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S&P 500   4,337.44
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2 Stocks to Benefit from the Aging Population
How is This "Hidden Gem" Thriving in a Turbulent Market? (Ad)
2 Must-Have Silicon Companies That Don't Make Microchips
Small Caps That Have Priced In A Hard Landing For Big Upside
Gold Could Be Heading for Record Highs - But How to Play It? (Ad)
Alcoa, Krispy Kreme fall; Williams-Sonoma, Ford rise, Monday, 9/25/2023
Interest rates will stay high 'as long as necessary,' the European Central Bank's leader says
Gold Could Be Heading for Record Highs - But How to Play It? (Ad)
3 Reasons Unity Software Is Ready to Rally 38%
Is Hanes Worth More than the Sum of Its Parts?
S&P 500   4,337.44
DOW   34,006.88
QQQ   359.61
2 Stocks to Benefit from the Aging Population
How is This "Hidden Gem" Thriving in a Turbulent Market? (Ad)
2 Must-Have Silicon Companies That Don't Make Microchips
Small Caps That Have Priced In A Hard Landing For Big Upside
Gold Could Be Heading for Record Highs - But How to Play It? (Ad)
Alcoa, Krispy Kreme fall; Williams-Sonoma, Ford rise, Monday, 9/25/2023
Interest rates will stay high 'as long as necessary,' the European Central Bank's leader says
Gold Could Be Heading for Record Highs - But How to Play It? (Ad)
3 Reasons Unity Software Is Ready to Rally 38%
Is Hanes Worth More than the Sum of Its Parts?
S&P 500   4,337.44
DOW   34,006.88
QQQ   359.61
2 Stocks to Benefit from the Aging Population
How is This "Hidden Gem" Thriving in a Turbulent Market? (Ad)
2 Must-Have Silicon Companies That Don't Make Microchips
Small Caps That Have Priced In A Hard Landing For Big Upside
Gold Could Be Heading for Record Highs - But How to Play It? (Ad)
Alcoa, Krispy Kreme fall; Williams-Sonoma, Ford rise, Monday, 9/25/2023
Interest rates will stay high 'as long as necessary,' the European Central Bank's leader says
Gold Could Be Heading for Record Highs - But How to Play It? (Ad)
3 Reasons Unity Software Is Ready to Rally 38%
Is Hanes Worth More than the Sum of Its Parts?
NASDAQ:OXLC

Oxford Lane Capital (OXLC) Institutional Ownership

$4.97
+0.01 (+0.20%)
(As of 09/25/2023 ET)
Compare
Today's Range
$4.94
$5.00
50-Day Range
$4.90
$5.65
52-Week Range
$4.76
$6.27
Volume
2.09 million shs
Average Volume
1.38 million shs
Market Capitalization
$777.31 million
P/E Ratio
4.21
Dividend Yield
19.32%
Price Target
$6.00

Institutional Ownership Changes (13F Filings) for Oxford Lane Capital (NASDAQ:OXLC)

Current
Institutional Ownership
Percentage
6.49%
Number of
Institutional Buyers
(last 12 months)
67
Total
Institutional Inflows
(last 12 months)
$21.82 M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$12.22 M
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Skip Chart & View Institutional Buying and Selling Data

OXLC Institutional Buying and Selling by Quarter


Oxford Lane Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/24/2023Arlington Capital Management Inc.72,470$0.35M0.3%N/A0.046%
8/21/2023Osaic Holdings Inc.432,416$2.10M0.0%+24.5%0.276%
8/16/2023Thomas J. Herzfeld Advisors Inc.1,417,117$6.86M2.7%-47.7%0.906%
8/15/2023Wells Fargo & Company MN105,851$0.51M0.0%+193.0%0.068%
8/15/2023XTX Topco Ltd42,043$0.20M0.0%N/A0.027%
8/15/2023Belpointe Asset Management LLC10,681$52K0.0%-19.8%0.007%
8/11/2023Kestra Advisory Services LLC100,062$0.48M0.0%+71.0%0.064%
8/11/2023Penserra Capital Management LLC2,496,920$12.09M0.2%+6.6%1.596%
8/10/2023Osaic Holdings Inc.432,416$2.10M0.0%+24.5%0.276%
8/10/2023Commonwealth Equity Services LLC352,003$1.70M0.0%+6.3%0.225%
8/10/2023Private Advisor Group LLC91,666$0.44M0.0%+7.3%0.059%
8/10/2023Cetera Investment Advisers11,840$57K0.0%N/A0.008%
8/9/2023Coastal Investment Advisors Inc.61,835$0.30M0.1%N/A0.040%
8/9/2023Essex Financial Services Inc.15,000$73K0.0%+25.0%0.010%
8/8/2023Geneos Wealth Management Inc.113,600$0.55M0.0%+24.8%0.073%
8/8/2023L.M. Kohn & Company13,910$67K0.0%N/A0.009%
8/8/2023Vantage Financial Partners LLC14,184$69K0.0%N/A0.009%
8/8/2023Prospera Financial Services Inc37,548$0.18M0.0%+86.3%0.024%
8/4/2023Envestnet Asset Management Inc.320,994$1.55M0.0%-46.8%0.205%
8/4/2023Cullen Frost Bankers Inc.10,000$48K0.0%N/A0.006%
8/4/2023Delphi Financial Group Inc.499,421$2.42M1.2%+324.4%0.319%
8/3/2023Samalin Investment Counsel LLC79,774$0.39M0.2%+33.4%0.051%
8/3/2023BI Asset Management Fondsmaeglerselskab A S45,826$0.22M0.0%+34.1%0.029%
8/2/2023Sigma Planning Corp72,905$0.35M0.0%-2.8%0.047%
8/1/2023Signaturefd LLC40,000$0.19M0.0%N/A0.026%
8/1/2023BDO Wealth Advisors LLC125,482$0.61M0.1%+980.0%0.080%
7/31/2023LPL Financial LLC491,223$2.38M0.0%+2.0%0.314%
7/27/2023B. Riley Wealth Advisors Inc.65,571$0.32M0.0%-2.9%0.042%
7/25/2023Raymond James & Associates138,325$0.67M0.0%-8.3%0.088%
7/24/2023Fermata Advisors LLC25,647$0.12M0.1%N/A0.016%
7/21/2023Kovack Advisors Inc.12,938$63K0.0%-13.4%0.008%
7/13/2023Prairie Sky Financial Group LLC10,000$48K0.0%N/A0.006%
5/22/2023Arete Wealth Advisors LLC14,925$78K0.0%N/A0.010%
5/17/2023Rockefeller Capital Management L.P.51,580$0.27M0.0%+8.9%0.033%
5/17/2023Sunbelt Securities Inc.5,938$31K0.0%N/A0.004%
5/16/2023Thomas J. Herzfeld Advisors Inc.2,709,234$14.17M5.3%+2.5%1.732%
5/16/2023Susquehanna International Group LLP61,615$0.32M0.0%+277.7%0.039%
5/16/2023Jane Street Group LLC32,650$0.17M0.0%+68.5%0.021%
5/16/2023Squarepoint Ops LLC28,322$0.15M0.0%+43.4%0.018%
5/15/2023Nomura Holdings Inc.15,000$78K0.0%N/A0.010%
5/15/2023Two Sigma Securities LLC19,763$0.10M0.0%N/A0.013%
5/12/2023Prospera Financial Services Inc20,153$0.11M0.0%+15.6%0.013%
5/12/2023Bank of America Corp DE56,609$0.30M0.0%-42.3%0.036%
5/12/2023UBS Group AG20,062$0.11M0.0%-18.1%0.013%
5/12/2023BI Asset Management Fondsmaeglerselskab A S34,170$0.18M0.0%+13.6%0.022%
5/11/2023Cambridge Investment Research Advisors Inc.33,116$0.17M0.0%-38.3%0.021%
5/11/2023Envestnet Asset Management Inc.603,227$3.16M0.0%-10.3%0.386%
5/11/2023Commonwealth Equity Services LLC331,053$1.73M0.0%-5.3%0.212%
5/10/2023Private Advisor Group LLC85,432$0.45M0.0%N/A0.055%
5/10/2023LPL Financial LLC481,789$2.52M0.0%+24.2%0.308%
5/9/2023Tower Research Capital LLC TRC 9,143$48K0.0%+914,200.0%0.006%
5/9/2023Wedbush Securities Inc.293,647$1.54M0.1%-2.9%0.188%
5/9/2023Samalin Investment Counsel LLC59,801$0.31M0.2%+121.2%0.038%
5/8/2023Ground Swell Capital LLC10,480$55K0.1%N/A0.007%
5/8/2023Sigma Planning Corp74,967$0.39M0.0%+93.6%0.048%
5/5/2023Delphi Financial Group Inc.117,678$0.62M0.3%-68.7%0.075%
5/3/2023CFO4Life Group LLC16,027$84K0.0%N/A0.010%
5/1/2023Sheaff Brock Investment Advisors LLC61,000$0.32M0.0%N/A0.039%
5/1/2023Arete Wealth Advisors LLC14,925$78.06B0.0%N/A0.010%
4/25/2023Geneos Wealth Management Inc.91,000$0.48M0.0%+28.2%0.058%
4/25/2023D.A. Davidson & CO.21,263$0.11M0.0%+15.5%0.014%
4/24/2023Penserra Capital Management LLC2,341,274$12.24M0.3%+22.5%1.497%
4/21/2023Kovack Advisors Inc.14,938$78K0.0%N/A0.010%
4/17/2023All Season Financial Advisors Inc.33,127$0.17M0.2%N/A0.021%
4/14/2023AE Wealth Management LLC60,033$0.31M0.0%+29.7%0.038%
4/14/2023Raymond James Financial Services Advisors Inc.10,811$57K0.0%N/A0.007%
4/14/2023Raymond James & Associates150,768$0.79M0.0%+11.3%0.096%
4/12/2023Naviter Wealth LLC36,933$0.19M0.1%+180.2%0.024%
4/11/2023Sage Capital Advisors llc66,109$0.35M0.1%+10.8%0.042%
4/6/2023Wiley BROS. Aintree Capital LLC252,082$1.32M0.6%-17.3%0.161%
2/24/2023Natixis6,157$31K0.0%-64.0%0.004%
2/24/2023Bridgewealth Advisory Group LLC53,627$0.27M0.5%N/A0.034%
2/15/2023Jane Street Group LLC19,377$98K0.0%N/A0.012%
2/15/2023Squarepoint Ops LLC19,757$100K0.0%N/A0.013%
2/15/2023Millennium Management LLC18,781$95K0.0%+55.9%0.012%
2/15/2023Money Concepts Capital Corp6,621$34K0.0%N/A0.004%
2/15/2023Morgan Stanley569,409$2.89M0.0%-0.4%0.364%
2/14/2023Susquehanna International Group LLP16,314$83K0.0%N/A0.010%
2/14/2023Cetera Advisor Networks LLC10,471$53K0.0%N/A0.007%
2/14/2023Penserra Capital Management LLC1,910,926$9.69M0.2%+9.9%1.222%
2/13/2023Baird Financial Group Inc.36,633$0.19M0.0%N/A0.023%
2/13/2023Wells Fargo & Company MN25,082$0.13M0.0%+12.7%0.016%
2/13/2023BI Asset Management Fondsmaeglerselskab A S30,079$0.15M0.0%N/A0.019%
2/10/2023Bank of America Corp DE98,088$0.50M0.0%+5.4%0.063%
2/10/2023Samalin Investment Counsel LLC27,036$0.14M0.1%-34.1%0.017%
2/10/2023Bard Associates Inc.69,244$0.35M0.2%-7.4%0.044%
2/10/2023CoreCap Advisors LLC8,908$45K0.0%N/A0.006%
2/10/2023Advisor Group Holdings Inc.378,893$1.92M0.0%-8.0%0.242%
2/8/2023Raymond James & Associates135,470$0.69M0.0%+20.2%0.087%
2/8/2023Belpointe Asset Management LLC11,902$60K0.0%N/A0.008%
2/8/2023Cambridge Investment Research Advisors Inc.53,663$0.27M0.0%+59.8%0.034%
2/7/2023Commonwealth Equity Services LLC349,673$1.77M0.0%+7.8%0.224%
2/7/2023LPL Financial LLC387,764$1.97M0.0%-4.8%0.248%
2/7/2023Envestnet Asset Management Inc.672,143$3.41M0.0%+1,575.9%0.430%
2/3/2023D.A. Davidson & CO.18,412$93K0.0%N/A0.012%
1/31/2023Kestra Advisory Services LLC52,608$0.27M0.0%+9.9%0.034%
1/31/2023AE Wealth Management LLC46,273$0.24M0.0%+329.2%0.030%
1/31/2023Naviter Wealth LLC13,181$77K0.0%N/A0.008%
1/31/2023Geneos Wealth Management Inc.71,000$0.36M0.0%+36.5%0.045%
1/24/2023Sigma Planning Corp38,719$0.20M0.0%+37.4%0.025%
(Data available from 1/1/2016 forward)













OXLC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of OXLC shares?

During the previous two years, 106 institutional investors and hedge funds held shares of Oxford Lane Capital. The most heavily invested institutionals were Penserra Capital Management LLC ($12.09M), Thomas J. Herzfeld Advisors Inc. ($6.86M), Morgan Stanley ($2.89M), Delphi Financial Group Inc. ($2.42M), LPL Financial LLC ($2.38M), Osaic Holdings Inc. ($2.10M), and Advisor Group Holdings Inc. ($1.92M).Learn more on OXLC's institutional investors.

What percentage of Oxford Lane Capital stock is owned by institutional investors?

6.49% of Oxford Lane Capital stock is owned by institutional investors. Learn more on OXLC's institutional investor holdings.

Which institutional investors have been buying Oxford Lane Capital stock?

Of the 97 institutional investors that purchased Oxford Lane Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($2.98M), Envestnet Asset Management Inc. ($0.67M), Delphi Financial Group Inc. ($0.58M), Anfield Capital Management LLC ($0.25M), Wedbush Securities Inc. ($0.23M), Osaic Holdings Inc. ($0.17M), and Private Advisor Group LLC ($0.16M).

How much institutional buying is happening at Oxford Lane Capital?

Institutional investors have bought a total of 8,781,988 shares in the last 24 months. This purchase volume represents approximately $53.80M in transactions.

Which Oxford Lane Capital major shareholders have been selling company stock?

Of the 35 institutional investors that sold Oxford Lane Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Thomas J. Herzfeld Advisors Inc. ($1.39M), Penserra Capital Management LLC ($0.46M), Envestnet Asset Management Inc. ($0.43M), Delphi Financial Group Inc. ($0.42M), Cambridge Investment Research Advisors Inc. ($0.13M), Virtus ETF Advisers LLC ($0.10M), and Kestra Private Wealth Services LLC ($56.23K).

How much institutional selling is happening at Oxford Lane Capital?

Institutional investors have sold a total of 3,475,134 shares in the last 24 months. This volume of shares sold represents approximately $19.35M in transactions.


This page (NASDAQ:OXLC) was last updated on 9/26/2023 by MarketBeat.com Staff

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