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Royce Small-Cap Trust (RVT) Institutional Ownership

Royce Small-Cap Trust logo
$17.26 +0.17 (+0.97%)
Closing price 10/2/2026 03:59 PM Eastern
Extended Trading
$17.27 +0.01 (+0.08%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Royce Small-Cap Trust (NYSE:RVT)

Current
Institutional Ownership
Percentage
25.57%
Number of
Institutional Buyers
(last 12 months)
113
Total
Institutional Inflows
(last 12 months)
$200.53M
Number of
Institutional Sellers
(last 12 months)
67
Total
Institutional Outflows
(last 12 months)
$41.39M
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RVT Institutional Buying and Selling by Quarter

Royce Small-Cap Trust Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026Concorde Asset Management LLC54,600$1.01M0.6%+4.9%0.044%
9/9/2026Integrated Wealth Concepts LLC1,886$35K0.0%N/A0.002%
9/9/2026NewEdge Advisors LLC82,369$1.52M0.0%+46.8%0.066%
9/9/2026Cypress Capital Management LLC WY243,763$4.50M3.8%+12.4%0.196%
9/9/2026Baird Financial Group Inc.29,604$547K0.0%+4.5%0.024%
9/8/2026Waverly Advisors LLC53,079$980K0.0%+1.6%0.043%
8/26/2026HighTower Advisors LLC200,824$3.71M0.0%+12.9%0.162%
8/22/2026NWF Advisory Services Inc.47,762$882K0.1%-3.4%0.038%
8/21/2026Beacon Financial Advisory LLC18,219$337K0.1%-4.2%0.015%
8/21/2026Triumph Capital Management60,025$1.11M0.2%+4.8%0.048%
8/20/2026Susquehanna International Group LLP15,423$285K0.0%-37.9%0.012%
8/20/2026Rivernorth Capital Management LLC607,243$11.22M0.5%+0.9%0.489%
8/20/2026Two Sigma Securities LLC13,198$244K0.0%N/A0.011%
8/20/2026Benjamin Edwards Inc.38,628$714K0.0%-10.4%0.031%
8/20/2026Northwestern Mutual Wealth Management Co.21,090$390K0.0%+9.6%0.017%
8/20/2026Wedbush Securities Inc.29,047$537K0.0%+12.0%0.023%
8/18/2026RB Capital Management LLC171,223$3.16M0.6%N/A0.143%
8/18/2026Concorde Asset Management LLC54,600$1.01M0.6%N/A0.046%
8/18/2026Comprehensive Money Management Services LLC69,950$1.29M0.8%N/A0.058%
8/18/2026Coastal Bridge Advisors LLC10,695$198K0.0%N/A0.009%
8/18/2026Jefferies Financial Group Inc.23,263$430K0.0%N/A0.019%
8/17/2026Pingora Partners LLC3,633$67K0.0%N/A0.003%
8/17/2026Bank of America Corp DE6,054,512$111.83M0.0%N/A5.061%
8/13/2026Sanctuary Advisors LLC102,167$1.89M0.0%N/A0.085%
8/12/2026Northwestern Mutual Wealth Management Co.21,090$390K0.0%N/A0.018%
8/12/2026Evolve Private Wealth LLC108,008$2.00M0.1%N/A0.090%
8/12/2026Landscape Capital Management L.L.C.88,150$1.63M0.1%N/A0.074%
8/12/2026EP Wealth Advisors LLC33,637$621K0.0%N/A0.028%
8/11/2026Allworth Financial LP26,774$495K0.0%N/A0.022%
8/8/2026K2 Principal Fund L.P.16,503$305K0.0%N/A0.014%
8/7/2026Trust Co. of Vermont5,408$100K0.0%N/A0.005%
8/7/2026Focused Wealth Management Inc73,461$1.36M0.1%N/A0.061%
8/7/2026HBK Sorce Advisory LLC29,544$552K0.0%N/A0.025%
7/10/2026Accel Wealth Management65,508$1.21M0.3%-15.0%0.055%
7/10/2026Whitener Capital Management Inc.60,929$1.13M0.2%+14.3%0.051%
7/9/2026Bay Rivers Group53,475$988K0.3%+4.0%0.045%
7/9/2026Hennion & Walsh Asset Management Inc.177,676$3.28M0.1%+45.1%0.149%
7/8/2026Eclectic Associates Inc. ADV22,148$409K0.0%-3.5%0.019%
7/7/2026Paller Financial Services Inc303,412$5.60M4.2%-1.8%0.254%
6/3/2026NewEdge Advisors LLC56,102$931K0.0%-1.8%0.047%
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6/1/2026Concorde Asset Management LLC52,050$864K0.4%-3.8%0.044%
5/22/2026Verus Capital Partners LLC13,045$217K0.0%-33.5%0.011%
5/19/2026Western Wealth Management LLC1,657$28K0.0%N/A0.001%
5/19/2026Bank of America Corp DE5,836,337$96.88M0.0%+1.9%4.879%
5/18/2026Rivernorth Capital Management LLC601,975$9.99M0.5%+0.5%0.503%
5/18/2026Royal Bank of Canada1,624,774$26.97M0.0%+0.8%1.358%
5/16/2026Lazard Asset Management LLC612,315$10.16M0.0%-0.6%0.512%
5/14/2026Gabelli Funds LLC42,200$701K0.0%-32.6%0.035%
5/14/2026Modern Wealth Management LLC491,970$8.35M0.1%-2.3%0.411%
5/13/2026Cetera Investment Advisers294,684$4.89M0.0%+126.5%0.246%
5/13/2026First Trust Advisors LP85,992$1.43M0.0%+20.1%0.072%
5/7/2026Decker Wealth Management LLC19,547$324K0.1%N/A0.016%
5/6/2026Assetmark Inc.3,701$61K0.0%+176.4%0.003%
5/6/2026Allspring Global Investments Holdings LLC189,145$3.14M0.0%+0.5%0.158%
5/6/2026Independent Financial Group LLC18,595$309K0.0%N/A0.016%
5/5/2026D.A. Davidson & CO.234,911$3.90M0.0%-0.7%0.196%
5/5/2026Sanctuary Advisors LLC100,222$1.66M0.0%-1.8%0.084%
5/4/2026WJ Financial Advisors LLC77,025$1.28M1.0%-1.9%0.064%
5/4/2026NWF Advisory Services Inc.49,429$821K0.1%-5.2%0.041%
5/1/2026Fifth Third Bancorp71,231$1.18M0.0%N/A0.060%
4/30/2026Waterfront Wealth Inc.564,561$9.37M1.7%-12.2%0.472%
4/30/2026Kestra Advisory Services LLC118,241$1.96M0.0%+362.4%0.099%
4/28/2026Abel Hall LLC55,000$913K0.2%-2.3%0.046%
4/28/2026Paller Financial Services Inc308,877$5.13M4.2%-2.6%0.258%
4/28/2026Beacon Financial Advisory LLC19,022$316K0.1%+5.0%0.016%
4/27/2026World Investment Advisors29,776$494K0.0%+127.0%0.025%
4/27/2026Private Advisor Group LLC182,851$3.04M0.0%+0.4%0.153%
4/23/2026Comprehensive Money Management Services LLC65,470$1.09M0.7%+15.3%0.055%
4/23/2026Fairway Wealth LLC2,000$33K0.0%N/A0.002%
4/23/2026Apollon Wealth Management LLC40,688$675K0.0%-2.1%0.034%
4/22/2026Janney Montgomery Scott LLC728,481$12.09M0.0%-6.9%0.609%
4/20/2026TrueMark Investments LLC74,571$1.24M0.2%+5.4%0.062%
4/17/2026PMG Family Office LLC32,513$540K0.6%+2.1%0.027%
4/16/2026Fortem Financial Group LLC17,388$289K0.1%N/A0.015%
4/15/2026Nations Financial Group Inc. IA ADV50,219$834K0.0%+2.1%0.042%
3/13/2026World Investment Advisors13,117$211K0.0%N/A0.011%
3/3/2026NWF Advisory Services Inc.52,125$839K0.1%-7.0%0.044%
2/26/2026Alpine Global Management LLC15,506$250K0.0%N/A0.013%
2/19/2026Harbour Wealth Management Group Inc.19,389$312K0.2%N/A0.016%
2/18/2026Mercer Global Advisors Inc. ADV30,606$493K0.0%-3.3%0.026%
2/18/2026NewEdge Advisors LLC57,152$920K0.0%-8.1%0.048%
2/18/2026Saba Capital Management L.P.1,437,153$23.14M0.7%+2.3%1.201%
2/18/2026Rivernorth Capital Management LLC598,883$9.64M0.5%+0.3%0.501%
2/18/2026Intrepid Family Office LLC103,360$1.66M1.4%+19.7%0.086%
2/18/2026Evolve Private Wealth LLC111,350$1.79M0.1%N/A0.093%
2/17/2026Guggenheim Capital LLC423,810$6.82M0.0%-2.4%0.354%
2/17/2026Almitas Capital LLC10,456$168K0.0%N/A0.009%
2/17/2026Abel Hall LLC56,300$906K0.2%-1.2%0.047%
2/17/2026Cetera Investment Advisers130,106$2.10M0.0%+39.2%0.109%
2/17/2026Lazard Asset Management LLC615,825$9.92M0.0%+12.0%0.515%
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2/17/2026Quantedge Capital Pte Ltd29,900$481K0.2%-3.5%0.025%
2/17/2026Kovack Advisors Inc.15,129$244K0.0%+44.3%0.013%
2/17/2026Osaic Holdings Inc.338,554$5.45M0.0%+27.2%0.283%
2/17/2026Private Advisor Group LLC182,148$2.93M0.0%+6.5%0.152%
2/17/2026Captrust Financial Advisors266,910$4.30M0.0%-1.8%0.223%
2/17/2026&PARTNERS146,093$2.35M0.0%+71.5%0.122%
2/17/2026Royal Bank of Canada1,611,687$25.95M0.0%+1.7%1.347%
2/17/2026Beacon Financial Advisory LLC18,124$292K0.1%+4.3%0.015%
2/16/2026Mariner LLC102,121$1.64M0.0%+59.5%0.085%
2/16/2026K2 Principal Fund L.P.20,503$330K0.0%+3.4%0.017%


RVT Institutional Ownership - Frequently Asked Questions

During the previous two years, 194 institutional investors and hedge funds held shares of Royce Small-Cap Trust. The most heavily invested institutionals were Bank of America Corp DE ($111.83M), Morgan Stanley ($100.67M), Raymond James Financial Inc. ($46.05M), LPL Financial LLC ($36.34M), Royal Bank of Canada ($26.97M), Wells Fargo & Company MN ($23.78M), and Raymond James & Associates ($23.59M).Learn more on Royce Small-Cap Trust's institutional investors.

25.57% of Royce Small-Cap Trust's stock is owned by institutional investors. Learn more on RVT's institutional investor holdings.

Of the 169 institutional investors that purchased Royce Small-Cap Trust's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($6.34M), Bank of America Corp DE ($6.31M), LPL Financial LLC ($1.20M), Cornerstone Advisors LLC ($685.52K), Modern Wealth Management LLC ($541.26K), Morgan Stanley ($519.96K), and Shaker Financial Services LLC ($510.57K).

Institutional investors have bought a total of 11,383,850 shares in the last 24 months. This purchase volume represents approximately $200.53M in transactions.

Of the 67 institutional investors that sold Royce Small-Cap Trust's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($464.98K), Shaker Financial Services LLC ($403.73K), Raymond James Financial Inc. ($319.31K), Wells Fargo & Company MN ($270.00K), Readystate Asset Management LP ($187.90K), Advisors Asset Management Inc. ($158.80K), and Waterfront Wealth Inc. ($114.55K).

Institutional investors have sold a total of 2,556,892 shares in the last 24 months. This volume of shares sold represents approximately $41.39M in transactions.


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Institutional ownership data for NYSE:RVT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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