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Prospect Capital (PSEC) Institutional Ownership

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$2.20 -0.04 (-1.79%)
Closing price 04:00 PM Eastern
Extended Trading
$2.22 +0.01 (+0.68%)
As of 07:11 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
119
Total
Institutional Inflows
(last 12 months)
$182.58M
Number of
Institutional Sellers
(last 12 months)
79
Total
Institutional Outflows
(last 12 months)
$32.40M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/1/2026Concorde Asset Management LLC359,960$956K0.5%+18.3%0.072%
5/19/2026Bank of America Corp DE243,138$635K0.0%-4.5%0.049%
5/18/2026Royal Bank of Canada81,016$212K0.0%+42.6%0.016%
5/14/2026Caxton Associates LLP133,523$348K0.0%-81.2%0.027%
5/14/2026Lido Advisors LLC63,090$167K0.0%-28.9%0.013%
5/13/2026Cetera Investment Advisers316,704$827K0.0%+23.9%0.063%
5/7/2026Spartan Wealth Advisory Services LLC19,000$50K0.0%N/A0.004%
5/6/2026GatePass Capital LLC236,900$618K0.3%-22.6%0.049%
5/6/2026Modera Wealth Management LLC26,334$69K0.0%N/A0.005%
5/6/2026Independent Financial Group LLC3,311,725$8.64M0.3%N/A0.681%
5/1/2026180 Wealth Advisors LLC400,521$1.05M0.1%+15.7%0.082%
4/27/2026Private Advisor Group LLC1,711,638$4.47M0.0%+0.4%0.352%
4/23/2026GraniteShares Advisors LLC951,110$2.48M1.8%-10.3%0.196%
4/20/2026Arta Finance Wealth Management LLC26,944$70K0.0%-57.0%0.006%
4/20/2026Brian Low Financial Group LLC40,308$105K0.1%+303.1%0.008%
4/20/2026Apella Capital LLC24,234$68K0.0%N/A0.005%
4/17/2026Ocean Park Asset Management LLC212,817$554K0.0%N/A0.044%
4/17/2026XML Financial LLC52,149$136K0.0%-40.1%0.011%
3/13/2026World Investment Advisors27,191$70K0.0%N/A0.006%
2/26/2026Alpine Global Management LLC71,712$186K0.0%N/A0.015%
2/18/2026Ameriflex Group Inc.9,830$25K0.0%-48.5%0.002%
2/18/2026Mercer Global Advisors Inc. ADV27,033$70K0.0%-16.2%0.006%
2/18/2026Onyx Bridge Wealth Group LLC15,672$41K0.0%N/A0.003%
2/18/2026NewEdge Advisors LLC13,904$36K0.0%+115,766.7%0.003%
2/18/2026XTX Topco Ltd221,995$575K0.0%+156.9%0.046%
2/18/2026Virtus Investment Advisers LLC460,789$1.19M0.3%-29.9%0.096%
2/18/2026Tudor Investment Corp ET AL2,248,632$5.82M0.0%-13.7%0.466%
2/18/2026Millennium Management LLC3,058,430$7.92M0.0%-50.9%0.634%
2/18/2026Engineers Gate Manager LP135,240$350K0.0%-8.6%0.028%
2/18/2026Claro Advisors Inc.192,405$498K0.1%+13.3%0.040%
2/18/2026Boothbay Fund Management LLC12,784$33K0.0%N/A0.003%
2/17/2026Guggenheim Capital LLC156,832$406K0.0%+12.0%0.033%
2/17/2026Schonfeld Strategic Advisors LLC10,825$28K0.0%N/A0.002%
2/17/2026Cetera Investment Advisers255,522$662K0.0%-15.5%0.053%
2/17/2026RPO LLC25,568$66K0.0%N/A0.005%
2/17/2026Kovack Advisors Inc.403,090$1.04M0.0%-16.1%0.084%
2/17/2026Jump Financial LLC95,704$248K0.0%N/A0.020%
2/17/2026Osaic Holdings Inc.206,604$535K0.0%+19.1%0.043%
2/17/2026Private Advisor Group LLC1,705,376$4.42M0.0%+10.3%0.353%
2/16/2026Squarepoint Ops LLC284,895$738K0.0%+26.7%0.059%
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2/16/2026Verition Fund Management LLC177,706$460K0.0%-12.1%0.037%
2/16/2026Mariner LLC12,520$32K0.0%-65.2%0.003%
2/16/2026Aigen Investment Management LP45,826$119K0.0%-52.4%0.009%
2/13/2026Marshall Wace LLP6,213,516$16.09M0.0%-6.8%1.288%
2/13/2026CANADA LIFE ASSURANCE Co409,227$1.07M0.0%+4.0%0.085%
2/13/2026Inspire Advisors LLC13,003$34K0.0%-39.8%0.003%
2/13/2026Gendell Jeffrey L3,728,319$9.66M0.2%+17.8%0.773%
2/13/2026Stifel Financial Corp189,424$491K0.0%-7.8%0.039%
2/13/2026Headlands Technologies LLC74,777$194K0.0%+307.1%0.015%
2/13/2026Van ECK Associates Corp9,644,408$24.98M0.0%-6.0%1.999%
2/13/2026Wells Fargo & Company MN42,792$111K0.0%-59.8%0.009%
2/13/2026Concorde Asset Management LLC304,280$788K0.3%+40.1%0.063%
2/12/2026DRW Securities LLC219,119$568K0.0%-14.9%0.047%
2/12/2026Commonwealth Equity Services LLC663,035$1.72M0.0%+8.6%0.141%
2/12/2026WealthPLAN Partners LLC15,430$40K0.0%N/A0.003%
2/12/2026SMH Capital Advisors Inc.426,473$1.11M2.2%-2.8%0.091%
2/12/2026Kovack Advisors Inc.403,090$995K0.0%-16.1%0.086%
2/12/2026Private Management Group Inc.3,224,849$8.35M0.2%N/A0.685%
2/11/2026Focus Partners Advisor Solutions LLC155,322$402K0.0%-40.6%0.033%
2/11/2026LPL Financial LLC821,147$2.13M0.0%-7.0%0.174%
2/11/2026LeClair Wealth Partners LLC239,118$619K0.4%+491.4%0.051%
2/11/2026XML Financial LLC87,115$226K0.0%-86.6%0.018%
2/11/2026J.W. Cole Advisors Inc.17,702$46K0.0%-17.0%0.004%
2/10/2026Goldman Sachs Group Inc.33,085$86K0.0%-79.6%0.007%
2/10/2026Northwestern Mutual Wealth Management Co.12,687$33K0.0%+381.5%0.003%
2/10/2026Foundations Investment Advisors LLC12,075$31K0.0%N/A0.003%
2/9/2026GatePass Capital LLC306,150$793K0.4%+49.5%0.065%
2/9/2026Harbour Investments Inc.38,975$101K0.0%-16.3%0.008%
2/9/2026Legal & General Group Plc3,321,477$8.65M0.0%+21.8%0.705%
2/9/2026Prospera Financial Services Inc54,121$140K0.0%-10.0%0.011%
2/6/2026ProShare Advisors LLC77,247$200K0.0%-5.6%0.016%
2/5/2026Sculati Wealth Management LLC19,300$50K0.0%-27.5%0.004%
2/4/2026Catalyst Financial Partners LLC10,000$26K0.0%N/A0.002%
2/4/2026Independent Advisor Alliance12,550$33K0.0%N/A0.003%
2/4/2026Ground Swell Capital LLC10,763$28K0.1%N/A0.002%
2/4/2026World Investment Advisors27,191$70K0.0%N/A0.006%
2/4/2026HighPoint Advisor Group LLC28,406$74K0.0%N/A0.006%
2/3/2026Denali Advisors LLC85,301$221K0.0%-18.7%0.018%
2/3/2026International Assets Investment Management LLC124,100$321K0.0%-12.9%0.026%
2/3/2026Garner Asset Management Corp40,515$105K0.0%-10.8%0.009%
2/3/2026Tweedy Browne Co LLC162,953$422K0.0%+16.7%0.035%
1/30/2026Wealthfront Advisers LLC49,092$127K0.0%+24.8%0.010%
1/30/2026Samalin Investment Counsel LLC19,607$51K0.0%-26.9%0.004%
1/29/2026Kestra Private Wealth Services LLC201,682$522K0.0%-2.5%0.043%
1/29/2026UBS Group AG4,989,986$12.92M0.0%+44.5%1.060%
1/28/2026Barrett & Company Inc.32,277$84K0.0%-27.9%0.007%
1/27/2026Evergreen Capital Management LLC11,734$30K0.0%N/A0.002%
1/27/2026GraniteShares Advisors LLC1,059,980$2.75M1.7%N/A0.225%
1/23/2026Farther Finance Advisors LLC12,936$34K0.0%+789.1%0.003%
1/22/2026Bfsg LLC10,510$27K0.0%N/A0.002%
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1/22/2026Flagship Capital Management Inc.12,800$33K0.0%N/A0.003%
1/21/2026Naviter Wealth LLC384,219$1.01M0.1%-22.6%0.082%
1/21/2026Sowell Financial Services LLC43,337$112K0.0%+141.5%0.009%
1/20/2026GraniteShares Advisors LLC1,059,980$2.75M2.4%N/A0.225%
1/20/2026Arta Finance Wealth Management LLC62,717$162K0.1%N/A0.013%
1/14/2026Spire Wealth Management102,050$264K0.0%-44.1%0.022%
1/14/2026Exchange Traded Concepts LLC162,859$422K0.0%+16.7%0.035%
1/14/2026Family Wealth Partners LLC150,479$390K0.1%+9.6%0.032%
1/9/2026180 Wealth Advisors LLC346,097$896K0.1%+64.0%0.073%
1/9/2026Tactive Advisors LLC578,837$1.50M0.4%-1.2%0.123%


PSEC Institutional Ownership - Frequently Asked Questions

During the previous two years, 229 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($75.68M), Y.D. More Investments Ltd ($29.06M), Van ECK Associates Corp ($24.98M), Balyasny Asset Management L.P. ($18.00M), Marshall Wace LLP ($16.09M), UBS Group AG ($12.92M), and Two Sigma Investments LP ($11.27M).Learn more on Prospect Capital's institutional investors.

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Of the 191 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($23.80M), Marshall Wace LLP ($6.67M), Millennium Management LLC ($4.87M), Balyasny Asset Management L.P. ($4.84M), Y.D. More Investments Ltd ($3.81M), Independent Financial Group LLC ($3.31M), and Private Management Group Inc. ($3.22M).

Institutional investors have bought a total of 61,840,664 shares in the last 24 months. This purchase volume represents approximately $182.58M in transactions.

Of the 79 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Millennium Management LLC ($3.17M), Envestnet Asset Management Inc. ($1.17M), XML Financial LLC ($849.98K), Van ECK Associates Corp ($611.23K), PFG Investments LLC ($610.56K), Caxton Associates LLP ($576.73K), and Marshall Wace LLP ($454.86K).

Institutional investors have sold a total of 11,818,008 shares in the last 24 months. This volume of shares sold represents approximately $32.40M in transactions.


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This page (NASDAQ:PSEC) was last updated on 7/6/2026 by MarketBeat.com Staff.
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