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Japan Smaller Capitalization Fund (JOF) Institutional Ownership

Japan Smaller Capitalization Fund logo
$11.68 0.00 (0.00%)
Closing price 07/2/2026 03:58 PM Eastern
Extended Trading
$11.62 -0.05 (-0.47%)
As of 07/2/2026 06:32 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Japan Smaller Capitalization Fund (NYSE:JOF)

Number of
Institutional Buyers
(last 12 months)
23
Total
Institutional Inflows
(last 12 months)
$35.85M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$36.15M
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JOF Institutional Buying and Selling by Quarter

Japan Smaller Capitalization Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/1/2026 Noble Wealth Management PBC4,500$53K0.0%-90.9%0.016%
5/19/2026Western Wealth Management LLC4,627$50K0.0%N/A0.016%
5/19/2026Bank of America Corp DE443,293$4.83M0.0%-22.1%1.565%
5/16/2026Quantinno Capital Management LP35,286$385K0.0%N/A0.125%
5/16/2026Saba Capital Management L.P.1,601,806$17.46M0.5%-1.9%5.654%
5/16/2026Lazard Asset Management LLC3,500,613$38.16M0.1%+0.9%12.357%
5/12/2026Quantedge Capital Pte Ltd12,022$131K0.1%N/A0.042%
5/8/2026Bulldog Investors LLP104,181$1.14M0.3%-52.1%0.368%
5/6/2026Allspring Global Investments Holdings LLC5,075,569$55.32M0.1%-7.6%17.916%
5/1/2026Altium Capital Management LLC150,412$1.64M3.9%+278.2%0.531%
4/30/2026Beam Wealth Advisors Inc.24,500$267K0.1%-19.7%0.086%
2/18/2026Saba Capital Management L.P.1,632,530$18.09M0.5%-28.3%4.635%
2/18/2026Evolve Private Wealth LLC57,890$641K0.0%N/A0.164%
2/18/20261607 Capital Partners LLC3,990,675$44.22M3.0%-3.9%11.331%
2/17/2026Almitas Capital LLC435,985$4.83M1.1%-9.5%1.238%
2/17/2026Lazard Asset Management LLC3,470,865$38.46M0.1%+50.1%9.855%
2/17/2026Raffles Associates LP139,462$1.55M1.2%-5.3%0.396%
2/16/2026Bard Associates Inc.39,292$435K0.1%-17.7%0.112%
2/12/2026Colonial Trust Advisors9,399$104K0.0%N/A0.027%
2/11/2026LPL Financial LLC57,879$641K0.0%N/A0.164%
2/10/2026Cibc World Market Inc.80,398$891K0.0%+37.0%0.228%
2/9/2026Barry Investment Advisors LLC115,120$1.28M0.3%-21.5%0.327%
2/9/2026Blue Bell Private Wealth Management LLC85,070$943K0.1%+16.0%0.242%
2/6/2026Mraz Amerine & Associates Inc.174,710$1.94M0.3%+12.7%0.496%
2/6/2026Altium Capital Management LLC39,775$441K1.7%N/A0.113%
2/4/2026Beam Wealth Advisors Inc.30,500$338K0.1%-6.2%0.087%
2/3/2026International Assets Investment Management LLC3,900$43K0.0%N/A0.011%
2/2/2026Triasima Portfolio Management inc.21,800$242K0.0%+38.0%0.062%
1/30/2026Pekin Hardy Strauss Inc.205,920$2.28M0.2%+4.3%0.585%
1/26/2026Shaker Financial Services LLC93,681$1.04M0.3%-4.0%0.266%
1/26/2026Spectrum Asset Management Inc. NB CA47,055$521K0.2%N/A0.134%
1/15/2026Hara Capital LLC113,014$1.25M0.7%-12.0%0.321%
1/15/2026Allspring Global Investments Holdings LLC5,495,862$60.89M0.1%+0.1%15.603%
1/12/2026Sax Wealth Advisors LLC27,225$302K0.0%N/A0.077%
1/5/2026 Noble Wealth Management PBC47,378$525K0.3%-11.0%0.135%
11/21/2025CIBC Bancorp USA Inc.20,367$215K0.0%N/A0.058%
11/17/2025Susquehanna International Group LLP10,107$107K0.0%-55.7%0.029%
11/17/2025City of London Investment Management Co. Ltd.3,520,068$37.10M2.7%-17.9%9.995%
11/17/2025Bulldog Investors LLP217,948$2.30M0.5%+184.4%0.619%
11/17/2025Bank of America Corp DE792,100$8.35M0.0%-0.4%2.249%
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11/17/2025Almitas Capital LLC481,642$5.08M1.2%-5.9%1.368%
11/17/20251607 Capital Partners LLC4,151,303$43.76M3.3%-2.3%11.787%
11/14/2025Lazard Asset Management LLC2,313,023$24.38M0.0%-0.3%6.567%
11/14/2025Raymond James Financial Inc.101,127$1.07M0.0%+4.0%0.287%
11/13/2025Barometer Capital Management Inc.42,500$444K0.1%-18.4%0.121%
11/10/2025Pekin Hardy Strauss Inc.197,467$2.08M0.2%+116.0%0.561%
11/6/2025Mraz Amerine & Associates Inc.155,051$1.63M0.3%+6.7%0.440%
11/6/2025Cibc World Market Inc.58,700$619K0.0%+47.9%0.167%
11/5/2025Beam Wealth Advisors Inc.32,500$343K0.1%-3.0%0.092%
10/30/2025Hara Capital LLC128,412$1.35M0.8%-37.0%0.365%
10/29/2025Triasima Portfolio Management inc.15,800$167K0.0%+32.8%0.045%
10/22/2025Barry Investment Advisors LLC146,710$1.54M0.4%-2.2%0.417%
10/22/2025Blue Bell Private Wealth Management LLC73,306$773K0.1%+26.5%0.208%
10/20/2025Allspring Global Investments Holdings LLC5,487,892$57.84M0.1%+9.0%15.582%
10/15/2025Seed Wealth Management Inc.10,400$110K0.1%-16.1%0.030%
10/9/2025Dynamic Advisor Solutions LLC34,920$368K0.0%-51.5%0.099%
8/15/2025Raffles Associates LP138,849$1.34M1.4%-43.4%0.394%
8/15/2025Lazard Asset Management LLC2,320,298$22.37M0.0%+0.8%6.588%
8/15/2025Hara Capital LLC203,961$1.97M1.2%-37.8%0.579%
8/15/2025Bank of America Corp DE795,018$7.66M0.0%+37,758.0%2.257%
8/14/2025Karpus Management Inc.827,658$7.98M0.3%-16.8%2.350%
8/14/2025Quantedge Capital Pte Ltd36,122$348K0.3%-55.2%0.103%
8/13/2025Baird Financial Group Inc.65,663$633K0.0%-16.9%0.186%
8/8/2025City of London Investment Management Co. Ltd.4,284,932$41.31M3.8%-4.5%12.166%
8/8/2025PNC Financial Services Group Inc.6,055$58K0.0%-62.5%0.017%
8/6/2025Pekin Hardy Strauss Inc.91,399$881K0.1%+418.8%0.260%
8/5/2025Shaker Financial Services LLC97,575$941K0.3%+45.9%0.277%
7/30/2025Mills Wealth Advisors LLC24,851$240K0.1%+9.1%0.071%
7/25/2025Allspring Global Investments Holdings LLC5,033,892$48.53M0.1%-0.7%14.293%
7/23/2025Mraz Amerine & Associates Inc.145,281$1.40M0.2%+39.0%0.412%
7/17/2025Barry Investment Advisors LLC150,052$1.45M0.4%-0.7%0.426%
7/11/2025SeaCrest Wealth Management LLC69,349$669K0.1%-4.6%0.197%
5/16/2025Almitas Capital LLC511,819$4.29M1.4%+2.9%1.453%
5/16/20251607 Capital Partners LLC4,568,762$38.33M3.1%-6.5%12.971%
5/15/2025Baird Financial Group Inc.79,058$663K0.0%-1.7%0.224%
5/15/2025Landscape Capital Management L.L.C.74,755$627K0.1%-30.7%0.212%
5/13/2025Kovitz Investment Group Partners LLC163,742$1.37M0.0%-1.2%0.465%
5/13/2025HighTower Advisors LLC15,170$127K0.0%-13.1%0.043%
5/12/2025Virtu Financial LLC11,262$94K0.0%N/A0.032%
5/9/2025City of London Investment Management Co. Ltd.4,486,762$37.64M4.0%-1.2%12.738%
5/5/2025Blue Bell Private Wealth Management LLC41,150$345K0.1%+4.3%0.117%
5/1/2025CWM LLC4,506$38K0.0%+275.5%0.013%
5/1/2025Barry Investment Advisors LLC151,136$1.27M0.3%-19.9%0.429%
4/30/2025Hara Capital LLC328,047$2.75M1.9%-12.9%0.931%
4/30/2025Mraz Amerine & Associates Inc.104,491$876K0.2%+2.6%0.297%
4/30/2025Pekin Hardy Strauss Inc.17,619$148K0.0%+9.3%0.050%
4/24/2025Allspring Global Investments Holdings LLC5,069,602$42.53M0.1%-3.2%14.392%
3/14/2025Hara Capital LLC376,463$2.89M1.8%-0.4%1.069%
2/17/2025Saba Capital Management L.P.1,034,195$7.93M0.2%+222.0%2.936%
2/17/2025Quantedge Capital Pte Ltd88,350$678K0.2%+137.5%0.251%
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2/17/2025Lazard Asset Management LLC2,222,950$17.05M0.0%-1.1%6.312%
2/17/2025Ionic Capital Management LLC56,681$435K0.0%N/A0.161%
2/17/2025Baird Financial Group Inc.80,421$617K0.0%-7.2%0.228%
2/17/2025Bank of America Corp DE5,138$39K0.0%+144.7%0.015%
2/14/2025Raffles Associates LP248,168$1.90M2.1%+10.8%0.705%
2/14/2025Boothbay Fund Management LLC51,595$396K0.0%+88.3%0.146%
2/14/2025Kovitz Investment Group Partners LLC165,792$1.27M0.0%-0.8%0.471%
2/14/2025Shaker Financial Services LLC66,876$513K0.2%-11.6%0.190%
2/13/20251607 Capital Partners LLC4,886,335$37.48M3.0%-5.3%13.874%
2/13/2025Raymond James Financial Inc.94,439$724K0.0%N/A0.268%


JOF Institutional Ownership - Frequently Asked Questions

During the previous two years, 58 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($55.32M), 1607 Capital Partners LLC ($44.22M), Lazard Asset Management LLC ($38.16M), City of London Investment Management Co. Ltd. ($37.10M), Saba Capital Management L.P. ($17.46M), Karpus Management Inc. ($7.98M), and Bank of America Corp DE ($4.83M).Learn more on Japan Smaller Capitalization Fund's institutional investors.

Of the 46 institutional investors that purchased Japan Smaller Capitalization Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Lazard Asset Management LLC ($1.21M), Bank of America Corp DE ($795.96K), Saba Capital Management L.P. ($713.03K), Allspring Global Investments Holdings LLC ($461.97K), City of London Investment Management Co. Ltd. ($395.29K), Matisse Capital ($261.51K), and Pekin Hardy Strauss Inc. ($192.88K).

Institutional investors have bought a total of 3,402,168 shares in the last 24 months. This purchase volume represents approximately $35.85M in transactions.

Of the 24 institutional investors that sold Japan Smaller Capitalization Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: City of London Investment Management Co. Ltd. ($966.69K), Saba Capital Management L.P. ($674.78K), Allspring Global Investments Holdings LLC ($456.00K), 1607 Capital Partners LLC ($258.12K), Hara Capital LLC ($215.03K), Karpus Management Inc. ($166.94K), and Bank of America Corp DE ($128.84K).

Institutional investors have sold a total of 3,418,205 shares in the last 24 months. This volume of shares sold represents approximately $36.15M in transactions.


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This page (NYSE:JOF) was last updated on 7/5/2026 by MarketBeat.com Staff.
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