Go Pro
→ Your book attached (From Profits Run) (Ad)tc pixel Free CSWC Stock Alerts

Capital Southwest (CSWC) Institutional Ownership

Capital Southwest logo
$23.84 +0.22 (+0.93%)
Closing price 04:00 PM Eastern
Extended Trading
$23.94 +0.11 (+0.44%)
As of 07:03 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
101
Total
Institutional Inflows
(last 12 months)
$400.19M
Number of
Institutional Sellers
(last 12 months)
65
Total
Institutional Outflows
(last 12 months)
$371.07M
Get CSWC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Capital Southwest stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/9/2026 Allied Private Wealth LLC1,575$37K0.0%N/A0.003%
7/9/2026 Hennion & Walsh Asset Management Inc.62,374$1.48M0.0%-2.2%0.100%
7/8/2026 Sanders Morris Harris LLC759,992$18.07M10.5%-31.6%1.223%
7/7/2026 Epiq Partners LLC294,003$6.99M3.0%-5.9%0.473%
6/12/2026Militia Capital Management LLC35,000$774K0.2%N/A0.056%
5/28/2026Cozad Asset Management Inc.59,867$1.32M0.1%+14.3%0.096%
5/19/2026Bank of America Corp DE41,774$924K0.0%-17.2%0.069%
5/18/2026Sunbelt Securities Inc.37,030$819K0.1%+4.3%0.062%
5/18/2026EverSource Wealth Advisors LLC2,329$52K0.0%-16.7%0.004%
5/18/2026Royal Bank of Canada23,273$515K0.0%-70.7%0.039%
5/18/2026Empowered Funds LLC619,098$13.69M0.1%N/A0.996%
5/15/2026Empirical Finance LLC618,866$13.69M0.6%N/A1.029%
5/13/2026Militia Capital Management LLC35,000$774K0.2%N/A0.058%
5/8/2026PNC Financial Services Group Inc.4,654$103K0.0%+197.2%0.008%
5/7/2026Hollencrest Capital Management3,998$88K0.0%-46.2%0.007%
5/6/2026Catalyst Capital Advisors LLC49,000$1.08M0.0%-94.8%0.081%
5/6/2026Independent Financial Group LLC15,216$337K0.0%N/A0.025%
5/2/2026Arlington Capital Management Inc.21,565$477K0.3%N/A0.036%
4/30/2026Kestra Advisory Services LLC56,864$1.26M0.0%+28.1%0.095%
4/28/2026Hodges Capital Management Inc.110,275$2.44M0.2%+1.7%0.183%
4/27/2026Leonteq Securities AG7,000$155K0.0%+11.1%0.012%
4/27/2026Sound Income Strategies LLC903,329$19.81M1.0%+2.0%1.502%
4/23/2026GraniteShares Advisors LLC109,894$2.43M1.8%-10.3%0.183%
4/23/2026SageGuard Financial Group LLC9,690$214K0.0%-20.0%0.016%
4/22/2026Union Bancaire Privee UBP SA1,685$36K0.0%-76.8%0.003%
4/21/2026Columbus Macro LLC357,781$7.91M0.8%+3.5%0.595%
4/18/2026CENTRAL TRUST Co2,700$60K0.0%N/A0.004%
3/16/2026Osbon Capital Management LLC2,500$55K0.1%N/A0.004%
3/13/2026Fund Advisors of America Inc FL20,620$457K0.4%N/A0.034%
2/20/2026Sunbelt Securities Inc.35,500$786K0.1%-21.3%0.059%
2/19/2026Invesco Ltd.34,576$766K0.0%-6.0%0.057%
2/18/2026Vident Advisory LLC11,719$260K0.0%-26.0%0.019%
2/18/2026Voloridge Investment Management LLC169,858$3.76M0.0%-22.9%0.282%
2/18/2026Virtus Investment Advisers LLC32,682$724K0.2%-18.6%0.054%
2/18/2026First Manhattan CO. LLC.206,002$4.56M0.0%-5.9%0.342%
2/18/2026Balyasny Asset Management L.P.13,410$297K0.0%-51.8%0.022%
2/17/2026Guggenheim Capital LLC27,461$608K0.0%+7.5%0.046%
2/17/2026Trexquant Investment LP22,122$490K0.0%-90.0%0.037%
2/17/2026Osaic Holdings Inc.28,190$624K0.0%-12.6%0.047%
2/17/2026Atom Investors LP65,809$1.46M0.1%N/A0.109%
The dollar reset no one told you about (Ad)

Porter Stansberry says a dollar reset is underway - one that has happened only once before in America's 250-year history, back in 1974 with a secret Saudi deal that reshaped an entire generation's wealth. Today, a landmark treaty called Pax Silica - signed by 13 nations in December 2025 and barely covered in the press - is at the center of what Fortune calls 'the biggest change to the world's relationship with the dollar' in a generation. The stocks to buy, the assets to avoid, and the moves to consider are outlined in Stansberry's new briefing.tc pixel

Read the full briefing and see how to position yourself now
2/17/2026Royal Bank of Canada79,556$1.76M0.0%-35.8%0.132%
2/16/2026Verition Fund Management LLC88,378$1.96M0.0%+168.1%0.147%
2/16/2026Mariner LLC20,056$444K0.0%-35.0%0.033%
2/16/2026FJ Capital Management LLC92,685$2.05M0.2%N/A0.154%
2/16/2026Barclays PLC97,739$2.17M0.0%N/A0.162%
2/13/2026Kestra Advisory Services LLC44,378$983K0.0%-4.6%0.074%
2/13/2026CreativeOne Wealth LLC50,840$1.13M0.0%-47.6%0.085%
2/13/2026Zuckerman Investment Group LLC44,930$995K0.1%-89.2%0.075%
2/13/2026CANADA LIFE ASSURANCE Co71,781$1.59M0.0%+4.1%0.119%
2/13/2026VPR Management LLC8,500$188K0.1%+54.5%0.014%
2/13/2026State Street Corp62,507$1.39M0.0%+23.5%0.104%
2/13/2026Van ECK Associates Corp1,380,316$30.57M0.0%-5.3%2.294%
2/12/2026Advisors Asset Management Inc.103,463$2.29M0.0%-15.6%0.172%
2/12/2026HRT Financial LP63,145$1.40M0.0%-75.6%0.105%
2/12/2026Commonwealth Equity Services LLC92,347$2.05M0.0%-1.4%0.154%
2/12/2026Moerus Capital Management LLC61,698$1.37M0.6%-16.6%0.103%
2/12/2026Wedbush Securities Inc.16,378$363K0.0%+25.6%0.027%
2/11/2026Hodges Capital Management Inc.108,462$2.40M0.2%+6.7%0.180%
2/11/2026First Dallas Securities Inc.89,911$1.99M0.7%+7.0%0.149%
2/11/2026LPL Financial LLC214,780$4.76M0.0%+10.3%0.357%
2/11/2026Franklin Resources Inc.262,299$5.81M0.0%-15.7%0.436%
2/11/2026Dearborn Partners LLC19,999$443K0.0%+4.5%0.033%
2/11/2026Closed End Fund Advisors Inc.113,731$2.52M1.5%N/A0.189%
2/10/2026Goldman Sachs Group Inc.229,086$5.07M0.0%-0.9%0.381%
2/10/2026Womack Financial LLC217,125$4.81M3.6%+5.2%0.361%
2/10/2026Foundations Investment Advisors LLC129,848$2.88M0.0%-0.4%0.216%
2/9/2026Melia Wealth LLC502,988$11.14M5.1%+2.6%0.836%
2/9/2026Legal & General Group Plc389,580$8.64M0.0%+17.4%0.648%
2/6/2026Mraz Amerine & Associates Inc.28,910$640K0.1%-27.2%0.048%
2/6/2026Global Retirement Partners LLC11,587$257K0.0%-6.3%0.019%
2/6/2026Leonteq Securities AG6,300$140K0.0%N/A0.010%
2/6/2026ProShare Advisors LLC10,944$242K0.0%-5.6%0.018%
2/6/2026HighTower Advisors LLC9,638$213K0.0%-8.9%0.016%
2/5/2026Cornerstone Wealth Management LLC40,835$904K0.0%-5.2%0.068%
2/3/2026Washington Trust Advisors Inc.2,500$55K0.0%-41.9%0.004%
2/3/2026Denali Advisors LLC76,284$1.69M0.2%-13.1%0.133%
2/3/2026GRIMES & Co WEALTH MANAGEMENT LLC9,261$205K0.0%-26.7%0.016%
1/30/2026Samalin Investment Counsel LLC28,343$628K0.2%+8.2%0.049%
1/29/2026UBS Group AG817,148$18.10M0.0%+5.0%1.422%
1/27/2026SageGuard Financial Group LLC12,113$268K0.0%N/A0.021%
1/27/2026GraniteShares Advisors LLC122,472$2.71M1.6%N/A0.213%
1/26/2026Grace & White Inc. NY164,697$3.65M0.7%-1.9%0.287%
1/23/2026Sumitomo Mitsui Trust Group Inc.284,778$6.31M0.0%+29.4%0.496%
1/21/2026Muzinich & Co. Inc.425,322$9.42M3.0%+55.6%0.740%
1/21/2026Naviter Wealth LLC99,245$2.20M0.3%-3.4%0.173%
1/21/2026Sound Income Strategies LLC885,967$20.98M1.0%+17.1%1.542%
1/20/2026Accel Wealth Management12,495$277K0.1%N/A0.022%
1/16/2026Catalina Capital Group LLC11,897$264K0.2%N/A0.021%
1/16/2026Legacy Capital Wealth Partners LLC66,218$1.47M0.3%+12.9%0.115%
1/15/2026Columbus Macro LLC345,520$7.65M0.8%+8.4%0.601%
Trump’s secret China deal (Ad)

Trump just returned from Beijing with the most powerful business delegation in American history - Elon Musk, Jensen Huang, Tim Cook, and the CEOs of BlackRock, Goldman Sachs, and CitiBank. The media covered the handshakes. But what was really being negotiated behind closed doors? Porter Stansberry has connected the Beijing trip to a landmark pact signed by 13 nations in Washington - a pact designed to cut China out of a $3 trillion investment wave tied to the most critical resource of the 21st century. His new documentary exposes the five assets at the center of it all.tc pixel

Watch the full documentary and see which assets are positioned to benefit
1/14/2026 Hennion & Walsh Asset Management Inc.57,913$1.28M0.0%-5.3%0.101%
1/7/2026 Epiq Partners LLC310,965$6.89M3.2%+5.3%0.541%
1/5/2026 Confluence Investment Management LLC83,810$1.86M0.0%-3.3%0.146%
1/5/2026Union Bancaire Privee UBP SA7,265$161K0.0%-22.3%0.013%
1/1/2026JPMorgan Chase & Co.25,309$553K0.0%+200.5%0.044%
12/23/2025Triumph Capital Management1,300$28K0.0%N/A0.002%
11/21/2025CIBC Bancorp USA Inc.12,471$273K0.0%N/A0.022%
11/19/2025Sunbelt Securities Inc.45,100$986K0.1%+21.1%0.078%
11/17/2025CANADA LIFE ASSURANCE Co68,944$1.51M0.0%+35.1%0.120%
11/17/2025Caxton Associates LLP26,267$574K0.0%+84.2%0.046%


CSWC Institutional Ownership - Frequently Asked Questions

During the previous two years, 187 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Van ECK Associates Corp ($30.57M), Sound Income Strategies LLC ($19.81M), UBS Group AG ($18.10M), Sanders Morris Harris LLC ($18.07M), Two Sigma Advisers LP ($16.90M), Punch & Associates Investment Management Inc. ($15.32M), and Two Sigma Investments LP ($14.70M).Learn more on Capital Southwest's institutional investors.

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Of the 160 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.09M), Balyasny Asset Management L.P. ($1.00M), Sanders Morris Harris LLC ($796.90K), Empowered Funds LLC ($619.10K), Empirical Finance LLC ($618.87K), Raymond James Financial Inc. ($511.61K), and Beacon Pointe Advisors LLC ($459.29K).

Institutional investors have bought a total of 18,152,996 shares in the last 24 months. This purchase volume represents approximately $400.19M in transactions.

Of the 65 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.08M), Catalyst Capital Advisors LLC ($887K), Sanders Morris Harris LLC ($415.64K), Zuckerman Investment Group LLC ($415.45K), Balyasny Asset Management L.P. ($271.29K), Trexquant Investment LP ($199.57K), and HRT Financial LP ($195.83K).

Institutional investors have sold a total of 16,907,245 shares in the last 24 months. This volume of shares sold represents approximately $371.07M in transactions.


Related Companies

This page (NASDAQ:CSWC) was last updated on 7/10/2026 by MarketBeat.com Staff.
From Our Partners
Buy this stock today
Marc Chaikin, founder of Chaikin Analytics, is sharing a strategy he calls 'Sell This, Buy That' - a way to mo...
Chaikin Analytics | Sponsoredtc pixel
From the man who predicted 2008 crash…
Porter Stansberry, founder of one of the largest financial research firms in the world, says he's breaking the...
Porter & Company | Sponsoredtc pixel
Ray Dalio: Buy Gold. Get Paid.
Ray Dalio, founder of Bridgewater Associates, is urging investors to hold 15% of their portfolio in gold and c...
Investors Alley | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
Elon’s New Currency (BUY NOW)
Elon Musk is reportedly launching a currency system that analysts say could target a $480 trillion market disr...
InvestorPlace | Sponsoredtc pixel
ALT SL: New Patent Reveals Elon Musk’s Next Breakthrough: M.A.G.I.
Jeff Brown and Marc Chaikin - two investors who spotted Nvidia a decade ago - are now pointing to Elon Musk's ...
Brownstone Research | Sponsoredtc pixel
The Starlink of Energy
A portable energy unit - already used by the U.S. Navy for decades - is now drawing serious attention from Big...
Monument Traders Alliance | Sponsoredtc pixel
Elon’s message for America
Elon Musk bought Super Bowl ad time at $266,000 per second - something he has never done before. 125 million A...
Stansberry Research | Sponsoredtc pixel