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PennantPark Floating Rate Capital (PFLT) Institutional Ownership

$7.28 -0.11 (-1.42%)
As of 12:26 PM Eastern
This is a fair market value price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for PennantPark Floating Rate Capital (NYSE:PFLT)

Current
Institutional Ownership
Percentage
19.77%
Number of
Institutional Buyers
(last 12 months)
82
Total
Institutional Inflows
(last 12 months)
$67.24M
Number of
Institutional Sellers
(last 12 months)
38
Total
Institutional Outflows
(last 12 months)
$28.70M
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PFLT Institutional Buying and Selling by Quarter

PennantPark Floating Rate Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/20/2026 Two Sigma Securities LLC11,793$88K0.0%-30.2%0.012%
8/20/2026 Wedbush Securities Inc.29,412$220K0.0%-10.8%0.030%
8/19/2026 Van ECK Associates Corp2,473,706$18.50M0.0%+37.0%2.493%
8/18/2026 Glenview Trust Co10,650$80K0.0%N/A0.011%
8/17/2026 Corient Private Wealth LP12,805$96K0.0%N/A0.013%
8/17/2026 Bank of America Corp DE164,131$1.23M0.0%N/A0.165%
8/14/2026 Legal & General Group Plc810,824$6.06M0.0%N/A0.817%
8/12/2026 Northwestern Mutual Wealth Management Co.4,000$30K0.0%N/A0.004%
8/10/2026 Denali Advisors LLC43,052$322K0.0%-8.5%0.043%
8/10/2026 NewEdge Wealth LLC168,559$1.26M0.0%N/A0.170%
8/7/2026 BlackRock Inc.375,781$2.81M0.0%N/A0.379%
7/9/2026 Allied Private Wealth LLC7,153$51K0.0%N/A0.007%
7/7/2026 Avior Wealth Management LLC14,039$105K0.0%-32.3%0.014%
5/19/2026McIlrath & Eck LLC4,689$38K0.0%+177.9%0.005%
5/19/2026 Bank of America Corp DE55,056$443K0.0%-19.0%0.055%
5/19/2026 Altshuler Shaham Ltd1,029,172$8.28M0.1%-22.0%1.037%
5/18/2026 Royal Bank of Canada27,629$222K0.0%+25.3%0.028%
5/13/2026 Cetera Investment Advisers69,941$562K0.0%+2.4%0.070%
5/13/2026 NewEdge Wealth LLC177,682$1.43M0.0%+3.5%0.179%
5/7/2026 Greenwood Gearhart LLC29,000$233K0.0%N/A0.029%
5/1/2026 Sovran Advisors LLC37,801$304K0.0%+3.7%0.038%
4/27/2026 PFG Investments LLC140,523$1.13M0.1%+13.8%0.142%
4/27/2026 Sound Income Strategies LLC4,940,809$39.58M1.9%+6.4%4.980%
4/23/2026 GraniteShares Advisors LLC262,767$2.11M1.5%-10.3%0.265%
4/22/2026 Janney Montgomery Scott LLC41,802$336K0.0%+4.1%0.042%
4/17/2026 Andina Capital Management LLC46,947$377K0.3%N/A0.047%
3/9/2026 Corient Private Wealth LLC12,905$120K0.0%-79.1%0.013%
2/19/2026 Invesco Ltd.1,222,697$11.33M0.0%-3.2%1.232%
2/19/2026 Corient Private Wealth LLC12,861$117K0.0%-79.2%0.013%
2/18/2026 EP Wealth Advisors LLC14,461$134K0.0%N/A0.015%
2/18/2026 XTX Topco Ltd180,640$1.68M0.0%N/A0.182%
2/18/2026 VARCOV Co.100,078$928K0.4%N/A0.101%
2/18/2026 VestGen Advisors LLC14,500$134K0.0%-17.1%0.015%
2/18/2026 Virtus Investment Advisers LLC79,701$739K0.2%-14.2%0.080%
2/18/2026 Oxford Asset Management LLP45,382$421K0.2%-5.8%0.046%
2/18/2026 Millennium Management LLC690,051$6.40M0.0%+1.4%0.695%
2/18/2026 CastleKnight Management LP79,100$733K0.0%N/A0.080%
2/18/2026 Altshuler Shaham Ltd1,320,156$12.24M0.2%+44.1%1.331%
2/17/2026 Guggenheim Capital LLC59,147$548K0.0%+8.0%0.060%
2/17/2026 Schonfeld Strategic Advisors LLC16,088$149K0.0%N/A0.016%
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2/17/2026 Cetera Investment Advisers68,278$633K0.0%-9.6%0.069%
2/17/2026 Trexquant Investment LP223,878$2.08M0.0%-10.0%0.226%
2/17/2026 Jump Financial LLC34,519$320K0.0%N/A0.035%
2/17/2026 Osaic Holdings Inc.208,639$1.93M0.0%+25.9%0.210%
2/17/2026 Royal Bank of Canada22,053$204K0.0%-12.9%0.022%
2/17/2026 Beacon Investment Advisors LLC20,916$194K0.1%+14.2%0.021%
2/16/2026 Mariner LLC11,201$104K0.0%-63.7%0.011%
2/13/2026 Marshall Wace LLP771,048$7.15M0.0%-62.5%0.777%
2/13/2026 CANADA LIFE ASSURANCE Co125,122$1.16M0.0%+3.9%0.126%
2/13/2026 Stifel Financial Corp50,957$472K0.0%-7.0%0.051%
2/13/2026 Truffle Hound Capital LLC600,000$5.56M1.4%N/A0.605%
2/13/2026 State Street Corp107,263$1.01M0.0%+23.9%0.108%
2/13/2026 Van ECK Associates Corp2,331,159$21.61M0.0%-8.0%2.350%
2/13/2026 Wells Fargo & Company MN151,558$1.41M0.0%+160.7%0.153%
2/12/2026 Advisors Asset Management Inc.344,109$3.19M0.1%-2.2%0.347%
2/12/2026 Commonwealth Equity Services LLC44,522$413K0.0%-54.8%0.045%
2/12/2026 Wedbush Securities Inc.39,262$364K0.0%-72.7%0.040%
2/11/2026 Janney Montgomery Scott LLC40,141$372K0.0%-6.7%0.040%
2/11/2026 Cerity Partners LLC82,010$760K0.0%N/A0.083%
2/11/2026 LPL Financial LLC417,065$3.87M0.0%-5.7%0.420%
2/11/2026 Closed End Fund Advisors Inc.30,683$284K0.2%N/A0.031%
2/10/2026 Goldman Sachs Group Inc.35,158$326K0.0%+9.1%0.035%
2/10/2026 Calton & Associates Inc.13,501$125K0.0%+19.3%0.014%
2/10/2026 Foundations Investment Advisors LLC21,201$197K0.0%+7.9%0.021%
2/9/2026 Legal & General Group Plc687,570$6.38M0.0%+14.0%0.693%
2/6/2026 EverSource Wealth Advisors LLC10,001$93K0.0%+496.0%0.010%
2/6/2026 HighTower Advisors LLC71,205$660K0.0%-3.7%0.072%
2/5/2026 Northwestern Mutual Wealth Management Co.185,546$1.77M0.0%+4,538.7%0.187%
2/5/2026 Cornerstone Wealth Management LLC34,421$319K0.0%-39.4%0.035%
2/4/2026 Bridgewealth Advisory Group LLC12,035$112K0.0%N/A0.012%
2/3/2026 NewEdge Wealth LLC171,744$1.59M0.0%-36.7%0.173%
2/3/2026 Denali Advisors LLC48,547$450K0.0%-17.0%0.049%
2/3/2026 International Assets Investment Management LLC3,580$33K0.0%N/A0.004%
1/29/2026 Facet Wealth Inc.19,805$186K0.0%N/A0.020%
1/29/2026 UBS Group AG1,367,442$12.68M0.0%+5.5%1.378%
1/27/2026 GraniteShares Advisors LLC292,844$2.72M1.6%+4.6%0.295%
1/27/2026 PFG Advisors98,057$909K0.0%-11.0%0.099%
1/27/2026 Krilogy Financial LLC123,880$1.17M0.0%+693.2%0.125%
1/26/2026 Key Capital Management INC9,783$91K0.1%N/A0.010%
1/26/2026CWM LLC7,382$68K0.0%+37.4%0.007%
1/26/2026 PFG Investments LLC123,507$1.15M0.1%+1.1%0.124%
1/23/2026 Farther Finance Advisors LLC5,886$55K0.0%-34.4%0.006%
1/23/2026 Freestone Capital Holdings LLC27,045$251K0.0%N/A0.027%
1/22/2026 Westbourne Investments Inc.10,500$101K0.0%-53.8%0.011%
1/21/2026 Naviter Wealth LLC20,766$195K0.0%+11.3%0.021%
1/21/2026 Sound Income Strategies LLC4,643,958$44.26M2.1%+12.4%4.681%
1/21/2026 Sowell Financial Services LLC13,410$124K0.0%N/A0.014%
1/20/2026 Ethos Financial Group LLC21,308$198K0.0%+7.9%0.021%
1/20/2026 Sovran Advisors LLC36,464$354K0.0%+3.4%0.037%
1/14/2026 BCO Wealth Management LLC11,706$109K0.1%N/A0.012%
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1/9/2026 Teamwork Financial Advisors LLC10,844$101K0.0%-23.5%0.011%
1/1/2026 JPMorgan Chase & Co.9,186$82K0.0%-82.2%0.009%
12/15/2025 Hudson Bay Capital Management LP10,350$92K0.0%N/A0.010%
11/19/2025Sunbelt Securities Inc.15,654$139K0.0%+90.3%0.016%
11/17/2025 CANADA LIFE ASSURANCE Co120,419$1.08M0.0%+39.1%0.121%
11/17/2025 PharVision Advisers LLC25,564$227K0.1%N/A0.026%
11/17/2025 Susquehanna International Group LLP64,510$573K0.0%-41.9%0.065%
11/17/2025 Quarry LP4,033$36K0.0%N/A0.004%
11/17/2025 Qube Research & Technologies Ltd1,093,973$9.73M0.0%+36.9%1.103%
11/17/2025 Mariner LLC30,847$274K0.0%+132.0%0.031%


PFLT Institutional Ownership - Frequently Asked Questions

During the previous two years, 146 institutional investors and hedge funds held shares of PennantPark Floating Rate Capital. The most heavily invested institutionals were Sound Income Strategies LLC ($39.58M), Van ECK Associates Corp ($18.50M), Scoggin Management LP ($16.45M), UBS Group AG ($12.68M), Invesco Ltd. ($11.33M), Qube Research & Technologies Ltd ($9.73M), and Altshuler Shaham Ltd ($8.28M).Learn more on PennantPark Floating Rate Capital's institutional investors.

19.77% of PennantPark Floating Rate Capital's stock is owned by institutional investors. Learn more on PFLT's institutional investor holdings.

Of the 129 institutional investors that purchased PennantPark Floating Rate Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sound Income Strategies LLC ($2.28M), Scoggin Management LP ($1.47M), Van ECK Associates Corp ($1.36M), Invesco Ltd. ($1.26M), Legal & General Group Plc ($945.76K), Millennium Management LLC ($873.43K), and Strategic Financial Concepts LLC ($667.17K).

Institutional investors have bought a total of 7,873,263 shares in the last 24 months. This purchase volume represents approximately $67.24M in transactions.

Of the 38 institutional investors that sold PennantPark Floating Rate Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Marshall Wace LLP ($1.29M), Two Sigma Investments LP ($524.44K), Altshuler Shaham Ltd ($290.98K), Van ECK Associates Corp ($202.05K), NewEdge Wealth LLC ($123.90K), Wedbush Securities Inc. ($108.01K), and Corient Private Wealth LLC ($97.93K).

Institutional investors have sold a total of 3,172,592 shares in the last 24 months. This volume of shares sold represents approximately $28.70M in transactions.



Institutional ownership data for NYSE:PFLT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/20/2026. New 13F filings are added each quarter as they're published.
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