Guggenheim Active Allocation Fund (GUG) SEC Filings & 10K Form $15.58 +0.16 (+1.00%) Closing price 03:58 PM EasternExtended Trading$15.64 +0.05 (+0.35%) As of 07:50 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more. Add Compare Share Share SEC Filings Stock AnalysisChartCompetitorsDividendHeadlinesInsider TradesOwnershipSEC FilingsShort InterestTrendsBuy This Stock Recent Guggenheim Active Allocation Fund SEC Filings All Filing Types 1 10 10-D 10-K 10-M 10-Q 11-K 12b-25 13F 13H 144 15 15F 17-H 18 18-K 19b-4(e) 19b-4 19b-7 1-A 1-E 1-K 1-N 1-SA 1-U 1-Z 20-F 24F-2 25 2-E 3 4 40-F 5 6-K 7-M 8-A 8-K 8-M 9-M ABS DD-15E ABS-15G ABS-EE ADV ADV-E ADV-H ADV-NR ADV-W ATS ATS-R BD BD-N BDW C CA-1 CB CFPORTAL D F-1 F-10 F-3 F-4 F-6 F-7 F-8 F-80 F-N F-X ID MA MA-I MA-NR MA-W MSD MSDW n/a N-14 N-17D-1 N-17f-1 N-17f-2 N-18f-1 N-1A N-2 N-23c-3 N-27D-1 N-3 N-4 N-5 N-54A N-54C N-6 N-6EI-1 N-6F N-8A N-8B-2 N-8B-4 N-8F N-CR N-CSR N-MFP N-PX N-Q NRSRO N-SAR PF PILOT R31 S-1 S-11 S-20 S-3 S-4 S-6 S-8 SBSE SBSE-A SBSE-BD SBSE-C SBSE-W SCI SD SDR SE SF-1 SF-3 SIP T-1 T-2 T-3 T-4 T-6 TA-1 TA-2 TA-W TCR TH WB-APP X-17A-19 X-17A-5 Part I X-17A-5 Part II X-17A-5 Part IIA X-17A-5 Part IIB X-17A-5 Part III X-17A-5 Schedule I X-17F-1A Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings Custom Range 1 Month 3 Months 6 Months Year-to-Date 1 Year 2 Years 3 Years Time Frame Start Date End Date Export to Excel DateFilerForm TypeView05/08/202510:56 AMGuggenheim Active Allocation Fund (Issuer)NYBERG RONALD (Reporting)Form 4Statement of changes in beneficial ownership of securities 04/25/20251:19 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT04/01/20251:43 PMGuggenheim Active Allocation Fund (Issuer)TOUPIN RONALD E JR (Reporting)Form 4Statement of changes in beneficial ownership of securities 02/05/202511:00 AMGuggenheim Active Allocation Fund (Filer)Form N-CSRS02/04/202512:54 PMGuggenheim Active Allocation Fund (Subject)MORGAN STANLEY (Filed by)Form SCHEDULE 13G/A01/29/202512:44 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT12/05/20242:46 PMGuggenheim Active Allocation Fund (Issuer)Miller Elisabeth (Reporting)Form 3Initial statement of beneficial ownership of securities 10/30/20241:08 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT10/04/202410:48 AMBarnes Randall C (Reporting)Guggenheim Active Allocation Fund (Issuer)Form 4Statement of changes in beneficial ownership of securities 09/03/20244:08 PMBrock-Kyle Angela (Reporting)Guggenheim Active Allocation Fund (Issuer)Form 4Statement of changes in beneficial ownership of securities 08/27/20242:38 PMGuggenheim Active Allocation Fund (Filer)Form N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 08/20/202410:06 AMGuggenheim Active Allocation Fund (Filer)Form NPORT-P/A08/20/20247:14 AMGuggenheim Active Allocation Fund (Filer)Form NPORT-P/A08/14/20242:29 PMGuggenheim Active Allocation Fund (Filer)Form N-CENAnnual Report for Registered Investment Companies 07/31/20249:11 AMGuggenheim Active Allocation Fund (Filer)GUGGENHEIM FUNDS TRUST (Filer)GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (Filer)Guggenheim Strategy Funds Trust (Filer)Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (Filer)Guggenheim Variable Funds Trust (Filer)RYDEX DYNAMIC FUNDS (Filer)RYDEX SERIES FUNDS (Filer)RYDEX VARIABLE TRUST (Filer)Transparent Value Trust (Filer)Form 40-17G07/29/202412:41 PMGuggenheim Active Allocation Fund (Filer)Form NPORT-PMonthly Portfolio Investments Report on Form NPORT(Data available from 1/1/2016 forward) Related Companies and Tools Related Companies Abacus Life, Inc. 9.875% Fixed Rate Senior Notes due 2028 10K Form Abrdn Global Infrastructure Income Fund 10K Form Aimei Health Technology 10K Form AlphaTime Acquisition 10K Form Argo Blockchain plc 8.75% Senior Notes due 2026 10K Form Atlanticus Holdings Co. 6.125% Senior Notes due 2026 10K Form Atlas 10K Form B. Riley Financial, Inc. - 6.50 10K Form B. Riley Financial, Inc. 5.00% Senior Notes due 2026 10K Form B. Riley Financial, Inc. 5.25% Senior Notes due 2028 10K Form SEC Filings Tools Latest SEC FilingsInsider Trading Activity This page (NYSE:GUG) was last updated on 6/24/2025 by MarketBeat.com Staff From Our PartnersElon’s BIGGEST warning yet?Tesla's About to Prove Everyone Wrong... Again Back in 2018, when Jeff Brown told everyone to buy Tesla… ...Brownstone Research | SponsoredTop Picks for Trump’s Pro-Crypto AmericaMark August 12th on your calendar. 27 of crypto's most successful minds are about to reveal everything…Crypto 101 Media | SponsoredF1 Engineering Powers This Electric Marine MotorThe future of marine propulsion has arrived - powered by F-1 grade engineering. In collaboration with McLar...The Tomorrow Investor | SponsoredA grave, grave error.It seems like the world is on fire. Trump’s tariffs are crippling economies worldwide. Canada’s been cri...Porter & Company | SponsoredIsrael-Iran WAR Could Destroy Trump's PresidencyThe missiles are already flying. Israel and Iran are now in direct military conflict — and this couldn't ha...American Alternative | SponsoredThink NVDA’s run was epic? You ain’t seen nothin’ yetAsk most investors and they’ll probably tell you Nvidia is the undisputed AI stock of the decade. In 2023, ...Timothy Sykes | SponsoredTrump set to Boost Social Security Checks by 400%?If you're collecting or planning to collect social security... You should see this presentation about Presi...InvestorPlace | SponsoredWe’ve Entered the Most Bullish Phase of the CycleIt happens like clockwork. Every four years, the crypto market enters a new phase — and for those who know how...Crypto Swap Profits | Sponsored Adding Choose a watchlist: Watchlist Adding You have already added five stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding Guggenheim Active Allocation Fund Please log in to your account or sign up in order to add this asset to your watchlist. Share Guggenheim Active Allocation Fund With A Colleague Link copied to clipboard. Get 30 Days of MarketBeat All Access for Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools. Start Your 30-Day Trial MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.