Guggenheim Active Allocation Fund (GUG) Institutional Ownership $15.58 +0.12 (+0.78%) Closing price 05/19/2026 03:57 PM EasternExtended Trading$15.60 +0.02 (+0.10%) As of 05/19/2026 04:10 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more. Add Compare Share Share Ownership Stock AnalysisChartCompetitorsDividendHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrendsBuy This Stock Institutional Ownership Changes (13F Filings) for Guggenheim Active Allocation Fund (NYSE:GUG)Number ofInstitutional Buyers(last 12 months)33TotalInstitutional Inflows(last 12 months)$21.74MNumber ofInstitutional Sellers(last 12 months)15TotalInstitutional Outflows(last 12 months)$7.01M Get GUG Insider Trade Alerts Want to know when executives and insiders are buying or selling Guggenheim Active Allocation Fund stock? 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Skip Chart & View Institutional Buying and Selling Data GUG Institutional Buying and Selling by Quarter Guggenheim Active Allocation Fund Major Shareholders & Ownership History ExportReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails5/19/2026 Bank of America Corp DE914,964$13.93M0.0%+3.4%0.000% 5/18/2026 Royal Bank of Canada500,014$7.61M0.0%+3.2%0.000% 5/13/2026 Cetera Investment Advisers43,694$665K0.0%+59.9%0.000% 4/28/2026 Ascentis Independent Advisors48,577$739K0.1%+1.9%0.000% 4/27/2026 World Investment Advisors32,529$495K0.0%+5.0%0.000% 3/17/2026 Rockefeller Capital Management L.P.30,004$460K0.0%+35.5%0.000% 3/13/2026 World Investment Advisors30,967$475K0.0%+2.7%0.000% 2/19/2026 Invesco Ltd.78,358$1.20M0.0%+5.8%0.000% 2/18/2026 XTX Topco Ltd10,861$166K0.0%N/A0.000% 2/18/2026 1607 Capital Partners LLC12,600$193K0.0%N/A0.000% Get the Latest News and Ratings for GUG and Related StocksEnter your email address below to receive the latest news and analysts' ratings for Guggenheim Active Allocation Fund and its competitors with MarketBeat's FREE daily newsletter. 2/17/2026 Cetera Investment Advisers27,333$419K0.0%+18.5%0.000% 2/17/2026 Osaic Holdings Inc.45,540$698K0.0%-9.4%0.000% 2/17/2026 Royal Bank of Canada484,718$7.43M0.0%-8.8%0.000% 2/16/2026 Focus Partners Wealth142,693$2.19M0.0%N/A0.000% 2/13/2026 Kestra Advisory Services LLC104,026$1.60M0.0%+5.7%0.000% 2/13/2026 Stifel Financial Corp48,281$740K0.0%-2.4%0.000% 2/13/2026 Wells Fargo & Company MN276,495$4.24M0.0%+0.3%0.000% 2/12/2026 Advisors Asset Management Inc.835,944$12.82M0.2%-6.6%0.000% 2/12/2026 Jane Street Group LLC19,880$305K0.0%N/A0.000% 2/12/2026 Orion Porfolio Solutions LLC15,212$233K0.0%+39.2%0.000% 2/12/2026 Commonwealth Equity Services LLC15,133$232K0.0%+29.3%0.000% 2/12/2026 Marex Group plc27,847$427K0.0%N/A0.000% 2/12/2026 Steward Partners Investment Advisory LLC137,379$2.11M0.0%+13.6%0.000% 2/12/2026 Wedbush Securities Inc.10,758$165K0.0%-20.8%0.000% 2/11/2026 Closed End Fund Advisors Inc.110,396$1.69M1.0%N/A0.000% 2/10/2026 Corrado Advisors LLC180,342$2.77M1.4%+4.6%0.000% 2/9/2026 Kingsview Wealth Management LLC14,830$227K0.0%-14.4%0.000% 2/6/2026 Aviance Capital Partners LLC31,620$485K0.1%+3.8%0.000% 2/4/2026 World Investment Advisors30,967$475K0.0%+2.7%0.000% 2/2/2026 Oppenheimer & Co. Inc.71,031$1.09M0.0%-20.6%0.000% 1/29/2026 Golden State Equity Partners47,694$731K0.1%+5.2%0.000% 1/23/2026 High Net Worth Advisory Group LLC12,373$190K0.0%N/A0.000% 1/23/2026 U.S. Capital Wealth Advisors LLC11,802$181K0.0%-18.1%0.000% 1/1/2026 JPMorgan Chase & Co.2,199$34K0.0%-57.7%0.000% 11/17/2025Laird Norton Wetherby Wealth Management LLC11,232$175K0.0%-52.4%0.000% 11/17/2025 Bank of America Corp DE678,199$10.58M0.0%-26.3%0.000% 11/14/2025 Creative Planning13,900$217K0.0%N/A0.000% 11/14/2025 Raymond James Financial Inc.676,297$10.55M0.0%+4.0%0.000% 11/13/2025 Pathstone Holdings LLC897,526$14.00M0.1%+16.4%0.000% 11/12/2025 Kingsview Wealth Management LLC17,330$270K0.0%-9.1%0.000% Your book attached (Ad)Veteran trader Bill Poulos is giving away his 'Simple Options Trading For Beginners' book - normally $29.97 - at no charge. Inside, he reveals the one options technique that took him 11 years to find, why more strategies often lead to more losses, and the 10-minute nightly routine that replaced his 8-hour trading days.Grab your free copy of Simple Options Trading For Beginners today11/12/2025MGB Wealth Management LLC15,908$248K0.1%+45.7%0.000% 11/7/2025 JPMorgan Chase & Co.2,199$34K0.0%-57.7%0.000% 11/6/2025 Wedbush Securities Inc.13,585$212K0.0%-10.3%0.000% 11/6/2025 Advisors Asset Management Inc.894,988$13.96M0.2%+12.0%0.000% 11/6/2025 Oppenheimer & Co. Inc.89,495$1.40M0.0%-1.6%0.000% 11/5/2025 J.W. Cole Advisors Inc.39,399$615K0.0%+2.6%0.000% 11/5/2025 Envestnet Asset Management Inc.28,483$444K0.0%-12.4%0.000% 11/3/2025 Corrado Advisors LLC172,335$2.69M1.4%+3.1%0.000% 10/29/2025 Aviance Capital Partners LLC30,452$475K0.1%+5.8%0.000% 10/27/2025 Concurrent Investment Advisors LLC36,307$566K0.0%+29.9%0.000% 10/21/2025 Golden State Equity Partners45,330$707K0.1%+14.1%0.000% 10/15/2025 World Investment Advisors30,156$470K0.0%N/A0.000% 10/9/2025 U.S. Capital Wealth Advisors LLC14,402$225K0.0%-46.3%0.000% 8/27/2025 Orion Porfolio Solutions LLC11,450$179K0.0%N/A0.000% 8/18/2025 Geneos Wealth Management Inc.3,000$47K0.0%+100.0%0.000% 8/15/2025 Orion Porfolio Solutions LLC11,450$179K0.0%N/A0.000% 8/15/2025 Bank of America Corp DE920,711$14.40M0.0%+49.7%0.000% 8/14/2025MGB Wealth Management LLC10,921$171K0.1%-54.5%0.000% 8/14/2025 Raymond James Financial Inc.650,002$10.17M0.0%+9.7%0.000% 8/13/2025 Walleye Capital LLC16,220$254K0.0%-50.7%0.000% 8/13/2025 Baird Financial Group Inc.781,143$12.22M0.0%+2.0%0.000% 8/13/2025 Invesco Ltd.60,389$944K0.0%+27.1%0.000% 8/12/2025 J.W. Cole Advisors Inc.38,406$601K0.0%+42.8%0.000% 8/12/2025 Advisors Asset Management Inc.799,036$12.50M0.2%+12.7%0.000% 8/12/2025 Steward Partners Investment Advisory LLC75,835$1.19M0.0%+147.1%0.000% 8/12/2025 Journey Strategic Wealth LLC27,539$431K0.0%-6.8%0.000% 8/12/2025 JPMorgan Chase & Co.5,199$81K0.0%+845.3%0.000% 8/8/2025 Cetera Investment Advisers21,746$340K0.0%+11.9%0.000% 8/5/2025 Aviance Capital Partners LLC28,793$450K0.1%+17.8%0.000% 8/1/2025 Corrado Advisors LLC167,183$2.62M1.6%+3.1%0.000% 8/1/2025 Envestnet Asset Management Inc.32,501$508K0.0%+13.6%0.000% 7/25/2025 Concurrent Investment Advisors LLC27,942$437K0.0%+5.0%0.000% 7/14/2025 Golden State Equity Partners39,724$621K0.1%N/A0.000% 5/16/2025Advisors Asset Management Inc.708,910$10.68M0.2%+19.1%0.000% 5/15/2025Royal Bank of Canada517,900$7.81M0.0%+12.0%0.000% 5/15/2025Baird Financial Group Inc.766,124$11.55M0.0%+4.1%0.000% 5/14/2025Walleye Capital LLC32,932$496K0.0%-2.6%0.000% 5/13/2025Elequin Capital LP4,408$66K0.0%N/A0.000% 5/13/2025Raymond James Financial Inc.592,568$8.93M0.0%+16.9%0.000% 5/13/2025Kovitz Investment Group Partners LLC195,786$2.95M0.0%+24.0%0.000% 5/13/2025HighTower Advisors LLC24,098$363K0.0%-25.5%0.000% 5/12/2025Invesco Ltd.47,517$716K0.0%+258.7%0.000% 5/9/2025MGB Wealth Management LLC24,019$361K0.1%+100.0%0.000% 5/6/2025Cetera Investment Advisers19,436$293K0.0%+9.6%0.000% 5/6/2025Journey Strategic Wealth LLC29,539$445K0.0%-20.5%0.000% 5/6/2025Wedbush Securities Inc.15,074$227K0.0%-33.5%0.000% 5/1/2025Corrado Advisors LLC162,224$2.45M1.6%+0.9%0.000% 4/29/2025Envestnet Asset Management Inc.28,601$431K0.0%+8.9%0.000% 4/29/2025Aviance Capital Partners LLC24,434$368K0.1%+25.8%0.000% 4/28/2025DAVENPORT & Co LLC24,006$362K0.0%-4.7%0.000% Hey, it's Jon Najarian. The SpaceX IPO is right around the corner. But I discovered Elon may have something BIGGER planned. Check this out before June 9th... (Ad)After being invited to the SpaceX launch headquarters in Cape Canaveral from one of Elon's top lobbyists… Hall of Fame Trader Jon Najarian now says EVERYONE is missing an even bigger story about the SpaceX IPO… That it's just the start of an Elon Musk $44 trillion "Superconvergence…" An event that could kick off as soon as June 12th.Click here now to watch hall of fame trader Jon Najarian's full prediction.4/24/2025Tsfg LLC1,734$26K0.0%N/A0.000% 4/23/2025Oppenheimer & Co. Inc.88,120$1.33M0.0%+5.2%0.000% 4/22/2025PFG Investments LLC12,550$189K0.0%-33.4%0.000% 4/21/2025Avior Wealth Management LLC11,670$176K0.0%+113.0%0.000% 2/25/2025B. Riley Wealth Advisors Inc.16,563$246K0.0%-9.9%0.000% 2/17/2025Cetera Investment Advisers17,733$264K0.0%+12.4%0.000% 2/17/2025Baird Financial Group Inc.735,643$10.94M0.0%+5.9%0.000% 2/17/2025Bank of America Corp DE576,436$8.57M0.0%-3.9%0.000% 2/14/2025Kovitz Investment Group Partners LLC157,875$2.35M0.0%+127.4%0.000% 2/13/2025Walleye Capital LLC33,815$503K0.0%N/A0.000% GUG Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of GUG shares? During the previous two years, 60 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were Pathstone Holdings LLC ($14.00M), Bank of America Corp DE ($13.93M), Advisors Asset Management Inc. ($12.82M), Baird Financial Group Inc. ($12.22M), Cohen & Steers Inc. ($11.69M), Raymond James Financial Inc. ($10.55M), and International Assets Investment Management LLC ($8.22M).Learn more on Guggenheim Active Allocation Fund's institutional investors. Which institutional investors have been buying Guggenheim Active Allocation Fund's stock? Of the 53 institutional investors that purchased Guggenheim Active Allocation Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($1.18M), Advisors Asset Management Inc. ($512.18K), Bank of America Corp DE ($335.61K), Penserra Capital Management LLC ($299.20K), Kovitz Investment Group Partners LLC ($195.79K), Focus Partners Wealth ($142.69K), and Pathstone Holdings LLC ($126.66K). How much institutional buying is happening at Guggenheim Active Allocation Fund? Institutional investors have bought a total of 1,403,822 shares in the last 24 months. This purchase volume represents approximately $21.74M in transactions. Which of Guggenheim Active Allocation Fund's major shareholders have been selling company stock? Of the 15 institutional investors that sold Guggenheim Active Allocation Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($242.51K), Advisors Asset Management Inc. ($59.04K), Royal Bank of Canada ($46.97K), Oppenheimer & Co. Inc. ($19.92K), Walleye Capital LLC ($16.71K), U.S. Capital Wealth Advisors LLC ($15K), and MGB Wealth Management LLC ($13.10K). How much institutional selling is happening at Guggenheim Active Allocation Fund? Institutional investors have sold a total of 452,178 shares in the last 24 months. This volume of shares sold represents approximately $7.01M in transactions. 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