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Capital Southwest (CSWC) Institutional Ownership

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$23.32 +0.33 (+1.44%)
Closing price 04:00 PM Eastern
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$23.12 -0.21 (-0.88%)
As of 05:45 PM Eastern
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Institutional Ownership Changes (13F Filings) for Capital Southwest (NASDAQ:CSWC)

Current
Institutional Ownership
Percentage
23.42%
Number of
Institutional Buyers
(last 12 months)
88
Total
Institutional Inflows
(last 12 months)
$144.19M
Number of
Institutional Sellers
(last 12 months)
59
Total
Institutional Outflows
(last 12 months)
$353.12M
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CSWC Institutional Buying and Selling by Quarter

Capital Southwest Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026Sequoia Financial Advisors LLC8,825$210K0.0%N/A0.014%
9/9/2026Arlington Capital Management Inc.24,202$575K0.3%+12.2%0.038%
9/9/2026Engineers Gate Manager LP13,045$310K0.0%-25.9%0.020%
9/9/2026Squarepoint Ops LLC10,845$258K0.0%+12.5%0.017%
9/8/2026Mraz Amerine & Associates Inc.21,979$522K0.1%-9.4%0.034%
9/8/2026Allworth Financial LP6,535$155K0.0%+16.9%0.010%
9/8/2026Empirical Finance LLC525,500$12.49M0.5%-15.1%0.825%
8/26/2026Amundi13,279$316K0.0%N/A0.021%
8/23/2026Greenland Capital Management LP29,000$689K0.1%+11.5%0.046%
8/21/2026Symphony Financial Ltd. Co.42,154$991K0.1%+2.9%0.066%
8/20/2026Two Sigma Securities LLC11,558$275K0.0%N/A0.018%
8/20/2026Benjamin Edwards Inc.83,697$1.99M0.0%-5.1%0.131%
8/20/2026Northwestern Mutual Wealth Management Co.4,000$95K0.0%-9.3%0.006%
8/20/2026Wedbush Securities Inc.19,276$458K0.0%+17.7%0.030%
8/19/2026Van ECK Associates Corp1,526,667$36.29M0.0%+35.4%2.395%
8/19/2026Navellier & Associates Inc.38,884$924K0.1%N/A0.061%
8/18/2026Beacon Pointe Advisors LLC197,768$4.70M0.0%N/A0.310%
8/18/2026Empowered Funds LLC525,697$12.50M0.1%N/A0.825%
8/18/2026Dearborn Partners LLC13,966$332K0.0%N/A0.022%
8/18/2026Melia Wealth LLC377,760$8.98M5.2%N/A0.593%
8/17/2026Bank of America Corp DE86,011$2.04M0.0%N/A0.135%
8/14/2026Legal & General Group Plc499,715$11.89M0.0%N/A0.784%
8/14/2026Womack Financial LLC230,538$5.48M3.6%N/A0.362%
8/14/2026Dearborn Partners LLC19,420$430K0.0%N/A0.030%
8/13/2026Burk Holdings LLC3,068$73K0.0%N/A0.005%
8/12/2026Greenland Capital Management LP29,000$689K0.1%N/A0.046%
8/12/2026Northwestern Mutual Wealth Management Co.4,000$95K0.0%N/A0.006%
8/12/2026Quantbot Technologies LP43,455$1.03M0.0%N/A0.068%
8/12/2026Fund Advisors of America Inc FL16,578$394K0.4%N/A0.026%
8/11/2026Allworth Financial LP6,535$155K0.0%N/A0.010%
8/10/2026Denali Advisors LLC72,014$1.71M0.2%-5.1%0.113%
8/7/2026BlackRock Inc.300,377$7.14M0.0%N/A0.471%
8/6/2026Global Retirement Partners LLC11,373$270K0.0%N/A0.018%
8/6/2026GSA Capital Partners LLP21,812$518K0.0%N/A0.034%
7/9/2026Allied Private Wealth LLC1,575$37K0.0%N/A0.003%
7/9/2026Hennion & Walsh Asset Management Inc.62,374$1.48M0.0%-2.2%0.100%
7/8/2026Sanders Morris Harris LLC759,992$18.07M10.5%-31.6%1.223%
7/7/2026Epiq Partners LLC294,003$6.99M3.0%-5.9%0.473%
6/12/2026Militia Capital Management LLC35,000$774K0.2%N/A0.056%
5/28/2026Cozad Asset Management Inc.59,867$1.32M0.1%+14.3%0.096%
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5/19/2026Bank of America Corp DE41,774$924K0.0%-17.2%0.069%
5/18/2026Sunbelt Securities Inc.37,030$819K0.1%+4.3%0.062%
5/18/2026EverSource Wealth Advisors LLC2,329$52K0.0%-16.7%0.004%
5/18/2026Royal Bank of Canada23,273$515K0.0%-70.7%0.039%
5/18/2026Empowered Funds LLC619,098$13.69M0.1%N/A0.996%
5/15/2026Empirical Finance LLC618,866$13.69M0.6%N/A1.029%
5/13/2026Militia Capital Management LLC35,000$774K0.2%N/A0.058%
5/8/2026PNC Financial Services Group Inc.4,654$103K0.0%+197.2%0.008%
5/7/2026Hollencrest Capital Management3,998$88K0.0%-46.2%0.007%
5/6/2026Catalyst Capital Advisors LLC49,000$1.08M0.0%-94.8%0.081%
5/6/2026Independent Financial Group LLC15,216$337K0.0%N/A0.025%
5/2/2026Arlington Capital Management Inc.21,565$477K0.3%N/A0.036%
4/30/2026Kestra Advisory Services LLC56,864$1.26M0.0%+28.1%0.095%
4/28/2026Hodges Capital Management Inc.110,275$2.44M0.2%+1.7%0.183%
4/27/2026Leonteq Securities AG7,000$155K0.0%+11.1%0.012%
4/27/2026Sound Income Strategies LLC903,329$19.81M1.0%+2.0%1.502%
4/23/2026GraniteShares Advisors LLC109,894$2.43M1.8%-10.3%0.183%
4/23/2026SageGuard Financial Group LLC9,690$214K0.0%-20.0%0.016%
4/22/2026Union Bancaire Privee UBP SA1,685$36K0.0%-76.8%0.003%
4/21/2026Columbus Macro LLC357,781$7.91M0.8%+3.5%0.595%
4/18/2026CENTRAL TRUST Co2,700$60K0.0%N/A0.004%
3/16/2026Osbon Capital Management LLC2,500$55K0.1%N/A0.004%
3/13/2026Fund Advisors of America Inc FL20,620$457K0.4%N/A0.034%
2/20/2026Sunbelt Securities Inc.35,500$786K0.1%-21.3%0.059%
2/19/2026Invesco Ltd.34,576$766K0.0%-6.0%0.057%
2/18/2026Vident Advisory LLC11,719$260K0.0%-26.0%0.019%
2/18/2026Voloridge Investment Management LLC169,858$3.76M0.0%-22.9%0.282%
2/18/2026Virtus Investment Advisers LLC32,682$724K0.2%-18.6%0.054%
2/18/2026First Manhattan CO. LLC.206,002$4.56M0.0%-5.9%0.342%
2/18/2026Balyasny Asset Management L.P.13,410$297K0.0%-51.8%0.022%
2/17/2026Guggenheim Capital LLC27,461$608K0.0%+7.5%0.046%
2/17/2026Trexquant Investment LP22,122$490K0.0%-90.0%0.037%
2/17/2026Osaic Holdings Inc.28,190$624K0.0%-12.6%0.047%
2/17/2026Atom Investors LP65,809$1.46M0.1%N/A0.109%
2/17/2026Royal Bank of Canada79,556$1.76M0.0%-35.8%0.132%
2/16/2026Verition Fund Management LLC88,378$1.96M0.0%+168.1%0.147%
2/16/2026Mariner LLC20,056$444K0.0%-35.0%0.033%
2/16/2026FJ Capital Management LLC92,685$2.05M0.2%N/A0.154%
2/16/2026Barclays PLC97,739$2.17M0.0%N/A0.162%
2/13/2026Kestra Advisory Services LLC44,378$983K0.0%-4.6%0.074%
2/13/2026CreativeOne Wealth LLC50,840$1.13M0.0%-47.6%0.085%
2/13/2026Zuckerman Investment Group LLC44,930$995K0.1%-89.2%0.075%
2/13/2026CANADA LIFE ASSURANCE Co71,781$1.59M0.0%+4.1%0.119%
2/13/2026VPR Management LLC8,500$188K0.1%+54.5%0.014%
2/13/2026State Street Corp62,507$1.39M0.0%+23.5%0.104%
2/13/2026Van ECK Associates Corp1,380,316$30.57M0.0%-5.3%2.294%
2/12/2026Advisors Asset Management Inc.103,463$2.29M0.0%-15.6%0.172%
2/12/2026HRT Financial LP63,145$1.40M0.0%-75.6%0.105%
2/12/2026Commonwealth Equity Services LLC92,347$2.05M0.0%-1.4%0.154%
2/12/2026Moerus Capital Management LLC61,698$1.37M0.6%-16.6%0.103%
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2/12/2026Wedbush Securities Inc.16,378$363K0.0%+25.6%0.027%
2/11/2026Hodges Capital Management Inc.108,462$2.40M0.2%+6.7%0.180%
2/11/2026First Dallas Securities Inc.89,911$1.99M0.7%+7.0%0.149%
2/11/2026LPL Financial LLC214,780$4.76M0.0%+10.3%0.357%
2/11/2026Franklin Resources Inc.262,299$5.81M0.0%-15.7%0.436%
2/11/2026Dearborn Partners LLC19,999$443K0.0%+4.5%0.033%
2/11/2026Closed End Fund Advisors Inc.113,731$2.52M1.5%N/A0.189%
2/10/2026Goldman Sachs Group Inc.229,086$5.07M0.0%-0.9%0.381%
2/10/2026Womack Financial LLC217,125$4.81M3.6%+5.2%0.361%
2/10/2026Foundations Investment Advisors LLC129,848$2.88M0.0%-0.4%0.216%


CSWC Institutional Ownership - Frequently Asked Questions

During the previous two years, 185 institutional investors and hedge funds held shares of Capital Southwest. The most heavily invested institutionals were Van ECK Associates Corp ($36.29M), Sound Income Strategies LLC ($19.81M), UBS Group AG ($18.10M), Sanders Morris Harris LLC ($18.07M), Two Sigma Advisers LP ($16.90M), Punch & Associates Investment Management Inc. ($15.32M), and Two Sigma Investments LP ($14.70M).Learn more on Capital Southwest's institutional investors.

23.42% of Capital Southwest's stock is owned by institutional investors. Learn more on CSWC's institutional investor holdings.

Of the 160 institutional investors that purchased Capital Southwest's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.09M), Empowered Funds LLC ($1.14M), Balyasny Asset Management L.P. ($1.00M), Sanders Morris Harris LLC ($796.90K), Beacon Pointe Advisors LLC ($657.06K), Van ECK Associates Corp ($639.94K), and Empirical Finance LLC ($618.87K).

Institutional investors have bought a total of 6,312,728 shares in the last 24 months. This purchase volume represents approximately $144.19M in transactions.

Of the 59 institutional investors that sold Capital Southwest's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Kingstone Capital Partners Texas LLC ($13.08M), Catalyst Capital Advisors LLC ($887K), Zuckerman Investment Group LLC ($415.45K), Sanders Morris Harris LLC ($372.91K), Trexquant Investment LP ($199.57K), HRT Financial LP ($195.83K), and Argent Trust Co ($114.05K).

Institutional investors have sold a total of 16,084,462 shares in the last 24 months. This volume of shares sold represents approximately $353.12M in transactions.


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Institutional ownership data for NASDAQ:CSWC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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