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NASDAQ:CSWC

Capital Southwest - CSWC Institutional Ownership

$17.54
+0.16 (+0.92%)
(As of 03/29/2023 11:06 AM ET)
Add
Compare
Today's Range
$17.43
$17.59
50-Day Range
$16.89
$20.03
52-Week Range
$16.28
$24.40
Volume
50,133 shs
Average Volume
274,607 shs
Market Capitalization
$606.18 million
P/E Ratio
12.80
Dividend Yield
12.09%
Price Target
$21.88

Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
26.36%
Number of
Institutional Buyers
(last 12 months)
68
Total
Institutional Inflows
(last 12 months)
$50.82 M
Number of
Institutional Sellers
(last 12 months)
31
Total
Institutional Outflows
(last 12 months)
$14.32 M
Skip Chart & View Institutional Buying and Selling Data

CSWC Institutional Buying and Selling by Quarter

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Capital Southwest Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/15/2023B. Riley Wealth Advisors Inc.61,545$1.05M0.0%+4.9%0.178%
2/21/2023B. Riley Wealth Advisors Inc.61,545$1.05M0.0%+4.9%0.178%
2/15/2023CI Private Wealth LLC25,580$0.44M0.0%N/A0.074%
2/15/2023Zuckerman Investment Group LLC632,520$10.82M1.7%+1.6%1.830%
2/15/2023SMH Capital Advisors Inc.17,935$0.31M0.4%N/A0.052%
2/15/2023Susquehanna Fundamental Investments LLC16,977$0.29M0.0%-38.0%0.049%
2/15/2023Schonfeld Strategic Advisors LLC27,400$0.47M0.0%+128.3%0.079%
2/15/2023Legal & General Group Plc181,800$3.11M0.0%+11.6%0.526%
2/15/2023Millennium Management LLC875,326$14.97M0.0%+23.3%2.533%
2/15/2023Morgan Stanley48,817$0.84M0.0%+105.6%0.141%
2/15/2023First Manhattan Co.416,340$7.12M0.0%-1.8%1.205%
2/14/2023Cetera Investment Advisers21,403$0.37M0.0%+8.3%0.062%
2/14/2023Marshall Wace LLP191,577$3.28M0.0%-25.0%0.554%
2/14/2023Two Sigma Investments LP298,617$5.11M0.0%+75.7%0.864%
2/13/2023Advisors Asset Management Inc.182,163$3.12M0.1%-6.7%0.527%
2/13/2023Core Wealth Partners LLC11,520$0.20M0.2%N/A0.033%
2/13/2023Wells Fargo & Company MN4,936$84K0.0%-12.2%0.014%
2/13/2023GSA Capital Partners LLP32,777$0.56M0.1%N/A0.095%
2/13/2023Advisory Research Inc.36,466$0.62M0.1%+1.4%0.106%
2/13/2023JPMorgan Chase & Co.10,624$0.18M0.0%-50.3%0.031%
2/10/2023Good Life Advisors LLC12,903$0.22M0.0%+4.4%0.037%
2/10/2023Bank of America Corp DE6,143$0.11M0.0%+26.8%0.018%
2/10/2023PNC Financial Services Group Inc.15,972$0.27M0.0%-3.9%0.046%
2/9/2023Legacy Capital Wealth Partners LLC62,366$1.07M0.5%+17.9%0.180%
2/8/2023Sunbelt Securities Inc.18,561$0.32M0.1%+14.3%0.054%
2/8/2023Raymond James & Associates170,661$2.92M0.0%+374.7%0.494%
2/8/2023UBS Group AG29,284$0.50M0.0%+31.2%0.085%
2/8/2023Belpointe Asset Management LLC1,977$34K0.0%N/A0.006%
2/8/2023Cambridge Investment Research Advisors Inc.22,969$0.39M0.0%-8.3%0.066%
2/8/2023Van ECK Associates Corp439,227$7.51M0.0%+20.7%1.271%
2/7/2023Commonwealth Equity Services LLC30,578$0.52M0.0%+32.2%0.088%
2/7/2023LPL Financial LLC104,218$1.78M0.0%+25.1%0.302%
2/7/2023Hollencrest Capital Management5,032$86K0.0%N/A0.015%
2/7/2023Envestnet Asset Management Inc.30,920$0.53M0.0%+3.8%0.089%
2/6/2023Parallel Advisors LLC2,086$36K0.0%N/A0.006%
2/3/2023Hodges Capital Management Inc.15,620$0.27M0.0%N/A0.045%
2/3/2023First Dallas Securities Inc.16,500$0.28M0.2%N/A0.048%
2/3/2023U.S. Capital Wealth Advisors LLC2,000$34K0.0%N/A0.006%
2/2/2023Grace & White Inc. NY177,471$3.04M0.6%+4.7%0.601%
1/31/2023Kestra Advisory Services LLC34,800$0.60M0.0%-6.3%0.118%
1/26/2023GraniteShares Advisors LLC35,682$0.61M0.5%N/A0.121%
1/18/2023Mckinley Capital Management LLC Delaware114,266$1.95M0.3%-4.3%0.387%
1/13/2023Sanders Morris Harris LLC717,914$12.28M4.6%+0.2%2.432%
1/12/2023Mraz Amerine & Associates Inc.43,900$0.75M0.2%+103.7%0.149%
1/12/2023Hennion & Walsh Asset Management Inc.139,158$2.38M0.1%+1.1%0.471%
1/11/2023Sound Income Strategies LLC467,367$7.99M1.0%+16.7%1.583%
1/4/2023Confluence Investment Management LLC112,617$1.93M0.0%+5.5%0.381%
11/22/2022B. Riley Wealth Advisors Inc.58,676$0.99M0.0%+13.4%0.199%
11/21/2022Sunbelt Securities Inc.16,236$0.28M0.1%+47.8%0.055%
11/16/2022Advisory Research Inc.35,946$0.61M0.1%+33.2%0.122%
11/15/2022Alliancebernstein L.P.24,296$0.41M0.0%N/A0.082%
11/15/2022Two Sigma Advisers LP230,700$3.91M0.0%-21.7%0.782%
11/15/2022Two Sigma Investments LP169,947$2.88M0.0%-34.7%0.576%
11/15/2022Trexquant Investment LP23,763$0.40M0.0%-17.0%0.080%
11/15/2022Marshall Wace LLP255,583$4.33M0.0%-19.0%0.866%
11/15/2022First Manhattan Co.424,116$7.18M0.0%-2.4%1.437%
11/15/2022BlackRock Inc.205,292$3.48M0.0%+29.4%0.695%
11/15/2022Commonwealth Equity Services LLC23,129$0.39M0.0%+17.2%0.078%
11/14/2022Royal Bank of Canada86,267$1.46M0.0%+4.2%0.292%
11/14/2022Virtus ETF Advisers LLC21,461$0.36M0.1%-4.2%0.073%
11/14/2022Legacy Capital Wealth Partners LLC52,897$0.90M0.5%+4.1%0.179%
11/14/2022Hennion & Walsh Asset Management Inc.137,645$2.33M0.2%+1.2%0.466%
11/10/2022Envestnet Asset Management Inc.29,779$0.50M0.0%+21.7%0.101%
11/10/2022UBS Group AG22,327$0.38M0.0%-34.3%0.076%
11/8/2022Advisors Asset Management Inc.195,185$3.31M0.1%+4.4%0.661%
11/8/2022Tectonic Advisors LLC106,722$1.81M0.3%+32.4%0.362%
11/7/2022Zuckerman Investment Group LLC622,269$10.54M2.0%-4.0%2.108%
11/1/2022Kestra Advisory Services LLC37,139$0.63M0.0%+10.4%0.135%
11/1/2022Great West Life Assurance Co. Can31,450$0.53M0.0%+27.5%0.114%
10/27/2022US Bancorp DE14,926$0.25M0.0%+7.9%0.054%
10/27/2022Van ECK Associates Corp363,768$6.16M0.0%-1.1%1.321%
10/26/2022Grace & White Inc. NY169,471$2.87M0.6%+30.9%0.616%
10/25/2022Mraz Amerine & Associates Inc.21,548$0.37M0.1%N/A0.078%
10/25/2022Raymond James & Associates35,955$0.61M0.0%-1.9%0.131%
10/21/2022All Season Financial Advisors Inc.16,820$0.29M0.3%+4.7%0.061%
10/18/2022Sound Income Strategies LLC400,649$6.79M1.0%+4.8%1.455%
10/17/2022Cambridge Investment Research Advisors Inc.25,051$0.42M0.0%-9.7%0.091%
10/14/2022Cornerstone Wealth Management LLC16,378$0.28M0.0%+10.1%0.059%
10/7/2022Sanders Morris Harris LLC716,139$12.13M3.0%+0.1%2.601%
10/4/2022Csenge Advisory Group23,556$0.40M0.0%+8.0%0.086%
10/3/2022Confluence Investment Management LLC106,768$1.81M0.0%-1.3%0.388%
8/22/2022Legal & General Group Plc140,274$2.58M0.0%+9.6%0.510%
8/18/2022Goldman Sachs Group Inc.94,665$1.74M0.0%N/A0.344%
8/17/2022Advisory Research Inc.26,985$0.50M0.0%+9.5%0.098%
8/16/2022Jane Street Group LLC22,716$0.42M0.0%N/A0.083%
8/15/2022Cubist Systematic Strategies LLC14,341$0.26M0.0%N/A0.052%
8/15/2022Millennium Management LLC755,686$13.92M0.0%+420.5%2.745%
8/13/2022Quantbot Technologies LP11,954$0.22M0.0%+147.0%0.043%
8/13/2022Virtu Financial LLC13,653$0.25M0.0%N/A0.050%
8/12/2022Virtus ETF Advisers LLC22,401$0.41M0.2%+11.3%0.081%
8/12/2022LPL Financial LLC85,384$1.57M0.0%+58.8%0.310%
8/12/2022Capital Analysts LLC2,615$48K0.0%N/A0.009%
8/12/2022BNP Paribas Arbitrage SA11,500$0.21M0.0%+666.7%0.042%
8/11/2022Cetera Investment Advisers14,812$0.27M0.0%+54.5%0.054%
8/11/2022Trexquant Investment LP28,632$0.53M0.0%+173.9%0.104%
8/11/2022Bard Associates Inc.17,385$0.32M0.1%-11.7%0.063%
8/11/2022UBS Group AG33,994$0.63M0.0%-13.8%0.123%
8/11/2022Bank of Montreal Can32,265$0.62M0.0%+72.5%0.117%
8/11/2022Tectonic Advisors LLC80,577$1.48M0.3%+38.1%0.293%
8/11/2022JPMorgan Chase & Co.19,100$0.35M0.0%N/A0.069%
(Data available from 1/1/2016 forward)













CSWC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CSWC shares?

During the previous two years, 114 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Millennium Management LLC ($14.97M), Sanders Morris Harris LLC ($12.28M), Punch & Associates Investment Management Inc. ($11.78M), Zuckerman Investment Group LLC ($10.82M), Sound Income Strategies LLC ($7.99M), Van ECK Associates Corp ($7.51M), and First Manhattan Co. ($7.12M).Learn more on CSWC's institutional investors.

What percentage of Capital Southwest stock is owned by institutional investors?

26.36% of Capital Southwest stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Which institutional investors have been buying Capital Southwest stock?

Of the 102 institutional investors that purchased Capital Southwest stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Millennium Management LLC ($0.81M), Sound Income Strategies LLC ($0.48M), Van ECK Associates Corp ($0.40M), Two Sigma Investments LP ($0.21M), Hennion & Walsh Asset Management Inc. ($0.15M), Raymond James & Associates ($0.15M), and Healthcare of Ontario Pension Plan Trust Fund ($0.13M).

How much institutional buying is happening at Capital Southwest?

Institutional investors have bought a total of 4,281,346 shares in the last 24 months. This purchase volume represents approximately $87.60M in transactions.

Which Capital Southwest major shareholders have been selling company stock?

Of the 48 institutional investors that sold Capital Southwest stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Punch & Associates Investment Management Inc. ($0.47M), Van ECK Associates Corp ($0.24M), Ares Management LLC ($0.19M), Sanders Morris Harris LLC ($0.15M), Marshall Wace LLP ($0.12M), Two Sigma Investments LP ($90.35K), and D. E. Shaw & Co. Inc. ($68.80K).

How much institutional selling is happening at Capital Southwest?

Institutional investors have sold a total of 1,936,367 shares in the last 24 months. This volume of shares sold represents approximately $40.57M in transactions.

This page (NASDAQ:CSWC) was last updated on 3/29/2023 by MarketBeat.com Staff