Guggenheim Active Allocation Fund (GUG) Institutional Ownership

$14.97
+0.05 (+0.34%)
(As of 05/17/2024 ET)

Institutional Ownership Changes (13F Filings) for Guggenheim Active Allocation Fund (NYSE:GUG)

Number of
Institutional Buyers
(last 12 months)
13
Total
Institutional Inflows
(last 12 months)
$5.87M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$339.68K
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GUG Institutional Buying and Selling by Quarter

Guggenheim Active Allocation Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2024 B. Riley Wealth Advisors Inc.105,330$1.42M0.0%+3.1%0.000%
5/14/2024 Advisors Asset Management Inc.270,825$3.98M0.1%+60.2%0.000%
5/9/2024 Corrado Advisors LLC178,839$2.63M1.7%-5.3%0.000%
5/7/2024 Concurrent Investment Advisors LLC14,702$216K0.0%N/A0.000%
4/30/2024 J.W. Cole Advisors Inc.40,495$595K0.0%+6.3%0.000%
4/23/2024 Raymond James Financial Services Advisors Inc.85,508$1.26M0.0%+155.0%0.000%
3/27/2024 Nomura Holdings Inc.16,843$247K0.0%N/A0.000%
3/15/2024 B. Riley Wealth Advisors Inc.102,203$1.50M0.0%-3.0%0.000%
2/13/2024 Oppenheimer & Co. Inc.87,075$1.28M0.0%+12.5%0.000%
2/13/2024 1607 Capital Partners LLC74,845$1.10M0.1%+36.0%0.000%
2/12/2024 Relative Value Partners Group LLC245,733$3.60M0.2%+14.5%0.000%
2/9/2024 Journey Strategic Wealth LLC38,792$569K0.0%+14.8%0.000%
2/6/2024 Aviance Capital Partners LLC23,089$338K0.1%-7.1%0.000%
2/6/2024 U.S. Capital Wealth Advisors LLC122,067$1.79M0.1%-2.9%0.000%
2/1/2024 Corrado Advisors LLC188,927$2.77M2.3%-2.3%0.000%
1/31/2024 J.W. Cole Advisors Inc.38,101$559K0.0%+70.4%0.000%
1/25/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000%
1/25/2024 Blue Bell Private Wealth Management LLC4,200$62K0.0%N/A0.000%
1/24/2024 International Assets Investment Management LLC43,980$645K0.0%N/A0.000%
1/16/2024 Raymond James Financial Services Advisors Inc.33,537$492K0.0%+89.4%0.000%
1/5/2024 BancFirst Trust & Investment Management19,377$285K0.1%N/A0.000%
(Data available from 1/1/2016 forward)

GUG Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of GUG shares?

During the previous two years, 16 institutional investors and hedge funds held shares of Guggenheim Active Allocation Fund. The most heavily invested institutionals were Advisors Asset Management Inc. ($3.98M), Relative Value Partners Group LLC ($3.60M), Corrado Advisors LLC ($2.63M), U.S. Capital Wealth Advisors LLC ($1.79M), B. Riley Wealth Advisors Inc. ($1.42M), Oppenheimer & Co. Inc. ($1.28M), and Raymond James Financial Services Advisors Inc. ($1.26M).Learn more on GUG's institutional investors.

Which institutional investors have been buying Guggenheim Active Allocation Fund stock?

Of the 13 institutional investors that purchased Guggenheim Active Allocation Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Advisors Asset Management Inc. ($101.82K), International Assets Investment Management LLC ($87.96K), Raymond James Financial Services Advisors Inc. ($67.80K), Relative Value Partners Group LLC ($31.21K), 1607 Capital Partners LLC ($19.83K), BancFirst Trust & Investment Management ($19.38K), and J.W. Cole Advisors Inc. ($18.14K).

How much institutional buying is happening at Guggenheim Active Allocation Fund?

Institutional investors have bought a total of 399,671 shares in the last 24 months. This purchase volume represents approximately $5.87M in transactions.

Which Guggenheim Active Allocation Fund major shareholders have been selling company stock?

The following institutional investors have sold Guggenheim Active Allocation Fund stock in the last 24 months: Corrado Advisors LLC ($14.63K), U.S. Capital Wealth Advisors LLC ($3.60K), B. Riley Wealth Advisors Inc. ($3.13K), and Aviance Capital Partners LLC ($1.78K).

How much institutional selling is happening at Guggenheim Active Allocation Fund?

Institutional investors have sold a total of 23,136 shares in the last 24 months. This volume of shares sold represents approximately $339.68K in transactions.


This page (NYSE:GUG) was last updated on 5/19/2024 by MarketBeat.com Staff

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