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Guggenheim Active Allocation Fund (GUG) Institutional Ownership

Guggenheim Active Allocation Fund logo
$15.58 +0.23 (+1.50%)
Closing price 05/12/2025 03:59 PM Eastern
Extended Trading
$15.60 +0.02 (+0.10%)
As of 05/12/2025 04:05 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for Guggenheim Active Allocation Fund (NYSE:GUG)

Number of
Institutional Buyers
(last 12 months)
33
Total
Institutional Inflows
(last 12 months)
$35.62M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$6.76M
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GUG Institutional Buying and Selling by Quarter

Guggenheim Active Allocation Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/12/2025Invesco Ltd.47,517$716K0.0%+258.7%0.000%
5/9/2025 MGB Wealth Management LLC24,019$361K0.1%+100.0%0.000%
5/6/2025 Cetera Investment Advisers19,436$293K0.0%+9.6%0.000%
5/6/2025 Journey Strategic Wealth LLC29,539$445K0.0%-20.5%0.000%
5/6/2025 Wedbush Securities Inc.15,074$227K0.0%-33.5%0.000%
5/1/2025 Corrado Advisors LLC162,224$2.45M1.6%+0.9%0.000%
4/29/2025 Envestnet Asset Management Inc.28,601$431K0.0%+8.9%0.000%
4/29/2025 Aviance Capital Partners LLC24,434$368K0.1%+25.8%0.000%
4/28/2025 DAVENPORT & Co LLC24,006$362K0.0%-4.7%0.000%
4/24/2025 Tsfg LLC1,734$26K0.0%N/A0.000%
4/23/2025 Oppenheimer & Co. Inc.88,120$1.33M0.0%+5.2%0.000%
4/22/2025 PFG Investments LLC12,550$189K0.0%-33.4%0.000%
4/21/2025 Avior Wealth Management LLC11,670$176K0.0%+113.0%0.000%
2/25/2025B. Riley Wealth Advisors Inc.16,563$246K0.0%-9.9%0.000%
2/17/2025 Cetera Investment Advisers17,733$264K0.0%+12.4%0.000%
2/17/2025Baird Financial Group Inc.735,643$10.94M0.0%+5.9%0.000%
2/17/2025Bank of America Corp DE576,436$8.57M0.0%-3.9%0.000%
2/14/2025Kovitz Investment Group Partners LLC157,875$2.35M0.0%+127.4%0.000%
2/13/2025Walleye Capital LLC33,815$503K0.0%N/A0.000%
2/13/2025Cohen & Steers Inc.786,149$11.69M0.0%-16.7%0.000%
2/13/2025Rockefeller Capital Management L.P.23,366$347K0.0%-28.2%0.000%
2/13/2025Raymond James Financial Inc.506,700$7.54M0.0%N/A0.000%
2/13/2025Invesco Ltd.13,247$197K0.0%N/A0.000%
2/13/2025 Envestnet Asset Management Inc.26,271$391K0.0%+7.5%0.000%
2/13/2025 Wedbush Securities Inc.22,658$337K0.0%+52.5%0.000%
2/13/2025Wells Fargo & Company MN251,604$3.74M0.0%-0.5%0.000%
2/12/2025Landscape Capital Management L.L.C.11,839$176K0.0%N/A0.000%
2/11/2025 LPL Financial LLC20,047$298K0.0%N/A0.000%
2/10/2025Advisors Asset Management Inc.595,115$8.85M0.2%+22.2%0.000%
2/10/2025SouthState Corp8,425$125K0.0%N/A0.000%
2/7/2025HighTower Advisors LLC32,336$481K0.0%N/A0.000%
2/7/2025Independent Advisor Alliance16,103$239K0.0%N/A0.000%
2/7/2025 Aviance Capital Partners LLC19,424$289K0.0%+9.4%0.000%
2/6/2025Raymond James Financial Inc.506,700$7.54M0.0%N/A0.000%
2/6/2025Steward Partners Investment Advisory LLC9,664$144K0.0%+94.7%0.000%
2/5/2025 Oppenheimer & Co. Inc.83,775$1.25M0.0%+14.3%0.000%
2/5/2025 Corrado Advisors LLC160,829$2.39M1.6%-6.4%0.000%
2/3/2025 Concurrent Investment Advisors LLC26,550$395K0.0%+13.6%0.000%
1/31/2025 J.W. Cole Advisors Inc.43,607$648K0.0%+9.4%0.000%
1/29/2025 MGB Wealth Management LLC12,011$179K0.1%+6.6%0.000%
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1/24/2025 Journey Strategic Wealth LLC37,142$552K0.0%-19.2%0.000%
1/24/2025 DAVENPORT & Co LLC25,200$375K0.0%-3.8%0.000%
1/22/2025 PFG Investments LLC18,850$280K0.0%-40.8%0.000%
1/17/2025 Avior Wealth Management LLC5,479$81K0.0%+53.6%0.000%
12/26/2024JPMorgan Chase & Co.3,800$63K0.0%N/A0.000%
12/13/2024B. Riley Wealth Advisors Inc.18,377$303K0.0%-83.4%0.000%
11/15/2024Kovitz Investment Group Partners LLC69,419$1.13M0.0%N/A0.000%
11/15/2024Stifel Financial Corp54,793$907K0.0%+16.8%0.000%
11/14/2024Arete Wealth Advisors LLC15,220$252K0.0%-30.4%0.000%
11/14/2024Rockefeller Capital Management L.P.32,559$539K0.0%N/A0.000%
11/12/2024 Penserra Capital Management LLC299,198$4.95M0.1%N/A0.000%
11/12/2024 Kingsview Wealth Management LLC19,860$329K0.0%+3.4%0.000%
11/8/2024Advisors Asset Management Inc.487,071$8.06M0.1%+27.2%0.000%
11/7/2024Pathstone Holdings LLC220,358$3.65M0.0%-14.9%0.000%
11/7/2024 Aviance Capital Partners LLC17,760$294K0.0%-22.7%0.000%
11/6/2024 Oppenheimer & Co. Inc.73,325$1.21M0.0%-15.3%0.000%
11/1/2024 Corrado Advisors LLC171,743$2.84M1.8%-2.1%0.000%
10/31/2024 Concurrent Investment Advisors LLC23,381$387K0.0%+52.1%0.000%
10/24/2024 J.W. Cole Advisors Inc.39,853$660K0.0%-7.4%0.000%
10/22/2024 International Assets Investment Management LLC49,650$8.22M0.0%+1,555.0%0.000%
10/18/2024Raymond James & Associates249,825$4.14M0.0%+48.0%0.000%
8/19/2024B. Riley Wealth Advisors Inc.110,723$1.65M0.0%+5.1%0.000%
8/8/2024 J.W. Cole Advisors Inc.43,018$642K0.0%+6.2%0.000%
8/7/2024 Wedbush Securities Inc.15,111$226K0.0%-6.0%0.000%
8/7/2024 PFG Investments LLC31,850$476K0.0%N/A0.000%
7/31/2024 Concurrent Investment Advisors LLC15,377$230K0.0%+4.6%0.000%
7/30/2024 International Assets Investment Management LLC3,000$45K0.0%N/A0.000%
7/25/2024Raymond James Trust N.A.17,830$266K0.0%+64.8%0.000%
7/19/2024Raymond James & Associates168,783$2.52M0.0%+12.9%0.000%
7/11/2024 U.S. Capital Wealth Advisors LLC72,702$1.09M0.0%-23.0%0.000%
5/16/2024B. Riley Wealth Advisors Inc.105,330$1.42M0.0%+3.1%0.000%
5/14/2024Advisors Asset Management Inc.270,825$3.98M0.1%+60.2%0.000%
5/9/2024 Corrado Advisors LLC178,839$2.63M1.7%-5.3%0.000%
5/7/2024 Concurrent Investment Advisors LLC14,702$216K0.0%N/A0.000%
4/30/2024 J.W. Cole Advisors Inc.40,495$595K0.0%+6.3%0.000%
4/23/2024Raymond James Financial Services Advisors Inc.85,508$1.26M0.0%+155.0%0.000%
3/27/2024Nomura Holdings Inc.16,843$247K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.102,203$1.50M0.0%-3.0%0.000%
2/13/2024 Oppenheimer & Co. Inc.87,075$1.28M0.0%+12.5%0.000%
2/13/20241607 Capital Partners LLC74,845$1.10M0.1%+36.0%0.000%
2/12/2024Relative Value Partners Group LLC245,733$3.60M0.2%+14.5%0.000%
2/9/2024 Journey Strategic Wealth LLC38,792$569K0.0%+14.8%0.000%
2/6/2024 Aviance Capital Partners LLC23,089$338K0.1%-7.1%0.000%
2/6/2024 U.S. Capital Wealth Advisors LLC122,067$1.79M0.1%-2.9%0.000%
2/1/2024 Corrado Advisors LLC188,927$2.77M2.3%-2.3%0.000%
1/31/2024 J.W. Cole Advisors Inc.38,101$559K0.0%+70.4%0.000%
1/25/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000%
1/25/2024 Blue Bell Private Wealth Management LLC4,200$62K0.0%N/A0.000%
1/24/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000%
1/16/2024Raymond James Financial Services Advisors Inc.33,537$492K0.0%+89.4%0.000%
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1/5/2024 BancFirst Trust & Investment Management19,377$285K0.1%N/A0.000%
(Data available from 1/1/2016 forward)

GUG Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of GUG shares?

During the previous two years, 47 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were Cohen & Steers Inc. ($11.69M), Baird Financial Group Inc. ($10.94M), Advisors Asset Management Inc. ($8.85M), Bank of America Corp DE ($8.57M), International Assets Investment Management LLC ($8.22M), Raymond James Financial Inc. ($7.54M), and Penserra Capital Management LLC ($4.95M).Learn more on GUG's institutional investors.

Which institutional investors have been buying Guggenheim Active Allocation Fund stock?

Of the 40 institutional investors that purchased Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.01M), Advisors Asset Management Inc. ($314.13K), Penserra Capital Management LLC ($299.20K), Kovitz Investment Group Partners LLC ($157.88K), International Assets Investment Management LLC ($137.61K), Raymond James & Associates ($100.34K), and Raymond James Financial Services Advisors Inc. ($67.80K).

How much institutional buying is happening at Guggenheim Active Allocation Fund?

Institutional investors have bought a total of 2,616,310 shares in the last 24 months. This purchase volume represents approximately $39.94M in transactions.

Which Guggenheim Active Allocation Fund major shareholders have been selling company stock?

Of the 16 institutional investors that sold Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cohen & Steers Inc. ($158.10K), B. Riley Wealth Advisors Inc. ($97.29K), Pathstone Holdings LLC ($38.70K), Corrado Advisors LLC ($29.25K), U.S. Capital Wealth Advisors LLC ($25.36K), Bank of America Corp DE ($23.39K), and PFG Investments LLC ($19.30K).

How much institutional selling is happening at Guggenheim Active Allocation Fund?

Institutional investors have sold a total of 459,142 shares in the last 24 months. This volume of shares sold represents approximately $7.10M in transactions.


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This page (NYSE:GUG) was last updated on 5/13/2025 by MarketBeat.com Staff
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