NASDAQ:GAINGladstone Investment Institutional Ownership

$7.07

-0.13 (-1.81 %)

(As of 04/6/2020 03:44 AM ET)

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Today's Range

$6.75

Now: $7.07▼

$7.21

50-Day Range

$6.51

MA: $10.65▼

$13.68

52-Week Range

$6.43

Now: $7.07▼

$15.34

Volume391,322 shs

Average Volume476,680 shs

Market Capitalization$233.66 million

P/E Ratio7.14

Dividend Yield11.67%

Beta1.19

Institutional Ownership Changes (13F Filings) for Gladstone Investment (NASDAQ:GAIN)

Institutional Ownership Percentage: 16.59%

Institutional Buying and Selling by Quarter

Gladstone Investment (NASDAQ GAIN) Institutional Buying and Selling

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
2/28/2020	Sofos Investments Inc.	3,826	$51K	0.0%	+41.8%	0.012%
2/20/2020	Cornerstone Wealth Management LLC	49,564	$0.66M	0.1%	-3.8%	0.150%
2/18/2020	Belpointe Asset Management LLC	12,659	$0.17M	0.0%	+7.2%	0.038%
2/17/2020	Ladenburg Thalmann Financial Services Inc.	343,055	$4.55M	0.0%	+2.9%	1.038%
2/14/2020	Caxton Associates LP	13,644	$0.18M	0.0%	N/A	0.041%
2/14/2020	Advisors Asset Management Inc.	307,370	$4.07M	0.0%	-4.9%	0.930%
2/14/2020	Cubist Systematic Strategies LLC	18,746	$0.25M	0.0%	N/A	0.057%
2/14/2020	Bank of America Corp DE	50,835	$0.67M	0.0%	+6.5%	0.154%
2/14/2020	Marshall Wace LLP	190,368	$2.52M	0.0%	N/A	0.576%
2/14/2020	UBS Group AG	511,976	$6.78M	0.0%	-6.9%	1.549%
2/14/2020	Dynamic Technology Lab Private Ltd	17,679	$0.23M	0.0%	N/A	0.053%
2/13/2020	Van ECK Associates Corp	386,273	$5.12M	0.0%	+22.3%	1.169%
2/13/2020	Virtus ETF Advisers LLC	205,924	$2.73M	0.4%	-23.5%	0.623%
2/13/2020	Blair William & Co. IL	132,958	$1.76M	0.0%	+5.1%	0.402%
2/12/2020	Trexquant Investment LP	15,964	$0.21M	0.0%	N/A	0.048%
2/12/2020	Advisor Group Inc.	19,070	$0.25M	0.0%	+34.8%	0.058%
2/12/2020	Raymond James & Associates	25,858	$0.34M	0.0%	-4.8%	0.078%
2/12/2020	Driehaus Capital Management LLC	176,305	$2.34M	0.1%	N/A	0.533%
2/11/2020	Great West Life Assurance Co. Can	10,817	$0.14M	0.0%	N/A	0.033%
2/11/2020	Advisory Research Inc.	27,162	$0.36M	0.0%	-27.8%	0.082%
2/10/2020	Stelac Advisory Services LLC	7,643	$0.10M	0.1%	N/A	0.023%
2/4/2020	Aigen Investment Management LP	23,291	$0.31M	0.1%	N/A	0.071%
2/4/2020	Advisory Services Network LLC	9,211	$0.12M	0.0%	+198.2%	0.028%
2/4/2020	Virtu Financial LLC	32,577	$0.43M	0.0%	N/A	0.099%
2/4/2020	Cambridge Investment Research Advisors Inc.	18,589	$0.25M	0.0%	+25.9%	0.057%
1/30/2020	Concorde Asset Management LLC	16,261	$0.22M	0.1%	+49.7%	0.050%
1/27/2020	California Public Employees Retirement System	95,000	$1.26M	0.0%	+2.8%	0.289%
1/21/2020	Janney Montgomery Scott LLC	149,074	$1.98M	0.0%	-7.4%	0.454%
1/16/2020	Wedbush Securities Inc.	56,028	$0.74M	0.1%	+9.6%	0.171%
1/14/2020	PFG Advisors	171,495	$2.27M	0.6%	+3.6%	0.523%
10/31/2019	California Public Employees Retirement System	92,400	$1.14M	0.0%	+12.5%	0.282%
10/30/2019	Commonwealth Equity Services LLC	30,353	$0.37M	0.0%	+10.3%	0.092%
10/30/2019	BB&T Securities LLC	15,173	$0.19M	0.0%	+25.8%	0.046%
10/29/2019	Janney Montgomery Scott LLC	160,926	$1.99M	0.0%	-3.3%	0.490%
10/28/2019	Concorde Asset Management LLC	10,865	$0.13M	0.1%	N/A	0.033%
10/17/2019	Wedbush Securities Inc.	51,114	$0.63M	0.1%	+17.4%	0.156%
10/15/2019	PFG Advisors	165,495	$2.04M	0.6%	+1.7%	0.504%
10/15/2019	Financial Gravity Wealth Inc.	2,698	$33K	0.0%	+129.6%	0.008%
10/3/2019	North Star Investment Management Corp.	5,000	$62K	0.0%	N/A	0.015%
8/17/2019	Royal Bank of Canada	34,172	$0.38M	0.0%	-4.5%	0.104%
8/17/2019	UBS Group AG	566,798	$6.37M	0.0%	-5.3%	1.727%
8/17/2019	Ladenburg Thalmann Financial Services Inc.	342,216	$3.84M	0.0%	-10.4%	1.043%
8/14/2019	D. E. Shaw & Co. Inc.	27,011	$0.30M	0.0%	-24.6%	0.082%
8/14/2019	Morgan Stanley	119,627	$1.34M	0.0%	+25.9%	0.364%
8/14/2019	Bank of America Corp DE	46,932	$0.53M	0.0%	+3,877.3%	0.143%
8/13/2019	Tower Research Capital LLC TRC	3,847	$43K	0.0%	-25.5%	0.012%
8/13/2019	BlackRock Inc.	146,313	$1.64M	0.0%	-5.4%	0.446%
8/13/2019	Virtus ETF Advisers LLC	234,181	$2.63M	0.6%	N/A	0.714%
8/7/2019	Van ECK Associates Corp	307,817	$3.46M	0.0%	+10.1%	0.938%
8/6/2019	Wells Fargo & Company MN	26,851	$0.30M	0.0%	-15.4%	0.082%
8/5/2019	PFG Advisors	162,744	$1.84M	0.5%	-1.5%	0.496%
8/1/2019	Wedbush Securities Inc.	43,537	$0.49M	0.0%	+100.7%	0.133%
7/31/2019	Advisor Group Inc.	17,006	$0.19M	0.0%	+48.1%	0.052%
7/30/2019	Aperio Group LLC	32,895	$0.37M	0.0%	+136.5%	0.100%
7/29/2019	Janney Montgomery Scott LLC	166,374	$1.87M	0.0%	+0.6%	0.507%
6/30/2019	Atlantic Union Bankshares Corp	158,875	$1.79M	0.2%	N/A	0.484%
6/30/2019	AE Wealth Management LLC	11,070	$0.12M	0.0%	N/A	0.034%
6/30/2019	Garner Asset Management Corp	45,619	$0.51M	0.4%	-4.2%	0.139%
6/30/2019	Commonwealth Equity Services LLC	27,521	$0.31M	0.0%	+17.5%	0.084%
6/30/2019	Winslow Evans & Crocker Inc.	2,600	$30K	0.0%	+65.0%	0.008%
6/16/2019	Advisory Services Network LLC	3,020	$35K	0.0%	+44.5%	0.009%
6/16/2019	Marshall Wace LLP	69,130	$0.80M	0.0%	N/A	0.211%
5/13/2019	Archford Capital Strategies LLC	40,900	$0.47M	0.2%	-3.3%	0.125%
5/13/2019	Dynamic Technology Lab Private Ltd	29,254	$0.34M	0.1%	N/A	0.089%
5/8/2019	PFG Advisors	165,244	$2.07M	0.6%	-18.5%	0.503%
5/7/2019	Stratos Wealth Partners LTD.	34,907	$0.41M	0.0%	+4.8%	0.106%
5/7/2019	Sumitomo Mitsui Asset Management Company LTD	42,425	$0.49M	0.0%	-8.7%	0.129%
4/30/2019	Janney Montgomery Scott LLC	165,414	$1.92M	0.0%	-0.6%	0.504%
4/26/2019	Bank of Montreal Can	21,000	$0.24M	0.0%	N/A	0.064%
4/23/2019	Garner Asset Management Corp	47,616	$0.55M	0.4%	-5.5%	0.145%
4/22/2019	Eagle Global Advisors LLC	18,680	$0.22M	0.0%	-48.3%	0.057%
4/17/2019	Wedbush Securities Inc.	21,692	$0.25M	0.0%	+24.0%	0.066%
2/20/2019	Castle Rock Wealth Management LLC	13,710	$0.13M	0.2%	N/A	0.042%
2/19/2019	PFG Advisors	202,635	$2.42M	0.7%	N/A	0.617%
2/15/2019	Millennium Management LLC	47,519	$0.44M	0.0%	-72.1%	0.145%
2/15/2019	Legal & General Group Plc	148,377	$1.38M	0.0%	+16.4%	0.452%
2/15/2019	Global Strategic Management Inc.	134,496	$1.26M	1.2%	N/A	0.410%
2/14/2019	Two Sigma Advisers LP	129,442	$1.21M	0.0%	-20.4%	0.394%
2/14/2019	Claybrook Capital LLC	2,741	$26K	0.0%	N/A	0.008%
2/12/2019	Bessemer Group Inc.	13,400	$0.13M	0.0%	N/A	0.041%
2/12/2019	Van ECK Associates Corp	264,393	$2.46M	0.0%	-2.6%	0.806%
2/11/2019	Advisor Group Inc.	11,521	$0.11M	0.0%	+40.2%	0.035%
2/8/2019	BlackRock Inc.	151,045	$1.41M	0.0%	-4.1%	0.460%
2/8/2019	Doyle Wealth Management	6,000	$56K	0.0%	N/A	0.018%
2/8/2019	Stratos Wealth Partners LTD.	33,307	$0.31M	0.0%	+6.0%	0.101%
2/8/2019	California Public Employees Retirement System	84,100	$0.78M	0.0%	-29.6%	0.256%
2/7/2019	LPL Financial LLC	11,060	$0.10M	0.0%	-91.9%	0.034%
2/5/2019	LSV Asset Management	34,927	$0.33M	0.0%	-90.7%	0.106%
2/1/2019	Janney Montgomery Scott LLC	166,429	$1.55M	0.0%	-5.8%	0.507%
1/31/2019	Advisors Asset Management Inc.	398,807	$3.72M	0.1%	-9.5%	1.215%
1/31/2019	Wedbush Securities Inc.	17,496	$0.16M	0.0%	N/A	0.053%
1/30/2019	Eagle Global Advisors LLC	36,150	$0.34M	0.0%	+79.4%	0.110%
1/23/2019	IFP Advisors Inc	5,473	$51K	0.0%	+123.8%	0.017%
1/18/2019	PFG Advisors	198,437	$2.01M	0.7%	N/A	0.605%
1/10/2019	Sound Income Strategies LLC	54,067	$0.50M	0.3%	-2.4%	0.165%
11/20/2018	Legal & General Group Plc	127,514	$1.46M	0.0%	+5.5%	0.389%
11/15/2018	Advisors Asset Management Inc.	440,580	$5.04M	0.1%	-4.5%	1.342%
11/14/2018	LPL Financial LLC	136,541	$1.56M	0.0%	-10.4%	0.416%
11/13/2018	GSA Capital Partners LLP	21,967	$0.25M	0.0%	-71.8%	0.067%
11/13/2018	Advisory Research Inc.	50,260	$0.57M	0.0%	N/A	0.153%

(Data available from 1/1/2016 forward)

This page was last updated on 4/6/2020 by MarketBeat.com Staff

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Institutional Ownership Changes (13F Filings) for Gladstone Investment (NASDAQ:GAIN)

Institutional Buying and Selling by Quarter

Gladstone Investment (NASDAQ GAIN) Institutional Buying and Selling

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