Prospect Capital (PSEC) Institutional Ownership

$2.19 +0.01 (+0.46%)

Closing price 04:00 PM Eastern

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$2.20 +0.02 (+0.68%)

As of 06:23 PM Eastern

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Current Institutional Ownership Percentage: 9.06%
Number of Institutional Buyers (last 12 months): 93
Total Institutional Inflows (last 12 months): $108.80M

Number of Institutional Sellers (last 12 months): 71
Total Institutional Outflows (last 12 months): $25.99M

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PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
9/9/2026	WINTON GROUP Ltd	15,200	$35K	0.0%	N/A	0.003%
9/9/2026	Engineers Gate Manager LP	282,483	$653K	0.0%	-7.0%	0.054%
9/9/2026	Squarepoint Ops LLC	190,138	$439K	0.0%	-50.8%	0.036%
8/21/2026	Mayport LLC	15,070	$35K	0.0%	-26.7%	0.003%
8/20/2026	Two Sigma Securities LLC	29,198	$67K	0.0%	-89.1%	0.006%
8/20/2026	GTS Securities LLC	17,314	$40K	0.0%	N/A	0.003%
8/20/2026	Private Management Group Inc.	20,534,804	$47.44M	1.3%	+51.7%	4.099%
8/19/2026	Van ECK Associates Corp	9,685,724	$22.37M	0.0%	+32.7%	1.933%
8/19/2026	Kingsview Wealth Management LLC	21,001	$49K	0.0%	N/A	0.004%
8/18/2026	Concorde Asset Management LLC	357,400	$838K	0.5%	N/A	0.071%
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8/17/2026	Bank of America Corp DE	201,228	$465K	0.0%	N/A	0.040%
8/14/2026	Legal & General Group Plc	4,032,811	$9.34M	0.0%	N/A	0.805%
8/13/2026	Clear Harbor Asset Management LLC	325,525	$752K	0.0%	N/A	0.065%
8/11/2026	Allworth Financial LP	25,000	$58K	0.0%	N/A	0.005%
8/10/2026	Csenge Advisory Group	42,460	$98K	0.0%	N/A	0.008%
8/10/2026	Denali Advisors LLC	77,540	$179K	0.0%	-8.3%	0.015%
8/7/2026	BlackRock Inc.	1,441,035	$3.33M	0.0%	-8.4%	0.288%
8/6/2026	Focus Partners Advisor Solutions LLC	229,694	$531K	0.0%	+11.6%	0.046%
8/6/2026	Retirement Planning Group LLC	29,817	$69K	0.0%	N/A	0.006%
8/5/2026	Caitong International Asset Management Co. Ltd	16,970	$39K	0.0%	+55.5%	0.003%
8/5/2026	GraniteShares Advisors LLC	1,094,360	$2.53M	1.6%	+15.1%	0.218%
7/10/2026	Family Wealth Partners LLC	241,586	$558K	0.2%	+13.5%	0.048%
7/7/2026	180 Wealth Advisors LLC	580,986	$1.34M	0.1%	+45.1%	0.116%
6/1/2026	Concorde Asset Management LLC	359,960	$956K	0.5%	+18.3%	0.072%
5/19/2026	Bank of America Corp DE	243,138	$635K	0.0%	-4.5%	0.049%
5/18/2026	Royal Bank of Canada	81,016	$212K	0.0%	+42.6%	0.016%
5/14/2026	Caxton Associates LLP	133,523	$348K	0.0%	-81.2%	0.027%
5/14/2026	Lido Advisors LLC	63,090	$167K	0.0%	-28.9%	0.013%
5/13/2026	Cetera Investment Advisers	316,704	$827K	0.0%	+23.9%	0.063%
5/7/2026	Spartan Wealth Advisory Services LLC	19,000	$50K	0.0%	N/A	0.004%
5/6/2026	GatePass Capital LLC	236,900	$618K	0.3%	-22.6%	0.049%
5/6/2026	Modera Wealth Management LLC	26,334	$69K	0.0%	N/A	0.005%
5/6/2026	Independent Financial Group LLC	3,311,725	$8.64M	0.3%	N/A	0.681%
5/1/2026	180 Wealth Advisors LLC	400,521	$1.05M	0.1%	+15.7%	0.082%
4/27/2026	Private Advisor Group LLC	1,711,638	$4.47M	0.0%	+0.4%	0.352%
4/23/2026	GraniteShares Advisors LLC	951,110	$2.48M	1.8%	-10.3%	0.196%
4/20/2026	Arta Finance Wealth Management LLC	26,944	$70K	0.0%	-57.0%	0.006%
4/20/2026	Brian Low Financial Group LLC	40,308	$105K	0.1%	+303.1%	0.008%
4/20/2026	Apella Capital LLC	24,234	$68K	0.0%	N/A	0.005%
4/17/2026	Ocean Park Asset Management LLC	212,817	$554K	0.0%	N/A	0.044%
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4/17/2026	XML Financial LLC	52,149	$136K	0.0%	-40.1%	0.011%
3/13/2026	World Investment Advisors	27,191	$70K	0.0%	N/A	0.006%
2/26/2026	Alpine Global Management LLC	71,712	$186K	0.0%	N/A	0.015%
2/18/2026	Ameriflex Group Inc.	9,830	$25K	0.0%	-48.5%	0.002%
2/18/2026	Mercer Global Advisors Inc. ADV	27,033	$70K	0.0%	-16.2%	0.006%
2/18/2026	Onyx Bridge Wealth Group LLC	15,672	$41K	0.0%	N/A	0.003%
2/18/2026	NewEdge Advisors LLC	13,904	$36K	0.0%	+115,766.7%	0.003%
2/18/2026	XTX Topco Ltd	221,995	$575K	0.0%	+156.9%	0.046%
2/18/2026	Virtus Investment Advisers LLC	460,789	$1.19M	0.3%	-29.9%	0.096%
2/18/2026	Tudor Investment Corp ET AL	2,248,632	$5.82M	0.0%	-13.7%	0.466%
2/18/2026	Millennium Management LLC	3,058,430	$7.92M	0.0%	-50.9%	0.634%
2/18/2026	Engineers Gate Manager LP	135,240	$350K	0.0%	-8.6%	0.028%
2/18/2026	Claro Advisors Inc.	192,405	$498K	0.1%	+13.3%	0.040%
2/18/2026	Boothbay Fund Management LLC	12,784	$33K	0.0%	N/A	0.003%
2/17/2026	Guggenheim Capital LLC	156,832	$406K	0.0%	+12.0%	0.033%
2/17/2026	Schonfeld Strategic Advisors LLC	10,825	$28K	0.0%	N/A	0.002%
2/17/2026	Cetera Investment Advisers	255,522	$662K	0.0%	-15.5%	0.053%
2/17/2026	RPO LLC	25,568	$66K	0.0%	N/A	0.005%
2/17/2026	Kovack Advisors Inc.	403,090	$1.04M	0.0%	-16.1%	0.084%
2/17/2026	Jump Financial LLC	95,704	$248K	0.0%	N/A	0.020%
2/17/2026	Osaic Holdings Inc.	206,604	$535K	0.0%	+19.1%	0.043%
2/17/2026	Private Advisor Group LLC	1,705,376	$4.42M	0.0%	+10.3%	0.353%
2/16/2026	Squarepoint Ops LLC	284,895	$738K	0.0%	+26.7%	0.059%
2/16/2026	Verition Fund Management LLC	177,706	$460K	0.0%	-12.1%	0.037%
2/16/2026	Mariner LLC	12,520	$32K	0.0%	-65.2%	0.003%
2/16/2026	Aigen Investment Management LP	45,826	$119K	0.0%	-52.4%	0.009%
2/13/2026	Marshall Wace LLP	6,213,516	$16.09M	0.0%	-6.8%	1.288%
2/13/2026	CANADA LIFE ASSURANCE Co	409,227	$1.07M	0.0%	+4.0%	0.085%
2/13/2026	Inspire Advisors LLC	13,003	$34K	0.0%	-39.8%	0.003%
2/13/2026	Gendell Jeffrey L	3,728,319	$9.66M	0.2%	+17.8%	0.773%
2/13/2026	Stifel Financial Corp	189,424	$491K	0.0%	-7.8%	0.039%
2/13/2026	Headlands Technologies LLC	74,777	$194K	0.0%	+307.1%	0.015%
2/13/2026	Van ECK Associates Corp	9,644,408	$24.98M	0.0%	-6.0%	1.999%
2/13/2026	Wells Fargo & Company MN	42,792	$111K	0.0%	-59.8%	0.009%
2/13/2026	Concorde Asset Management LLC	304,280	$788K	0.3%	+40.1%	0.063%
2/12/2026	DRW Securities LLC	219,119	$568K	0.0%	-14.9%	0.047%
2/12/2026	Commonwealth Equity Services LLC	663,035	$1.72M	0.0%	+8.6%	0.141%
2/12/2026	WealthPLAN Partners LLC	15,430	$40K	0.0%	N/A	0.003%
2/12/2026	SMH Capital Advisors Inc.	426,473	$1.11M	2.2%	-2.8%	0.091%
2/12/2026	Kovack Advisors Inc.	403,090	$995K	0.0%	-16.1%	0.086%
2/12/2026	Private Management Group Inc.	3,224,849	$8.35M	0.2%	N/A	0.685%
2/11/2026	Focus Partners Advisor Solutions LLC	155,322	$402K	0.0%	-40.6%	0.033%
2/11/2026	LPL Financial LLC	821,147	$2.13M	0.0%	-7.0%	0.174%
2/11/2026	LeClair Wealth Partners LLC	239,118	$619K	0.4%	+491.4%	0.051%
2/11/2026	XML Financial LLC	87,115	$226K	0.0%	-86.6%	0.018%
2/11/2026	J.W. Cole Advisors Inc.	17,702	$46K	0.0%	-17.0%	0.004%
2/10/2026	Goldman Sachs Group Inc.	33,085	$86K	0.0%	-79.6%	0.007%
2/10/2026	Northwestern Mutual Wealth Management Co.	12,687	$33K	0.0%	+381.5%	0.003%
2/10/2026	Foundations Investment Advisors LLC	12,075	$31K	0.0%	N/A	0.003%
2/9/2026	GatePass Capital LLC	306,150	$793K	0.4%	+49.5%	0.065%
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2/9/2026	Harbour Investments Inc.	38,975	$101K	0.0%	-16.3%	0.008%
2/9/2026	Legal & General Group Plc	3,321,477	$8.65M	0.0%	+21.8%	0.705%
2/9/2026	Prospera Financial Services Inc	54,121	$140K	0.0%	-10.0%	0.011%
2/6/2026	ProShare Advisors LLC	77,247	$200K	0.0%	-5.6%	0.016%
2/5/2026	Sculati Wealth Management LLC	19,300	$50K	0.0%	-27.5%	0.004%
2/4/2026	Catalyst Financial Partners LLC	10,000	$26K	0.0%	N/A	0.002%
2/4/2026	Independent Advisor Alliance	12,550	$33K	0.0%	N/A	0.003%
2/4/2026	Ground Swell Capital LLC	10,763	$28K	0.1%	N/A	0.002%
2/4/2026	World Investment Advisors	27,191	$70K	0.0%	N/A	0.006%
2/4/2026	HighPoint Advisor Group LLC	28,406	$74K	0.0%	N/A	0.006%

PSEC Institutional Ownership - Frequently Asked Questions

During the previous two years, 231 institutional investors and hedge funds held shares of Prospect Capital. The most heavily invested institutionals were Kingstone Capital Partners Texas LLC ($75.68M), Private Management Group Inc. ($47.44M), Van ECK Associates Corp ($22.37M), Balyasny Asset Management L.P. ($18.00M), Marshall Wace LLP ($16.09M), UBS Group AG ($12.92M), and Two Sigma Investments LP ($11.27M).Learn more on Prospect Capital's institutional investors.

9.06% of Prospect Capital's stock is owned by institutional investors. Learn more on PSEC's institutional investor holdings.

Of the 190 institutional investors that purchased Prospect Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Kingstone Capital Partners Texas LLC ($23.80M), Private Management Group Inc. ($10.22M), Marshall Wace LLP ($6.67M), Van ECK Associates Corp ($4.95M), Millennium Management LLC ($4.87M), Balyasny Asset Management L.P. ($4.84M), and Legal & General Group Plc ($4.83M).

Institutional investors have bought a total of 42,697,638 shares in the last 24 months. This purchase volume represents approximately $108.80M in transactions.

Of the 71 institutional investors that sold Prospect Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Millennium Management LLC ($3.17M), Van ECK Associates Corp ($611.23K), XML Financial LLC ($596.08K), Caxton Associates LLP ($576.73K), Marshall Wace LLP ($454.86K), Tudor Investment Corp ET AL ($355.65K), and Raymond James Financial Inc. ($333.58K).

Institutional investors have sold a total of 9,967,310 shares in the last 24 months. This volume of shares sold represents approximately $25.99M in transactions.

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Institutional ownership data for NASDAQ:PSEC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.

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Prospect Capital (PSEC) Institutional Ownership

PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

PSEC Institutional Ownership - Frequently Asked Questions

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Prospect Capital (PSEC) Institutional Ownership

Institutional Ownership Changes (13F Filings) for Prospect Capital (NASDAQ:PSEC)

PSEC Institutional Buying and Selling by Quarter

Prospect Capital Major Shareholders & Ownership History

PSEC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSEC shares?

What percentage of Prospect Capital's stock is owned by institutional investors?

Which institutional investors have been buying Prospect Capital's stock?

How much institutional buying is happening at Prospect Capital?

Which of Prospect Capital's major shareholders have been selling company stock?

How much institutional selling is happening at Prospect Capital?

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