Guggenheim Active Allocation Fund (GUG) SEC Filings & 10K Form $15.28 +0.17 (+1.11%) Closing price 03:59 PM EasternExtended Trading$15.28 +0.00 (+0.01%) As of 04:04 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more. Add Compare Share Share SEC Filings Stock AnalysisChartCompetitorsDividendHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrendsBuy This Stock Recent Guggenheim Active Allocation Fund SEC Filings All Filing Types 1 10 10-D 10-K 10-M 10-Q 11-K 12b-25 13F 13H 144 15 15F 17-H 18 18-K 19b-4(e) 19b-4 19b-7 1-A 1-E 1-K 1-N 1-SA 1-U 1-Z 20-F 24F-2 25 2-E 3 4 40-F 5 6-K 7-M 8-A 8-K 8-M 9-M ABS DD-15E ABS-15G ABS-EE ADV ADV-E ADV-H ADV-NR ADV-W ATS ATS-R BD BD-N BDW C CA-1 CB CFPORTAL D F-1 F-10 F-3 F-4 F-6 F-7 F-8 F-80 F-N F-X ID MA MA-I MA-NR MA-W MSD MSDW n/a N-14 N-17D-1 N-17f-1 N-17f-2 N-18f-1 N-1A N-2 N-23c-3 N-27D-1 N-3 N-4 N-5 N-54A N-54C N-6 N-6EI-1 N-6F N-8A N-8B-2 N-8B-4 N-8F N-CR N-CSR N-MFP N-PX N-Q NRSRO N-SAR PF PILOT R31 S-1 S-11 S-20 S-3 S-4 S-6 S-8 SBSE SBSE-A SBSE-BD SBSE-C SBSE-W SCI SD SDR SE SF-1 SF-3 SIP T-1 T-2 T-3 T-4 T-6 TA-1 TA-2 TA-W TCR TH WB-APP X-17A-19 X-17A-5 Part I X-17A-5 Part II X-17A-5 Part IIA X-17A-5 Part IIB X-17A-5 Part III X-17A-5 Schedule I X-17F-1A Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings Custom Range 1 Month 3 Months 6 Months Year-to-Date 1 Year 2 Years 3 Years Time Frame * Start Date * End Date Export to Excel DateFilerForm TypeView05/08/202510:56 AMGuggenheim Active Allocation Fund (Issuer)NYBERG RONALD (Reporting)Form 4Statement of changes in beneficial ownership of securities 04/25/20251:19 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT04/01/20251:43 PMGuggenheim Active Allocation Fund (Issuer)TOUPIN RONALD E JR (Reporting)Form 4Statement of changes in beneficial ownership of securities 02/05/202511:00 AMGuggenheim Active Allocation Fund (Filer)Form N-CSRS02/04/202512:54 PMGuggenheim Active Allocation Fund (Subject)MORGAN STANLEY (Filed by)Form SCHEDULE 13G/A01/29/202512:44 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT12/05/20242:46 PMGuggenheim Active Allocation Fund (Issuer)Miller Elisabeth (Reporting)Form 3Initial statement of beneficial ownership of securities 10/30/20241:08 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT10/04/202410:48 AMBarnes Randall C (Reporting)Guggenheim Active Allocation Fund (Issuer)Form 4Statement of changes in beneficial ownership of securities 09/03/20244:08 PMBrock-Kyle Angela (Reporting)Guggenheim Active Allocation Fund (Issuer)Form 4Statement of changes in beneficial ownership of securities 08/27/20242:38 PMGuggenheim Active Allocation Fund (Filer)Form N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 08/20/202410:06 AMGuggenheim Active Allocation Fund (Filer)Form NPORT-P/A08/20/20247:14 AMGuggenheim Active Allocation Fund (Filer)Form NPORT-P/A08/14/20242:29 PMGuggenheim Active Allocation Fund (Filer)Form N-CENAnnual Report for Registered Investment Companies 07/31/20249:11 AMGuggenheim Active Allocation Fund (Filer)GUGGENHEIM FUNDS TRUST (Filer)GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (Filer)Guggenheim Strategy Funds Trust (Filer)Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Filer)Guggenheim Variable Funds Trust (Filer)RYDEX DYNAMIC FUNDS (Filer)RYDEX SERIES FUNDS (Filer)RYDEX VARIABLE TRUST (Filer)Transparent Value Trust (Filer)Form 40-17G07/29/202412:41 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT(Data available from 1/1/2016 forward) Related Companies and Tools Related Companies Abacus Life, Inc. 9.875% Fixed Rate Senior Notes due 2028 10K Form Abrdn Global Infrastructure Income Fund 10K Form Aimei Health Technology 10K Form AlphaTime Acquisition 10K Form Argo Blockchain plc 8.75% Senior Notes due 2026 10K Form Atlanticus Holdings Co. 6.125% Senior Notes due 2026 10K Form Atlas 10K Form B. Riley Financial, Inc. - 6.50 10K Form B. Riley Financial, Inc. 5.00% Senior Notes due 2026 10K Form B. Riley Financial, Inc. 5.25% Senior Notes due 2028 10K Form SEC Filings Tools Latest SEC FilingsInsider Trading Activity This page (NYSE:GUG) was last updated on 6/2/2025 by MarketBeat.com Staff From Our PartnersTrump’s treachery Trump’s Final Reset Inside the shocking plot to re-engineer America’s financial system…and why you need to ...Porter & Company | SponsoredCollect $7k per month from Tesla’s SECRET dividendTesla doesn't pay a traditional dividend.... But I just discovered a secret backdoor to collect a secret 69...Investors Alley | SponsoredAn AI run of epic proportions is only getting startedI just put together an urgent new presentation that you need to see right away. In short: I believe we are...Timothy Sykes | SponsoredElon’s backup plan for AIElon knows the future isn’t about smarter AI — it’s about powering it. 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