Prospect Capital (PSEC) Institutional Ownership

$5.48
+0.07 (+1.30%)
(As of 04/23/2024 ET)

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
95
Total
Institutional Inflows
(last 12 months)
$104.46M
Number of
Institutional Sellers
(last 12 months)
40
Total
Institutional Outflows
(last 12 months)
$16.12M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/23/2024Sage Mountain Advisors LLC25,948$143K0.0%N/A0.006%
4/22/2024Strategic Financial Concepts LLC18,099$100K0.0%N/A0.004%
4/22/2024Strategies Wealth Advisors LLC30,621$169K0.0%+6.6%0.007%
4/22/2024Edge Financial Advisors LLC10,000$55K0.0%N/A0.002%
4/19/2024Kovack Advisors Inc.138,549$765K0.1%-4.4%0.033%
4/16/2024Vanguard Capital Wealth Advisors24,852$137K0.1%-34.0%0.006%
4/15/2024Wealthcare Advisory Partners LLC14,834$82K0.0%N/A0.004%
4/12/2024 Global Assets Advisory LLC44,689$247K0.0%N/A0.011%
3/25/2024Quadrature Capital Ltd148,229$888K0.0%N/A0.036%
3/22/2024PNC Financial Services Group Inc.33,998$204K0.0%-69.4%0.008%
2/26/2024Virtu Financial LLC68,929$413K0.0%N/A0.017%
2/15/2024Palogic Value Management L.P.164,334$984K0.4%-5.3%0.040%
2/15/2024Garden State Investment Advisory Services LLC90,656$543K0.2%+6.2%0.022%
2/14/2024Garner Asset Management Corp152,537$914K0.4%-6.4%0.037%
2/14/2024XML Financial LLC1,326,672$7.95M0.8%-4.2%0.320%
2/14/2024Muzinich & Co. Inc.32,901$197K0.1%-88.1%0.008%
2/13/2024Tower Research Capital LLC TRC13,459$81K0.0%+1,149.7%0.003%
2/12/2024Olympiad Research LP39,474$236K0.2%+39.6%0.010%
2/12/2024Cape Investment Advisory Inc.13,299$80K0.0%+2,279.1%0.003%
2/9/2024Eagle Global Advisors LLC25,900$155K0.0%-6.8%0.006%
2/9/2024Advisory Services Network LLC124,811$748K0.0%+3.8%0.030%
2/9/2024D.A. Davidson & CO.281,757$1.69M0.0%-5.1%0.069%
2/9/2024Philadelphia Trust Co.86,350$517K0.0%-54.9%0.021%
2/9/2024Mckinley Capital Management LLC421,521$2.53M0.3%-1.2%0.103%
2/9/2024BI Asset Management Fondsmaeglerselskab A S246,905$1.48M0.0%+3.3%0.060%
2/8/2024Sheaff Brock Investment Advisors LLC35,750$214K0.0%-54.6%0.009%
2/8/2024WMG Financial Advisors LLC17,900$108K0.1%N/A0.004%
2/7/2024Jump Financial LLC328,220$1.97M0.1%+105.9%0.080%
2/6/2024Spire Wealth Management22,063$134K0.0%-44.7%0.005%
2/6/2024Forte Capital LLC ADV94,158$564K0.1%N/A0.023%
2/6/2024LSV Asset Management2,035,654$12.19M0.0%+17.2%0.496%
2/5/2024Triumph Capital Management82,409$494K0.2%+6.6%0.020%
2/5/2024Vanguard Capital Wealth Advisors37,650$226K0.2%-6.3%0.009%
2/5/2024Kestra Private Wealth Services LLC232,227$1.39M0.0%-3.6%0.057%
2/5/2024Van ECK Associates Corp6,161,151$36.91M0.1%+26.1%1.501%
2/2/2024Truist Financial Corp193,060$1.16M0.0%+1.0%0.047%
2/2/2024Kovack Advisors Inc.144,907$868K0.1%+13.6%0.035%
2/2/2024Atria Wealth Solutions Inc.127,940$766K0.0%+57.9%0.031%
2/1/2024Significant Wealth Partners LLC56,738$340K0.2%N/A0.014%
2/1/2024Signaturefd LLC9,719$58K0.0%+62.7%0.002%
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1/31/2024J.W. Cole Advisors Inc.36,410$218K0.0%+66.9%0.009%
1/31/2024Roman Butler Fullerton & Co.56,191$348K0.1%+3.6%0.014%
1/30/2024Sumitomo Mitsui Trust Holdings Inc.32,901$197K0.0%-88.1%0.008%
1/24/2024Arkadios Wealth Advisors23,574$141K0.0%-81.5%0.006%
1/24/2024Private Trust Co. NA7,736$46K0.0%+54.3%0.002%
1/23/2024DAVENPORT & Co LLC20,006$120K0.0%-33.3%0.005%
1/22/2024Zimmermann Investment Management & Planning LLC20,077$120K0.0%+11.2%0.005%
1/19/2024Teamwork Financial Advisors LLC54,929$329K0.1%-4.7%0.013%
1/18/2024Next Level Private LLC30,753$184K0.1%-30.1%0.007%
1/11/2024 Ausdal Financial Partners Inc.29,254$175K0.0%+9.6%0.007%
1/4/2024 DNB Asset Management AS254,115$1.52M0.0%+19.8%0.062%
11/15/2023WealthPlan Investment Management LLC10,330$62K0.0%N/A0.003%
11/15/2023Advisors Asset Management Inc.614,524$3.72M0.1%+7.0%0.150%
11/14/2023Caxton Associates LP235,729$1.43M0.2%+244.6%0.057%
11/14/2023Qube Research & Technologies Ltd464,374$2.81M0.0%+27.8%0.113%
11/14/2023Mckinley Capital Management LLC426,654$2.58M0.4%-5.3%0.104%
11/14/2023MQS Management LLC13,984$85K0.1%N/A0.003%
11/13/2023Garden State Investment Advisory Services LLC85,399$517K0.2%+5.7%0.021%
11/13/2023Dark Forest Capital Management LP148,264$897K0.1%+207.6%0.036%
11/13/2023Muzinich & Co. Inc.275,474$1.67M1.2%-49.2%0.067%
11/13/2023Aigen Investment Management LP57,677$349K0.1%+232.9%0.014%
11/13/2023WINTON GROUP Ltd60,893$368K0.0%N/A0.015%
11/13/2023Kestra Advisory Services LLC34,748$210K0.0%-93.4%0.008%
11/13/2023PNC Financial Services Group Inc.111,012$672K0.0%+613.1%0.027%
11/9/2023EMC Capital Management16,677$101K0.1%+195.6%0.004%
11/9/2023UBS Group AG389,074$2.35M0.0%+5.0%0.095%
11/8/2023HighTower Advisors LLC158,932$961K0.0%+3.6%0.039%
11/8/2023Van ECK Associates Corp4,884,389$29.55M0.1%+8.0%1.198%
11/8/2023Atria Wealth Solutions Inc.81,037$490K0.0%+342.5%0.020%
11/8/2023Spire Wealth Management39,900$241K0.0%+5.7%0.010%
11/8/2023J.P. Morgan Private Wealth Advisors LLC567,771$3.44M0.0%+1.3%0.139%
11/8/2023Kestra Private Wealth Services LLC240,906$1.46M0.0%+5.0%0.059%
11/7/2023Merit Financial Group LLC12,453$75K0.0%N/A0.003%
11/7/2023Virtus ETF Advisers LLC131,691$797K0.5%+130.1%0.032%
11/7/2023Fox Run Management L.L.C.10,523$64K0.0%N/A0.003%
11/7/2023Jump Financial LLC159,400$964K0.0%+1,166.6%0.039%
11/6/2023XML Financial LLC1,384,395$8.38M1.0%+4.5%0.340%
11/4/2023 NBC Securities Inc.5,700$34K0.0%N/A0.001%
11/4/2023LSV Asset Management1,737,254$10.51M0.0%+1.4%0.426%
11/2/2023Olympiad Research LP28,272$171K0.2%N/A0.007%
11/2/2023WealthPlan Investment Management LLC10,330$62K0.0%N/A0.003%
11/1/2023Vanguard Capital Wealth Advisors40,163$243K0.2%-9.7%0.010%
11/1/2023Orion Portfolio Solutions LLC74,083$448K0.0%+332.4%0.018%
10/31/2023Triumph Capital Management77,291$472K0.2%+3.3%0.019%
10/31/2023Teamwork Financial Advisors LLC57,636$349K0.1%+10.2%0.014%
10/30/2023Sumitomo Mitsui Trust Holdings Inc.275,474$1.67M0.0%-49.2%0.068%
10/26/2023Inspire Investing LLC50,765$307K0.0%N/A0.012%
10/24/2023Bank of New York Mellon Corp78,172$473K0.0%+17.6%0.019%
10/24/2023Clear Creek Financial Management LLC29,989$181K0.0%-6.6%0.007%
10/23/2023Barrett & Company Inc.47,440$287K0.2%-28.8%0.012%
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10/20/2023Sunesis Advisors LLC22,246$135K0.1%N/A0.005%
10/17/2023DAVENPORT & Co LLC30,006$182K0.0%+42.8%0.007%
10/16/2023Paragon Wealth Strategies LLC593,101$3.59M1.1%+0.8%0.146%
10/13/2023Arkadios Wealth Advisors127,306$770K0.1%-3.6%0.031%
10/11/2023AE Wealth Management LLC101,304$613K0.0%-31.4%0.025%
10/11/2023Kathmere Capital Management LLC57,967$351K0.1%+22.6%0.014%
10/10/2023 International Assets Investment Management LLC269,322$1.63M0.1%+14.9%0.066%
10/4/2023 International Assets Investment Management LLC269,322$1.63M0.1%+14.9%0.066%
8/15/2023Garner Asset Management Corp162,810$1.01M0.6%-13.0%0.040%
8/11/2023Natixis34,728$215K0.0%-30.6%0.009%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 170 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Arete Wealth Advisors LLC ($70.83B), Van ECK Associates Corp ($36.91M), Y.D. More Investments Ltd ($31.83M), LSV Asset Management ($12.19M), XML Financial LLC ($7.95M), Advisors Asset Management Inc. ($3.72M), and Paragon Wealth Strategies LLC ($3.59M).Learn more on PSEC's institutional investors.

What percentage of Prospect Capital stock is owned by institutional investors?

9.06% of Prospect Capital stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital stock?

Of the 153 institutional investors that purchased Prospect Capital stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($3.71M), Y.D. More Investments Ltd ($1.27M), XML Financial LLC ($810.95K), Paragon Wealth Strategies LLC ($593.10K), International Assets Investment Management LLC ($416.35K), and Great West Life Assurance Co. Can ($329.01K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 22,342,489 shares in the last 24 months. This purchase volume represents approximately $143.70M in transactions.

Which Prospect Capital major shareholders have been selling company stock?

Of the 67 institutional investors that sold Prospect Capital stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sumitomo Mitsui Trust Holdings Inc. ($895.86K), Van ECK Associates Corp ($741.28K), Muzinich & Co. Inc. ($604.81K), Kestra Advisory Services LLC ($497.40K), UBS Group AG ($404.63K), International Assets Investment Management LLC ($392.04K), and Barclays PLC ($282.50K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 6,230,023 shares in the last 24 months. This volume of shares sold represents approximately $40.07M in transactions.


This page (NASDAQ:PSEC) was last updated on 4/24/2024 by MarketBeat.com Staff

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