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Capital Southwest (CSWC) Institutional Ownership

+0.01 (+0.04%)
(As of 07/23/2024 ET)

Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Institutional Ownership
Number of
Institutional Buyers
(last 12 months)
Institutional Inflows
(last 12 months)
Number of
Institutional Sellers
(last 12 months)
Institutional Outflows
(last 12 months)
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CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/23/2024All Season Financial Advisors Inc.21,442$559K0.5%-5.9%0.047%
7/20/2024 Hennion & Walsh Asset Management Inc.233,219$6.09M0.3%-2.6%0.509%
7/19/2024 Raymond James & Associates64,874$1.69M0.0%-22.5%0.141%
7/19/2024 Sumitomo Mitsui Trust Holdings Inc.98,762$2.58M0.0%+4.3%0.215%
7/16/2024 Cornerstone Wealth Management LLC37,755$985K0.1%+3.2%0.082%
7/16/2024 Walter & Keenan Wealth Management LLC IN ADV8,000$209K0.1%N/A0.017%
7/12/2024 Sound Income Strategies LLC555,387$14.49M0.9%+1.0%1.211%
7/12/2024 Sanders Morris Harris LLC641,469$16.74M2.7%-0.4%1.399%
7/11/2024 Lbmc Investment Advisors LLC18,250$476K0.0%N/A0.040%
7/10/2024 Redmont Wealth Advisors LLC71,184$1.86M2.9%-9.3%0.155%
7/9/2024 Harbor Capital Advisors Inc.157,134$4.10M0.3%+273.4%0.343%
7/1/2024 Confluence Investment Management LLC97,212$2.54M0.0%+1.5%0.212%
5/24/2024Cetera Advisors LLC28,793$719K0.0%+127.7%0.064%
5/16/2024B. Riley Wealth Advisors Inc.55,254$1.27M0.0%+1.7%0.129%
5/14/2024Advisors Asset Management Inc.171,087$4.27M0.1%+4.8%0.398%
5/14/2024EntryPoint Capital LLC1,112$28K0.0%N/A0.003%
5/14/2024CANADA LIFE ASSURANCE Co27,606$689K0.0%-23.9%0.064%
5/9/2024Dearborn Partners LLC16,483$411K0.0%N/A0.038%
5/8/2024Cozad Asset Management Inc.62,370$1.56M0.2%N/A0.145%
5/8/2024Avantax Advisory Services Inc.11,061$276K0.0%+16.8%0.026%
5/8/2024Inspire Advisors LLC8,031$200K0.0%-6.2%0.019%
5/7/2024Concurrent Investment Advisors LLC8,746$218K0.0%N/A0.020%
5/7/2024Tectonic Advisors LLC256,698$6.41M0.5%+6.1%0.597%
5/7/2024Oppenheimer & Co. Inc.39,899$996K0.0%-1.9%0.093%
5/7/2024 SG Americas Securities LLC14,079$351K0.0%N/A0.033%
5/6/2024Quantbot Technologies LP17,090$427K0.0%-35.1%0.040%
5/3/2024Larson Financial Group LLC2,017$50K0.0%+101.7%0.005%
5/2/2024Mckinley Capital Management LLC120,451$3.01M0.4%-1.7%0.280%
4/30/2024Van ECK Associates Corp847,225$21.15M0.0%+15.8%1.971%
4/29/2024Commonwealth Equity Services LLC70,201$1.75M0.0%+55.2%0.163%
4/29/2024Benjamin Edwards Inc.7,753$194K0.0%N/A0.018%
4/29/2024Benjamin F. Edwards & Company Inc.67,965$1.70M0.0%N/A0.158%
4/23/2024 Raymond James Financial Services Advisors Inc.117,920$2.94M0.0%+2.5%0.274%
4/22/2024PFG Investments LLC8,078$202K0.0%N/A0.019%
4/19/2024 Cornerstone Wealth Management LLC36,600$914K0.1%+9.5%0.085%
4/19/2024 Redmont Wealth Advisors LLC78,460$1.96M2.7%-1.8%0.183%
4/19/2024 Sumitomo Mitsui Trust Holdings Inc.94,701$2.36M0.0%+31.9%0.220%
4/17/2024 Hennion & Walsh Asset Management Inc.239,376$5.98M0.3%-3.2%0.557%
4/16/2024First Dallas Securities Inc.53,448$1.33M0.6%+7.3%0.124%
4/16/2024Hodges Capital Management Inc.72,376$1.81M0.1%+7.1%0.168%
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4/15/2024Sunbelt Securities Inc.24,389$609K0.1%+25.5%0.057%
4/15/2024 Sound Income Strategies LLC549,655$13.72M1.0%+3.3%1.279%
4/11/2024 Sanders Morris Harris LLC644,206$16.08M3.1%N/A1.499%
4/10/2024Melia Wealth LLC372,073$9.29M5.2%-45.5%0.866%
4/1/2024 Confluence Investment Management LLC95,774$2.39M0.0%N/A0.223%
3/25/2024Quadrature Capital Ltd57,646$1.37M0.0%+71.7%0.134%
3/15/2024B. Riley Wealth Advisors Inc.54,331$1.29M0.0%-1.7%0.126%
2/26/2024Virtu Financial LLC12,547$297K0.0%N/A0.029%
2/14/2024Muzinich & Co. Inc.74,979$1.78M1.2%+130.2%0.174%
2/14/2024Quadrature Capital Ltd57,646$1.37M0.0%+71.7%0.134%
2/13/2024Tower Research Capital LLC TRC1,093$26K0.0%-42.0%0.003%
2/12/2024Cape Investment Advisory Inc.1,328$31K0.0%N/A0.003%
2/9/2024Corient Private Wealth LLC24,979$592K0.0%+7.2%0.058%
2/8/2024Beacon Pointe Advisors LLC405,411$9.61M0.1%+855.5%0.943%
2/8/2024Foundations Investment Advisors LLC54,558$1.33M0.0%N/A0.127%
2/7/2024Avantax Advisory Services Inc.9,470$224K0.0%N/A0.022%
2/7/2024 USA Financial Formulas1,991$47K0.0%N/A0.005%
2/7/2024Jump Financial LLC49,700$1.18M0.0%N/A0.116%
2/6/2024 Apollon Wealth Management LLC20,429$484K0.0%+5.9%0.048%
2/6/2024Private Advisor Group LLC9,870$234K0.0%N/A0.023%
2/5/2024Van ECK Associates Corp731,498$17.34M0.0%+10.6%1.702%
2/5/2024Legacy Capital Wealth Partners LLC68,284$1.62M0.5%-7.7%0.159%
2/5/2024Precision Wealth Strategies LLC8,615$204K0.2%N/A0.020%
2/2/2024Atria Wealth Solutions Inc.13,670$324K0.0%-9.5%0.032%
2/1/2024Signaturefd LLC2,563$61K0.0%+121.1%0.006%
1/31/2024 Redmont Wealth Advisors LLC79,925$1.89M2.8%+5.8%0.200%
1/31/2024Mraz Amerine & Associates Inc.49,930$1.18M0.2%-1.6%0.125%
1/30/2024 Sumitomo Mitsui Trust Holdings Inc.71,786$1.70M0.0%+120.4%0.180%
1/29/2024Morton Brown Family Wealth LLC1,439$34K0.0%N/A0.004%
1/24/2024All Season Financial Advisors Inc.28,747$681K0.6%-2.2%0.072%
1/24/2024Total Clarity Wealth Management Inc.94,060$2.23M0.9%N/A0.235%
1/18/2024Global Retirement Partners LLC1,041$26K0.0%N/A0.003%
1/18/2024 Good Life Advisors LLC11,283$267K0.0%-9.1%0.028%
1/17/2024Tectonic Advisors LLC241,935$5.73M0.5%+5.4%0.606%
1/16/2024 Raymond James Financial Services Advisors Inc.115,094$2.73M0.0%+11.0%0.288%
1/16/2024 Raymond James & Associates103,744$2.46M0.0%+15.2%0.260%
1/12/2024Mutual Advisors LLC8,471$201K0.0%N/A0.021%
1/11/2024Raymond James Trust N.A.17,324$411K0.0%+9.9%0.043%
1/11/2024Melia Wealth LLC682,337$16.17M8.5%N/A1.708%
1/10/2024 Cornerstone Wealth Management LLC33,426$792K0.1%+5.5%0.084%
1/10/2024 Sound Income Strategies LLC532,307$12.62M1.1%+1.5%1.332%
12/1/2023B. Riley Wealth Advisors Inc.55,254$1.27M0.0%-22.0%0.138%
11/15/2023Advisors Asset Management Inc.195,122$4.47M0.1%+7.4%0.488%
11/14/2023Quadrature Capital Ltd33,571$769K0.0%-58.2%0.084%
11/14/2023Hodges Capital Management Inc.63,404$1.45M0.2%N/A0.159%
11/14/2023Samalin Investment Counsel LLC10,848$248K0.1%N/A0.027%
11/14/2023Mckinley Capital Management LLC122,462$2.80M0.4%-3.0%0.307%
11/13/2023Connor Clark & Lunn Investment Management Ltd.44,171$1.01M0.0%+256.9%0.111%
11/13/2023Muzinich & Co. Inc.32,567$746K0.5%+52.3%0.082%
11/13/2023Invesco Ltd.439,385$10.06M0.0%-11.3%1.100%
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11/13/2023WINTON GROUP Ltd16,990$389K0.0%N/A0.043%
11/13/2023Kestra Advisory Services LLC39,660$908K0.0%+12.3%0.099%
11/8/2023HighTower Advisors LLC13,023$298K0.0%N/A0.033%
11/8/2023Van ECK Associates Corp661,405$15.15M0.0%+11.7%1.656%
11/8/2023Atria Wealth Solutions Inc.15,104$346K0.0%-11.7%0.038%
11/8/2023SMH Capital Advisors Inc.17,023$390K0.9%+3.6%0.043%
11/8/2023Oppenheimer & Co. Inc.31,588$723K0.0%+84.7%0.079%
11/7/2023Virtus ETF Advisers LLC27,757$636K0.4%+51.7%0.069%
11/7/2023Quantbot Technologies LP22,655$519K0.0%+38.5%0.057%
11/7/2023 Cornerstone Wealth Management LLC31,693$726K0.1%+9.1%0.079%
(Data available from 1/1/2016 forward)

CSWC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CSWC shares?

During the previous two years, 100 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Van ECK Associates Corp ($21.15M), Punch & Associates Investment Management Inc. ($17.72M), Sanders Morris Harris LLC ($16.74M), Sound Income Strategies LLC ($14.49M), Zuckerman Investment Group LLC ($11.69M), Invesco Ltd. ($10.06M), and Beacon Pointe Advisors LLC ($9.61M).Learn more on CSWC's institutional investors.

What percentage of Capital Southwest stock is owned by institutional investors?

23.42% of Capital Southwest stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Which institutional investors have been buying Capital Southwest stock?

Of the 91 institutional investors that purchased Capital Southwest stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Melia Wealth LLC ($682.34K), Sanders Morris Harris LLC ($652.06K), Van ECK Associates Corp ($483.46K), Beacon Pointe Advisors LLC ($362.98K), Sound Income Strategies LLC ($173.18K), Tectonic Advisors LLC ($155.35K), and Raymond James & Associates ($148.37K).

How much institutional buying is happening at Capital Southwest?

Institutional investors have bought a total of 4,951,597 shares in the last 24 months. This purchase volume represents approximately $109.79M in transactions.

Which Capital Southwest major shareholders have been selling company stock?

Of the 36 institutional investors that sold Capital Southwest stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Melia Wealth LLC ($310.26K), Van ECK Associates Corp ($229.20K), Raymond James & Associates ($100.16K), Sanders Morris Harris LLC ($87.55K), Punch & Associates Investment Management Inc. ($73.15K), Marshall Wace LLP ($59.87K), and Invesco Ltd. ($55.73K).

How much institutional selling is happening at Capital Southwest?

Institutional investors have sold a total of 1,142,644 shares in the last 24 months. This volume of shares sold represents approximately $24.59M in transactions.

This page (NASDAQ:CSWC) was last updated on 7/23/2024 by Staff

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