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Capital Southwest (CSWC) Institutional Ownership

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$23.54 -0.34 (-1.44%)
As of 02:51 PM Eastern
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Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
107
Total
Institutional Inflows
(last 12 months)
$389.71M
Number of
Institutional Sellers
(last 12 months)
66
Total
Institutional Outflows
(last 12 months)
$367.01M
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CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2026 PNC Financial Services Group Inc.4,654$103K0.0%+197.2%0.008%
5/7/2026 Hollencrest Capital Management3,998$88K0.0%-46.2%0.007%
5/6/2026 Catalyst Capital Advisors LLC49,000$1.08M0.0%-94.8%0.081%
5/6/2026 Independent Financial Group LLC15,216$337K0.0%N/A0.025%
5/2/2026 Arlington Capital Management Inc.21,565$477K0.3%N/A0.036%
4/30/2026 Kestra Advisory Services LLC56,864$1.26M0.0%+28.1%0.095%
4/28/2026 Hodges Capital Management Inc.110,275$2.44M0.2%+1.7%0.183%
4/27/2026 Leonteq Securities AG7,000$155K0.0%+11.1%0.012%
4/27/2026 Sound Income Strategies LLC903,329$19.81M1.0%+2.0%1.502%
4/23/2026 GraniteShares Advisors LLC109,894$2.43M1.8%-10.3%0.183%
4/23/2026 SageGuard Financial Group LLC9,690$214K0.0%-20.0%0.016%
4/22/2026 Union Bancaire Privee UBP SA1,685$36K0.0%-76.8%0.003%
4/21/2026 Columbus Macro LLC357,781$7.91M0.8%+3.5%0.595%
4/18/2026 CENTRAL TRUST Co2,700$60K0.0%N/A0.004%
3/16/2026Osbon Capital Management LLC2,500$55K0.1%N/A0.004%
3/13/2026Fund Advisors of America Inc FL20,620$457K0.4%N/A0.034%
2/20/2026Sunbelt Securities Inc.35,500$786K0.1%-21.3%0.059%
2/19/2026Invesco Ltd.34,576$766K0.0%-6.0%0.057%
2/18/2026Vident Advisory LLC11,719$260K0.0%-26.0%0.019%
2/18/2026Voloridge Investment Management LLC169,858$3.76M0.0%-22.9%0.282%
2/18/2026Virtus Investment Advisers LLC32,682$724K0.2%-18.6%0.054%
2/18/2026First Manhattan CO. LLC.206,002$4.56M0.0%-5.9%0.342%
2/18/2026Balyasny Asset Management L.P.13,410$297K0.0%-51.8%0.022%
2/17/2026Guggenheim Capital LLC27,461$608K0.0%+7.5%0.046%
2/17/2026Trexquant Investment LP22,122$490K0.0%-90.0%0.037%
2/17/2026Osaic Holdings Inc.28,190$624K0.0%-12.6%0.047%
2/17/2026Atom Investors LP65,809$1.46M0.1%N/A0.109%
2/17/2026Royal Bank of Canada79,556$1.76M0.0%-35.8%0.132%
2/16/2026Verition Fund Management LLC88,378$1.96M0.0%+168.1%0.147%
2/16/2026Mariner LLC20,056$444K0.0%-35.0%0.033%
2/16/2026FJ Capital Management LLC92,685$2.05M0.2%N/A0.154%
2/16/2026Barclays PLC97,739$2.17M0.0%N/A0.162%
2/13/2026 Kestra Advisory Services LLC44,378$983K0.0%-4.6%0.074%
2/13/2026CreativeOne Wealth LLC50,840$1.13M0.0%-47.6%0.085%
2/13/2026Zuckerman Investment Group LLC44,930$995K0.1%-89.2%0.075%
2/13/2026CANADA LIFE ASSURANCE Co71,781$1.59M0.0%+4.1%0.119%
2/13/2026VPR Management LLC8,500$188K0.1%+54.5%0.014%
2/13/2026State Street Corp62,507$1.39M0.0%+23.5%0.104%
2/13/2026Van ECK Associates Corp1,380,316$30.57M0.0%-5.3%2.294%
2/12/2026Advisors Asset Management Inc.103,463$2.29M0.0%-15.6%0.172%
2/12/2026HRT Financial LP63,145$1.40M0.0%-75.6%0.105%
2/12/2026 Commonwealth Equity Services LLC92,347$2.05M0.0%-1.4%0.154%
2/12/2026Moerus Capital Management LLC61,698$1.37M0.6%-16.6%0.103%
2/12/2026 Wedbush Securities Inc.16,378$363K0.0%+25.6%0.027%
2/11/2026 Hodges Capital Management Inc.108,462$2.40M0.2%+6.7%0.180%
2/11/2026 First Dallas Securities Inc.89,911$1.99M0.7%+7.0%0.149%
2/11/2026 LPL Financial LLC214,780$4.76M0.0%+10.3%0.357%
2/11/2026Franklin Resources Inc.262,299$5.81M0.0%-15.7%0.436%
2/11/2026Dearborn Partners LLC19,999$443K0.0%+4.5%0.033%
2/11/2026Closed End Fund Advisors Inc.113,731$2.52M1.5%N/A0.189%
2/10/2026Goldman Sachs Group Inc.229,086$5.07M0.0%-0.9%0.381%
2/10/2026Womack Financial LLC217,125$4.81M3.6%+5.2%0.361%
2/10/2026Foundations Investment Advisors LLC129,848$2.88M0.0%-0.4%0.216%
2/9/2026 Melia Wealth LLC502,988$11.14M5.1%+2.6%0.836%
2/9/2026 Legal & General Group Plc389,580$8.64M0.0%+17.4%0.648%
2/6/2026 Mraz Amerine & Associates Inc.28,910$640K0.1%-27.2%0.048%
2/6/2026Global Retirement Partners LLC11,587$257K0.0%-6.3%0.019%
2/6/2026 Leonteq Securities AG6,300$140K0.0%N/A0.010%
2/6/2026 ProShare Advisors LLC10,944$242K0.0%-5.6%0.018%
2/6/2026 HighTower Advisors LLC9,638$213K0.0%-8.9%0.016%
2/5/2026 Cornerstone Wealth Management LLC40,835$904K0.0%-5.2%0.068%
2/3/2026 Washington Trust Advisors Inc.2,500$55K0.0%-41.9%0.004%
2/3/2026 Denali Advisors LLC76,284$1.69M0.2%-13.1%0.133%
2/3/2026 GRIMES & Co WEALTH MANAGEMENT LLC9,261$205K0.0%-26.7%0.016%
1/30/2026 Samalin Investment Counsel LLC28,343$628K0.2%+8.2%0.049%
1/29/2026 UBS Group AG817,148$18.10M0.0%+5.0%1.422%
1/27/2026 SageGuard Financial Group LLC12,113$268K0.0%N/A0.021%
1/27/2026 GraniteShares Advisors LLC122,472$2.71M1.6%N/A0.213%
1/26/2026 Grace & White Inc. NY164,697$3.65M0.7%-1.9%0.287%
1/23/2026 Sumitomo Mitsui Trust Group Inc.284,778$6.31M0.0%+29.4%0.496%
1/21/2026 Muzinich & Co. Inc.425,322$9.42M3.0%+55.6%0.740%
1/21/2026 Naviter Wealth LLC99,245$2.20M0.3%-3.4%0.173%
1/21/2026 Sound Income Strategies LLC885,967$20.98M1.0%+17.1%1.542%
1/20/2026 Accel Wealth Management12,495$277K0.1%N/A0.022%
1/16/2026 Catalina Capital Group LLC11,897$264K0.2%N/A0.021%
1/16/2026Legacy Capital Wealth Partners LLC66,218$1.47M0.3%+12.9%0.115%
1/15/2026 Columbus Macro LLC345,520$7.65M0.8%+8.4%0.601%
1/14/2026Hennion & Walsh Asset Management Inc.57,913$1.28M0.0%-5.3%0.101%
1/7/2026 Epiq Partners LLC310,965$6.89M3.2%+5.3%0.541%
1/5/2026 Confluence Investment Management LLC83,810$1.86M0.0%-3.3%0.146%
1/5/2026 Union Bancaire Privee UBP SA7,265$161K0.0%-22.3%0.013%
1/1/2026JPMorgan Chase & Co.25,309$553K0.0%+200.5%0.044%
12/23/2025Triumph Capital Management1,300$28K0.0%N/A0.002%
11/21/2025CIBC Bancorp USA Inc.12,471$273K0.0%N/A0.022%
11/19/2025Sunbelt Securities Inc.45,100$986K0.1%+21.1%0.078%
11/17/2025CANADA LIFE ASSURANCE Co68,944$1.51M0.0%+35.1%0.120%
11/17/2025Caxton Associates LLP26,267$574K0.0%+84.2%0.046%
11/17/2025Triumph Capital Management1,300$28K0.0%N/A0.002%
11/17/2025VPR Management LLC5,500$120K0.1%+120.0%0.010%
11/17/2025Verition Fund Management LLC32,962$721K0.0%+4.6%0.057%
11/17/2025Qube Research & Technologies Ltd42,372$926K0.0%-33.2%0.074%
11/17/2025Mariner LLC30,835$674K0.0%+8.9%0.054%
11/17/2025Focus Partners Wealth10,772$235K0.0%+16.2%0.019%
11/17/2025Brevan Howard Capital Management LP13,092$286K0.0%-76.0%0.023%
11/17/2025Centiva Capital LP10,358$226K0.0%N/A0.018%
11/17/2025Bank of America Corp DE25,062$548K0.0%-10.6%0.044%
11/17/2025 Bard Associates Inc.12,373$270K0.1%-28.3%0.022%
11/17/2025Aquatic Capital Management LLC33,741$738K0.0%+153.1%0.059%
11/14/2025Raymond James Financial Inc.302,853$6.62M0.0%+5.7%0.527%
11/14/2025Virtu Financial LLC11,154$244K0.0%N/A0.019%


CSWC Institutional Ownership - Frequently Asked Questions

During the previous two years, 185 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Van ECK Associates Corp ($30.57M), Sanders Morris Harris LLC ($29.92M), Sound Income Strategies LLC ($19.81M), UBS Group AG ($18.10M), Two Sigma Advisers LP ($16.90M), Punch & Associates Investment Management Inc. ($15.32M), and Two Sigma Investments LP ($14.70M).Learn more on Capital Southwest's institutional investors.

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Of the 158 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.09M), Balyasny Asset Management L.P. ($1.00M), Sanders Morris Harris LLC ($796.90K), Raymond James Financial Inc. ($511.61K), Beacon Pointe Advisors LLC ($459.29K), Van ECK Associates Corp ($452.83K), and Goldman Sachs Group Inc. ($366.63K).

Institutional investors have bought a total of 17,672,346 shares in the last 24 months. This purchase volume represents approximately $389.71M in transactions.

Of the 66 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.08M), Catalyst Capital Advisors LLC ($887K), Zuckerman Investment Group LLC ($660.89K), Balyasny Asset Management L.P. ($271.29K), Trexquant Investment LP ($199.57K), HRT Financial LP ($195.83K), and Qube Research & Technologies Ltd ($194.39K).

Institutional investors have sold a total of 16,749,120 shares in the last 24 months. This volume of shares sold represents approximately $367.01M in transactions.


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This page (NASDAQ:CSWC) was last updated on 5/11/2026 by MarketBeat.com Staff.
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