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Capital Southwest (CSWC) Institutional Ownership

Capital Southwest logo
$23.45 -0.05 (-0.21%)
Closing price 11/13/2026 04:00 PM Eastern
Extended Trading
$23.39 -0.06 (-0.26%)
As of 11/13/2026 07:55 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
78
Total
Institutional Inflows
(last 12 months)
$133.58M
Number of
Institutional Sellers
(last 12 months)
55
Total
Institutional Outflows
(last 12 months)
$67.28M
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CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/13/2026Empowered Funds LLC496,365$11.48M0.1%-5.6%0.746%
11/13/2026Essex Financial Services Inc.8,682$201K0.0%N/A0.013%
11/12/2026 Benjamin Edwards Inc.77,953$1.80M0.0%-6.9%0.117%
11/12/2026 State Street Corp82,735$1.91M0.0%-48.6%0.124%
11/11/2026 Advisors Asset Management Inc.106,966$2.47M0.0%N/A0.161%
11/10/2026 Global Retirement Partners LLC20,168$466K0.0%+77.3%0.030%
11/10/2026 HighTower Advisors LLC21,811$504K0.0%+123.8%0.033%
11/5/2026 Cornerstone Wealth Management LLC41,595$962K0.0%+1.9%0.063%
11/4/2026 AlphaCore Capital LLC30,726$711K0.0%-2.6%0.048%
11/3/2026 Bayshore Capital Advisors LLC61,320$1.42M0.7%+26.9%0.096%
11/2/2026 Kestra Advisory Services LLC71,278$1.65M0.0%+10.2%0.112%
11/2/2026 Commonwealth Equity Services LLC30,925$715K0.0%-14.6%0.049%
10/30/2026 Mraz Amerine & Associates Inc.19,354$448K0.1%-11.9%0.030%
10/30/2026 GraniteShares Advisors LLC128,430$2.97M2.0%+1.6%0.202%
10/29/2026 Sumitomo Mitsui Trust Group Inc.293,778$6.80M0.0%+0.7%0.461%
10/29/2026 ProShare Advisors LLC10,743$248K0.0%-5.5%0.017%
10/27/2026 Total Clarity Wealth Management Inc.10,280$238K0.0%N/A0.016%
10/24/2026 Apollon Wealth Management LLC23,275$538K0.0%+2.6%0.037%
10/23/2026 Tectonic Advisors LLC377,520$8.73M0.4%+6.2%0.592%
10/23/2026 Wedbush Securities Inc.20,184$467K0.0%+4.7%0.032%
10/22/2026 Brookstone Capital Management42,451$982K0.0%+9.7%0.067%
10/14/2026 Columbus Macro LLC398,048$9.21M0.9%+6.2%0.625%
10/14/2026 Sanders Morris Harris LLC665,694$15.40M2.0%-12.4%1.045%
10/14/2026 Womack Financial LLC239,347$5.54M3.7%+3.8%0.376%
10/14/2026 B. Riley Wealth Advisors Inc.67,058$1.55M0.1%-3.9%0.105%
10/9/2026 Sound Income Strategies LLC876,046$20.80M0.5%-6.2%1.375%
10/7/2026 Epiq Partners LLC289,321$6.69M2.9%-1.6%0.454%
10/1/2026 Confluence Investment Management LLC104,570$2.42M0.0%+9.7%0.164%
9/9/2026Sequoia Financial Advisors LLC8,825$210K0.0%N/A0.014%
9/9/2026 Arlington Capital Management Inc.24,202$575K0.3%+12.2%0.038%
9/9/2026Engineers Gate Manager LP13,045$310K0.0%-25.9%0.020%
9/9/2026 Squarepoint Ops LLC10,845$258K0.0%+12.5%0.017%
9/8/2026 Mraz Amerine & Associates Inc.21,979$522K0.1%-9.4%0.034%
9/8/2026 Allworth Financial LP6,535$155K0.0%+16.9%0.010%
9/8/2026Empirical Finance LLC525,500$12.49M0.5%-15.1%0.825%
8/26/2026 Amundi13,279$316K0.0%N/A0.021%
8/23/2026Greenland Capital Management LP29,000$689K0.1%+11.5%0.046%
8/21/2026 Symphony Financial Ltd. Co.42,154$991K0.1%+2.9%0.066%
8/20/2026Two Sigma Securities LLC11,558$275K0.0%N/A0.018%
8/20/2026 Benjamin Edwards Inc.83,697$1.99M0.0%-5.1%0.131%
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8/20/2026Northwestern Mutual Wealth Management Co.4,000$95K0.0%-9.3%0.006%
8/20/2026 Wedbush Securities Inc.19,276$458K0.0%+17.7%0.030%
8/19/2026Van ECK Associates Corp1,526,667$36.29M0.0%+35.4%2.395%
8/19/2026 Navellier & Associates Inc.38,884$924K0.1%N/A0.061%
8/18/2026Beacon Pointe Advisors LLC197,768$4.70M0.0%N/A0.310%
8/18/2026Empowered Funds LLC525,697$12.50M0.1%N/A0.825%
8/18/2026Dearborn Partners LLC13,966$332K0.0%N/A0.022%
8/18/2026 Melia Wealth LLC377,760$8.98M5.2%N/A0.593%
8/17/2026Bank of America Corp DE86,011$2.04M0.0%N/A0.135%
8/14/2026Legal & General Group Plc499,715$11.89M0.0%N/A0.784%
8/14/2026 Womack Financial LLC230,538$5.48M3.6%N/A0.362%
8/14/2026Dearborn Partners LLC19,420$430K0.0%N/A0.030%
8/13/2026 Burk Holdings LLC3,068$73K0.0%N/A0.005%
8/12/2026Greenland Capital Management LP29,000$689K0.1%N/A0.046%
8/12/2026Northwestern Mutual Wealth Management Co.4,000$95K0.0%N/A0.006%
8/12/2026 Quantbot Technologies LP43,455$1.03M0.0%N/A0.068%
8/12/2026 Fund Advisors of America Inc FL16,578$394K0.4%N/A0.026%
8/11/2026 Allworth Financial LP6,535$155K0.0%N/A0.010%
8/10/2026Denali Advisors LLC72,014$1.71M0.2%-5.1%0.113%
8/7/2026BlackRock Inc.300,377$7.14M0.0%N/A0.471%
8/6/2026 Global Retirement Partners LLC11,373$270K0.0%N/A0.018%
8/6/2026GSA Capital Partners LLP21,812$518K0.0%N/A0.034%
7/9/2026Allied Private Wealth LLC1,575$37K0.0%N/A0.003%
7/9/2026 Hennion & Walsh Asset Management Inc.62,374$1.48M0.0%-2.2%0.100%
7/8/2026 Sanders Morris Harris LLC759,992$18.07M10.5%-31.6%1.223%
7/7/2026 Epiq Partners LLC294,003$6.99M3.0%-5.9%0.473%
6/12/2026 Militia Capital Management LLC35,000$774K0.2%N/A0.056%
5/28/2026 Cozad Asset Management Inc.59,867$1.32M0.1%+14.3%0.096%
5/19/2026Bank of America Corp DE41,774$924K0.0%-17.2%0.069%
5/18/2026Sunbelt Securities Inc.37,030$819K0.1%+4.3%0.062%
5/18/2026 EverSource Wealth Advisors LLC2,329$52K0.0%-16.7%0.004%
5/18/2026Royal Bank of Canada23,273$515K0.0%-70.7%0.039%
5/18/2026Empowered Funds LLC619,098$13.69M0.1%N/A0.996%
5/15/2026Empirical Finance LLC618,866$13.69M0.6%N/A1.029%
5/13/2026 Militia Capital Management LLC35,000$774K0.2%N/A0.058%
5/8/2026 PNC Financial Services Group Inc.4,654$103K0.0%+197.2%0.008%
5/7/2026Hollencrest Capital Management3,998$88K0.0%-46.2%0.007%
5/6/2026 Catalyst Capital Advisors LLC49,000$1.08M0.0%-94.8%0.081%
5/6/2026 Independent Financial Group LLC15,216$337K0.0%N/A0.025%
5/2/2026 Arlington Capital Management Inc.21,565$477K0.3%N/A0.036%
4/30/2026 Kestra Advisory Services LLC56,864$1.26M0.0%+28.1%0.095%
4/28/2026Hodges Capital Management Inc.110,275$2.44M0.2%+1.7%0.183%
4/27/2026 Leonteq Securities AG7,000$155K0.0%+11.1%0.012%
4/27/2026 Sound Income Strategies LLC903,329$19.81M1.0%+2.0%1.502%
4/23/2026 GraniteShares Advisors LLC109,894$2.43M1.8%-10.3%0.183%
4/23/2026 SageGuard Financial Group LLC9,690$214K0.0%-20.0%0.016%
4/22/2026 Union Bancaire Privee UBP SA1,685$36K0.0%-76.8%0.003%
4/21/2026 Columbus Macro LLC357,781$7.91M0.8%+3.5%0.595%
4/18/2026 CENTRAL TRUST Co2,700$60K0.0%N/A0.004%
3/16/2026 Osbon Capital Management LLC2,500$55K0.1%N/A0.004%
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3/13/2026 Fund Advisors of America Inc FL20,620$457K0.4%N/A0.034%
2/20/2026Sunbelt Securities Inc.35,500$786K0.1%-21.3%0.059%
2/19/2026 Invesco Ltd.34,576$766K0.0%-6.0%0.057%
2/18/2026Vident Advisory LLC11,719$260K0.0%-26.0%0.019%
2/18/2026Voloridge Investment Management LLC169,858$3.76M0.0%-22.9%0.282%
2/18/2026 Virtus Investment Advisers LLC32,682$724K0.2%-18.6%0.054%
2/18/2026First Manhattan CO. LLC.206,002$4.56M0.0%-5.9%0.342%
2/18/2026Balyasny Asset Management L.P.13,410$297K0.0%-51.8%0.022%
2/17/2026Guggenheim Capital LLC27,461$608K0.0%+7.5%0.046%
2/17/2026Trexquant Investment LP22,122$490K0.0%-90.0%0.037%


CSWC Institutional Ownership - Frequently Asked Questions

During the previous two years, 184 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Van ECK Associates Corp ($36.29M), Sound Income Strategies LLC ($20.80M), UBS Group AG ($18.10M), Two Sigma Advisers LP ($16.90M), Sanders Morris Harris LLC ($15.40M), Punch & Associates Investment Management Inc. ($15.32M), and Two Sigma Investments LP ($14.70M).Learn more on Capital Southwest's institutional investors.

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Of the 162 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.09M), Empowered Funds LLC ($1.14M), Balyasny Asset Management L.P. ($1.00M), Sanders Morris Harris LLC ($796.90K), Beacon Pointe Advisors LLC ($657.06K), Empirical Finance LLC ($618.87K), and Legal & General Group Plc ($571.97K).

Institutional investors have bought a total of 5,813,300 shares in the last 24 months. This purchase volume represents approximately $133.58M in transactions.

Of the 55 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Catalyst Capital Advisors LLC ($887K), Sanders Morris Harris LLC ($445.48K), Zuckerman Investment Group LLC ($370.51K), Trexquant Investment LP ($199.57K), HRT Financial LP ($195.83K), Royal Bank of Canada ($100.55K), and Empirical Finance LLC ($93.37K).

Institutional investors have sold a total of 2,991,967 shares in the last 24 months. This volume of shares sold represents approximately $67.28M in transactions.


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Institutional ownership data for NASDAQ:CSWC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/13/2026. New 13F filings are added each quarter as they're published.
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