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Blackstone (BX) 10K Form and Latest SEC Filings 2026

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Latest Blackstone SEC Filings & Recent Activity

Blackstone (NYSE:BX) has submitted 675+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Blackstone's financial statements. The most recent filing was a Form 4 submitted on May 1, 2026.

Form 4
Blackstone Inc. Reports Ownership Change on May. 1, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Blackstone Files Current Report on Apr. 23, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-K
Blackstone Files Annual Report on Feb. 28, 2025

The 10-K contains Blackstone's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

View earnings history

Blackstone SEC Filing History

Browse Blackstone's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/01/2026 3:19 PM
Blackstone (1393818) Subject
Sawhney Vikrant (1487995) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/01/2026 3:21 PM
Blackstone (1393818) Issuer
Sawhney Vikrant (1487995) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/23/2026 5:55 AM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/09/2026 4:20 PM
Blackstone EMA III L.L.C. (2084377) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
BMA VIII L.L.C. (2084966) Reporting
Legence Corp. (2052568) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:47 PM
Blackstone (1393818) Issuer
Porat Ruth (1479258) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:33 PM
Blackstone (1393818) Issuer
Finley John G (1500278) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:34 PM
Blackstone (1393818) Issuer
Payne David (1861422) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:35 PM
Blackstone (1393818) Issuer
GRAY JONATHAN (1208590) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:35 PM
Baratta Joseph (1574706) Reporting
Blackstone (1393818) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:36 PM
Blackstone (1393818) Issuer
Chae Michael (1510762) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:39 PM
Blackstone (1393818) Issuer
Brown Reginald J (1824685) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:39 PM
Blackstone (1393818) Issuer
Parrett William G (1418280) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:42 PM
Blackstone (1393818) Issuer
LAZARUS ROCHELLE B (1082206) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:31 PM
Blackstone (1393818) Issuer
Sawhney Vikrant (1487995) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/03/2026 4:32 PM
Blackstone (1393818) Issuer
BREYER JAMES (1194696) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/26/2026 3:43 PM
Blackstone (1393818) Subject
VANGUARD GROUP INC (102909) Filed by
Form SCHEDULE 13G/A
03/24/2026 3:18 PM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/23/2026 3:41 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings IV GP Management (0) Delaware
Blackstone Holdings IV GP Management L.L.C. (1404074) Reporting
Blackstone (1393818) Reporting
Blackstone Private Multi-Asset Credit & Income Fund (2032432) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/19/2026 6:24 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone (1393818) Reporting
Bumble Inc. (1830043) Issuer
BX Buzz ML-1 GP LLC (1870640) Reporting
BX Buzz ML-2 GP LLC (1870642) Reporting
BX Buzz ML-3 GP LLC (1870644) Reporting
BX Buzz ML-4 GP LLC (1870646) Reporting
BX Buzz ML-5 GP LLC (1870648) Reporting
BX Buzz ML-6 GP LLC (1870650) Reporting
BX Buzz ML-7 GP LLC (1870652) Reporting
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2026 3:13 PM
Blackstone (1393818) Issuer
Finley John G (1500278) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2026 3:15 PM
BCP 8 Holdings Mozart Manager L.L.C. (2094484) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
BMA VIII L.L.C. (2084966) Reporting
Medline Inc. (2046386) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2026 5:49 PM
BLACKSTONE FAMILY GP LLC (1404964) Reporting
Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. (1853342) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone (1393818) Reporting
Blackstone Tactical Opportunities Fund - T - NQ L.P. (1853346) Reporting
Blackstone Tactical Opportunities Fund - U - NQ L.L.C. (1853348) Reporting
Blackstone Tactical Opportunities Fund II - C - NQ L.P. (1853347) Reporting
BTAS Associates-NQ L.L.C. (1770701) Reporting
BTAS NQ Holdings L.L.C. (1770693) Reporting
Finance of America Companies Inc. (1828937) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
02/27/2026 3:38 PM
Blackstone (1393818) Filer
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
02/24/2026 5:33 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings IV GP Management (0) Delaware
Blackstone Holdings IV GP Management L.L.C. (1404074) Reporting
Blackstone (1393818) Reporting
Blackstone Private Multi-Asset Credit & Income Fund (2032432) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/29/2026 5:55 AM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/14/2026 3:31 PM
Baratta Joseph (1574706) Reporting
Blackstone (1393818) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2026 3:32 PM
Blackstone (1393818) Issuer
GRAY JONATHAN (1208590) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2026 3:32 PM
Blackstone (1393818) Issuer
Chae Michael (1510762) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2026 3:32 PM
Blackstone (1393818) Issuer
Finley John G (1500278) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2026 3:32 PM
Blackstone (1393818) Issuer
Sawhney Vikrant (1487995) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2026 3:33 PM
Blackstone (1393818) Issuer
Payne David (1861422) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
01/08/2026 3:15 PM
Blackstone EMA III L.L.C. (2084377) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
BMA VIII L.L.C. (2084966) Reporting
Legence Corp. (2052568) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 3:59 PM
Blackstone (1393818) Reporting
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/22/2025 3:30 PM
BCP 8 Holdings Mozart Manager L.L.C. (2094484) Reporting
BCP Mozart Aggregator L.P. (2094487) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
Blackstone Management Associates VIII L.P. (2084378) Reporting
BMA VIII L.L.C. (2084966) Reporting
Medline Inc. (2046386) Issuer
Mozart Aggregator II LP (2098582) Reporting
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/17/2025 6:01 PM
BCP 8 Holdings Mozart Manager L.L.C. (2094484) Reporting
BCP Mozart Aggregator L.P. (2094487) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
Blackstone Management Associates VIII L.P. (2084378) Reporting
BMA VIII L.L.C. (2084966) Reporting
Medline Inc. (2046386) Issuer
Mozart Aggregator II LP (2098582) Reporting
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 3
Initial statement of beneficial ownership of securities  
12/16/2025 3:05 PM
Blackstone EMA III L.L.C. (2084377) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
BMA VIII L.L.C. (2084966) Reporting
Legence Corp. (2052568) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/12/2025 3:30 PM
Baratta Joseph (1574706) Reporting
Blackstone (1393818) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/12/2025 3:30 PM
Blackstone (1393818) Issuer
Chae Michael (1510762) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
12/08/2025 6:00 PM
BLACKSTONE FAMILY GP LLC (1404964) Reporting
Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. (1853342) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone (1393818) Reporting
Blackstone Tactical Opportunities Fund - T - NQ L.P. (1853346) Reporting
Blackstone Tactical Opportunities Fund - U - NQ L.L.C. (1853348) Reporting
Blackstone Tactical Opportunities Fund II - C - NQ L.P. (1853347) Reporting
BTAS Associates-NQ L.L.C. (1770701) Reporting
BTAS NQ Holdings L.L.C. (1770693) Reporting
Finance of America Companies Inc. (1828937) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/24/2025 4:00 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings IV GP Management (0) Delaware
Blackstone Holdings IV GP Management L.L.C. (1404074) Reporting
Blackstone (1393818) Reporting
Blackstone Private Multi-Asset Credit & Income Fund (2032432) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2025 4:25 PM
Blackstone (1393818) Issuer
Porat Ruth (1479258) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/12/2025 3:42 PM
Blackstone (1393818) Issuer
Parrett William G (1418280) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/05/2025 4:15 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone (1393818) Reporting
Bumble Inc. (1830043) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/05/2025 3:53 PM
Blackstone (1393818) Issuer
BREYER JAMES (1194696) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/31/2025 4:26 PM
Blackstone (1393818) Issuer
BREYER JAMES (1194696) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/30/2025 3:16 PM
Blackstone Holdings AI L.P. (2039469) Filer
Blackstone Holdings I L.P. (1464694) Filer
Blackstone Holdings II L.P. (1484870) Filer
Blackstone Holdings III L.P. (1404073) Filer
Blackstone Holdings IV L.P. (1404077) Filer
Blackstone (1393818) Filer
Blackstone Reg Finance Co. L.L.C. (2039470) Filer
Form 424B5
10/28/2025 4:21 PM
Blackstone (1393818) Subject
Form FWP
10/28/2025 4:22 PM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2025 7:34 AM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2025 7:16 AM
Blackstone Holdings AI L.P. (2039469) Filer
Blackstone Holdings I L.P. (1464694) Filer
Blackstone Holdings II L.P. (1484870) Filer
Blackstone Holdings III L.P. (1404073) Filer
Blackstone Holdings IV L.P. (1404077) Filer
Blackstone (1393818) Filer
Blackstone Reg Finance Co. L.L.C. (2039470) Filer
Form 424B5
10/23/2025 4:15 PM
Blackstone (1393818) Filer
Form 8-K/A
10/23/2025 5:57 AM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/21/2025 4:47 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings IV GP Management (0) Delaware
Blackstone Holdings IV GP Management L.L.C. (1404074) Reporting
Blackstone (1393818) Reporting
Blackstone Private Multi-Asset Credit & Income Fund (2032432) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
10/17/2025 4:27 PM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/26/2025 4:22 PM
Baratta Joseph (1574706) Reporting
Blackstone (1393818) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
09/25/2025 3:01 PM
Baratta Joseph (1574706) Reporting
Blackstone (1393818) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
09/22/2025 4:56 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone (1393818) Reporting
Blackstone Private Multi-Asset Credit & Income Fund (2032432) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/17/2025 3:58 PM
Blackstone (1393818) Issuer
Brown Reginald J (1824685) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/11/2025 8:27 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone Holdings II L.P. (1484870) Reporting
Blackstone (1393818) Reporting
Legence Corp. (2052568) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 3
Initial statement of beneficial ownership of securities  
09/10/2025 5:06 PM
Blackstone (1393818) Issuer
Finley John G (1500278) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
09/05/2025 3:57 PM
Blackstone (1393818) Issuer
Chae Michael (1510762) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/22/2025 3:15 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone (1393818) Reporting
Blackstone Private Multi-Asset Credit & Income Fund (2032432) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/21/2025 3:23 PM
Blackstone EMA II L.L.C. (1700375) Reporting
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings III GP L.P. (1478809) Reporting
Blackstone Holdings III GP Management L.L.C. (1478815) Reporting
Blackstone Holdings III L.P. (1404073) Reporting
Blackstone (1393818) Reporting
Blackstone Management Associates VII L.L.C. (1700377) Reporting
BMA VII L.L.C. (1700374) Reporting
SCHWARZMAN STEPHEN A (1070844) Reporting
Sitio Royalties Corp. (1949543) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
08/15/2025 5:44 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone (1393818) Reporting
Bumble Inc. (1830043) Issuer
BX Buzz ML-1 GP LLC (1870640) Reporting
BX Buzz ML-2 GP LLC (1870642) Reporting
BX Buzz ML-3 GP LLC (1870644) Reporting
BX Buzz ML-4 GP LLC (1870646) Reporting
BX Buzz ML-5 GP LLC (1870648) Reporting
BX Buzz ML-6 GP LLC (1870650) Reporting
BX Buzz ML-7 GP LLC (1870652) Reporting
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2025 4:31 PM
Blackstone (1393818) Subject
Sawhney Vikrant (1487995) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/14/2025 3:15 PM
Blackstone (1393818) Filer
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
08/08/2025 4:04 PM
Blackstone (1393818) Issuer
Payne David (1861422) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/24/2025 5:55 AM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/18/2025 4:42 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings I L.P. (1464694) Reporting
Blackstone Holdings I/II GP L.L.C. (1464695) Reporting
Blackstone (1393818) Reporting
Blackstone Private Real Estate Credit & Income Fund (2049733) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/15/2025 4:16 PM
Blackstone (1393818) Issuer
BREYER JAMES (1194696) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/10/2025 3:16 PM
Blackstone (1393818) Issuer
LAZARUS ROCHELLE B (1082206) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
06/26/2025 3:43 PM
Blackstone (1393818) Issuer
Porat Ruth (1479258) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
06/24/2025 3:48 PM
Blackstone (1393818) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/23/2025 3:44 PM
Blackstone Charitable Foundation (2024743) Reporting
Blackstone (1393818) Subject
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/11/2025 3:30 PM
Blackstone Group Management L.L.C. (1404071) Reporting
Blackstone Holdings IV GP L.P. (1404075) Reporting
Blackstone Holdings IV GP Management (0) Delaware
Blackstone Holdings IV GP Management L.L.C. (1404074) Reporting
Blackstone Holdings IV L.P. (1404077) Reporting
Blackstone (1393818) Reporting
Loar Holdings Inc. (2000178) Issuer
SCHWARZMAN STEPHEN A (1070844) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)

Blackstone SEC Filings - Frequently Asked Questions

Blackstone (BX) has submitted 675+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Blackstone's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results. Key financial data from these reports is available on Blackstone's financial statements page.

The most recent filing was a Form 4 submitted on May 1, 2026. This was an insider ownership change filed by 4 - Blackstone Inc. (0001393818) (Issuer).

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NYSE:BX) was last updated on 5/7/2026 by MarketBeat.com Staff.
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