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Prospect Capital (PSEC) Institutional Ownership

Prospect Capital logo
$2.23 +0.04 (+1.83%)
As of 09/4/2026 04:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

Current
Institutional Ownership
Percentage
9.06%
Number of
Institutional Buyers
(last 12 months)
92
Total
Institutional Inflows
(last 12 months)
$108.76M
Number of
Institutional Sellers
(last 12 months)
70
Total
Institutional Outflows
(last 12 months)
$25.49M
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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/21/2026 Mayport LLC15,070$35K0.0%-26.7%0.003%
8/20/2026 Two Sigma Securities LLC29,198$67K0.0%-89.1%0.006%
8/20/2026 GTS Securities LLC17,314$40K0.0%N/A0.003%
8/20/2026 Private Management Group Inc.20,534,804$47.44M1.3%+51.7%4.099%
8/19/2026 Van ECK Associates Corp9,685,724$22.37M0.0%+32.7%1.933%
8/19/2026 Kingsview Wealth Management LLC21,001$49K0.0%N/A0.004%
8/18/2026 Concorde Asset Management LLC357,400$838K0.5%N/A0.071%
8/17/2026 Bank of America Corp DE201,228$465K0.0%N/A0.040%
8/14/2026 Legal & General Group Plc4,032,811$9.34M0.0%N/A0.805%
8/13/2026 Clear Harbor Asset Management LLC325,525$752K0.0%N/A0.065%
8/11/2026 Allworth Financial LP25,000$58K0.0%N/A0.005%
8/10/2026 Csenge Advisory Group42,460$98K0.0%N/A0.008%
8/10/2026 Denali Advisors LLC77,540$179K0.0%-8.3%0.015%
8/7/2026 BlackRock Inc.1,441,035$3.33M0.0%-8.4%0.288%
8/6/2026 Focus Partners Advisor Solutions LLC229,694$531K0.0%+11.6%0.046%
8/6/2026 Retirement Planning Group LLC29,817$69K0.0%N/A0.006%
8/5/2026 Caitong International Asset Management Co. Ltd16,970$39K0.0%+55.5%0.003%
8/5/2026 GraniteShares Advisors LLC1,094,360$2.53M1.6%+15.1%0.218%
7/10/2026 Family Wealth Partners LLC241,586$558K0.2%+13.5%0.048%
7/7/2026 180 Wealth Advisors LLC580,986$1.34M0.1%+45.1%0.116%
6/1/2026 Concorde Asset Management LLC359,960$956K0.5%+18.3%0.072%
5/19/2026 Bank of America Corp DE243,138$635K0.0%-4.5%0.049%
5/18/2026 Royal Bank of Canada81,016$212K0.0%+42.6%0.016%
5/14/2026 Caxton Associates LLP133,523$348K0.0%-81.2%0.027%
5/14/2026 Lido Advisors LLC63,090$167K0.0%-28.9%0.013%
5/13/2026 Cetera Investment Advisers316,704$827K0.0%+23.9%0.063%
5/7/2026 Spartan Wealth Advisory Services LLC19,000$50K0.0%N/A0.004%
5/6/2026 GatePass Capital LLC236,900$618K0.3%-22.6%0.049%
5/6/2026 Modera Wealth Management LLC26,334$69K0.0%N/A0.005%
5/6/2026 Independent Financial Group LLC3,311,725$8.64M0.3%N/A0.681%
5/1/2026 180 Wealth Advisors LLC400,521$1.05M0.1%+15.7%0.082%
4/27/2026 Private Advisor Group LLC1,711,638$4.47M0.0%+0.4%0.352%
4/23/2026 GraniteShares Advisors LLC951,110$2.48M1.8%-10.3%0.196%
4/20/2026 Arta Finance Wealth Management LLC26,944$70K0.0%-57.0%0.006%
4/20/2026 Brian Low Financial Group LLC40,308$105K0.1%+303.1%0.008%
4/20/2026 Apella Capital LLC24,234$68K0.0%N/A0.005%
4/17/2026 Ocean Park Asset Management LLC212,817$554K0.0%N/A0.044%
4/17/2026 XML Financial LLC52,149$136K0.0%-40.1%0.011%
3/13/2026 World Investment Advisors27,191$70K0.0%N/A0.006%
2/26/2026 Alpine Global Management LLC71,712$186K0.0%N/A0.015%
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2/18/2026 Ameriflex Group Inc.9,830$25K0.0%-48.5%0.002%
2/18/2026 Mercer Global Advisors Inc. ADV27,033$70K0.0%-16.2%0.006%
2/18/2026 Onyx Bridge Wealth Group LLC15,672$41K0.0%N/A0.003%
2/18/2026 NewEdge Advisors LLC13,904$36K0.0%+115,766.7%0.003%
2/18/2026 XTX Topco Ltd221,995$575K0.0%+156.9%0.046%
2/18/2026 Virtus Investment Advisers LLC460,789$1.19M0.3%-29.9%0.096%
2/18/2026 Tudor Investment Corp ET AL2,248,632$5.82M0.0%-13.7%0.466%
2/18/2026 Millennium Management LLC3,058,430$7.92M0.0%-50.9%0.634%
2/18/2026 Engineers Gate Manager LP135,240$350K0.0%-8.6%0.028%
2/18/2026 Claro Advisors Inc.192,405$498K0.1%+13.3%0.040%
2/18/2026 Boothbay Fund Management LLC12,784$33K0.0%N/A0.003%
2/17/2026 Guggenheim Capital LLC156,832$406K0.0%+12.0%0.033%
2/17/2026 Schonfeld Strategic Advisors LLC10,825$28K0.0%N/A0.002%
2/17/2026 Cetera Investment Advisers255,522$662K0.0%-15.5%0.053%
2/17/2026 RPO LLC25,568$66K0.0%N/A0.005%
2/17/2026 Kovack Advisors Inc.403,090$1.04M0.0%-16.1%0.084%
2/17/2026 Jump Financial LLC95,704$248K0.0%N/A0.020%
2/17/2026 Osaic Holdings Inc.206,604$535K0.0%+19.1%0.043%
2/17/2026 Private Advisor Group LLC1,705,376$4.42M0.0%+10.3%0.353%
2/16/2026 Squarepoint Ops LLC284,895$738K0.0%+26.7%0.059%
2/16/2026 Verition Fund Management LLC177,706$460K0.0%-12.1%0.037%
2/16/2026 Mariner LLC12,520$32K0.0%-65.2%0.003%
2/16/2026 Aigen Investment Management LP45,826$119K0.0%-52.4%0.009%
2/13/2026 Marshall Wace LLP6,213,516$16.09M0.0%-6.8%1.288%
2/13/2026 CANADA LIFE ASSURANCE Co409,227$1.07M0.0%+4.0%0.085%
2/13/2026 Inspire Advisors LLC13,003$34K0.0%-39.8%0.003%
2/13/2026 Gendell Jeffrey L3,728,319$9.66M0.2%+17.8%0.773%
2/13/2026 Stifel Financial Corp189,424$491K0.0%-7.8%0.039%
2/13/2026 Headlands Technologies LLC74,777$194K0.0%+307.1%0.015%
2/13/2026 Van ECK Associates Corp9,644,408$24.98M0.0%-6.0%1.999%
2/13/2026 Wells Fargo & Company MN42,792$111K0.0%-59.8%0.009%
2/13/2026 Concorde Asset Management LLC304,280$788K0.3%+40.1%0.063%
2/12/2026 DRW Securities LLC219,119$568K0.0%-14.9%0.047%
2/12/2026 Commonwealth Equity Services LLC663,035$1.72M0.0%+8.6%0.141%
2/12/2026 WealthPLAN Partners LLC15,430$40K0.0%N/A0.003%
2/12/2026 SMH Capital Advisors Inc.426,473$1.11M2.2%-2.8%0.091%
2/12/2026 Kovack Advisors Inc.403,090$995K0.0%-16.1%0.086%
2/12/2026 Private Management Group Inc.3,224,849$8.35M0.2%N/A0.685%
2/11/2026 Focus Partners Advisor Solutions LLC155,322$402K0.0%-40.6%0.033%
2/11/2026 LPL Financial LLC821,147$2.13M0.0%-7.0%0.174%
2/11/2026 LeClair Wealth Partners LLC239,118$619K0.4%+491.4%0.051%
2/11/2026 XML Financial LLC87,115$226K0.0%-86.6%0.018%
2/11/2026 J.W. Cole Advisors Inc.17,702$46K0.0%-17.0%0.004%
2/10/2026 Goldman Sachs Group Inc.33,085$86K0.0%-79.6%0.007%
2/10/2026 Northwestern Mutual Wealth Management Co.12,687$33K0.0%+381.5%0.003%
2/10/2026 Foundations Investment Advisors LLC12,075$31K0.0%N/A0.003%
2/9/2026 GatePass Capital LLC306,150$793K0.4%+49.5%0.065%
2/9/2026 Harbour Investments Inc.38,975$101K0.0%-16.3%0.008%
2/9/2026 Legal & General Group Plc3,321,477$8.65M0.0%+21.8%0.705%
2/9/2026 Prospera Financial Services Inc54,121$140K0.0%-10.0%0.011%
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2/6/2026 ProShare Advisors LLC77,247$200K0.0%-5.6%0.016%
2/5/2026 Sculati Wealth Management LLC19,300$50K0.0%-27.5%0.004%
2/4/2026 Catalyst Financial Partners LLC10,000$26K0.0%N/A0.002%
2/4/2026 Independent Advisor Alliance12,550$33K0.0%N/A0.003%
2/4/2026 Ground Swell Capital LLC10,763$28K0.1%N/A0.002%
2/4/2026 World Investment Advisors27,191$70K0.0%N/A0.006%
2/4/2026 HighPoint Advisor Group LLC28,406$74K0.0%N/A0.006%
2/3/2026 Denali Advisors LLC85,301$221K0.0%-18.7%0.018%
2/3/2026 International Assets Investment Management LLC124,100$321K0.0%-12.9%0.026%
2/3/2026 Garner Asset Management Corp40,515$105K0.0%-10.8%0.009%


PSEC Institutional Ownership - Frequently Asked Questions

During the previous two years, 230 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($75.68M), Private Management Group Inc. ($47.44M), Van ECK Associates Corp ($22.37M), Balyasny Asset Management L.P. ($18.00M), Marshall Wace LLP ($16.09M), UBS Group AG ($12.92M), and Two Sigma Investments LP ($11.27M).Learn more on Prospect Capital's institutional investors.

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Of the 189 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($23.80M), Private Management Group Inc. ($10.22M), Marshall Wace LLP ($6.67M), Van ECK Associates Corp ($4.95M), Millennium Management LLC ($4.87M), Balyasny Asset Management L.P. ($4.84M), and Legal & General Group Plc ($4.83M).

Institutional investors have bought a total of 42,682,438 shares in the last 24 months. This purchase volume represents approximately $108.76M in transactions.

Of the 70 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Millennium Management LLC ($3.17M), Van ECK Associates Corp ($611.23K), XML Financial LLC ($596.08K), Caxton Associates LLP ($576.73K), Marshall Wace LLP ($454.86K), Tudor Investment Corp ET AL ($355.65K), and Raymond James Financial Inc. ($333.58K).

Institutional investors have sold a total of 9,749,493 shares in the last 24 months. This volume of shares sold represents approximately $25.49M in transactions.


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Institutional ownership data for NASDAQ:PSEC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/21/2026. New 13F filings are added each quarter as they're published.
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