Prospect Capital Institutional Ownership (NASDAQ:PSEC)

$6.48

-0.01 (-0.15 %)

(As of 10/18/2019 02:52 AM ET)

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Today's Range

$6.47

Now: $6.48▼

$6.52

50-Day Range

$6.32

MA: $6.53▼

$6.70

52-Week Range

$5.70

Now: $6.48▼

$7.12

Volume520,344 shs

Average Volume1.61 million shs

Market Capitalization$2.38 billion

P/E Ratio7.62

Dividend Yield11.09%

Beta0.75

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Institutional Ownership Percentage: 12.48%

Prospect Capital (NASDAQ PSEC) Institutional Buying and Selling

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
10/17/2019	Wedbush Securities Inc.	63,425	$0.42M	0.0%	-12.6%	0.017%
10/17/2019	Sage Capital Advisors llc	32,942	$0.22M	0.2%	-22.8%	0.009%
10/16/2019	DNB Asset Management AS	170,519	$1.12M	0.0%	+6.0%	0.046%
10/15/2019	Camelot Portfolios LLC	456,708	$3.01M	1.4%	-29.2%	0.124%
10/15/2019	Roman Butler Fullerton & Co.	42,530	$0.28M	0.2%	+7.0%	0.012%
10/11/2019	KG&L Capital Management LLC	13,664	$90K	0.1%	+16.4%	0.004%
10/4/2019	Sound Income Strategies LLC	6,595	$43K	0.0%	-20.0%	0.002%
8/19/2019	WealthPLAN Partners LLC	30,586	$0.20M	0.0%	-21.3%	0.008%
8/17/2019	UBS Group AG	3,375,809	$22.05M	0.0%	-33.0%	0.920%
8/16/2019	Phocas Financial Corp.	3,147	$2.06M	0.0%	N/A	0.001%
8/16/2019	Susquehanna Fundamental Investments LLC	22,200	$0.15M	0.0%	N/A	0.006%
8/15/2019	Green Square Asset Management LLC	53,645	$0.35M	0.2%	N/A	0.015%
8/15/2019	OneAscent Financial Services LLC	31,213	$0.20M	0.1%	N/A	0.009%
8/15/2019	Neo Ivy Capital Management	158,530	$1.04M	0.6%	N/A	0.043%
8/14/2019	D. E. Shaw & Co. Inc.	122,094	$0.80M	0.0%	+262.9%	0.033%
8/14/2019	Cubist Systematic Strategies LLC	68,597	$0.45M	0.0%	N/A	0.019%
8/14/2019	Point72 Asset Management L.P.	5,488	$36K	0.0%	N/A	0.001%
8/14/2019	Marshall Wace LLP	294,781	$1.93M	0.0%	+613.4%	0.080%
8/14/2019	PVG Asset Management Corp	117,457	$0.77M	0.8%	-70.1%	0.032%
8/14/2019	Balyasny Asset Management LLC	123,795	$0.81M	0.0%	+29.2%	0.034%
8/14/2019	First Foundation Advisors	14,281	$93K	0.0%	-53.9%	0.004%
8/14/2019	Invesco Ltd.	408,235	$2.67M	0.0%	-5.0%	0.111%
8/14/2019	Prospera Financial Services Inc	49,930	$0.32M	0.1%	+124.3%	0.014%
8/13/2019	Trinity Legacy Partners LLC	10,031	$66K	0.0%	-21.1%	0.003%
8/13/2019	Virtus ETF Advisers LLC	677,869	$4.43M	0.9%	N/A	0.185%
8/13/2019	HighTower Advisors LLC	120,882	$0.79M	0.0%	+1,005.0%	0.033%
8/13/2019	Northern Trust Corp	195,748	$1.28M	0.0%	+3.2%	0.053%
8/12/2019	Cetera Advisor Networks LLC	62,559	$0.42M	0.0%	+2.6%	0.017%
8/12/2019	Quantamental Technologies LLC	23,672	$0.16M	0.1%	N/A	0.006%
8/9/2019	Bank of Montreal Can	2,894,500	$18.90M	0.0%	+64.1%	0.789%
8/9/2019	Wealthsource Partners LLC	12,900	$84K	0.0%	N/A	0.004%
8/9/2019	Skandinaviska Enskilda Banken AB publ	942,000	$6.15M	0.1%	N/A	0.257%
8/8/2019	Timber Hill LLC	49,000	$0.32M	0.2%	-42.0%	0.013%
8/8/2019	LSV Asset Management	5,847,808	$38.19M	0.1%	+2.6%	1.594%
8/7/2019	Wealthstar Advisors LLC	24,206	$0.16M	0.1%	-10.3%	0.007%
8/7/2019	First Republic Investment Management Inc.	390,721	$2.55M	0.0%	+15.4%	0.106%
8/7/2019	Creative Financial Designs Inc. ADV	18,577	$0.12M	0.1%	+56.7%	0.005%
8/7/2019	JPMorgan Chase & Co.	31,548	$0.20M	0.0%	-99.5%	0.009%
8/7/2019	Van ECK Associates Corp	2,094,710	$13.68M	0.1%	+5.1%	0.571%
8/7/2019	Mckinley Capital Management LLC Delaware	844,077	$5.51M	0.4%	+0.2%	0.230%
8/6/2019	GSA Capital Partners LLP	14,549	$95K	0.0%	N/A	0.004%
8/5/2019	Mycio Wealth Partners LLC	10,229	$67K	0.0%	N/A	0.003%
8/5/2019	Vanguard Capital Wealth Advisors	163,723	$1.07M	1.3%	+5.6%	0.045%
8/1/2019	Wedbush Securities Inc.	72,591	$0.47M	0.0%	-3.5%	0.020%
7/31/2019	Sheaff Brock Investment Advisors LLC	108,967	$0.71M	0.1%	-10.7%	0.030%
7/31/2019	Sage Capital Advisors llc	42,689	$0.28M	0.2%	-19.9%	0.012%
7/30/2019	Aperio Group LLC	103,645	$0.68M	0.0%	+78.8%	0.028%
7/30/2019	KBC Group NV	370,854	$2.42M	0.0%	-4.9%	0.101%
7/30/2019	Essex Financial Services Inc.	10,000	$65K	0.0%	-69.5%	0.003%
6/30/2019	Regal Investment Advisors LLC	24,911	$0.16M	0.0%	-11.5%	0.007%
6/30/2019	Steward Partners Investment Advisory LLC	9,688	$63K	0.0%	N/A	0.003%
6/30/2019	Quantitative Systematic Strategies LLC	17,895	$0.12M	0.0%	N/A	0.005%
6/30/2019	Roman Butler Fullerton & Co.	39,750	$0.26M	0.2%	+21.0%	0.011%
6/30/2019	Camelot Portfolios LLC	645,413	$4.22M	1.7%	+3.5%	0.176%
6/30/2019	Eqis Capital Management Inc.	31,941	$0.21M	0.0%	-4.7%	0.009%
6/30/2019	Archford Capital Strategies LLC	69,581	$0.45M	0.2%	+16.8%	0.019%
6/30/2019	KG&L Capital Management LLC	11,735	$76K	0.1%	N/A	0.003%
6/30/2019	Unigestion Holding SA	153,600	$1M	0.0%	N/A	0.042%
6/30/2019	DNB Asset Management AS	160,800	$1.05M	0.0%	+2.0%	0.044%
6/16/2019	WealthPLAN Partners LLC	38,856	$0.26M	0.0%	-12.3%	0.011%
6/16/2019	Nordea Investment Management AB	211,536	$1.38M	0.0%	-1.0%	0.058%
6/16/2019	Marshall Wace LLP	41,321	$0.27M	0.0%	N/A	0.011%
6/16/2019	Belpointe Asset Management LLC	16,075	$0.11M	0.0%	-33.3%	0.004%
5/13/2019	Archford Capital Strategies LLC	59,581	$0.39M	0.1%	-2.5%	0.016%
5/10/2019	GAM Holding AG	89,283	$0.58M	0.0%	-52.0%	0.024%
5/10/2019	Alpine Global Management LLC	11,981	$78K	0.0%	N/A	0.003%
5/10/2019	HCR Wealth Advisors	16,359	$41K	0.0%	N/A	0.004%
5/9/2019	CIBC World Markets Inc.	70,615	$0.46M	0.0%	-7.3%	0.019%
5/9/2019	Biltmore Capital Advisors LLC	40,500	$0.26M	0.1%	N/A	0.011%
5/9/2019	Timber Hill LLC	84,500	$0.55M	0.7%	+163.2%	0.023%
5/9/2019	Wesbanco Bank Inc.	17,917	$0.12M	0.0%	+12.6%	0.005%
5/8/2019	Rational Advisors LLC	72,840	$0.48M	0.1%	N/A	0.020%
5/8/2019	Great West Life Assurance Co. Can	95,706	$0.62M	0.0%	+5.0%	0.026%
5/7/2019	LSV Asset Management	5,700,600	$37.17M	0.1%	+1.6%	1.555%
5/7/2019	Mid Atlantic Financial Management Inc. ADV	18,000	$0.12M	0.0%	-28.0%	0.005%
5/7/2019	Stratos Wealth Partners LTD.	21,215	$0.14M	0.0%	+10.3%	0.006%
5/7/2019	Quinn Opportunity Partners LLC	273,560	$1.78M	0.2%	-20.2%	0.075%
5/6/2019	Cetera Advisors LLC	67,505	$0.44M	0.0%	-54.8%	0.018%
5/3/2019	Wealthstar Advisors LLC	26,974	$0.18M	0.1%	+74.9%	0.007%
5/3/2019	California Public Employees Retirement System	581,200	$3.79M	0.0%	-20.6%	0.158%
5/2/2019	Alpha Omega Wealth Management LLC	73,077	$0.48M	0.2%	+2.1%	0.020%
5/2/2019	Strategic Wealth Advisors Group LLC	280,087	$1.83M	0.2%	+1.6%	0.076%
5/2/2019	Prospera Financial Services Inc	22,257	$0.15M	0.0%	-55.4%	0.006%
5/2/2019	Joseph P. Lucia & Associates LLC	63,822	$9.69M	0.7%	N/A	0.017%
5/2/2019	Mckinley Capital Management LLC Delaware	842,248	$5.49M	0.4%	+1.7%	0.230%
5/1/2019	Sigma Planning Corp	117,883	$0.77M	0.0%	-11.3%	0.032%
5/1/2019	Concorde Asset Management LLC	52,300	$0.34M	0.2%	-28.6%	0.014%
4/30/2019	First Republic Investment Management Inc.	338,541	$2.21M	0.0%	+4.2%	0.092%
4/30/2019	Janney Montgomery Scott LLC	22,957	$0.15M	0.0%	+21.1%	0.006%
4/30/2019	RDA Financial Network	34,503	$0.23M	0.1%	N/A	0.009%
4/29/2019	SG Americas Securities LLC	54,134	$0.35M	0.0%	+21.6%	0.015%
4/29/2019	Vanguard Capital Wealth Advisors	155,061	$1.01M	1.3%	+16.6%	0.042%
4/26/2019	Bank of Montreal Can	1,763,500	$11.50M	0.0%	+3,775.8%	0.481%
4/25/2019	Camelot Portfolios LLC	623,720	$4.07M	1.7%	-6.4%	0.170%
4/24/2019	Roman Butler Fullerton & Co.	32,858	$0.21M	0.1%	-66.2%	0.009%
4/23/2019	Creative Financial Designs Inc. ADV	11,855	$77K	0.0%	-51.2%	0.003%
4/23/2019	Sage Capital Advisors llc	53,264	$0.35M	0.2%	-18.0%	0.015%
4/23/2019	Mercer Global Advisors Inc. ADV	19,052	$0.12M	0.0%	N/A	0.005%
4/23/2019	Trinity Legacy Partners LLC	12,708	$83K	0.1%	N/A	0.003%
4/22/2019	Eagle Global Advisors LLC	64,620	$0.42M	0.0%	+114.3%	0.018%

(Data available from 1/1/2016 forward)

This page was last updated on 10/18/2019 by MarketBeat.com Staff

Prospect Capital Institutional Ownership (NASDAQ:PSEC)

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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Prospect Capital (NASDAQ PSEC) Institutional Buying and Selling

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