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Prospect Capital (PSEC) Institutional Ownership

Prospect Capital logo
$2.78 +0.03 (+1.09%)
Closing price 05/6/2026 04:00 PM Eastern
Extended Trading
$2.80 +0.02 (+0.68%)
As of 04:47 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
130
Total
Institutional Inflows
(last 12 months)
$191.11M
Number of
Institutional Sellers
(last 12 months)
82
Total
Institutional Outflows
(last 12 months)
$48.03M
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Skip Chart & View Institutional Buying and Selling Data

PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/7/2026Spartan Wealth Advisory Services LLC19,000$50K0.0%N/A0.004%
5/6/2026GatePass Capital LLC236,900$618K0.3%-22.6%0.049%
5/6/2026Modera Wealth Management LLC26,334$69K0.0%N/A0.005%
5/6/2026 Independent Financial Group LLC3,311,725$8.64M0.3%N/A0.681%
5/1/2026 180 Wealth Advisors LLC400,521$1.05M0.1%+15.7%0.082%
4/27/2026 Private Advisor Group LLC1,711,638$4.47M0.0%+0.4%0.352%
4/23/2026 GraniteShares Advisors LLC951,110$2.48M1.8%-10.3%0.196%
4/20/2026 Arta Finance Wealth Management LLC26,944$70K0.0%-57.0%0.006%
4/20/2026 Brian Low Financial Group LLC40,308$105K0.1%+303.1%0.008%
4/20/2026 Apella Capital LLC24,234$68K0.0%N/A0.005%
4/17/2026 Ocean Park Asset Management LLC212,817$554K0.0%N/A0.044%
4/17/2026 XML Financial LLC52,149$136K0.0%-40.1%0.011%
3/13/2026 World Investment Advisors27,191$70K0.0%N/A0.006%
2/26/2026Alpine Global Management LLC71,712$186K0.0%N/A0.015%
2/18/2026Ameriflex Group Inc.9,830$25K0.0%-48.5%0.002%
2/18/2026Mercer Global Advisors Inc. ADV27,033$70K0.0%-16.2%0.006%
2/18/2026 Onyx Bridge Wealth Group LLC15,672$41K0.0%N/A0.003%
2/18/2026NewEdge Advisors LLC13,904$36K0.0%+115,766.7%0.003%
2/18/2026XTX Topco Ltd221,995$575K0.0%+156.9%0.046%
2/18/2026Virtus Investment Advisers LLC460,789$1.19M0.3%-29.9%0.096%
2/18/2026Tudor Investment Corp ET AL2,248,632$5.82M0.0%-13.7%0.466%
2/18/2026Millennium Management LLC3,058,430$7.92M0.0%-50.9%0.634%
2/18/2026Engineers Gate Manager LP135,240$350K0.0%-8.6%0.028%
2/18/2026 Claro Advisors Inc.192,405$498K0.1%+13.3%0.040%
2/18/2026Boothbay Fund Management LLC12,784$33K0.0%N/A0.003%
2/17/2026Guggenheim Capital LLC156,832$406K0.0%+12.0%0.033%
2/17/2026Schonfeld Strategic Advisors LLC10,825$28K0.0%N/A0.002%
2/17/2026Cetera Investment Advisers255,522$662K0.0%-15.5%0.053%
2/17/2026RPO LLC25,568$66K0.0%N/A0.005%
2/17/2026Kovack Advisors Inc.403,090$1.04M0.0%-16.1%0.084%
2/17/2026Jump Financial LLC95,704$248K0.0%N/A0.020%
2/17/2026Osaic Holdings Inc.206,604$535K0.0%+19.1%0.043%
2/17/2026 Private Advisor Group LLC1,705,376$4.42M0.0%+10.3%0.353%
2/16/2026Squarepoint Ops LLC284,895$738K0.0%+26.7%0.059%
2/16/2026Verition Fund Management LLC177,706$460K0.0%-12.1%0.037%
2/16/2026Mariner LLC12,520$32K0.0%-65.2%0.003%
2/16/2026Aigen Investment Management LP45,826$119K0.0%-52.4%0.009%
2/13/2026Marshall Wace LLP6,213,516$16.09M0.0%-6.8%1.288%
2/13/2026CANADA LIFE ASSURANCE Co409,227$1.07M0.0%+4.0%0.085%
2/13/2026Inspire Advisors LLC13,003$34K0.0%-39.8%0.003%
2/13/2026Gendell Jeffrey L3,728,319$9.66M0.2%+17.8%0.773%
2/13/2026Stifel Financial Corp189,424$491K0.0%-7.8%0.039%
2/13/2026Headlands Technologies LLC74,777$194K0.0%+307.1%0.015%
2/13/2026Van ECK Associates Corp9,644,408$24.98M0.0%-6.0%1.999%
2/13/2026Wells Fargo & Company MN42,792$111K0.0%-59.8%0.009%
2/13/2026Concorde Asset Management LLC304,280$788K0.3%+40.1%0.063%
2/12/2026DRW Securities LLC219,119$568K0.0%-14.9%0.047%
2/12/2026 Commonwealth Equity Services LLC663,035$1.72M0.0%+8.6%0.141%
2/12/2026 WealthPLAN Partners LLC15,430$40K0.0%N/A0.003%
2/12/2026 SMH Capital Advisors Inc.426,473$1.11M2.2%-2.8%0.091%
2/12/2026Kovack Advisors Inc.403,090$995K0.0%-16.1%0.086%
2/12/2026Private Management Group Inc.3,224,849$8.35M0.2%N/A0.685%
2/11/2026Focus Partners Advisor Solutions LLC155,322$402K0.0%-40.6%0.033%
2/11/2026LPL Financial LLC821,147$2.13M0.0%-7.0%0.174%
2/11/2026 LeClair Wealth Partners LLC239,118$619K0.4%+491.4%0.051%
2/11/2026 XML Financial LLC87,115$226K0.0%-86.6%0.018%
2/11/2026 J.W. Cole Advisors Inc.17,702$46K0.0%-17.0%0.004%
2/10/2026Goldman Sachs Group Inc.33,085$86K0.0%-79.6%0.007%
2/10/2026Northwestern Mutual Wealth Management Co.12,687$33K0.0%+381.5%0.003%
2/10/2026Foundations Investment Advisors LLC12,075$31K0.0%N/A0.003%
2/9/2026GatePass Capital LLC306,150$793K0.4%+49.5%0.065%
2/9/2026Harbour Investments Inc.38,975$101K0.0%-16.3%0.008%
2/9/2026Legal & General Group Plc3,321,477$8.65M0.0%+21.8%0.705%
2/9/2026 Prospera Financial Services Inc54,121$140K0.0%-10.0%0.011%
2/6/2026 ProShare Advisors LLC77,247$200K0.0%-5.6%0.016%
2/5/2026 Sculati Wealth Management LLC19,300$50K0.0%-27.5%0.004%
2/4/2026Catalyst Financial Partners LLC10,000$26K0.0%N/A0.002%
2/4/2026Independent Advisor Alliance12,550$33K0.0%N/A0.003%
2/4/2026 Ground Swell Capital LLC10,763$28K0.1%N/A0.002%
2/4/2026 World Investment Advisors27,191$70K0.0%N/A0.006%
2/4/2026HighPoint Advisor Group LLC28,406$74K0.0%N/A0.006%
2/3/2026Denali Advisors LLC85,301$221K0.0%-18.7%0.018%
2/3/2026 International Assets Investment Management LLC124,100$321K0.0%-12.9%0.026%
2/3/2026 Garner Asset Management Corp40,515$105K0.0%-10.8%0.009%
2/3/2026Tweedy Browne Co LLC162,953$422K0.0%+16.7%0.035%
1/30/2026 Wealthfront Advisers LLC49,092$127K0.0%+24.8%0.010%
1/30/2026 Samalin Investment Counsel LLC19,607$51K0.0%-26.9%0.004%
1/29/2026 Kestra Private Wealth Services LLC201,682$522K0.0%-2.5%0.043%
1/29/2026 UBS Group AG4,989,986$12.92M0.0%+44.5%1.060%
1/28/2026 Barrett & Company Inc.32,277$84K0.0%-27.9%0.007%
1/27/2026Evergreen Capital Management LLC11,734$30K0.0%N/A0.002%
1/27/2026 GraniteShares Advisors LLC1,059,980$2.75M1.7%N/A0.225%
1/23/2026 Farther Finance Advisors LLC12,936$34K0.0%+789.1%0.003%
1/22/2026 Bfsg LLC10,510$27K0.0%N/A0.002%
1/22/2026 Flagship Capital Management Inc.12,800$33K0.0%N/A0.003%
1/21/2026 Naviter Wealth LLC384,219$1.01M0.1%-22.6%0.082%
1/21/2026 Sowell Financial Services LLC43,337$112K0.0%+141.5%0.009%
1/20/2026 GraniteShares Advisors LLC1,059,980$2.75M2.4%N/A0.225%
1/20/2026 Arta Finance Wealth Management LLC62,717$162K0.1%N/A0.013%
1/14/2026 Spire Wealth Management102,050$264K0.0%-44.1%0.022%
1/14/2026 Exchange Traded Concepts LLC162,859$422K0.0%+16.7%0.035%
1/14/2026 Family Wealth Partners LLC150,479$390K0.1%+9.6%0.032%
1/9/2026 180 Wealth Advisors LLC346,097$896K0.1%+64.0%0.073%
1/9/2026 Tactive Advisors LLC578,837$1.50M0.4%-1.2%0.123%
1/8/2026 Wealth Enhancement Advisory Services LLC27,489$74K0.0%-19.7%0.006%
1/7/2026 Significant Wealth Partners LLC13,780$36K0.0%-23.2%0.003%
1/7/2026 Next Level Private LLC20,035$52K0.0%-39.7%0.004%
1/1/2026JPMorgan Chase & Co.52,244$144K0.0%+132.5%0.011%
1/1/2026Tudor Investment Corp ET AL2,604,286$7.16M0.0%+12.1%0.553%
12/9/2025Tudor Investment Corp ET AL2,604,286$7.16M0.0%+12.1%0.553%


PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 233 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($75.68M), Y.D. More Investments Ltd ($29.06M), Van ECK Associates Corp ($24.98M), Balyasny Asset Management L.P. ($18.00M), Marshall Wace LLP ($16.09M), UBS Group AG ($12.92M), and Two Sigma Investments LP ($11.27M).Learn more on Prospect Capital's institutional investors.

What percentage of Prospect Capital's stock is owned by institutional investors?

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital's stock?

Of the 192 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($23.80M), Marshall Wace LLP ($6.67M), Millennium Management LLC ($4.87M), Balyasny Asset Management L.P. ($4.84M), Y.D. More Investments Ltd ($3.81M), Independent Financial Group LLC ($3.31M), and Private Management Group Inc. ($3.22M).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 63,869,300 shares in the last 24 months. This purchase volume represents approximately $191.11M in transactions.

Which of Prospect Capital's major shareholders have been selling company stock?

Of the 82 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Royal Bank of Canada ($3.66M), Millennium Management LLC ($3.17M), Envestnet Asset Management Inc. ($1.17M), XML Financial LLC ($849.98K), Van ECK Associates Corp ($611.23K), PFG Investments LLC ($610.56K), and Marshall Wace LLP ($454.86K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 15,407,576 shares in the last 24 months. This volume of shares sold represents approximately $48.03M in transactions.


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This page (NASDAQ:PSEC) was last updated on 5/7/2026 by MarketBeat.com Staff.
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