc.34,783$320K0.2%N/A0.419%
5/12/2023Balboa Wealth Partners49,000$451K0.2%N/A0.590%
5/2/2023Arkadios Wealth Advisors28,549$263K0.0%+5.2%0.344%
4/21/2023Kovack Advisors Inc.11,254$104K0.0%N/A0.136%
4/19/2023International Assets Investment Management LLC10,526$97K0.0%-67.8%0.127%
4/11/2023Wealth Enhancement & Preservation of GA LLC59,991$552K0.7%+1.9%0.723%
3/15/2023B. Riley Wealth Advisors Inc.16,133$140K0.0%-21.8%0.194%
2/10/2023Bard Associates Inc.109,180$956K0.4%-10.4%1.315%
2/9/2023Wealth Enhancement & Preservation of GA LLC58,868$478K0.8%+6.1%0.709%
2/8/2023Thrivent Financial for Lutherans22,969$187K0.0%+13.1%0.277%
1/30/2023International Assets Investment Management LLC32,718$266K0.0%N/A0.394%
1/25/2023Alpha Cubed Investments LLC51,720$420K0.0%N/A0.623%
1/9/2023MinichMacGregor Wealth Management LLC3,160$26K0.0%N/A0.038%
11/16/2022Claraphi Advisory Network LLC75,897$671K0.4%-9.6%0.914%
10/19/2022Wealth Enhancement & Preservation of GA LLC55,489$491K0.8%+163.2%0.668%
9/9/2022B. Riley Wealth Management Inc.22,327$203K0.0%N/A0.269%
8/11/2022Cetera Advisors LLC26,103$238K0.0%-16.6%0.314%
8/11/2022Bard Associates Inc.117,498$1.13M0.5%+2.9%1.416%
8/10/2022Thomas J. Herzfeld Advisors Inc.81,141$738K0.3%-2.4%0.977%
7/15/2022Newbridge Financial Services Group Inc.3,399$31K0.0%-53.8%0.057%
5/12/2022Claraphi Advisory Network LLC83,531$1.04M0.3%-8.0%1.402%
5/12/2022Cetera Advisors LLC31,302$389K0.0%-25.6%0.526%
5/11/2022Bard Associates Inc.114,183$1.42M0.5%+2.7%1.917%
5/4/2022Advisor Group Holdings Inc.58,886$733K0.0%+11.9%0.988%
5/2/2022Arkadios Wealth Advisors27,019$336K0.0%-8.7%0.454%
4/26/2022Newbridge Financial Services Group Inc.7,350$91K0.0%N/A0.123%
4/21/2022Lindbrook Capital LLC6,000$75K0.0%+19.9%0.101%
2/7/2022Claraphi Advisory Network LLC90,800$1.21M0.4%-15.0%1.525%
2/4/2022Envestnet Asset Management Inc.75,516$1.01M0.0%+25.3%1.268%
2/3/2022Advisor Group Holdings Inc.52,638$702K0.0%+6.5%0.884%
2/3/2022Arkadios Wealth Advisors29,578$394K0.1%-2.7%0.497%
1/19/2022AdvisorNet Financial Inc137,325$1.83M0.1%+4.7%2.306%
1/18/2022Lindbrook Capital LLC5,003$67K0.0%+3,551.8%0.084%
11/16/2021Cetera Advisors LLC37,043$504K0.0%+53.6%0.622%
11/16/2021National Asset Management Inc.16,928$231K0.0%+10.0%0.284%
11/16/2021Claraphi Advisory Network LLC106,879$1.46M0.5%+16.5%1.794%
11/5/2021Advisor Group Holdings Inc.49,424$673K0.0%+25.9%0.830%
10/19/2021Arkadios Wealth Advisors30,398$413K0.1%-4.3%0.510%
10/15/2021AdvisorNet Financial Inc131,205$1.79M0.1%+8.0%2.203%
8/16/2021Claraphi Advisory Network LLC91,722$1.34M0.4%+3.1%1.540%
8/12/2021Bard Associates Inc.108,298$1.58M0.5%+2.7%1.818%
8/10/2021National Asset Management Inc.15,388$225K0.0%+26.3%0.258%
8/4/2021Envestnet Asset Management Inc.54,802$798K0.0%+53.0%0.920%
8/2/2021Advisor Group Holdings Inc.39,270$573K0.0%-24.4%0.659%
7/31/2021Arkadios Wealth Advisors31,763$462K0.1%-4.6%0.533%
7/31/2021Wealth Enhancement & Preservation of GA LLC19,995$291K0.2%+54.5%0.335%
5/14/2021Thomas J. Herzfeld Advisors Inc.8,422$124K0.1%-86.3%0.222%
Trump’s Exec Order #14154 could be a “Millionaire-Maker” (Ad)

Former Presidential Advisor, Jim Rickards, says Trump could “rewire our economy and hand millions of Americans a chance at true financial independence in the months ahead.” We recently sat down with Rickards to capture all the key details on tape.

For the moment, you can watch this interview free of charge – just click here.
(Data available from 1/1/2016 forward)

OCCI Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of OCCI shares?

During the previous two years, 22 institutional investors and hedge funds held shares of OFS Credit. The most heavily invested institutionals were Thomas J. Herzfeld Advisors Inc. ($6.25M), Envestnet Asset Management Inc. ($2.56M), Virtus ETF Advisers LLC ($2.26M), Graypoint LLC ($1.03M), Principal Securities Inc. ($992K), LPL Financial LLC ($757K), and Virtu Financial LLC ($432K).Learn more on OFS Credit's institutional investors.

What percentage of OFS Credit's stock is owned by institutional investors?

23.77% of OFS Credit's stock is owned by institutional investors. Learn more on OCCI's institutional investor holdings.

Which institutional investors have been buying OFS Credit's stock?

Of the 19 institutional investors that purchased OFS Credit's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Thomas J. Herzfeld Advisors Inc. ($881.22K), Graypoint LLC ($168.54K), Principal Securities Inc. ($153.49K), International Assets Investment Management LLC ($131.06K), Choreo LLC ($103.06K), Virtu Financial LLC ($88.63K), and Jane Street Group LLC ($62.85K).

How much institutional buying is happening at OFS Credit?

Institutional investors have bought a total of 259,439 shares in the last 24 months. This purchase volume represents approximately $1.71M in transactions.

Which of OFS Credit's major shareholders have been selling company stock?

The following institutional investors have sold OFS Credit stock in the last 24 months: Envestnet Asset Management Inc. ($274.85K), Choreo LLC ($80.78K), International Assets Investment Management LLC ($7.32K), B. Riley Wealth Advisors Inc. ($4.62K), Lindbrook Capital LLC ($3K), Arkadios Wealth Advisors ($2.04K), and NewEdge Advisors LLC ($1.80K).

How much institutional selling is happening at OFS Credit?

Institutional investors have sold a total of 374,418 shares in the last 24 months. This volume of shares sold represents approximately $2.70M in transactions.


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This page (NASDAQ:OCCI) was last updated on 7/3/2025 by MarketBeat.com Staff
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