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Prospect Capital (PSEC) Institutional Ownership

Prospect Capital logo
$3.23 +0.05 (+1.57%)
Closing price 04:00 PM Eastern
Extended Trading
$3.22 -0.01 (-0.31%)
As of 07:51 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
113
Total
Institutional Inflows
(last 12 months)
$104.43M
Number of
Institutional Sellers
(last 12 months)
61
Total
Institutional Outflows
(last 12 months)
$63.68M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/3/2025Inspire Investing LLC83,864$344K0.0%-10.0%0.019%
5/19/2025Palogic Value Management L.P.365,066$1.50M0.6%+3.9%0.082%
5/16/2025Empowered Funds LLC88,397$362K0.0%+140.0%0.020%
5/16/2025Caxton Associates LLP370,075$1.52M0.1%N/A0.083%
5/16/2025Goldman Sachs Group Inc.393,034$1.61M0.0%+29.3%0.088%
5/16/2025Concorde Asset Management LLC72,900$299K0.2%+149.2%0.016%
5/15/2025Focus Partners Advisor Solutions LLC47,878$196K0.0%+89.8%0.011%
5/15/2025Cubist Systematic Strategies LLC308,764$1.27M0.0%+91.9%0.069%
5/15/2025Royal Bank of Canada63,146$259K0.0%-98.3%0.014%
5/15/2025Palogic Value Management L.P.365,066$1.50M0.6%+3.9%0.082%
5/15/2025Trexquant Investment LP915,452$3.75M0.0%+176.1%0.205%
5/14/2025Ieq Capital LLC28,998$119K0.0%N/A0.007%
5/14/2025Samalin Investment Counsel LLC24,276$100K0.0%+67.4%0.005%
5/14/2025Thomas J. Herzfeld Advisors Inc.2,315,582$9.49M3.2%+26.6%0.519%
5/14/2025Comerica Bank50,883$209K0.0%+96.6%0.011%
5/14/2025BI Asset Management Fondsmaeglerselskab A S514,076$2.11M0.0%-27.4%0.115%
5/13/2025Ethos Financial Group LLC43,520$178K0.0%N/A0.010%
5/13/2025Raymond James Financial Inc.840,585$3.45M0.0%-7.2%0.189%
5/13/2025Philadelphia Trust Co.65,700$269K0.0%-8.4%0.015%
5/12/2025Aigen Investment Management LP50,127$206K0.0%N/A0.011%
5/12/2025Virtu Financial LLC21,966$90K0.0%-89.3%0.005%
5/9/2025Headlands Technologies LLC63,025$258K0.0%+6,611.9%0.014%
5/9/2025Blair William & Co. IL45,600$187K0.0%-56.4%0.010%
5/9/2025PNC Financial Services Group Inc.104,338$428K0.0%+187.4%0.023%
5/8/2025IFG Advisory LLC33,195$136K0.0%N/A0.007%
5/8/2025Harbour Investments Inc.37,817$155K0.0%-41.1%0.008%
5/8/2025Arkadios Wealth Advisors37,335$153K0.0%+213.7%0.008%
5/7/2025LPL Financial LLC1,001,866$4.11M0.0%-22.6%0.225%
5/7/2025Inspire Advisors LLC23,417$96K0.0%+46.8%0.005%
5/6/2025Cetera Investment Advisers257,741$1.06M0.0%-43.2%0.058%
5/6/2025Avantax Advisory Services Inc.60,352$247K0.0%-70.2%0.014%
5/6/2025Kovack Advisors Inc.139,972$574K0.1%-3.5%0.031%
5/6/2025Universal Beteiligungs und Servicegesellschaft mbH105,900$434K0.0%N/A0.024%
5/6/2025VSM Wealth Advisory LLC6,162$25K0.0%N/A0.001%
5/6/2025Choreo LLC308,801$1.28M0.0%+22.2%0.069%
5/6/2025Garner Asset Management Corp54,917$225K0.1%-43.7%0.012%
5/5/2025Kestra Private Wealth Services LLC198,072$812K0.0%-5.3%0.044%
5/5/2025Denali Advisors LLC128,237$526K0.1%+16.4%0.029%
5/5/2025Carnegie Lake Advisors LLC12,800$52K0.0%-29.3%0.003%
5/5/2025Private Advisor Group LLC589,686$2.42M0.0%+48.0%0.132%
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5/2/2025Sigma Planning Corp43,745$179K0.0%-82.1%0.010%
4/30/2025Cerity Partners LLC15,400$63K0.0%-78.2%0.003%
4/30/2025M&T Bank Corp25,000$102K0.0%N/A0.006%
4/29/2025Envestnet Asset Management Inc.1,181,787$4.85M0.0%+24.8%0.265%
4/29/2025Generali Investments CEE investicni spolecnost a.s.109,962$451K0.0%N/A0.025%
4/29/2025Catalyst Capital Advisors LLC95,140$390K0.0%-97.7%0.021%
4/28/2025D.A. Davidson & CO.346,881$1.42M0.0%+1.2%0.078%
4/25/2025Naviter Wealth LLC452,540$1.88M0.2%-11.1%0.102%
4/23/2025KG&L Capital Management LLC10,097$41K0.0%N/A0.002%
4/23/2025Creative Financial Designs Inc. ADV9,026$37K0.0%-59.5%0.002%
4/23/2025Spire Wealth Management112,389$461K0.0%+22.0%0.025%
4/23/2025Global Assets Advisory LLC24,995$96K0.0%+56.2%0.006%
4/23/2025International Assets Investment Management LLC139,252$571K0.0%-19.9%0.031%
4/23/2025Navis Wealth Advisors LLC42,837$176K0.2%-29.9%0.010%
4/23/2025Oppenheimer & Co. Inc.17,078$70K0.0%N/A0.004%
4/22/2025XML Financial LLC898,508$3.68M0.3%-5.0%0.202%
4/22/2025TrueMark Investments LLC564,932$2.32M0.6%+12.6%0.127%
4/22/2025Cambridge Investment Research Advisors Inc.308,331$1.26M0.0%-53.4%0.069%
4/22/2025PFG Investments LLC624,419$2.56M0.2%+3,430.6%0.140%
4/17/2025Sowell Financial Services LLC20,989$86K0.0%N/A0.005%
4/17/2025Exchange Traded Concepts LLC24,711$101K0.0%+1,311.3%0.006%
4/17/2025Family Wealth Partners LLC42,333$174K0.1%+99.5%0.009%
4/17/2025Tcfg Wealth Management LLC274,657$1.13M0.6%+1.9%0.062%
4/15/2025Wealthcare Advisory Partners LLC10,414$43K0.0%-26.1%0.002%
4/10/2025Teamwork Financial Advisors LLC31,237$128K0.0%-12.0%0.007%
4/9/2025180 Wealth Advisors LLC17,887$73K0.0%N/A0.004%
4/8/2025Parallel Advisors LLC6,473$27K0.0%-33.7%0.001%
3/21/2025Prostatis Group LLC22,732$98K0.0%N/A0.005%
3/12/2025Palogic Value Management L.P.351,294$1.51M0.0%+50.8%0.079%
3/4/2025Comprehensive Money Management Services LLC16,800$72K0.1%N/A0.004%
2/24/2025Ameriflex Group Inc.14,486$62K0.0%N/A0.003%
2/18/2025Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/18/2025Focus Partners Advisor Solutions LLC25,229$109K0.0%+21.8%0.006%
2/17/2025Squarepoint Ops LLC137,288$592K0.0%+33.3%0.031%
2/17/2025Two Sigma Advisers LP313,600$1.35M0.0%+1,149.4%0.072%
2/17/2025Two Sigma Investments LP684,812$2.95M0.0%+115.9%0.157%
2/17/2025ProShare Advisors LLC69,988$302K0.0%+18.5%0.016%
2/17/2025Global Assets Advisory LLC15,998$69K0.0%+33.4%0.004%
2/17/2025D. E. Shaw & Co. Inc.136,238$587K0.0%N/A0.031%
2/17/2025Cubist Systematic Strategies LLC160,882$693K0.0%N/A0.037%
2/17/2025Brevan Howard Capital Management LP247,658$1.07M0.0%+1,161.6%0.057%
2/17/2025Balyasny Asset Management L.P.2,478,914$10.68M0.0%+6,177.6%0.568%
2/17/2025BNP Paribas Financial Markets259,449$1.12M0.0%+90.4%0.059%
2/14/2025Mercer Global Advisors Inc. ADV21,458$92K0.0%-46.9%0.005%
2/14/2025Northern Trust Corp598,848$2.58M0.0%+1.1%0.137%
2/14/2025Aquatic Capital Management LLC73,024$315K0.0%+518.8%0.017%
2/14/2025Oxford Asset Management LLP19,561$84K0.0%N/A0.004%
2/14/2025Virtus ETF Advisers LLC279,372$1.20M0.5%+38.2%0.064%
2/14/2025Two Sigma Securities LLC36,340$157K0.0%-57.8%0.008%
2/14/2025Dark Forest Capital Management LP66,047$285K0.0%+311.1%0.015%
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2/14/2025Alpine Global Management LLC80,300$346K0.1%N/A0.018%
2/14/2025Tower Research Capital LLC TRC14,560$63K0.0%+732.0%0.003%
2/14/2025BI Asset Management Fondsmaeglerselskab A S707,827$3.05M0.0%+49.4%0.162%
2/13/2025CANADA LIFE ASSURANCE Co248,301$1.07M0.0%-7.1%0.057%
2/13/2025Cravens & Co Advisors LLC20,000$86K0.1%N/A0.005%
2/13/2025Garden State Investment Advisory Services LLC77,448$334K0.1%-12.8%0.018%
2/13/2025Guggenheim Capital LLC88,830$383K0.0%+8.2%0.020%
2/13/2025XTX Topco Ltd172,329$743K0.1%+943.8%0.040%
2/13/2025Garner Asset Management Corp97,583$421K0.2%-8.4%0.022%
2/13/2025Envision Financial Planning LLC12,999$56K0.0%N/A0.003%
(Data available from 1/1/2016 forward)

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

During the previous two years, 204 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Van ECK Associates Corp ($35.03M), Y.D. More Investments Ltd ($29.06M), Legal & General Group Plc ($12.51M), Balyasny Asset Management L.P. ($10.68M), Thomas J. Herzfeld Advisors Inc. ($9.49M), LSV Asset Management ($4.93M), and Envestnet Asset Management Inc. ($4.85M).Learn more on Prospect Capital's institutional investors.

What percentage of Prospect Capital's stock is owned by institutional investors?

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Which institutional investors have been buying Prospect Capital's stock?

Of the 165 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.83M), Van ECK Associates Corp ($5.20M), Y.D. More Investments Ltd ($3.81M), Balyasny Asset Management L.P. ($2.44M), Thomas J. Herzfeld Advisors Inc. ($2.32M), Envestnet Asset Management Inc. ($1.16M), and Trexquant Investment LP ($915.45K).

How much institutional buying is happening at Prospect Capital?

Institutional investors have bought a total of 22,133,431 shares in the last 24 months. This purchase volume represents approximately $104.43M in transactions.

Which of Prospect Capital's major shareholders have been selling company stock?

Of the 61 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Catalyst Capital Advisors LLC ($4.08M), Royal Bank of Canada ($3.66M), XML Financial LLC ($1.15M), Van ECK Associates Corp ($811.25K), International Assets Investment Management LLC ($793.83K), LSV Asset Management ($717.38K), and Rockefeller Capital Management L.P. ($378.83K).

How much institutional selling is happening at Prospect Capital?

Institutional investors have sold a total of 14,944,238 shares in the last 24 months. This volume of shares sold represents approximately $63.68M in transactions.


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This page (NASDAQ:PSEC) was last updated on 7/1/2025 by MarketBeat.com Staff
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