| 2/17/2020 | Ladenburg Thalmann Financial Services Inc. | 64,360 | $0.73M | 0.0% | -3.1% | 0.163% | |
| 2/14/2020 | Advisors Asset Management Inc. | 63,284 | $0.72M | 0.0% | +125.7% | 0.160% | |
| 2/14/2020 | Bank of America Corp DE | 230,976 | $2.62M | 0.0% | -2.5% | 0.585% | |
| 2/14/2020 | Rivernorth Capital Management LLC | 260,682 | $2.95M | 0.2% | +15.8% | 0.660% | |
| 2/14/2020 | Guggenheim Capital LLC | 323,752 | $3.67M | 0.0% | +7.5% | 0.820% | |
| 2/14/2020 | UBS Group AG | 166,326 | $1.88M | 0.0% | +16.2% | 0.421% | |
| 2/13/2020 | Van ECK Associates Corp | 208,758 | $2.37M | 0.0% | +7.4% | 0.528% | |
| 2/13/2020 | Northwestern Mutual Wealth Management Co. | 18,383 | $0.21M | 0.0% | +90.1% | 0.047% | |
| 2/13/2020 | Pacitti Group Inc. | 15,650 | $0.18M | 0.1% | -54.2% | 0.040% | |
| 2/13/2020 | Stifel Financial Corp | 16,530 | $0.19M | 0.0% | -16.0% | 0.042% | |
| 2/12/2020 | Advisor Group Inc. | 104,671 | $1.19M | 0.0% | +22.1% | 0.265% | |
| 2/12/2020 | Raymond James & Associates | 108,686 | $1.23M | 0.0% | -16.5% | 0.275% | |
| 2/11/2020 | Atria Investments LLC | 11,579 | $0.13M | 0.0% | N/A | 0.029% | |
| 2/11/2020 | Envestnet Asset Management Inc. | 93,363 | $1.06M | 0.0% | +17.4% | 0.236% | |
| 2/11/2020 | Landscape Capital Management L.L.C. | 36,071 | $0.41M | 0.0% | -15.4% | 0.091% | |
| 2/11/2020 | Mariner Investment Group LLC | 365,670 | $4.14M | 4.6% | -3.4% | 0.926% | |
| 2/11/2020 | Vivaldi Capital Management LLC | 30,050 | $0.34M | 0.1% | N/A | 0.076% | |
| 2/10/2020 | First Allied Advisory Services Inc. | 15,877 | $0.18M | 0.0% | +8.0% | 0.040% | |
| 2/7/2020 | Lincoln National Corp | 131,641 | $1.49M | 0.0% | +1.2% | 0.333% | |
| 2/6/2020 | Robinson Capital Management LLC | 913,474 | $10.35M | 3.7% | -2.1% | 2.313% | |
| 2/6/2020 | Fiera Capital Corp | 265,881 | $3.01M | 0.0% | +2.7% | 0.673% | |
| 2/4/2020 | PBMares Wealth Management LLC | 11,500 | $0.13M | 0.2% | N/A | 0.029% | |
| 2/4/2020 | Park Avenue Securities LLC | 36,652 | $0.42M | 0.0% | +20.5% | 0.093% | |
| 2/4/2020 | Partnervest Advisory Services LLC | 11,256 | $0.13M | 0.0% | -18.7% | 0.028% | |
| 1/28/2020 | Choate Investment Advisors | 26,200 | $0.30M | 0.0% | +101.5% | 0.066% | |
| 1/27/2020 | Wakefield Asset Management LLLP | 140,206 | $1.59M | 0.7% | +1.8% | 0.355% | |
| 1/27/2020 | Usca Ria LLC | 114,875 | $1.30M | 0.1% | +5.6% | 0.291% | |
| 1/16/2020 | Camelot Portfolios LLC | 60,119 | $0.68M | 0.3% | +9.6% | 0.152% | |
| 1/14/2020 | 6 Meridian | 39,248 | $0.45M | 0.0% | +2.9% | 0.099% | |
| 1/10/2020 | FNY Investment Advisers LLC | 3,513 | $39K | 0.0% | N/A | 0.009% | |
| 11/27/2019 | Pacitti Group Inc. | 34,150 | $0.40M | 0.4% | N/A | 0.086% | |
| 11/27/2019 | Rivernorth Capital Management LLC | 225,166 | $2.61M | 0.1% | +136.8% | 0.570% | |
| 11/5/2019 | Homrich & Berg | 11,667 | $0.14M | 0.0% | N/A | 0.030% | |
| 11/4/2019 | Keybank National Association OH | 11,161 | $0.13M | 0.0% | +9.8% | 0.028% | |
| 11/1/2019 | Mackay Shields LLC | 220,033 | $2.55M | 0.0% | +76.7% | 0.557% | |
| 10/31/2019 | Usca Ria LLC | 108,775 | $1.26M | 0.1% | +4.0% | 0.275% | |
| 10/30/2019 | Commonwealth Equity Services LLC | 107,221 | $1.24M | 0.0% | -2.1% | 0.271% | |
| 10/25/2019 | Wakefield Asset Management LLLP | 137,709 | $1.60M | 0.7% | +8.3% | 0.349% | |
| 10/22/2019 | 6 Meridian | 38,155 | $0.44M | 0.0% | +2.8% | 0.097% | |
| 10/18/2019 | Park Avenue Securities LLC | 30,406 | $0.35M | 0.0% | N/A | 0.077% | |
| 10/17/2019 | Envestnet Asset Management Inc. | 79,534 | $0.92M | 0.0% | +8.7% | 0.201% | |
| 10/16/2019 | Karpus Management Inc. | 874,055 | $10.13M | 0.4% | -0.1% | 2.213% | |
| 10/15/2019 | Camelot Portfolios LLC | 54,866 | $0.64M | 0.3% | -4.4% | 0.139% | |
| 10/9/2019 | Ackerman Capital Advisors LLC | 91,901 | $1.07M | 0.4% | +8.7% | 0.233% | |
| 10/7/2019 | Robinson Capital Management LLC | 933,474 | $10.85M | 3.6% | +13.0% | 2.363% | |
| 8/26/2019 | Atria Investments LLC | 10,913 | $0.13M | 0.0% | -10.8% | 0.028% | |
| 8/14/2019 | Rivernorth Capital Management LLC | 95,099 | $1.07M | 0.0% | -23.3% | 0.241% | |
| 8/14/2019 | Morgan Stanley | 113,742 | $1.28M | 0.0% | +18.2% | 0.288% | |
| 8/14/2019 | Karpus Management Inc. | 875,155 | $9.86M | 0.4% | -10.4% | 2.216% | |
| 8/14/2019 | Bank of America Corp DE | 262,337 | $2.96M | 0.0% | +3.6% | 0.664% | |
| 8/13/2019 | HighTower Advisors LLC | 42,463 | $0.48M | 0.0% | +36.2% | 0.108% | |
| 8/13/2019 | Parametric Portfolio Associates LLC | 215,480 | $2.43M | 0.0% | -0.7% | 0.546% | |
| 8/12/2019 | First Allied Advisory Services Inc. | 14,391 | $0.16M | 0.0% | -5.8% | 0.036% | |
| 8/12/2019 | Fiera Capital Corp | 247,994 | $2.80M | 0.0% | -40.5% | 0.628% | |
| 8/10/2019 | LPL Financial LLC | 46,558 | $0.53M | 0.0% | -20.7% | 0.118% | |
| 8/9/2019 | City of London Investment Management Co. Ltd. | 65,484 | $0.74M | 0.1% | +36.9% | 0.166% | |
| 8/9/2019 | ProVise Management Group LLC | 28,296 | $0.32M | 0.0% | -6.6% | 0.072% | |
| 8/8/2019 | Landscape Capital Management L.L.C. | 84,106 | $0.95M | 0.1% | +43.9% | 0.213% | |
| 8/8/2019 | Allianz Asset Management GmbH | 41,860 | $0.47M | 0.0% | N/A | 0.106% | |
| 8/7/2019 | Dakota Wealth Management | 27,416 | $0.31M | 0.1% | -19.9% | 0.069% | |
| 8/7/2019 | Partnervest Advisory Services LLC | 12,659 | $0.14M | 0.1% | N/A | 0.032% | |
| 8/7/2019 | Van ECK Associates Corp | 188,126 | $2.12M | 0.0% | +5.6% | 0.476% | |
| 8/6/2019 | Wells Fargo & Company MN | 57,209 | $0.65M | 0.0% | -2.7% | 0.145% | |
| 8/6/2019 | Lincoln National Corp | 112,900 | $1.27M | 0.0% | -2.5% | 0.286% | |
| 8/2/2019 | Envestnet Asset Management Inc. | 73,174 | $0.83M | 0.0% | +9.5% | 0.185% | |
| 7/31/2019 | Advisor Group Inc. | 103,869 | $1.17M | 0.0% | +26.8% | 0.263% | |
| 6/30/2019 | FNY Investment Advisers LLC | 6,079 | $68K | 0.0% | N/A | 0.015% | |
| 6/30/2019 | Robinson Capital Management LLC | 826,399 | $9.39M | 3.1% | +17.0% | 2.092% | |
| 6/30/2019 | Ackerman Capital Advisors LLC | 84,533 | $0.95M | 0.0% | +289.1% | 0.214% | |
| 6/30/2019 | Commonwealth Equity Services LLC | 109,544 | $1.23M | 0.0% | -2.9% | 0.277% | |
| 6/30/2019 | Camelot Portfolios LLC | 57,381 | $0.65M | 0.3% | -1.9% | 0.145% | |
| 6/30/2019 | Summit Financial Wealth Advisors LLC | 62,050 | $0.70M | 0.2% | -2.5% | 0.157% | |
| 6/30/2019 | 6 Meridian | 37,133 | $0.42M | 0.0% | -6.9% | 0.094% | |
| 5/14/2019 | Sit Investment Associates Inc. | 924,357 | $10.19M | 0.3% | +39.3% | 2.340% | |
| 5/10/2019 | Mariner Investment Group LLC | 457,801 | $5.05M | 6.8% | +5.8% | 1.159% | |
| 5/10/2019 | City of London Investment Management Co. Ltd. | 47,833 | $0.53M | 0.0% | N/A | 0.121% | |
| 5/10/2019 | Northwestern Mutual Wealth Management Co. | 21,278 | $0.23M | 0.0% | +6.7% | 0.054% | |
| 5/10/2019 | Fiera Capital Corp | 416,843 | $4.59M | 0.0% | -26.4% | 1.055% | |
| 5/8/2019 | Delphi Financial Group Inc. | 78,921 | $0.87M | 0.3% | -44.9% | 0.200% | |
| 5/6/2019 | Raymond James & Associates | 206,091 | $2.27M | 0.0% | -2.6% | 0.522% | |
| 5/6/2019 | Wakefield Asset Management LLLP | 149,452 | $1.65M | 0.6% | +3.0% | 0.378% | |
| 5/2/2019 | Park Avenue Securities LLC | 24,248 | $0.27M | 0.0% | N/A | 0.061% | |
| 5/1/2019 | Summit Financial Wealth Advisors LLC | 63,650 | $0.70M | 0.2% | +3.2% | 0.161% | |
| 4/26/2019 | Ackerman Capital Advisors LLC | 21,726 | $0.24M | 0.0% | N/A | 0.055% | |
| 4/25/2019 | Camelot Portfolios LLC | 58,470 | $0.64M | 0.3% | -2.6% | 0.148% | |
| 4/24/2019 | Oppenheimer & Co. Inc. | 23,800 | $0.26M | 0.0% | -17.4% | 0.060% | |
| 4/24/2019 | Element Pointe Advisors LLC | 26,311 | $0.29M | 0.2% | -3.8% | 0.067% | |
| 4/10/2019 | 6 Meridian | 39,891 | $0.44M | 0.0% | N/A | 0.101% | |
| 4/2/2019 | Robinson Capital Management LLC | 706,385 | $7.78M | 2.4% | N/A | 1.788% | |
| 2/15/2019 | Millennium Management LLC | 33,000 | $0.34M | 0.0% | N/A | 0.084% | |
| 2/15/2019 | Karpus Management Inc. | 1,306,658 | $13.46M | 0.6% | +8,907.7% | 3.308% | |
| 2/15/2019 | First Allied Advisory Services Inc. | 15,272 | $0.16M | 0.0% | -17.7% | 0.039% | |
| 2/15/2019 | Wakefield Asset Management LLLP | 145,146 | $1.50M | 0.6% | +12.1% | 0.367% | |
| 2/14/2019 | Nuveen Asset Management LLC | 231,474 | $2.38M | 0.0% | -20.6% | 0.586% | |
| 2/14/2019 | First Foundation Advisors | 18,401 | $0.19M | 0.0% | -62.4% | 0.047% | |
| 2/14/2019 | Bank of America Corp DE | 248,541 | $2.56M | 0.0% | -2.0% | 0.629% | |
| 2/14/2019 | Delphi Financial Group Inc. | 143,360 | $1.47M | 0.7% | N/A | 0.363% | |
| 2/14/2019 | 1607 Capital Partners LLC | 723,400 | $7.45M | 0.5% | +60.9% | 1.831% | |
| 2/13/2019 | Geode Capital Management LLC | 30,945 | $0.32M | 0.0% | -13.7% | 0.078% | |
| 2/12/2019 | Fiera Capital Corp | 566,341 | $5.83M | 0.0% | +18.5% | 1.434% | |
