NASDAQ:CSWC

Capital Southwest - CSWC Institutional Ownership

$17.54

+0.16 (+0.92%)

(As of 03/29/2023 11:06 AM ET)

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Today's Range: $17.43
▼
$17.59
50-Day Range: $16.89
▼
$20.03
52-Week Range: $16.28
▼
$24.40

Volume: 50,133 shs
Average Volume: 274,607 shs
Market Capitalization: $606.18 million

P/E Ratio: 12.80
Dividend Yield: 12.09%
Price Target: $21.88

Institutional Ownership

Current Institutional Ownership Percentage: 26.36%
Number of Institutional Buyers (last 12 months): 68
Total Institutional Inflows (last 12 months): $50.82 M
Number of Institutional Sellers (last 12 months): 31
Total Institutional Outflows (last 12 months): $14.32 M

CSWC Institutional Buying and Selling by Quarter

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Capital Southwest Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
3/15/2023	B. Riley Wealth Advisors Inc.	61,545	$1.05M	0.0%	+4.9%	0.178%
2/21/2023	B. Riley Wealth Advisors Inc.	61,545	$1.05M	0.0%	+4.9%	0.178%
2/15/2023	CI Private Wealth LLC	25,580	$0.44M	0.0%	N/A	0.074%
2/15/2023	Zuckerman Investment Group LLC	632,520	$10.82M	1.7%	+1.6%	1.830%
2/15/2023	SMH Capital Advisors Inc.	17,935	$0.31M	0.4%	N/A	0.052%
2/15/2023	Susquehanna Fundamental Investments LLC	16,977	$0.29M	0.0%	-38.0%	0.049%

2/15/2023	Schonfeld Strategic Advisors LLC	27,400	$0.47M	0.0%	+128.3%	0.079%
2/15/2023	Legal & General Group Plc	181,800	$3.11M	0.0%	+11.6%	0.526%
2/15/2023	Millennium Management LLC	875,326	$14.97M	0.0%	+23.3%	2.533%
2/15/2023	Morgan Stanley	48,817	$0.84M	0.0%	+105.6%	0.141%
2/15/2023	First Manhattan Co.	416,340	$7.12M	0.0%	-1.8%	1.205%
2/14/2023	Cetera Investment Advisers	21,403	$0.37M	0.0%	+8.3%	0.062%
2/14/2023	Marshall Wace LLP	191,577	$3.28M	0.0%	-25.0%	0.554%
2/14/2023	Two Sigma Investments LP	298,617	$5.11M	0.0%	+75.7%	0.864%
2/13/2023	Advisors Asset Management Inc.	182,163	$3.12M	0.1%	-6.7%	0.527%
2/13/2023	Core Wealth Partners LLC	11,520	$0.20M	0.2%	N/A	0.033%
2/13/2023	Wells Fargo & Company MN	4,936	$84K	0.0%	-12.2%	0.014%
2/13/2023	GSA Capital Partners LLP	32,777	$0.56M	0.1%	N/A	0.095%
2/13/2023	Advisory Research Inc.	36,466	$0.62M	0.1%	+1.4%	0.106%
2/13/2023	JPMorgan Chase & Co.	10,624	$0.18M	0.0%	-50.3%	0.031%
2/10/2023	Good Life Advisors LLC	12,903	$0.22M	0.0%	+4.4%	0.037%
2/10/2023	Bank of America Corp DE	6,143	$0.11M	0.0%	+26.8%	0.018%
2/10/2023	PNC Financial Services Group Inc.	15,972	$0.27M	0.0%	-3.9%	0.046%
2/9/2023	Legacy Capital Wealth Partners LLC	62,366	$1.07M	0.5%	+17.9%	0.180%
2/8/2023	Sunbelt Securities Inc.	18,561	$0.32M	0.1%	+14.3%	0.054%
2/8/2023	Raymond James & Associates	170,661	$2.92M	0.0%	+374.7%	0.494%
2/8/2023	UBS Group AG	29,284	$0.50M	0.0%	+31.2%	0.085%
2/8/2023	Belpointe Asset Management LLC	1,977	$34K	0.0%	N/A	0.006%
2/8/2023	Cambridge Investment Research Advisors Inc.	22,969	$0.39M	0.0%	-8.3%	0.066%
2/8/2023	Van ECK Associates Corp	439,227	$7.51M	0.0%	+20.7%	1.271%
2/7/2023	Commonwealth Equity Services LLC	30,578	$0.52M	0.0%	+32.2%	0.088%
2/7/2023	LPL Financial LLC	104,218	$1.78M	0.0%	+25.1%	0.302%
2/7/2023	Hollencrest Capital Management	5,032	$86K	0.0%	N/A	0.015%
2/7/2023	Envestnet Asset Management Inc.	30,920	$0.53M	0.0%	+3.8%	0.089%
2/6/2023	Parallel Advisors LLC	2,086	$36K	0.0%	N/A	0.006%
2/3/2023	Hodges Capital Management Inc.	15,620	$0.27M	0.0%	N/A	0.045%
2/3/2023	First Dallas Securities Inc.	16,500	$0.28M	0.2%	N/A	0.048%
2/3/2023	U.S. Capital Wealth Advisors LLC	2,000	$34K	0.0%	N/A	0.006%
2/2/2023	Grace & White Inc. NY	177,471	$3.04M	0.6%	+4.7%	0.601%
1/31/2023	Kestra Advisory Services LLC	34,800	$0.60M	0.0%	-6.3%	0.118%

1/26/2023	GraniteShares Advisors LLC	35,682	$0.61M	0.5%	N/A	0.121%
1/18/2023	Mckinley Capital Management LLC Delaware	114,266	$1.95M	0.3%	-4.3%	0.387%
1/13/2023	Sanders Morris Harris LLC	717,914	$12.28M	4.6%	+0.2%	2.432%
1/12/2023	Mraz Amerine & Associates Inc.	43,900	$0.75M	0.2%	+103.7%	0.149%
1/12/2023	Hennion & Walsh Asset Management Inc.	139,158	$2.38M	0.1%	+1.1%	0.471%
1/11/2023	Sound Income Strategies LLC	467,367	$7.99M	1.0%	+16.7%	1.583%
1/4/2023	Confluence Investment Management LLC	112,617	$1.93M	0.0%	+5.5%	0.381%
11/22/2022	B. Riley Wealth Advisors Inc.	58,676	$0.99M	0.0%	+13.4%	0.199%
11/21/2022	Sunbelt Securities Inc.	16,236	$0.28M	0.1%	+47.8%	0.055%
11/16/2022	Advisory Research Inc.	35,946	$0.61M	0.1%	+33.2%	0.122%
11/15/2022	Alliancebernstein L.P.	24,296	$0.41M	0.0%	N/A	0.082%
11/15/2022	Two Sigma Advisers LP	230,700	$3.91M	0.0%	-21.7%	0.782%
11/15/2022	Two Sigma Investments LP	169,947	$2.88M	0.0%	-34.7%	0.576%
11/15/2022	Trexquant Investment LP	23,763	$0.40M	0.0%	-17.0%	0.080%
11/15/2022	Marshall Wace LLP	255,583	$4.33M	0.0%	-19.0%	0.866%
11/15/2022	First Manhattan Co.	424,116	$7.18M	0.0%	-2.4%	1.437%
11/15/2022	BlackRock Inc.	205,292	$3.48M	0.0%	+29.4%	0.695%
11/15/2022	Commonwealth Equity Services LLC	23,129	$0.39M	0.0%	+17.2%	0.078%
11/14/2022	Royal Bank of Canada	86,267	$1.46M	0.0%	+4.2%	0.292%
11/14/2022	Virtus ETF Advisers LLC	21,461	$0.36M	0.1%	-4.2%	0.073%
11/14/2022	Legacy Capital Wealth Partners LLC	52,897	$0.90M	0.5%	+4.1%	0.179%
11/14/2022	Hennion & Walsh Asset Management Inc.	137,645	$2.33M	0.2%	+1.2%	0.466%
11/10/2022	Envestnet Asset Management Inc.	29,779	$0.50M	0.0%	+21.7%	0.101%
11/10/2022	UBS Group AG	22,327	$0.38M	0.0%	-34.3%	0.076%
11/8/2022	Advisors Asset Management Inc.	195,185	$3.31M	0.1%	+4.4%	0.661%
11/8/2022	Tectonic Advisors LLC	106,722	$1.81M	0.3%	+32.4%	0.362%
11/7/2022	Zuckerman Investment Group LLC	622,269	$10.54M	2.0%	-4.0%	2.108%
11/1/2022	Kestra Advisory Services LLC	37,139	$0.63M	0.0%	+10.4%	0.135%
11/1/2022	Great West Life Assurance Co. Can	31,450	$0.53M	0.0%	+27.5%	0.114%
10/27/2022	US Bancorp DE	14,926	$0.25M	0.0%	+7.9%	0.054%
10/27/2022	Van ECK Associates Corp	363,768	$6.16M	0.0%	-1.1%	1.321%
10/26/2022	Grace & White Inc. NY	169,471	$2.87M	0.6%	+30.9%	0.616%
10/25/2022	Mraz Amerine & Associates Inc.	21,548	$0.37M	0.1%	N/A	0.078%
10/25/2022	Raymond James & Associates	35,955	$0.61M	0.0%	-1.9%	0.131%
10/21/2022	All Season Financial Advisors Inc.	16,820	$0.29M	0.3%	+4.7%	0.061%
10/18/2022	Sound Income Strategies LLC	400,649	$6.79M	1.0%	+4.8%	1.455%
10/17/2022	Cambridge Investment Research Advisors Inc.	25,051	$0.42M	0.0%	-9.7%	0.091%
10/14/2022	Cornerstone Wealth Management LLC	16,378	$0.28M	0.0%	+10.1%	0.059%
10/7/2022	Sanders Morris Harris LLC	716,139	$12.13M	3.0%	+0.1%	2.601%
10/4/2022	Csenge Advisory Group	23,556	$0.40M	0.0%	+8.0%	0.086%
10/3/2022	Confluence Investment Management LLC	106,768	$1.81M	0.0%	-1.3%	0.388%
8/22/2022	Legal & General Group Plc	140,274	$2.58M	0.0%	+9.6%	0.510%
8/18/2022	Goldman Sachs Group Inc.	94,665	$1.74M	0.0%	N/A	0.344%
8/17/2022	Advisory Research Inc.	26,985	$0.50M	0.0%	+9.5%	0.098%
8/16/2022	Jane Street Group LLC	22,716	$0.42M	0.0%	N/A	0.083%
8/15/2022	Cubist Systematic Strategies LLC	14,341	$0.26M	0.0%	N/A	0.052%
8/15/2022	Millennium Management LLC	755,686	$13.92M	0.0%	+420.5%	2.745%
8/13/2022	Quantbot Technologies LP	11,954	$0.22M	0.0%	+147.0%	0.043%
8/13/2022	Virtu Financial LLC	13,653	$0.25M	0.0%	N/A	0.050%
8/12/2022	Virtus ETF Advisers LLC	22,401	$0.41M	0.2%	+11.3%	0.081%

8/12/2022	LPL Financial LLC	85,384	$1.57M	0.0%	+58.8%	0.310%
8/12/2022	Capital Analysts LLC	2,615	$48K	0.0%	N/A	0.009%
8/12/2022	BNP Paribas Arbitrage SA	11,500	$0.21M	0.0%	+666.7%	0.042%
8/11/2022	Cetera Investment Advisers	14,812	$0.27M	0.0%	+54.5%	0.054%
8/11/2022	Trexquant Investment LP	28,632	$0.53M	0.0%	+173.9%	0.104%
8/11/2022	Bard Associates Inc.	17,385	$0.32M	0.1%	-11.7%	0.063%
8/11/2022	UBS Group AG	33,994	$0.63M	0.0%	-13.8%	0.123%
8/11/2022	Bank of Montreal Can	32,265	$0.62M	0.0%	+72.5%	0.117%
8/11/2022	Tectonic Advisors LLC	80,577	$1.48M	0.3%	+38.1%	0.293%
8/11/2022	JPMorgan Chase & Co.	19,100	$0.35M	0.0%	N/A	0.069%

(Data available from 1/1/2016 forward)

CSWC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CSWC shares?: During the previous two years, 114 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Millennium Management LLC ($14.97M), Sanders Morris Harris LLC ($12.28M), Punch & Associates Investment Management Inc. ($11.78M), Zuckerman Investment Group LLC ($10.82M), Sound Income Strategies LLC ($7.99M), Van ECK Associates Corp ($7.51M), and First Manhattan Co. ($7.12M).Learn more on CSWC's institutional investors.
What percentage of Capital Southwest stock is owned by institutional investors?: 26.36% of Capital Southwest stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.
Which institutional investors have been buying Capital Southwest stock?: Of the 102 institutional investors that purchased Capital Southwest stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Millennium Management LLC ($0.81M), Sound Income Strategies LLC ($0.48M), Van ECK Associates Corp ($0.40M), Two Sigma Investments LP ($0.21M), Hennion & Walsh Asset Management Inc. ($0.15M), Raymond James & Associates ($0.15M), and Healthcare of Ontario Pension Plan Trust Fund ($0.13M).

How much institutional buying is happening at Capital Southwest?: Institutional investors have bought a total of 4,281,346 shares in the last 24 months. This purchase volume represents approximately $87.60M in transactions.
Which Capital Southwest major shareholders have been selling company stock?: Of the 48 institutional investors that sold Capital Southwest stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Punch & Associates Investment Management Inc. ($0.47M), Van ECK Associates Corp ($0.24M), Ares Management LLC ($0.19M), Sanders Morris Harris LLC ($0.15M), Marshall Wace LLP ($0.12M), Two Sigma Investments LP ($90.35K), and D. E. Shaw & Co. Inc. ($68.80K).
How much institutional selling is happening at Capital Southwest?: Institutional investors have sold a total of 1,936,367 shares in the last 24 months. This volume of shares sold represents approximately $40.57M in transactions.

This page (NASDAQ:CSWC) was last updated on 3/29/2023 by MarketBeat.com Staff

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Capital Southwest - CSWC Institutional Ownership

CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

CSWC Institutional Ownership - Frequently Asked Questions

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Capital Southwest - CSWC Institutional Ownership

Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

CSWC Institutional Ownership - Frequently Asked Questions