Free Trial
→ I was right about SpaceX (From Brownstone Research) (Ad)tc pixel Free JOF Stock Alerts

Japan Smaller Capitalization Fund (JOF) Institutional Ownership

Japan Smaller Capitalization Fund logo
$11.37 +0.13 (+1.16%)
Closing price 03:56 PM Eastern
Extended Trading
$11.36 -0.01 (-0.09%)
As of 06:28 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Japan Smaller Capitalization Fund (NYSE:JOF)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$35.18M
Number of
Institutional Sellers
(last 12 months)
26
Total
Institutional Outflows
(last 12 months)
$31.58M
Get JOF Insider Trade Alerts

Want to know when executives and insiders are buying or selling Japan Smaller Capitalization Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

JOF Institutional Buying and Selling by Quarter

Japan Smaller Capitalization Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/1/2026 Altium Capital Management LLC150,412$1.64M3.9%+278.2%0.531%
4/30/2026 Beam Wealth Advisors Inc.24,500$267K0.1%-19.7%0.086%
2/18/2026Saba Capital Management L.P.1,632,530$18.09M0.5%-28.3%4.635%
2/18/2026 Evolve Private Wealth LLC57,890$641K0.0%N/A0.164%
2/18/20261607 Capital Partners LLC3,990,675$44.22M3.0%-3.9%11.331%
2/17/2026Almitas Capital LLC435,985$4.83M1.1%-9.5%1.238%
2/17/2026Lazard Asset Management LLC3,470,865$38.46M0.1%+50.1%9.855%
2/17/2026Raffles Associates LP139,462$1.55M1.2%-5.3%0.396%
2/16/2026Bard Associates Inc.39,292$435K0.1%-17.7%0.112%
2/12/2026Colonial Trust Advisors9,399$104K0.0%N/A0.027%
2/11/2026LPL Financial LLC57,879$641K0.0%N/A0.164%
2/10/2026Cibc World Market Inc.80,398$891K0.0%+37.0%0.228%
2/9/2026 Barry Investment Advisors LLC115,120$1.28M0.3%-21.5%0.327%
2/9/2026Blue Bell Private Wealth Management LLC85,070$943K0.1%+16.0%0.242%
2/6/2026Mraz Amerine & Associates Inc.174,710$1.94M0.3%+12.7%0.496%
2/6/2026 Altium Capital Management LLC39,775$441K1.7%N/A0.113%
2/4/2026 Beam Wealth Advisors Inc.30,500$338K0.1%-6.2%0.087%
2/3/2026 International Assets Investment Management LLC3,900$43K0.0%N/A0.011%
2/2/2026 Triasima Portfolio Management inc.21,800$242K0.0%+38.0%0.062%
1/30/2026Pekin Hardy Strauss Inc.205,920$2.28M0.2%+4.3%0.585%
1/26/2026Shaker Financial Services LLC93,681$1.04M0.3%-4.0%0.266%
1/26/2026 Spectrum Asset Management Inc. NB CA47,055$521K0.2%N/A0.134%
1/15/2026Hara Capital LLC113,014$1.25M0.7%-12.0%0.321%
1/15/2026Allspring Global Investments Holdings LLC5,495,862$60.89M0.1%+0.1%15.603%
1/12/2026 Sax Wealth Advisors LLC27,225$302K0.0%N/A0.077%
1/5/2026 Noble Wealth Management PBC47,378$525K0.3%-11.0%0.135%
11/21/2025CIBC Bancorp USA Inc.20,367$215K0.0%N/A0.058%
11/17/2025Susquehanna International Group LLP10,107$107K0.0%-55.7%0.029%
11/17/2025City of London Investment Management Co. Ltd.3,520,068$37.10M2.7%-17.9%9.995%
11/17/2025Bulldog Investors LLP217,948$2.30M0.5%+184.4%0.619%
11/17/2025Bank of America Corp DE792,100$8.35M0.0%-0.4%2.249%
11/17/2025Almitas Capital LLC481,642$5.08M1.2%-5.9%1.368%
11/17/20251607 Capital Partners LLC4,151,303$43.76M3.3%-2.3%11.787%
11/14/2025Lazard Asset Management LLC2,313,023$24.38M0.0%-0.3%6.567%
11/14/2025Raymond James Financial Inc.101,127$1.07M0.0%+4.0%0.287%
11/13/2025Barometer Capital Management Inc.42,500$444K0.1%-18.4%0.121%
11/10/2025Pekin Hardy Strauss Inc.197,467$2.08M0.2%+116.0%0.561%
11/6/2025Mraz Amerine & Associates Inc.155,051$1.63M0.3%+6.7%0.440%
11/6/2025Cibc World Market Inc.58,700$619K0.0%+47.9%0.167%
11/5/2025 Beam Wealth Advisors Inc.32,500$343K0.1%-3.0%0.092%
10/30/2025Hara Capital LLC128,412$1.35M0.8%-37.0%0.365%
10/29/2025 Triasima Portfolio Management inc.15,800$167K0.0%+32.8%0.045%
10/22/2025 Barry Investment Advisors LLC146,710$1.54M0.4%-2.2%0.417%
10/22/2025Blue Bell Private Wealth Management LLC73,306$773K0.1%+26.5%0.208%
10/20/2025Allspring Global Investments Holdings LLC5,487,892$57.84M0.1%+9.0%15.582%
10/15/2025 Seed Wealth Management Inc.10,400$110K0.1%-16.1%0.030%
10/9/2025 Dynamic Advisor Solutions LLC34,920$368K0.0%-51.5%0.099%
8/15/2025Raffles Associates LP138,849$1.34M1.4%-43.4%0.394%
8/15/2025Lazard Asset Management LLC2,320,298$22.37M0.0%+0.8%6.588%
8/15/2025Hara Capital LLC203,961$1.97M1.2%-37.8%0.579%
8/15/2025Bank of America Corp DE795,018$7.66M0.0%+37,758.0%2.257%
8/14/2025Karpus Management Inc.827,658$7.98M0.3%-16.8%2.350%
8/14/2025Quantedge Capital Pte Ltd36,122$348K0.3%-55.2%0.103%
8/13/2025Baird Financial Group Inc.65,663$633K0.0%-16.9%0.186%
8/8/2025City of London Investment Management Co. Ltd.4,284,932$41.31M3.8%-4.5%12.166%
8/8/2025PNC Financial Services Group Inc.6,055$58K0.0%-62.5%0.017%
8/6/2025Pekin Hardy Strauss Inc.91,399$881K0.1%+418.8%0.260%
8/5/2025Shaker Financial Services LLC97,575$941K0.3%+45.9%0.277%
7/30/2025 Mills Wealth Advisors LLC24,851$240K0.1%+9.1%0.071%
7/25/2025Allspring Global Investments Holdings LLC5,033,892$48.53M0.1%-0.7%14.293%
7/23/2025Mraz Amerine & Associates Inc.145,281$1.40M0.2%+39.0%0.412%
7/17/2025 Barry Investment Advisors LLC150,052$1.45M0.4%-0.7%0.426%
7/11/2025 SeaCrest Wealth Management LLC69,349$669K0.1%-4.6%0.197%
5/16/2025Almitas Capital LLC511,819$4.29M1.4%+2.9%1.453%
5/16/20251607 Capital Partners LLC4,568,762$38.33M3.1%-6.5%12.971%
5/15/2025Baird Financial Group Inc.79,058$663K0.0%-1.7%0.224%
5/15/2025Landscape Capital Management L.L.C.74,755$627K0.1%-30.7%0.212%
5/13/2025Kovitz Investment Group Partners LLC163,742$1.37M0.0%-1.2%0.465%
5/13/2025HighTower Advisors LLC15,170$127K0.0%-13.1%0.043%
5/12/2025Virtu Financial LLC11,262$94K0.0%N/A0.032%
5/9/2025City of London Investment Management Co. Ltd.4,486,762$37.64M4.0%-1.2%12.738%
5/5/2025Blue Bell Private Wealth Management LLC41,150$345K0.1%+4.3%0.117%
5/1/2025CWM LLC4,506$38K0.0%+275.5%0.013%
5/1/2025Barry Investment Advisors LLC151,136$1.27M0.3%-19.9%0.429%
4/30/2025Hara Capital LLC328,047$2.75M1.9%-12.9%0.931%
4/30/2025Mraz Amerine & Associates Inc.104,491$876K0.2%+2.6%0.297%
4/30/2025Pekin Hardy Strauss Inc.17,619$148K0.0%+9.3%0.050%
4/24/2025Allspring Global Investments Holdings LLC5,069,602$42.53M0.1%-3.2%14.392%
3/14/2025Hara Capital LLC376,463$2.89M1.8%-0.4%1.069%
2/17/2025Saba Capital Management L.P.1,034,195$7.93M0.2%+222.0%2.936%
2/17/2025Quantedge Capital Pte Ltd88,350$678K0.2%+137.5%0.251%
2/17/2025Lazard Asset Management LLC2,222,950$17.05M0.0%-1.1%6.312%
2/17/2025Ionic Capital Management LLC56,681$435K0.0%N/A0.161%
2/17/2025Baird Financial Group Inc.80,421$617K0.0%-7.2%0.228%
2/17/2025Bank of America Corp DE5,138$39K0.0%+144.7%0.015%
2/14/2025Raffles Associates LP248,168$1.90M2.1%+10.8%0.705%
2/14/2025Boothbay Fund Management LLC51,595$396K0.0%+88.3%0.146%
2/14/2025Kovitz Investment Group Partners LLC165,792$1.27M0.0%-0.8%0.471%
2/14/2025Shaker Financial Services LLC66,876$513K0.2%-11.6%0.190%
2/13/20251607 Capital Partners LLC4,886,335$37.48M3.0%-5.3%13.874%
2/13/2025Raymond James Financial Inc.94,439$724K0.0%N/A0.268%
2/12/2025Landscape Capital Management L.L.C.107,849$827K0.1%-22.9%0.306%
2/12/2025RPO LLC100,852$774K0.7%+32.1%0.286%
2/12/2025DKM Wealth Management Inc.34,001$261K0.2%N/A0.097%
2/12/2025Nomura Asset Management Co. Ltd.58,257$447K0.0%+4.0%0.165%
2/7/2025HighTower Advisors LLC17,465$134K0.0%-22.3%0.050%
2/7/2025Independent Advisor Alliance39,150$300K0.0%N/A0.111%
2/7/2025Beam Wealth Advisors Inc.34,000$261K0.1%-11.5%0.097%
2/7/2025Blue Bell Private Wealth Management LLC39,450$303K0.1%+340.2%0.112%
2/6/2025Raymond James Financial Inc.94,439$724K0.0%N/A0.268%


JOF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of JOF shares?

During the previous two years, 56 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($60.89M), 1607 Capital Partners LLC ($44.22M), Lazard Asset Management LLC ($38.46M), City of London Investment Management Co. Ltd. ($37.10M), Saba Capital Management L.P. ($18.09M), Bank of America Corp DE ($8.35M), and Karpus Management Inc. ($7.98M).Learn more on Japan Smaller Capitalization Fund's institutional investors.

Which institutional investors have been buying Japan Smaller Capitalization Fund's stock?

Of the 45 institutional investors that purchased Japan Smaller Capitalization Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Lazard Asset Management LLC ($1.18M), Bank of America Corp DE ($795.96K), Saba Capital Management L.P. ($713.03K), Allspring Global Investments Holdings LLC ($461.97K), City of London Investment Management Co. Ltd. ($402.18K), Matisse Capital ($261.51K), and Pekin Hardy Strauss Inc. ($192.88K).

How much institutional buying is happening at Japan Smaller Capitalization Fund?

Institutional investors have bought a total of 3,346,095 shares in the last 24 months. This purchase volume represents approximately $35.18M in transactions.

Which of Japan Smaller Capitalization Fund's major shareholders have been selling company stock?

Of the 26 institutional investors that sold Japan Smaller Capitalization Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: City of London Investment Management Co. Ltd. ($1.02M), Saba Capital Management L.P. ($644.05K), 1607 Capital Partners LLC ($575.69K), Hara Capital LLC ($215.03K), Karpus Management Inc. ($166.94K), Raffles Associates LP ($114.35K), and Almitas Capital LLC ($75.83K).

How much institutional selling is happening at Japan Smaller Capitalization Fund?

Institutional investors have sold a total of 3,094,121 shares in the last 24 months. This volume of shares sold represents approximately $31.58M in transactions.


Related Companies

This page (NYSE:JOF) was last updated on 5/5/2026 by MarketBeat.com Staff.
From Our Partners
Iran's New Leader Just Said Something That Should Terrify Every American
Iran's Supreme Leader has declared the Strait of Hormuz closed as leverage against the U.S. - and with 40% of ...
American Alternative | Sponsoredtc pixel
Your book attached
Your Download Link (Expiring) If you still haven't downloaded the free Simple Options Trading For Beginners...
Profits Run | Sponsoredtc pixel
My feud with Zohran Mamdani
Emmy-winning analyst releases his next big story Whitney Tilson shocked the nation on 60 Minutes when he ac...
Stansberry Research | Sponsoredtc pixel
The $1.75T "Backdoor" ticker (NOT Starlink)
When the SpaceX IPO launches, most investors will already be too late. The real opportunity isn't the IPO itse...
Behind the Markets | Sponsoredtc pixel
Sell 99% of Your Stocks, Do THIS Instead…
Millionaire Trader Exposes: "The Single Stock Income Plan" With over 6,000 stocks on the market to choose ...
The Oxford Club | Sponsoredtc pixel
Trade this between 9:30 and 10:45 am EST
The first 75 minutes of the trading day may be the most overlooked window for consistent opportunities.If you ...
Base Camp Trading | Sponsoredtc pixel
Iran War Shock: What I Was Told In That Private Meeting
You’re Being LIED To About The Iran War Forget EVERYTHING you’ve heard about the Iran war. Especially th...
Banyan Hill Publishing | Sponsoredtc pixel
Elon Unveils AI Passive Income Stream for Millions of Americans
During Tesla's last earnings call, Elon Musk outlined a new AI-driven approach he says could generate $30,000-...
InvestorPlace | Sponsoredtc pixel