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Gladstone Investment (GAIN) Institutional Ownership

Gladstone Investment logo
$16.85 +0.23 (+1.38%)
Closing price 04:00 PM Eastern
Extended Trading
$16.83 -0.02 (-0.12%)
As of 07:42 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Gladstone Investment (NASDAQ:GAIN)

Current
Institutional Ownership
Percentage
11.85%
Number of
Institutional Buyers
(last 12 months)
46
Total
Institutional Inflows
(last 12 months)
$20.17M
Number of
Institutional Sellers
(last 12 months)
28
Total
Institutional Outflows
(last 12 months)
$9.35M
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GAIN Institutional Buying and Selling by Quarter

Gladstone Investment Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/1/2026 Confluence Investment Management LLC36,982$572K0.0%N/A0.093%
5/18/2026Royal Bank of Canada58,179$826K0.0%-12.2%0.146%
5/14/2026State of Wyoming9,421$134K0.0%-35.8%0.024%
5/13/2026Cetera Investment Advisers31,653$449K0.0%+2.3%0.079%
5/8/2026Cassaday & Co Wealth Management LLC79,000$1.12M0.0%-40.2%0.198%
5/7/2026 Greenwood Gearhart LLC17,900$254K0.0%N/A0.045%
5/6/2026 Independent Financial Group LLC24,978$355K0.0%N/A0.063%
4/22/2026Janney Montgomery Scott LLC18,511$263K0.0%-4.5%0.046%
4/22/2026 Union Bancaire Privee UBP SA3,570$51K0.0%-76.8%0.009%
2/19/2026Invesco Ltd.54,224$758K0.0%-8.8%0.136%
2/18/2026Ameriflex Group Inc.19,308$270K0.1%-54.4%0.048%
2/18/2026NewEdge Advisors LLC20,460$286K0.0%+5.6%0.051%
2/18/2026Virtus Investment Advisers LLC49,495$691K0.2%-29.5%0.124%
2/17/2026 Abel Hall LLC10,000$140K0.0%N/A0.025%
2/17/2026Cetera Investment Advisers30,936$432K0.0%-7.3%0.078%
2/17/2026Osaic Holdings Inc.88,410$1.24M0.0%+395.5%0.222%
2/17/2026Royal Bank of Canada66,229$926K0.0%+4.7%0.166%
2/17/2026Blair William & Co. IL154,482$2.16M0.0%-6.3%0.388%
2/13/2026 Kestra Advisory Services LLC1,870$26K0.0%N/A0.005%
2/13/2026Marshall Wace LLP164,583$2.30M0.0%-44.3%0.413%
2/13/2026CANADA LIFE ASSURANCE Co50,440$706K0.0%+4.3%0.127%
2/13/2026Global Strategic Management Inc.39,032$545K0.5%N/A0.098%
2/13/2026Van ECK Associates Corp798,954$11.16M0.0%-6.5%2.006%
2/13/2026Wells Fargo & Company MN14,777$206K0.0%+11.3%0.037%
2/12/2026Advisors Asset Management Inc.94,780$1.32M0.0%-16.7%0.238%
2/12/2026Jane Street Group LLC14,005$196K0.0%N/A0.035%
2/12/2026 Commonwealth Equity Services LLC28,396$397K0.0%-8.7%0.071%
2/11/2026LPL Financial LLC193,933$2.71M0.0%-0.9%0.487%
2/11/2026State of Wyoming14,667$205K0.0%-43.6%0.037%
2/9/2026Melia Wealth LLC1,127,296$15.75M7.3%-5.9%2.831%
2/9/2026Legal & General Group Plc273,752$3.83M0.0%+23.0%0.687%
2/4/2026Atlantic Union Bankshares Corp97,164$1.36M0.0%-2.6%0.245%
2/3/2026 International Assets Investment Management LLC2,190$31K0.0%N/A0.006%
2/3/2026Cassaday & Co Wealth Management LLC132,000$1.84M0.0%+3.1%0.333%
1/29/2026UBS Group AG713,016$9.96M0.0%+47.1%1.798%
1/28/2026Outfitters Financial LLC204,345$2.86M2.2%+1.2%0.515%
1/27/2026 PFG Advisors305,248$4.26M0.2%+206.0%0.770%
1/26/2026 Prosperity Financial Group Inc.16,000$224K0.1%-17.5%0.040%
1/26/2026 United Advisor Group LLC70,752$988K0.1%-9.8%0.178%
1/21/2026 Register Financial Advisors LLC9,500$133K0.1%N/A0.024%
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1/21/2026 Sound Income Strategies LLC10,740$151K0.0%N/A0.027%
1/16/2026Legacy Capital Wealth Partners LLC111,329$1.56M0.3%+10.0%0.281%
1/14/2026 TrueMark Investments LLC41,678$582K0.1%N/A0.105%
1/13/2026 Albert D Mason Inc.66,833$934K0.6%+31.0%0.169%
1/12/2026 DAVENPORT & Co LLC137,862$1.93M0.0%+1.9%0.348%
1/8/2026 Wealth Enhancement Advisory Services LLC12,098$168K0.0%N/A0.031%
1/5/2026 Union Bancaire Privee UBP SA15,393$215K0.0%-22.3%0.039%
1/1/2026JPMorgan Chase & Co.7,249$100K0.0%+36.7%0.018%
11/17/2025CANADA LIFE ASSURANCE Co48,371$666K0.0%+29.9%0.122%
11/17/2025Verition Fund Management LLC11,054$153K0.0%N/A0.028%
11/17/2025 Prosperity Financial Group Inc.19,400$268K0.1%-21.5%0.049%
11/17/2025Millennium Management LLC44,546$616K0.0%-73.7%0.112%
11/17/2025Bank of America Corp DE8,946$124K0.0%+272.1%0.023%
11/14/2025Raymond James Financial Inc.43,953$607K0.0%+7.6%0.111%
11/13/2025UBS Group AG484,848$6.70M0.0%+89.6%1.223%
11/13/2025Magnetar Financial LLC30,090$416K0.0%N/A0.076%
11/13/2025Van ECK Associates Corp854,730$11.81M0.0%+2.2%2.156%
11/13/2025Legal & General Group Plc222,547$3.08M0.0%-8.3%0.561%
11/13/2025Ameriflex Group Inc.42,338$585K0.2%N/A0.107%
11/13/2025Blair William & Co. IL164,914$2.28M0.0%-2.7%0.416%
11/12/2025Melia Wealth LLC1,197,594$16.55M7.2%+5.7%3.021%
11/7/2025Cassaday & Co Wealth Management LLC128,000$1.77M0.0%+13.8%0.335%
11/7/2025JPMorgan Chase & Co.7,249$100K0.0%+36.7%0.019%
11/6/2025Advisors Asset Management Inc.113,832$1.57M0.0%-0.9%0.298%
11/5/2025Prime Capital Investment Advisors LLC10,730$148K0.0%N/A0.028%
11/5/2025 Envestnet Asset Management Inc.15,391$213K0.0%-8.4%0.040%
11/4/2025Atlantic Union Bankshares Corp99,789$1.38M0.0%+16.6%0.261%
11/4/2025State of Wyoming26,003$359K0.0%+116.1%0.068%
11/3/2025Foundations Investment Advisors LLC12,452$172K0.0%-19.2%0.033%
11/3/2025 Mirae Asset Global Investments Co. Ltd.14,000$193K0.0%N/A0.037%
10/15/2025 Albert D Mason Inc.51,013$705K0.5%+6.2%0.133%
9/4/2025Osaic Holdings Inc.24,828$354K0.0%-6.0%0.065%
8/19/2025State of Wyoming12,033$172K0.0%+204.3%0.031%
8/15/2025CANADA LIFE ASSURANCE Co37,238$531K0.0%+6.1%0.097%
8/15/2025Bank of America Corp DE2,404$34K0.0%-75.3%0.006%
8/14/2025Jane Street Group LLC14,193$203K0.0%-37.1%0.039%
8/14/2025Raymond James Financial Inc.40,857$583K0.0%+2.0%0.111%
8/13/2025Marshall Wace LLP29,972$428K0.0%N/A0.081%
8/13/2025Invesco Ltd.51,478$735K0.0%N/A0.140%
8/13/2025Quantbot Technologies LP7,392$105K0.0%N/A0.020%
8/13/2025Legacy Capital Wealth Partners LLC102,257$1.46M0.3%-3.6%0.278%
8/13/2025Virtus Investment Advisers LLC53,768$767K0.3%-38.0%0.146%
8/13/2025Garner Asset Management Corp36,805$525K0.2%-2.4%0.100%
8/12/2025JPMorgan Chase & Co.5,304$76K0.0%+960.8%0.014%
8/11/2025 United Advisor Group LLC78,434$1.12M0.2%+2.7%0.213%
8/8/2025Foundations Investment Advisors LLC15,410$220K0.0%N/A0.042%
8/7/2025Allworth Financial LP5,030$72K0.0%+38,592.3%0.014%
8/6/2025Outfitter Financial LLC202,295$2.89M2.5%+0.6%0.549%
8/6/2025Atlantic Union Bankshares Corp85,613$1.22M0.0%-3.4%0.232%
8/6/2025First Horizon Advisors Inc.2,259$32K0.0%N/A0.006%
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7/30/2025 Prosperity Financial Group Inc.24,700$352K0.1%-22.2%0.067%
7/29/2025 Albert D Mason Inc.48,056$686K0.5%-6.2%0.130%
7/28/2025Melia Wealth LLC1,133,030$16.17M7.7%+4.1%3.076%
7/24/2025Blair William & Co. IL169,571$2.42M0.0%+0.7%0.460%
7/22/2025 DAVENPORT & Co LLC135,262$1.93M0.0%-12.5%0.367%
7/22/2025 Realta Investment Advisors42,227$603K0.2%+322.3%0.115%
7/18/2025 Union Bancaire Privee UBP SA19,806$283K0.0%+5.1%0.054%
7/11/2025Kingstone Capital Partners Texas LLC1,759,421$23.81M0.0%N/A4.776%
5/21/2025Geneos Wealth Management Inc.8,460$113K0.0%N/A0.023%
5/20/2025Focus Partners Wealth19,527$261K0.0%N/A0.053%


GAIN Institutional Ownership - Frequently Asked Questions

During the previous two years, 77 institutional investors and hedge funds held shares of Gladstone Investment. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($23.81M), Melia Wealth LLC ($15.75M), Van ECK Associates Corp ($11.16M), UBS Group AG ($9.96M), PFG Advisors ($4.26M), Legal & General Group Plc ($3.83M), and Outfitter Financial LLC ($2.89M).Learn more on Gladstone Investment's institutional investors.

11.85% of Gladstone Investment's stock is owned by institutional investors. Learn more on GAIN's institutional investor holdings.

Of the 69 institutional investors that purchased Gladstone Investment's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($1.76M), UBS Group AG ($457.36K), PFG Advisors ($205.50K), Melia Wealth LLC ($189.47K), Invesco Ltd. ($156.62K), Cassaday & Co Wealth Management LLC ($132K), and Van ECK Associates Corp ($103.36K).

Institutional investors have bought a total of 1,441,696 shares in the last 24 months. This purchase volume represents approximately $20.17M in transactions.

Of the 28 institutional investors that sold Gladstone Investment's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Marshall Wace LLP ($130.76K), Millennium Management LLC ($124.65K), Melia Wealth LLC ($70.30K), Van ECK Associates Corp ($55.78K), Virtus Investment Advisers LLC ($53.76K), Cassaday & Co Wealth Management LLC ($53K), and Ameriflex Group Inc. ($23.03K).

Institutional investors have sold a total of 668,806 shares in the last 24 months. This volume of shares sold represents approximately $9.35M in transactions.


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This page (NASDAQ:GAIN) was last updated on 8/4/2026 by MarketBeat.com Staff.
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