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Pimco Corporate & Income Opportunity Fund (PTY) Institutional Ownership

Pimco Corporate & Income Opportunity Fund logo
$10.96 +0.03 (+0.23%)
Closing price 10/9/2026 03:58 PM Eastern
Extended Trading
$10.99 +0.02 (+0.22%)
As of 10/9/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Pimco Corporate & Income Opportunity Fund (NYSE:PTY)

Current
Institutional Ownership
Percentage
10.25%
Number of
Institutional Buyers
(last 12 months)
145
Total
Institutional Inflows
(last 12 months)
$166.15M
Number of
Institutional Sellers
(last 12 months)
68
Total
Institutional Outflows
(last 12 months)
$40.49M
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PTY Institutional Buying and Selling by Quarter

Pimco Corporate & Income Opportunity Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/10/2026Taylor & Morgan Wealth Management LLC20,184$222K0.1%-17.1%0.009%
10/9/2026Williams & Novak Wealth Management LLC29,700$327K0.2%N/A0.013%
10/9/2026Integrated Capital Management Inc.21,299$235K0.2%N/A0.010%
10/9/2026First Heartland Consultants Inc.106,987$1.18M0.1%+7.6%0.048%
10/8/2026Farther Finance Advisors LLC14,119$155K0.0%-13.9%0.006%
10/7/2026Elm3 Financial Group LLC35,248$388K0.3%-75.0%0.016%
10/1/2026 Noble Wealth Management PBC363,339$4M1.8%+9.1%0.164%
9/9/2026AG Asset Advisory LLC164,641$1.98M1.6%+8.0%0.078%
9/9/2026Integrated Wealth Concepts LLC13,329$160K0.0%N/A0.006%
9/9/2026NewEdge Advisors LLC82,561$993K0.0%-3.6%0.039%
9/8/2026Allworth Financial LP12,026$145K0.0%-20.5%0.006%
8/27/2026Corient Private Wealth LP14,148$170K0.0%N/A0.007%
8/26/2026HighTower Advisors LLC127,516$1.53M0.0%+84.5%0.060%
8/23/2026Ameritas Advisory Services LLC6,206$75K0.0%N/A0.003%
8/22/2026Advisory Solutions Group LLC25,937$312K0.1%N/A0.012%
8/22/2026Compass Financial Management LLC12,075$145K0.0%N/A0.006%
8/22/2026NWF Advisory Services Inc.41,334$497K0.0%+4.9%0.019%
8/21/2026Continuum Advisory LLC3,072$37K0.0%N/A0.001%
8/21/2026XML Financial LLC1,754,583$21.11M1.5%+10.3%0.827%
8/21/2026Triumph Capital Management61,606$741K0.1%-8.3%0.029%
8/20/2026Nwam LLC48,393$582K0.0%+10.4%0.023%
8/20/2026Susquehanna International Group LLP51,645$621K0.0%-15.7%0.024%
8/20/2026Rivernorth Capital Management LLC242,427$2.92M0.1%-15.3%0.114%
8/20/2026Sigma Planning Corp55,341$666K0.0%+29.3%0.026%
8/20/2026Two Sigma Securities LLC13,848$167K0.0%+22.1%0.007%
8/20/2026Northwestern Mutual Wealth Management Co.2,723,452$32.76M0.0%+0.2%1.283%
8/20/2026Wedbush Securities Inc.13,582$163K0.0%-9.5%0.006%
8/19/2026Kingsview Wealth Management LLC14,029$169K0.0%N/A0.007%
8/18/2026Beacon Pointe Advisors LLC25,127$302K0.0%N/A0.012%
8/18/2026United Capital Financial Advisors LLC11,847$143K0.0%N/A0.006%
8/18/2026Equitable Holdings Inc.553,112$6.65M0.0%N/A0.261%
8/18/2026Centaurus Financial Inc.25,335$305K0.0%N/A0.012%
8/17/2026Corient Private Wealth LP15,471$186K0.0%N/A0.007%
8/17/2026Ausdal Financial Partners Inc.125,274$1.51M0.1%N/A0.059%
8/17/2026Bank of America Corp DE336,236$4.05M0.0%N/A0.158%
8/13/2026Sanctuary Advisors LLC69,379$835K0.0%N/A0.033%
8/12/2026Northwestern Mutual Wealth Management Co.2,723,452$32.76M0.0%N/A1.283%
8/12/2026Madison Wealth Partners Inc14,622$176K0.0%N/A0.007%
8/11/2026Patron Partners LLC21,480$258K0.1%N/A0.010%
8/11/2026Allworth Financial LP12,026$145K0.0%N/A0.006%
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8/10/2026Diversify Advisory Services LLC43,237$505K0.0%N/A0.020%
8/7/2026Argyle Capital Partners LLC26,150$315K0.2%N/A0.012%
8/7/2026BlackRock Inc.13,160$158K0.0%N/A0.006%
8/7/2026OneDigital Investment Advisors LLC53,495$644K0.0%N/A0.025%
8/7/2026Wealth Effects LLC46,313$557K0.2%N/A0.022%
8/6/2026Global Retirement Partners LLC8,827$106K0.0%N/A0.004%
7/10/2026Accel Wealth Management448,727$5.40M1.2%-11.0%0.211%
7/8/2026First Heartland Consultants Inc.99,432$1.20M0.1%N/A0.047%
7/7/2026Dynamic Advisor Solutions LLC382,350$4.60M0.1%+9.3%0.180%
7/7/2026Avior Wealth Management LLC28,485$343K0.0%-13.9%0.013%
7/7/2026CoreCap Advisors LLC9,900$119K0.0%+1,000.0%0.005%
7/1/2026 Noble Wealth Management PBC333,049$4.01M1.8%+27.3%0.157%
6/18/2026Western Wealth Management LLC29,118$351K0.0%-4.1%0.014%
6/9/2026Rathbones Group PLC15,000$181K0.0%N/A0.007%
6/3/2026Parallel Advisors LLC4,452$54K0.0%-17.8%0.002%
6/3/2026NewEdge Advisors LLC85,670$1.03M0.0%-2.9%0.040%
5/19/2026Western Wealth Management LLC29,118$351K0.0%-4.1%0.014%
5/19/2026Bank of America Corp DE311,995$3.76M0.0%-11.3%0.147%
5/19/2026Centaurus Financial Inc.24,977$301K0.0%+8.2%0.012%
5/19/2026Arkadios Wealth Advisors45,970$554K0.0%+14.6%0.022%
5/18/2026Sunbelt Securities Inc.3,600$43K0.0%-88.8%0.002%
5/18/2026Readystate Asset Management LP70,430$849K0.0%+72.0%0.033%
5/18/2026Rivernorth Capital Management LLC286,356$3.45M0.2%-76.9%0.135%
5/18/2026Royal Bank of Canada600,310$7.24M0.0%+2.8%0.283%
5/15/2026Everest Financial Group LLC39,822$479K0.1%N/A0.019%
5/14/2026RMG Wealth Management LLC36,308$437K0.1%N/A0.017%
5/13/2026Cetera Investment Advisers1,153,947$13.92M0.0%+3.0%0.544%
5/13/2026Signature Equity Partners LLC92,171$1.11M0.6%+10.0%0.043%
5/7/2026Beta Wealth Group Inc.176,721$2.13M0.9%N/A0.083%
5/7/2026Parallel Advisors LLC4,452$54K0.0%-17.8%0.002%
5/7/2026Vision Retirement LLC115,671$1.40M0.4%+3.7%0.054%
5/6/2026Bartlett & CO. Wealth Management LLC3,442$42K0.0%-19.9%0.002%
5/6/2026Main Street Group LTD64,655$780K0.2%+50.1%0.030%
5/6/2026Independent Financial Group LLC71,444$862K0.0%N/A0.034%
5/5/2026Delta Financial Advisors LLC34,375$415K0.1%-5.4%0.016%
5/5/2026D.A. Davidson & CO.17,834$215K0.0%-16.9%0.008%
5/5/2026Sanctuary Advisors LLC65,902$795K0.0%-8.1%0.031%
5/5/2026Sigma Planning Corp42,816$516K0.0%-5.4%0.020%
5/5/2026Nwam LLC43,816$528K0.0%+3.8%0.021%
5/5/2026Fell Capital Management ADV55,950$675K0.6%-6.7%0.026%
5/4/2026NWF Advisory Services Inc.39,395$475K0.1%+10.0%0.019%
5/4/2026GHE LLC58,550$706K0.1%+5.6%0.028%
5/2/2026Diversify Wealth Management LLC45,030$549K0.0%-2.6%0.021%
5/2/2026Merrithew & Thorsten Inc1,523,119$18.37M17.3%-0.3%0.718%
5/1/2026Fifth Third Bancorp29,815$360K0.0%N/A0.014%
4/30/2026Kestra Advisory Services LLC409,373$4.94M0.0%+1.4%0.193%
4/28/2026Ascentis Independent Advisors368,364$4.44M0.3%+109.5%0.174%
4/28/2026Stephens Inc. AR11,520$139K0.0%+12.9%0.005%
4/28/2026Beacon Financial Advisory LLC14,421$174K0.0%+6.8%0.007%
4/27/2026PFG Investments LLC627,325$7.57M0.4%-0.6%0.296%
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4/27/2026Private Advisor Group LLC656,503$7.92M0.0%-16.5%0.309%
4/24/2026Wealth Care LLC23,062$278K0.2%N/A0.011%
4/22/2026Absolute Investment Advisers LLC82,639$997K0.1%N/A0.039%
4/22/2026TPG Advisors LLC15,620$188K0.1%-45.8%0.007%
4/22/2026Janney Montgomery Scott LLC71,157$858K0.0%-4.3%0.034%
4/21/2026Wealth Effects LLC46,380$559K0.2%N/A0.022%
4/21/2026GHP Investment Advisors Inc.2,650$32K0.0%N/A0.001%
4/20/2026C2C Wealth Management LLC108,985$1.31M1.1%+15.1%0.051%
4/17/2026XML Financial LLC1,591,047$19.19M1.5%-0.4%0.750%
3/17/2026Rockefeller Capital Management L.P.33,455$432K0.0%-3.5%0.018%


PTY Institutional Ownership - Frequently Asked Questions

During the previous two years, 231 institutional investors and hedge funds held shares of Pimco Corporate & Income Opportunity Fund. The most heavily invested institutionals were LPL Financial LLC ($34.27M), Northwestern Mutual Wealth Management Co. ($32.76M), XML Financial LLC ($21.11M), Merrithew & Thorsten Inc ($18.37M), Invesco Ltd. ($17.09M), Cetera Investment Advisers ($13.92M), and Raymond James Financial Inc. ($11.38M).Learn more on Pimco Corporate & Income Opportunity Fund's institutional investors.

10.25% of Pimco Corporate & Income Opportunity Fund's stock is owned by institutional investors. Learn more on PTY's institutional investor holdings.

Of the 202 institutional investors that purchased Pimco Corporate & Income Opportunity Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Northwestern Mutual Wealth Management Co. ($3.75M), Merrithew & Thorsten Inc ($1.53M), Invesco Ltd. ($1.32M), Rivernorth Capital Management LLC ($1.24M), Raymond James Financial Inc. ($855.48K), Equitable Holdings Inc. ($847.06K), and Cetera Investment Advisers ($630.14K).

Institutional investors have bought a total of 13,079,651 shares in the last 24 months. This purchase volume represents approximately $166.15M in transactions.

Of the 68 institutional investors that sold Pimco Corporate & Income Opportunity Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Rivernorth Capital Management LLC ($999.88K), Commonwealth Equity Services LLC ($436.32K), Steward Partners Investment Advisory LLC ($367.44K), Private Advisor Group LLC ($129.34K), LPL Financial LLC ($118.17K), Captrust Financial Advisors ($115.01K), and Sovran Advisors LLC ($113.89K).

Institutional investors have sold a total of 3,178,085 shares in the last 24 months. This volume of shares sold represents approximately $40.49M in transactions.


Related Companies

Institutional ownership data for NYSE:PTY is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/10/2026. New 13F filings are added each quarter as they're published.
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