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Prospect Capital (PSEC) Institutional Ownership

Prospect Capital logo
$1.63 +0.03 (+1.88%)
Closing price 10/15/2026 04:00 PM Eastern
Extended Trading
$1.65 +0.02 (+1.17%)
As of 10/15/2026 07:54 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
94
Total
Institutional Inflows
(last 12 months)
$108.40M
Number of
Institutional Sellers
(last 12 months)
70
Total
Institutional Outflows
(last 12 months)
$26.00M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Gradient Investments LLC72,865$152K0.0%N/A0.014%
10/8/2026Tactive Advisors LLC561,704$1.17M0.3%-4.0%0.105%
9/9/2026WINTON GROUP Ltd15,200$35K0.0%N/A0.003%
9/9/2026Engineers Gate Manager LP282,483$653K0.0%-7.0%0.054%
9/9/2026Squarepoint Ops LLC190,138$439K0.0%-50.8%0.036%
8/21/2026Mayport LLC15,070$35K0.0%-26.7%0.003%
8/20/2026Two Sigma Securities LLC29,198$67K0.0%-89.1%0.006%
8/20/2026GTS Securities LLC17,314$40K0.0%N/A0.003%
8/20/2026Private Management Group Inc.20,534,804$47.44M1.3%+51.7%4.099%
8/19/2026Van ECK Associates Corp9,685,724$22.37M0.0%+32.7%1.933%
8/19/2026Kingsview Wealth Management LLC21,001$49K0.0%N/A0.004%
8/18/2026Concorde Asset Management LLC357,400$838K0.5%N/A0.071%
8/17/2026Bank of America Corp DE201,228$465K0.0%N/A0.040%
8/14/2026Legal & General Group Plc4,032,811$9.34M0.0%N/A0.805%
8/13/2026Clear Harbor Asset Management LLC325,525$752K0.0%N/A0.065%
8/11/2026Allworth Financial LP25,000$58K0.0%N/A0.005%
8/10/2026Csenge Advisory Group42,460$98K0.0%N/A0.008%
8/10/2026Denali Advisors LLC77,540$179K0.0%-8.3%0.015%
8/7/2026BlackRock Inc.1,441,035$3.33M0.0%-8.4%0.288%
8/6/2026Focus Partners Advisor Solutions LLC229,694$531K0.0%+11.6%0.046%
8/6/2026Retirement Planning Group LLC29,817$69K0.0%N/A0.006%
8/5/2026Caitong International Asset Management Co. Ltd16,970$39K0.0%+55.5%0.003%
8/5/2026GraniteShares Advisors LLC1,094,360$2.53M1.6%+15.1%0.218%
7/10/2026Family Wealth Partners LLC241,586$558K0.2%+13.5%0.048%
7/7/2026180 Wealth Advisors LLC580,986$1.34M0.1%+45.1%0.116%
6/1/2026Concorde Asset Management LLC359,960$956K0.5%+18.3%0.072%
5/19/2026Bank of America Corp DE243,138$635K0.0%-4.5%0.049%
5/18/2026Royal Bank of Canada81,016$212K0.0%+42.6%0.016%
5/14/2026Caxton Associates LLP133,523$348K0.0%-81.2%0.027%
5/14/2026Lido Advisors LLC63,090$167K0.0%-28.9%0.013%
5/13/2026Cetera Investment Advisers316,704$827K0.0%+23.9%0.063%
5/7/2026Spartan Wealth Advisory Services LLC19,000$50K0.0%N/A0.004%
5/6/2026GatePass Capital LLC236,900$618K0.3%-22.6%0.049%
5/6/2026Modera Wealth Management LLC26,334$69K0.0%N/A0.005%
5/6/2026Independent Financial Group LLC3,311,725$8.64M0.3%N/A0.681%
5/1/2026180 Wealth Advisors LLC400,521$1.05M0.1%+15.7%0.082%
4/27/2026Private Advisor Group LLC1,711,638$4.47M0.0%+0.4%0.352%
4/23/2026GraniteShares Advisors LLC951,110$2.48M1.8%-10.3%0.196%
4/20/2026Arta Finance Wealth Management LLC26,944$70K0.0%-57.0%0.006%
4/20/2026Brian Low Financial Group LLC40,308$105K0.1%+303.1%0.008%
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4/20/2026Apella Capital LLC24,234$68K0.0%N/A0.005%
4/17/2026Ocean Park Asset Management LLC212,817$554K0.0%N/A0.044%
4/17/2026XML Financial LLC52,149$136K0.0%-40.1%0.011%
3/13/2026World Investment Advisors27,191$70K0.0%N/A0.006%
2/26/2026Alpine Global Management LLC71,712$186K0.0%N/A0.015%
2/18/2026Ameriflex Group Inc.9,830$25K0.0%-48.5%0.002%
2/18/2026Mercer Global Advisors Inc. ADV27,033$70K0.0%-16.2%0.006%
2/18/2026Onyx Bridge Wealth Group LLC15,672$41K0.0%N/A0.003%
2/18/2026NewEdge Advisors LLC13,904$36K0.0%+115,766.7%0.003%
2/18/2026XTX Topco Ltd221,995$575K0.0%+156.9%0.046%
2/18/2026Virtus Investment Advisers LLC460,789$1.19M0.3%-29.9%0.096%
2/18/2026Tudor Investment Corp ET AL2,248,632$5.82M0.0%-13.7%0.466%
2/18/2026Millennium Management LLC3,058,430$7.92M0.0%-50.9%0.634%
2/18/2026Engineers Gate Manager LP135,240$350K0.0%-8.6%0.028%
2/18/2026Claro Advisors Inc.192,405$498K0.1%+13.3%0.040%
2/18/2026Boothbay Fund Management LLC12,784$33K0.0%N/A0.003%
2/17/2026Guggenheim Capital LLC156,832$406K0.0%+12.0%0.033%
2/17/2026Schonfeld Strategic Advisors LLC10,825$28K0.0%N/A0.002%
2/17/2026Cetera Investment Advisers255,522$662K0.0%-15.5%0.053%
2/17/2026RPO LLC25,568$66K0.0%N/A0.005%
2/17/2026Kovack Advisors Inc.403,090$1.04M0.0%-16.1%0.084%
2/17/2026Jump Financial LLC95,704$248K0.0%N/A0.020%
2/17/2026Osaic Holdings Inc.206,604$535K0.0%+19.1%0.043%
2/17/2026Private Advisor Group LLC1,705,376$4.42M0.0%+10.3%0.353%
2/16/2026Squarepoint Ops LLC284,895$738K0.0%+26.7%0.059%
2/16/2026Verition Fund Management LLC177,706$460K0.0%-12.1%0.037%
2/16/2026Mariner LLC12,520$32K0.0%-65.2%0.003%
2/16/2026Aigen Investment Management LP45,826$119K0.0%-52.4%0.009%
2/13/2026Marshall Wace LLP6,213,516$16.09M0.0%-6.8%1.288%
2/13/2026CANADA LIFE ASSURANCE Co409,227$1.07M0.0%+4.0%0.085%
2/13/2026Inspire Advisors LLC13,003$34K0.0%-39.8%0.003%
2/13/2026Gendell Jeffrey L3,728,319$9.66M0.2%+17.8%0.773%
2/13/2026Stifel Financial Corp189,424$491K0.0%-7.8%0.039%
2/13/2026Headlands Technologies LLC74,777$194K0.0%+307.1%0.015%
2/13/2026Van ECK Associates Corp9,644,408$24.98M0.0%-6.0%1.999%
2/13/2026Wells Fargo & Company MN42,792$111K0.0%-59.8%0.009%
2/13/2026Concorde Asset Management LLC304,280$788K0.3%+40.1%0.063%
2/12/2026DRW Securities LLC219,119$568K0.0%-14.9%0.047%
2/12/2026Commonwealth Equity Services LLC663,035$1.72M0.0%+8.6%0.141%
2/12/2026WealthPLAN Partners LLC15,430$40K0.0%N/A0.003%
2/12/2026SMH Capital Advisors Inc.426,473$1.11M2.2%-2.8%0.091%
2/12/2026Kovack Advisors Inc.403,090$995K0.0%-16.1%0.086%
2/12/2026Private Management Group Inc.3,224,849$8.35M0.2%N/A0.685%
2/11/2026Focus Partners Advisor Solutions LLC155,322$402K0.0%-40.6%0.033%
2/11/2026LPL Financial LLC821,147$2.13M0.0%-7.0%0.174%
2/11/2026LeClair Wealth Partners LLC239,118$619K0.4%+491.4%0.051%
2/11/2026XML Financial LLC87,115$226K0.0%-86.6%0.018%
2/11/2026J.W. Cole Advisors Inc.17,702$46K0.0%-17.0%0.004%
2/10/2026Goldman Sachs Group Inc.33,085$86K0.0%-79.6%0.007%
2/10/2026Northwestern Mutual Wealth Management Co.12,687$33K0.0%+381.5%0.003%
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2/10/2026Foundations Investment Advisors LLC12,075$31K0.0%N/A0.003%
2/9/2026GatePass Capital LLC306,150$793K0.4%+49.5%0.065%
2/9/2026Harbour Investments Inc.38,975$101K0.0%-16.3%0.008%
2/9/2026Legal & General Group Plc3,321,477$8.65M0.0%+21.8%0.705%
2/9/2026Prospera Financial Services Inc54,121$140K0.0%-10.0%0.011%
2/6/2026ProShare Advisors LLC77,247$200K0.0%-5.6%0.016%
2/5/2026Sculati Wealth Management LLC19,300$50K0.0%-27.5%0.004%
2/4/2026Catalyst Financial Partners LLC10,000$26K0.0%N/A0.002%
2/4/2026Independent Advisor Alliance12,550$33K0.0%N/A0.003%
2/4/2026Ground Swell Capital LLC10,763$28K0.1%N/A0.002%


PSEC Institutional Ownership - Frequently Asked Questions

During the previous two years, 231 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($75.68M), Private Management Group Inc. ($47.44M), Van ECK Associates Corp ($22.37M), Balyasny Asset Management L.P. ($18.00M), Marshall Wace LLP ($16.09M), UBS Group AG ($12.92M), and Two Sigma Investments LP ($11.27M).Learn more on Prospect Capital's institutional investors.

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Of the 190 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($23.80M), Private Management Group Inc. ($10.22M), Marshall Wace LLP ($6.67M), Van ECK Associates Corp ($4.95M), Millennium Management LLC ($4.87M), Balyasny Asset Management L.P. ($4.84M), and Legal & General Group Plc ($4.83M).

Institutional investors have bought a total of 42,570,716 shares in the last 24 months. This purchase volume represents approximately $108.40M in transactions.

Of the 70 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Millennium Management LLC ($3.17M), Van ECK Associates Corp ($611.23K), XML Financial LLC ($596.08K), Caxton Associates LLP ($576.73K), Marshall Wace LLP ($454.86K), Tudor Investment Corp ET AL ($355.65K), and Raymond James Financial Inc. ($333.58K).

Institutional investors have sold a total of 9,975,700 shares in the last 24 months. This volume of shares sold represents approximately $26.00M in transactions.


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Institutional ownership data for NASDAQ:PSEC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/8/2026. New 13F filings are added each quarter as they're published.
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