Go Pro
→ Major Buy Alert Issued for August 31st (From TradeSmith) (Ad)tc pixel Free CSWC Stock Alerts

Capital Southwest (CSWC) Institutional Ownership

Capital Southwest logo
$24.56 -0.03 (-0.12%)
Closing price 08/19/2026 04:00 PM Eastern
Extended Trading
$24.68 +0.12 (+0.50%)
As of 06:54 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
84
Total
Institutional Inflows
(last 12 months)
$143.45M
Number of
Institutional Sellers
(last 12 months)
57
Total
Institutional Outflows
(last 12 months)
$350.75M
Get CSWC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Capital Southwest stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/20/2026 Two Sigma Securities LLC11,558$275K0.0%N/A0.018%
8/20/2026 Benjamin Edwards Inc.83,697$1.99M0.0%-5.1%0.131%
8/20/2026 Northwestern Mutual Wealth Management Co.4,000$95K0.0%-9.3%0.006%
8/20/2026 Wedbush Securities Inc.19,276$458K0.0%+17.7%0.030%
8/19/2026 Van ECK Associates Corp1,526,667$36.29M0.0%+35.4%2.395%
8/19/2026 Navellier & Associates Inc.38,884$924K0.1%N/A0.061%
8/18/2026 Beacon Pointe Advisors LLC197,768$4.70M0.0%N/A0.310%
8/18/2026 Empowered Funds LLC525,697$12.50M0.1%N/A0.825%
8/18/2026 Dearborn Partners LLC13,966$332K0.0%N/A0.022%
8/18/2026 Melia Wealth LLC377,760$8.98M5.2%N/A0.593%
8/17/2026 Bank of America Corp DE86,011$2.04M0.0%N/A0.135%
8/14/2026 Legal & General Group Plc499,715$11.89M0.0%N/A0.784%
8/14/2026 Womack Financial LLC230,538$5.48M3.6%N/A0.362%
8/14/2026 Dearborn Partners LLC19,420$430K0.0%N/A0.030%
8/13/2026 Burk Holdings LLC3,068$73K0.0%N/A0.005%
8/12/2026 Greenland Capital Management LP29,000$689K0.1%N/A0.046%
8/12/2026 Northwestern Mutual Wealth Management Co.4,000$95K0.0%N/A0.006%
8/12/2026 Quantbot Technologies LP43,455$1.03M0.0%N/A0.068%
8/12/2026 Fund Advisors of America Inc FL16,578$394K0.4%N/A0.026%
8/11/2026 Allworth Financial LP6,535$155K0.0%N/A0.010%
8/10/2026 Denali Advisors LLC72,014$1.71M0.2%-5.1%0.113%
8/7/2026 BlackRock Inc.300,377$7.14M0.0%N/A0.471%
8/6/2026 Global Retirement Partners LLC11,373$270K0.0%N/A0.018%
8/6/2026 GSA Capital Partners LLP21,812$518K0.0%N/A0.034%
7/9/2026 Allied Private Wealth LLC1,575$37K0.0%N/A0.003%
7/9/2026 Hennion & Walsh Asset Management Inc.62,374$1.48M0.0%-2.2%0.100%
7/8/2026 Sanders Morris Harris LLC759,992$18.07M10.5%-31.6%1.223%
7/7/2026 Epiq Partners LLC294,003$6.99M3.0%-5.9%0.473%
6/12/2026 Militia Capital Management LLC35,000$774K0.2%N/A0.056%
5/28/2026 Cozad Asset Management Inc.59,867$1.32M0.1%+14.3%0.096%
5/19/2026 Bank of America Corp DE41,774$924K0.0%-17.2%0.069%
5/18/2026Sunbelt Securities Inc.37,030$819K0.1%+4.3%0.062%
5/18/2026 EverSource Wealth Advisors LLC2,329$52K0.0%-16.7%0.004%
5/18/2026 Royal Bank of Canada23,273$515K0.0%-70.7%0.039%
5/18/2026 Empowered Funds LLC619,098$13.69M0.1%N/A0.996%
5/15/2026 Empirical Finance LLC618,866$13.69M0.6%N/A1.029%
5/13/2026 Militia Capital Management LLC35,000$774K0.2%N/A0.058%
5/8/2026 PNC Financial Services Group Inc.4,654$103K0.0%+197.2%0.008%
5/7/2026 Hollencrest Capital Management3,998$88K0.0%-46.2%0.007%
5/6/2026 Catalyst Capital Advisors LLC49,000$1.08M0.0%-94.8%0.081%
Trump Takes Emergency Action - Plus Elon Musk's New Venture (Ad)

Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Trump has issued emergency support to accelerate the rollout, and it's already live in multiple states. The Financial Times reports Sam Altman is personally calling people to build this for OpenAI. A few little-known companies control the entire supply chain - meaning anyone who wants access must go through them. Their stocks are available to buy right now.tc pixel

See which companies control the supply chain behind this emerging tech
5/6/2026 Independent Financial Group LLC15,216$337K0.0%N/A0.025%
5/2/2026 Arlington Capital Management Inc.21,565$477K0.3%N/A0.036%
4/30/2026 Kestra Advisory Services LLC56,864$1.26M0.0%+28.1%0.095%
4/28/2026 Hodges Capital Management Inc.110,275$2.44M0.2%+1.7%0.183%
4/27/2026 Leonteq Securities AG7,000$155K0.0%+11.1%0.012%
4/27/2026 Sound Income Strategies LLC903,329$19.81M1.0%+2.0%1.502%
4/23/2026 GraniteShares Advisors LLC109,894$2.43M1.8%-10.3%0.183%
4/23/2026 SageGuard Financial Group LLC9,690$214K0.0%-20.0%0.016%
4/22/2026 Union Bancaire Privee UBP SA1,685$36K0.0%-76.8%0.003%
4/21/2026 Columbus Macro LLC357,781$7.91M0.8%+3.5%0.595%
4/18/2026 CENTRAL TRUST Co2,700$60K0.0%N/A0.004%
3/16/2026 Osbon Capital Management LLC2,500$55K0.1%N/A0.004%
3/13/2026 Fund Advisors of America Inc FL20,620$457K0.4%N/A0.034%
2/20/2026Sunbelt Securities Inc.35,500$786K0.1%-21.3%0.059%
2/19/2026 Invesco Ltd.34,576$766K0.0%-6.0%0.057%
2/18/2026 Vident Advisory LLC11,719$260K0.0%-26.0%0.019%
2/18/2026 Voloridge Investment Management LLC169,858$3.76M0.0%-22.9%0.282%
2/18/2026 Virtus Investment Advisers LLC32,682$724K0.2%-18.6%0.054%
2/18/2026 First Manhattan CO. LLC.206,002$4.56M0.0%-5.9%0.342%
2/18/2026 Balyasny Asset Management L.P.13,410$297K0.0%-51.8%0.022%
2/17/2026 Guggenheim Capital LLC27,461$608K0.0%+7.5%0.046%
2/17/2026 Trexquant Investment LP22,122$490K0.0%-90.0%0.037%
2/17/2026 Osaic Holdings Inc.28,190$624K0.0%-12.6%0.047%
2/17/2026 Atom Investors LP65,809$1.46M0.1%N/A0.109%
2/17/2026 Royal Bank of Canada79,556$1.76M0.0%-35.8%0.132%
2/16/2026 Verition Fund Management LLC88,378$1.96M0.0%+168.1%0.147%
2/16/2026 Mariner LLC20,056$444K0.0%-35.0%0.033%
2/16/2026 FJ Capital Management LLC92,685$2.05M0.2%N/A0.154%
2/16/2026 Barclays PLC97,739$2.17M0.0%N/A0.162%
2/13/2026 Kestra Advisory Services LLC44,378$983K0.0%-4.6%0.074%
2/13/2026 CreativeOne Wealth LLC50,840$1.13M0.0%-47.6%0.085%
2/13/2026 Zuckerman Investment Group LLC44,930$995K0.1%-89.2%0.075%
2/13/2026 CANADA LIFE ASSURANCE Co71,781$1.59M0.0%+4.1%0.119%
2/13/2026 VPR Management LLC8,500$188K0.1%+54.5%0.014%
2/13/2026 State Street Corp62,507$1.39M0.0%+23.5%0.104%
2/13/2026 Van ECK Associates Corp1,380,316$30.57M0.0%-5.3%2.294%
2/12/2026 Advisors Asset Management Inc.103,463$2.29M0.0%-15.6%0.172%
2/12/2026 HRT Financial LP63,145$1.40M0.0%-75.6%0.105%
2/12/2026 Commonwealth Equity Services LLC92,347$2.05M0.0%-1.4%0.154%
2/12/2026 Moerus Capital Management LLC61,698$1.37M0.6%-16.6%0.103%
2/12/2026 Wedbush Securities Inc.16,378$363K0.0%+25.6%0.027%
2/11/2026 Hodges Capital Management Inc.108,462$2.40M0.2%+6.7%0.180%
2/11/2026 First Dallas Securities Inc.89,911$1.99M0.7%+7.0%0.149%
2/11/2026 LPL Financial LLC214,780$4.76M0.0%+10.3%0.357%
2/11/2026 Franklin Resources Inc.262,299$5.81M0.0%-15.7%0.436%
2/11/2026 Dearborn Partners LLC19,999$443K0.0%+4.5%0.033%
2/11/2026 Closed End Fund Advisors Inc.113,731$2.52M1.5%N/A0.189%
2/10/2026 Goldman Sachs Group Inc.229,086$5.07M0.0%-0.9%0.381%
2/10/2026 Womack Financial LLC217,125$4.81M3.6%+5.2%0.361%
2/10/2026 Foundations Investment Advisors LLC129,848$2.88M0.0%-0.4%0.216%
Your book is inside (Ad)

The "Sucker's Bet" Most New Options Traders Fall For Most people who try options lose money the same way. They don't know the rules. They don't know what to avoid. And they hand their account to Wall Street on a silver platter. Normally $29.97. Free today.tc pixel

Download your copy now.
2/9/2026 Melia Wealth LLC502,988$11.14M5.1%+2.6%0.836%
2/9/2026 Legal & General Group Plc389,580$8.64M0.0%+17.4%0.648%
2/6/2026 Mraz Amerine & Associates Inc.28,910$640K0.1%-27.2%0.048%
2/6/2026 Global Retirement Partners LLC11,587$257K0.0%-6.3%0.019%
2/6/2026 Leonteq Securities AG6,300$140K0.0%N/A0.010%
2/6/2026 ProShare Advisors LLC10,944$242K0.0%-5.6%0.018%
2/6/2026 HighTower Advisors LLC9,638$213K0.0%-8.9%0.016%
2/5/2026 Cornerstone Wealth Management LLC40,835$904K0.0%-5.2%0.068%
2/3/2026 Washington Trust Advisors Inc.2,500$55K0.0%-41.9%0.004%
2/3/2026 Denali Advisors LLC76,284$1.69M0.2%-13.1%0.133%


CSWC Institutional Ownership - Frequently Asked Questions

During the previous two years, 181 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Van ECK Associates Corp ($36.29M), Sound Income Strategies LLC ($19.81M), UBS Group AG ($18.10M), Sanders Morris Harris LLC ($18.07M), Two Sigma Advisers LP ($16.90M), Punch & Associates Investment Management Inc. ($15.32M), and Two Sigma Investments LP ($14.70M).Learn more on Capital Southwest's institutional investors.

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Of the 156 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.09M), Empowered Funds LLC ($1.14M), Balyasny Asset Management L.P. ($1.00M), Sanders Morris Harris LLC ($796.90K), Beacon Pointe Advisors LLC ($657.06K), Van ECK Associates Corp ($639.94K), and Empirical Finance LLC ($618.87K).

Institutional investors have bought a total of 6,281,647 shares in the last 24 months. This purchase volume represents approximately $143.45M in transactions.

Of the 57 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.08M), Catalyst Capital Advisors LLC ($887K), Zuckerman Investment Group LLC ($415.45K), Sanders Morris Harris LLC ($372.91K), Trexquant Investment LP ($199.57K), HRT Financial LP ($195.83K), and Argent Trust Co ($114.05K).

Institutional investors have sold a total of 15,984,879 shares in the last 24 months. This volume of shares sold represents approximately $350.75M in transactions.


Related Companies

Institutional ownership data for NASDAQ:CSWC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/20/2026. New 13F filings are added each quarter as they're published.
From Our Partners
The retirement stock I'd buy before Nvidia today
In 2014, Marc Chaikin pointed readers toward Nvidia. Now the 60-year Wall Street veteran and creator of the Ch...
Chaikin Analytics | Sponsoredtc pixel
Someone just dumped the biggest gold fund.
Investors pulled 2.9 billion dollars from the world's largest gold fund in a single day this March, pushing to...
Behind the Markets | Sponsoredtc pixel
Why major institutions are piling into this digital asset now
BlackRock, JPMorgan, Goldman Sachs, and Fidelity are reportedly accumulating a scarce blockchain asset - one t...
Awesomely | Sponsoredtc pixel
Your book is inside
The "Sucker's Bet" Most New Options Traders Fall For Most people who try options lose money the same way. ...
Profits Run | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
This tiny launch company operates next to SpaceX and Blue Origin
A small publicly traded company operates a specialized launch vehicle fleet inside the secure perimeter of Ken...
Freedom Financial | Sponsoredtc pixel
Man who Predicted Trump 2016 Win: “Prepare for Mid-Term Meltdown”
In 2016, major election models gave Hillary Clinton a 99% chance of winning - but former CIA and Pentagon advi...
Paradigm Press | Sponsoredtc pixel
Your 10X AI demo is starting…
Keith Kaplan, the AI expert behind tools used by more than 100000 investors, built his models with an investme...
TradeSmith | Sponsoredtc pixel