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PennantPark Floating Rate Capital (PFLT) Institutional Ownership

$6.66 -0.08 (-1.11%)
As of 01:08 PM Eastern
This is a fair market value price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for PennantPark Floating Rate Capital (NYSE:PFLT)

Current
Institutional Ownership
Percentage
19.77%
Number of
Institutional Buyers
(last 12 months)
74
Total
Institutional Inflows
(last 12 months)
$54.65M
Number of
Institutional Sellers
(last 12 months)
39
Total
Institutional Outflows
(last 12 months)
$43.93M
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PFLT Institutional Buying and Selling by Quarter

PennantPark Floating Rate Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/11/2026 Advisors Asset Management Inc.397,958$2.75M0.0%N/A0.401%
11/11/2026 Private Advisor Group LLC13,595$94K0.0%N/A0.014%
11/11/2026 Independent Advisor Alliance318,362$2.20M0.1%+17.5%0.321%
11/3/2026 StoneX Group Inc.36,316$261K0.0%+245.5%0.037%
11/3/2026 AlphaCentric Advisors LLC20,000$138K0.1%N/A0.020%
11/2/2026 Commonwealth Equity Services LLC52,017$359K0.0%-25.5%0.052%
10/30/2026 GraniteShares Advisors LLC371,221$2.57M1.7%+22.8%0.374%
10/29/2026 Investment Partners LTD.20,000$138K0.0%+100.0%0.020%
10/24/2026 Sigma Planning Corp12,977$90K0.0%N/A0.013%
10/23/2026 Wedbush Securities Inc.39,529$273K0.0%+34.4%0.040%
10/13/2026 Avior Wealth Management LLC11,291$78K0.0%-19.6%0.011%
10/9/2026 Sound Income Strategies LLC2,930,953$19.58M0.4%-43.9%2.954%
9/9/2026Integrated Wealth Concepts LLC5,343$40K0.0%N/A0.005%
9/9/2026NewEdge Advisors LLC17,167$128K0.0%+264.2%0.017%
9/9/2026 Squarepoint Ops LLC33,287$249K0.0%+80.0%0.034%
8/20/2026Two Sigma Securities LLC11,793$88K0.0%-30.2%0.012%
8/20/2026 Wedbush Securities Inc.29,412$220K0.0%-10.8%0.030%
8/19/2026Van ECK Associates Corp2,473,706$18.50M0.0%+37.0%2.493%
8/18/2026 Glenview Trust Co10,650$80K0.0%N/A0.011%
8/17/2026Corient Private Wealth LP12,805$96K0.0%N/A0.013%
8/17/2026Bank of America Corp DE164,131$1.23M0.0%N/A0.165%
8/14/2026Legal & General Group Plc810,824$6.06M0.0%N/A0.817%
8/12/2026Northwestern Mutual Wealth Management Co.4,000$30K0.0%N/A0.004%
8/10/2026Denali Advisors LLC43,052$322K0.0%-8.5%0.043%
8/10/2026NewEdge Wealth LLC168,559$1.26M0.0%N/A0.170%
8/7/2026BlackRock Inc.375,781$2.81M0.0%N/A0.379%
7/9/2026Allied Private Wealth LLC7,153$51K0.0%N/A0.007%
7/7/2026 Avior Wealth Management LLC14,039$105K0.0%-32.3%0.014%
5/19/2026McIlrath & Eck LLC4,689$38K0.0%+177.9%0.005%
5/19/2026Bank of America Corp DE55,056$443K0.0%-19.0%0.055%
5/19/2026Altshuler Shaham Ltd1,029,172$8.28M0.1%-22.0%1.037%
5/18/2026Royal Bank of Canada27,629$222K0.0%+25.3%0.028%
5/13/2026Cetera Investment Advisers69,941$562K0.0%+2.4%0.070%
5/13/2026NewEdge Wealth LLC177,682$1.43M0.0%+3.5%0.179%
5/7/2026 Greenwood Gearhart LLC29,000$233K0.0%N/A0.029%
5/1/2026 Sovran Advisors LLC37,801$304K0.0%+3.7%0.038%
4/27/2026PFG Investments LLC140,523$1.13M0.1%+13.8%0.142%
4/27/2026 Sound Income Strategies LLC4,940,809$39.58M1.9%+6.4%4.980%
4/23/2026 GraniteShares Advisors LLC262,767$2.11M1.5%-10.3%0.265%
4/22/2026Janney Montgomery Scott LLC41,802$336K0.0%+4.1%0.042%
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4/17/2026 Andina Capital Management LLC46,947$377K0.3%N/A0.047%
3/9/2026Corient Private Wealth LLC12,905$120K0.0%-79.1%0.013%
2/19/2026Invesco Ltd.1,222,697$11.33M0.0%-3.2%1.232%
2/19/2026Corient Private Wealth LLC12,861$117K0.0%-79.2%0.013%
2/18/2026EP Wealth Advisors LLC14,461$134K0.0%N/A0.015%
2/18/2026XTX Topco Ltd180,640$1.68M0.0%N/A0.182%
2/18/2026VARCOV Co.100,078$928K0.4%N/A0.101%
2/18/2026 VestGen Advisors LLC14,500$134K0.0%-17.1%0.015%
2/18/2026Virtus Investment Advisers LLC79,701$739K0.2%-14.2%0.080%
2/18/2026Oxford Asset Management LLP45,382$421K0.2%-5.8%0.046%
2/18/2026Millennium Management LLC690,051$6.40M0.0%+1.4%0.695%
2/18/2026CastleKnight Management LP79,100$733K0.0%N/A0.080%
2/18/2026Altshuler Shaham Ltd1,320,156$12.24M0.2%+44.1%1.331%
2/17/2026Guggenheim Capital LLC59,147$548K0.0%+8.0%0.060%
2/17/2026Schonfeld Strategic Advisors LLC16,088$149K0.0%N/A0.016%
2/17/2026Cetera Investment Advisers68,278$633K0.0%-9.6%0.069%
2/17/2026Trexquant Investment LP223,878$2.08M0.0%-10.0%0.226%
2/17/2026Jump Financial LLC34,519$320K0.0%N/A0.035%
2/17/2026Osaic Holdings Inc.208,639$1.93M0.0%+25.9%0.210%
2/17/2026Royal Bank of Canada22,053$204K0.0%-12.9%0.022%
2/17/2026Beacon Investment Advisors LLC20,916$194K0.1%+14.2%0.021%
2/16/2026Mariner LLC11,201$104K0.0%-63.7%0.011%
2/13/2026Marshall Wace LLP771,048$7.15M0.0%-62.5%0.777%
2/13/2026CANADA LIFE ASSURANCE Co125,122$1.16M0.0%+3.9%0.126%
2/13/2026Stifel Financial Corp50,957$472K0.0%-7.0%0.051%
2/13/2026 Truffle Hound Capital LLC600,000$5.56M1.4%N/A0.605%
2/13/2026State Street Corp107,263$1.01M0.0%+23.9%0.108%
2/13/2026Van ECK Associates Corp2,331,159$21.61M0.0%-8.0%2.350%
2/13/2026Wells Fargo & Company MN151,558$1.41M0.0%+160.7%0.153%
2/12/2026 Advisors Asset Management Inc.344,109$3.19M0.1%-2.2%0.347%
2/12/2026 Commonwealth Equity Services LLC44,522$413K0.0%-54.8%0.045%
2/12/2026 Wedbush Securities Inc.39,262$364K0.0%-72.7%0.040%
2/11/2026Janney Montgomery Scott LLC40,141$372K0.0%-6.7%0.040%
2/11/2026Cerity Partners LLC82,010$760K0.0%N/A0.083%
2/11/2026 LPL Financial LLC417,065$3.87M0.0%-5.7%0.420%
2/11/2026 Closed End Fund Advisors Inc.30,683$284K0.2%N/A0.031%
2/10/2026Goldman Sachs Group Inc.35,158$326K0.0%+9.1%0.035%
2/10/2026Calton & Associates Inc.13,501$125K0.0%+19.3%0.014%
2/10/2026Foundations Investment Advisors LLC21,201$197K0.0%+7.9%0.021%
2/9/2026Legal & General Group Plc687,570$6.38M0.0%+14.0%0.693%
2/6/2026 EverSource Wealth Advisors LLC10,001$93K0.0%+496.0%0.010%
2/6/2026 HighTower Advisors LLC71,205$660K0.0%-3.7%0.072%
2/5/2026Northwestern Mutual Wealth Management Co.185,546$1.77M0.0%+4,538.7%0.187%
2/5/2026 Cornerstone Wealth Management LLC34,421$319K0.0%-39.4%0.035%
2/4/2026 Bridgewealth Advisory Group LLC12,035$112K0.0%N/A0.012%
2/3/2026NewEdge Wealth LLC171,744$1.59M0.0%-36.7%0.173%
2/3/2026Denali Advisors LLC48,547$450K0.0%-17.0%0.049%
2/3/2026 International Assets Investment Management LLC3,580$33K0.0%N/A0.004%
1/29/2026 Facet Wealth Inc.19,805$186K0.0%N/A0.020%
1/29/2026 UBS Group AG1,367,442$12.68M0.0%+5.5%1.378%
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1/27/2026 GraniteShares Advisors LLC292,844$2.72M1.6%+4.6%0.295%
1/27/2026 PFG Advisors98,057$909K0.0%-11.0%0.099%
1/27/2026 Krilogy Financial LLC123,880$1.17M0.0%+693.2%0.125%
1/26/2026 Key Capital Management INC9,783$91K0.1%N/A0.010%
1/26/2026CWM LLC7,382$68K0.0%+37.4%0.007%
1/26/2026PFG Investments LLC123,507$1.15M0.1%+1.1%0.124%
1/23/2026 Farther Finance Advisors LLC5,886$55K0.0%-34.4%0.006%
1/23/2026 Freestone Capital Holdings LLC27,045$251K0.0%N/A0.027%
1/22/2026Westbourne Investments Inc.10,500$101K0.0%-53.8%0.011%
1/21/2026Naviter Wealth LLC20,766$195K0.0%+11.3%0.021%


PFLT Institutional Ownership - Frequently Asked Questions

During the previous two years, 149 institutional investors and hedge funds held shares of PennantPark Floating Rate Capital. The most heavily invested institutionals were Sound Income Strategies LLC ($19.58M), Van ECK Associates Corp ($18.50M), Scoggin Management LP ($16.45M), UBS Group AG ($12.68M), Invesco Ltd. ($11.33M), Qube Research & Technologies Ltd ($9.73M), and Altshuler Shaham Ltd ($8.28M).Learn more on PennantPark Floating Rate Capital's institutional investors.

19.77% of PennantPark Floating Rate Capital's stock is owned by institutional investors. Learn more on PFLT's institutional investor holdings.

Of the 134 institutional investors that purchased PennantPark Floating Rate Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sound Income Strategies LLC ($1.98M), Scoggin Management LP ($1.47M), Invesco Ltd. ($1.26M), Van ECK Associates Corp ($1.03M), Legal & General Group Plc ($945.76K), Millennium Management LLC ($873.43K), and Strategic Financial Concepts LLC ($667.17K).

Institutional investors have bought a total of 6,556,512 shares in the last 24 months. This purchase volume represents approximately $54.65M in transactions.

Of the 38 institutional investors that sold PennantPark Floating Rate Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sound Income Strategies LLC ($2.29M), Marshall Wace LLP ($1.29M), Two Sigma Investments LP ($524.44K), Altshuler Shaham Ltd ($290.98K), Van ECK Associates Corp ($202.05K), Wedbush Securities Inc. ($108.01K), and NewEdge Wealth LLC ($99.40K).

Institutional investors have sold a total of 5,397,602 shares in the last 24 months. This volume of shares sold represents approximately $43.93M in transactions.



Institutional ownership data for NYSE:PFLT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/11/2026. New 13F filings are added each quarter as they're published.
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