| 1/15/2021 | Aurora Private Wealth Inc. | 12,291 | $0.10M | 0.0% | N/A | 0.009% | |
| 1/14/2021 | Kovack Advisors Inc. | 18,160 | $0.15M | 0.0% | N/A | 0.013% | |
| 1/11/2021 | TRUE Private Wealth Advisors | 6,445 | $53K | 0.0% | +1,348.3% | 0.005% | |
| 11/17/2020 | Voloridge Investment Management LLC | 257,737 | $1.20M | 0.0% | N/A | 0.222% | |
| 11/16/2020 | Two Sigma Securities LLC | 13,889 | $65K | 0.0% | N/A | 0.012% | |
| 11/16/2020 | Weld Capital Management LLC | 22,669 | $0.11M | 0.0% | -20.9% | 0.019% | |
| 11/13/2020 | Public Sector Pension Investment Board | 328,747 | $1.53M | 0.0% | +12.9% | 0.283% | |
| 11/13/2020 | Morgan Stanley | 1,123,802 | $5.23M | 0.0% | +59.2% | 0.966% | |
| 11/13/2020 | Cambria Investment Management L.P. | 22,987 | $0.11M | 0.0% | +23.5% | 0.020% | |
| 11/12/2020 | JPMorgan Chase & Co. | 785,141 | $6.82M | 0.0% | +455.6% | 0.675% | |
|
| 11/12/2020 | AdvisorShares Investments LLC | 14,023 | $65K | 0.0% | +18.1% | 0.012% | |
| 11/12/2020 | Scotia Capital Inc. | 16,146 | $75K | 0.0% | -21.0% | 0.014% | |
| 11/11/2020 | BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 58,346 | $0.27M | 0.0% | +97.6% | 0.050% | |
| 11/10/2020 | TD Asset Management Inc. | 365,623 | $1.70M | 0.0% | +11.0% | 0.314% | |
| 11/9/2020 | SG Americas Securities LLC | 31,979 | $0.15M | 0.0% | N/A | 0.027% | |
| 11/9/2020 | The Manufacturers Life Insurance Company | 126,129 | $0.78M | 0.0% | +10.8% | 0.108% | |
| 11/9/2020 | LPL Financial LLC | 43,444 | $0.20M | 0.0% | +19.1% | 0.037% | |
| 11/6/2020 | JW Asset Management LLC | 51,879 | $0.24M | 0.1% | +46.0% | 0.045% | |
| 11/5/2020 | CIBC Asset Management Inc | 67,562 | $0.31M | 0.0% | +5.8% | 0.058% | |
| 10/30/2020 | Calton & Associates Inc. | 15,191 | $71K | 0.0% | N/A | 0.013% | |
| 10/30/2020 | Toronto Dominion Bank | 28,356 | $0.13M | 0.0% | N/A | 0.025% | |
| 10/29/2020 | Cambridge Investment Research Advisors Inc. | 33,314 | $0.16M | 0.0% | -19.1% | 0.029% | |
| 10/26/2020 | Alberta Investment Management Corp | 56,200 | $0.26M | 0.0% | N/A | 0.049% | |
| 10/20/2020 | Wedbush Securities Inc. | 29,997 | $0.14M | 0.0% | +112.8% | 0.026% | |
| 10/14/2020 | Kessler Investment Group LLC | 29,422 | $0.14M | 0.2% | -8.4% | 0.025% | |
| 10/5/2020 | Centric Wealth Management | 12,918 | $54K | 0.0% | N/A | 0.011% | |
| 8/28/2020 | PNC Financial Services Group Inc. | 2,896 | $37K | 0.0% | -86.9% | 0.003% | |
| 8/26/2020 | AdvisorNet Financial Inc | 3,238 | $40K | 0.0% | -91.6% | 0.003% | |
| 8/17/2020 | Great West Life Assurance Co. Can | 14,611 | $0.18M | 0.0% | -92.9% | 0.013% | |
| 8/17/2020 | Private Advisor Group LLC | 14,740 | $0.18M | 0.0% | -91.6% | 0.013% | |
| 8/14/2020 | Think Investments LP | 628,849 | $7.78M | 1.9% | N/A | 0.545% | |
| 8/14/2020 | Captrust Financial Advisors | 2,307 | $28K | 0.0% | N/A | 0.002% | |
| 8/14/2020 | Bank of America Corp DE | 237,192 | $2.95M | 0.0% | -89.3% | 0.205% | |
| 8/14/2020 | Vanguard Group Inc. | 2,971,470 | $36.91M | 0.0% | -91.2% | 2.574% | |
| 8/14/2020 | Advisor Group Holdings Inc. | 30,703 | $0.38M | 0.0% | -92.0% | 0.027% | |
| 8/13/2020 | TD Asset Management Inc. | 329,508 | $4.06M | 0.0% | -89.9% | 0.285% | |
| 8/12/2020 | Goldman Sachs Group Inc. | 79,799 | $0.99M | 0.0% | -96.9% | 0.069% | |
| 8/12/2020 | State of Wisconsin Investment Board | 16,633 | $0.21M | 0.0% | -97.4% | 0.014% | |
| 8/12/2020 | BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 29,532 | $0.37M | 0.0% | -92.9% | 0.026% | |
| 8/12/2020 | Commonwealth Equity Services LLC | 45,873 | $0.57M | 0.0% | -92.0% | 0.040% | |
| 8/11/2020 | Scotia Capital Inc. | 20,438 | $0.26M | 0.0% | -91.7% | 0.018% | |
| 8/10/2020 | Cambria Investment Management L.P. | 18,611 | $0.23M | 0.1% | -91.1% | 0.016% | |
| 8/10/2020 | JW Asset Management LLC | 35,545 | $0.44M | 0.3% | -46.6% | 0.031% | |
| 8/7/2020 | Virtu Financial LLC | 70,815 | $0.88M | 0.1% | N/A | 0.061% | |
| 8/7/2020 | PNC Financial Services Group Inc. | 2,896 | $37K | 0.0% | -86.9% | 0.003% | |
| 8/7/2020 | US Bancorp DE | 4,976 | $62K | 0.0% | -91.7% | 0.004% | |
| 8/6/2020 | Berman Capital Advisors LLC | 12,099 | $0.15M | 0.0% | N/A | 0.010% | |
| 8/5/2020 | Swiss National Bank | 247,872 | $3.05M | 0.0% | -94.2% | 0.215% | |
| 8/3/2020 | Harbor Advisors LLC | 10,427 | $0.13M | 0.0% | N/A | 0.009% | |
| 7/31/2020 | UBS Group AG | 98,158 | $1.22M | 0.0% | -21.8% | 0.085% | |
| 7/28/2020 | CIBC Asset Management Inc | 63,857 | $0.79M | 0.0% | -91.1% | 0.056% | |
| 7/28/2020 | Zurcher Kantonalbank Zurich Cantonalbank | 12,037 | $0.15M | 0.0% | -94.1% | 0.011% | |
| 7/27/2020 | Cambridge Investment Research Advisors Inc. | 41,189 | $0.51M | 0.0% | -86.3% | 0.036% | |
| 7/22/2020 | Banque Cantonale Vaudoise | 3,734 | $46K | 0.0% | -92.0% | 0.003% | |
| 7/21/2020 | Kessler Investment Group LLC | 32,114 | $0.40M | 0.5% | +6,271.8% | 0.028% | |
| 7/16/2020 | Wedbush Securities Inc. | 14,097 | $0.18M | 0.0% | -86.0% | 0.012% | |
| 7/14/2020 | Hilton Capital Management LLC | 43,658 | $0.54M | 0.1% | -92.0% | 0.039% | |
| 7/14/2020 | AdvisorShares Investments LLC | 11,874 | $0.15M | 0.1% | -91.0% | 0.010% | |
| 7/7/2020 | TRUE Private Wealth Advisors | 3,371 | $41K | 0.0% | -90.7% | 0.003% | |
| 5/26/2020 | Morgan Stanley | 3,337,403 | $3.02M | 0.0% | +13.1% | 3.290% | |
| 5/26/2020 | 1832 Asset Management L.P. | 41,354 | $37K | 0.0% | -23.6% | 0.041% | |
| 5/18/2020 | Integrated Wealth Concepts LLC | 64,044 | $58K | 0.0% | +1.5% | 0.063% | |
| 5/18/2020 | Voloridge Investment Management LLC | 1,758,001 | $1.59M | 0.0% | +694.8% | 1.733% | |
| 5/18/2020 | Advisor Group Holdings Inc. | 382,527 | $0.34M | 0.0% | N/A | 0.377% | |
| 5/15/2020 | Paloma Partners Management Co | 43,800 | $40K | 0.0% | N/A | 0.043% | |
| 5/15/2020 | Invesco Ltd. | 85,081 | $76K | 0.0% | N/A | 0.084% | |
| 5/15/2020 | Morgan Stanley | 3,337,403 | $3.02M | 0.0% | +13.1% | 3.290% | |
| 5/15/2020 | CIBC World Markets Inc. | 317,281 | $0.26M | 0.0% | -43.5% | 0.313% | |
| 5/15/2020 | Sunbelt Securities Inc. | 35,070 | $38K | 0.0% | N/A | 0.035% | |
| 5/15/2020 | Two Sigma Investments LP | 1,052,830 | $0.95M | 0.0% | -82.8% | 1.038% | |
| 5/15/2020 | Two Sigma Advisers LP | 785,949 | $0.71M | 0.0% | +73.4% | 0.775% | |
| 5/14/2020 | Private Portfolio Partners LLC | 46,330 | $42K | 0.0% | +111.4% | 0.046% | |
| 5/14/2020 | Wells Fargo & Company MN | 56,335 | $51K | 0.0% | -6.1% | 0.056% | |
| 5/14/2020 | Geode Capital Management LLC | 1,601,195 | $1.43M | 0.0% | +55.5% | 1.579% | |
| 5/14/2020 | Janus Henderson Group PLC | 77,754 | $69K | 0.0% | -76.0% | 0.077% | |
| 5/14/2020 | Legal & General Group Plc | 1,956,740 | $1.73M | 0.0% | +16.0% | 1.930% | |
| 5/14/2020 | 1832 Asset Management L.P. | 41,354 | $37K | 0.0% | -23.6% | 0.041% | |
| 5/14/2020 | Alliancebernstein L.P. | 76,041 | $69K | 0.0% | +15.1% | 0.075% | |
| 5/14/2020 | Banque Cantonale Vaudoise | 46,867 | $42K | 0.0% | -14.4% | 0.046% | |
| 5/14/2020 | Public Sector Pension Investment Board | 3,502,415 | $3.10M | 0.0% | +21.6% | 3.454% | |
| 5/14/2020 | ETF Managers Group LLC | 27,224,515 | $24.66M | 1.1% | +54.6% | 26.849% | |
| 5/14/2020 | Korea Investment CORP | 286,928 | $0.25M | 0.0% | +987.4% | 0.283% | |
| 5/13/2020 | Parametric Portfolio Associates LLC | 60,076 | $54K | 0.0% | N/A | 0.059% | |
| 5/13/2020 | Pictet Asset Management Ltd. | 297,609 | $0.26M | 0.0% | +13.7% | 0.294% | |
| 5/13/2020 | Franklin Resources Inc. | 157,431 | $0.14M | 0.0% | +70.0% | 0.155% | |
| 5/13/2020 | IHT Wealth Management LLC | 29,705 | $27K | 0.0% | +36.2% | 0.029% | |
| 5/13/2020 | AdvisorShares Investments LLC | 131,992 | $0.12M | 0.1% | -45.6% | 0.130% | |
| 5/12/2020 | Private Advisor Group LLC | 174,938 | $0.16M | 0.0% | +6.1% | 0.173% | |
| 5/12/2020 | JPMorgan Chase & Co. | 2,979,402 | $2.70M | 0.0% | +12.3% | 0.245% | |
| 5/11/2020 | Commonwealth Equity Services LLC | 572,050 | $0.52M | 0.0% | +3.0% | 0.047% | |
| 5/8/2020 | JW Asset Management LLC | 66,538 | $60K | 0.1% | N/A | 0.005% | |
| 5/8/2020 | Swiss National Bank | 4,273,265 | $3.76M | 0.0% | +70.4% | 0.351% | |
| 5/8/2020 | Cambridge Investment Research Advisors Inc. | 300,899 | $0.27M | 0.0% | -40.9% | 0.025% | |
| 5/8/2020 | Cetera Advisor Networks LLC | 70,061 | $62K | 0.0% | -25.6% | 0.006% | |
| 5/6/2020 | Zurcher Kantonalbank Zurich Cantonalbank | 204,112 | $0.18M | 0.0% | +23.1% | 0.017% | |
| 5/6/2020 | Bank of New York Mellon Corp | 1,254,283 | $1.14M | 0.0% | +55.1% | 0.103% | |
| 5/5/2020 | K.J. Harrison & Partners Inc | 49,008 | $44K | 0.0% | N/A | 0.004% | |
| 5/2/2020 | SG Americas Securities LLC | 1,966,816 | $1.78M | 0.0% | +189.0% | 0.162% | |
| 5/1/2020 | Sigma Planning Corp | 86,226 | $78K | 0.0% | -26.0% | 0.007% | |
| 5/1/2020 | UBS Group AG | 125,508 | $0.11M | 0.0% | +60.1% | 0.010% | |
