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NASDAQ:CSWCCapital Southwest SEC Filings & 10K Form

$14.82
+0.84 (+6.01 %)
(As of 06/1/2020 04:00 PM ET)
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Today's Range
$14.09
Now: $14.82
$15.06
50-Day Range
$10.48
MA: $12.68
$14.03
52-Week Range
$7.39
Now: $14.82
$22.90
Volume237,753 shs
Average Volume182,662 shs
Market Capitalization$276.07 million
P/E Ratio19.50
Dividend Yield11.73%
Beta0.86

SEC Filings

Capital Southwest (NASDAQ:CSWC) SEC Filings

DateFilerForm TypeView
06/01/2020
3:20 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/22/2020
3:55 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/26/2020
3:41 PM
Capital Southwest (Filer)
Form N-23C-2/A
03/26/2020
3:40 PM
Capital Southwest (Filer)
Form 8-K/A
03/19/2020
4:55 PM
Capital Southwest (Issuer)
FURST JACK D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/19/2020
3:14 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/18/2020
3:14 PM
Brooks David R (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/17/2020
4:50 PM
BATTIST CHRISTINE (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2020
3:09 PM
BATTIST CHRISTINE (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/24/2020
6:34 PM
BATTIST CHRISTINE (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/14/2020
4:24 PM
Capital Southwest (Subject)
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. (Filed by)
Form SC 13G/A
02/14/2020
9:22 AM
ARIEL INVESTMENTS, LLC (Filed by)
Capital Southwest (Subject)
Form SC 13G/A
12/09/2019
4:12 PM
Capital Southwest (Filer)
Form 40-17G
11/25/2019
3:24 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/18/2019
3:14 PM
Capital Southwest (Issuer)
DIEHL BOWEN S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/14/2019
3:33 PM
Capital Southwest (Filer)
Form 497
11/05/2019
3:56 PM
Capital Southwest (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/04/2019
4:02 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/08/2019
3:35 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/07/2019
4:05 PM
Capital Southwest (Filer)
Form 497
09/27/2019
3:06 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/25/2019
4:27 PM
Capital Southwest (Filer)
Form 497
09/25/2019
5:58 AM
Capital Southwest (Filer)
Form 497AD
09/24/2019
3:42 PM
Capital Southwest (Filer)
Form 497AD
09/24/2019
9:18 AM
Capital Southwest (Filer)
Form 497AD
09/24/2019
7:58 AM
Capital Southwest (Filer)
Form 497
09/03/2019
3:31 PM
Brooks David R (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/30/2019
3:26 PM
BATTIST CHRISTINE (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/20/2019
3:19 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/20/2019
3:15 PM
Capital Southwest (Filer)
Form 497
08/15/2019
11:15 PM
Capital Southwest (Filer)
Form EFFECT
08/14/2019
3:54 PM
Capital Southwest (Filer)
Form N-2/A
08/06/2019
3:31 PM
Capital Southwest (Filer)
Form 497AD
08/06/2019
3:23 PM
Capital Southwest (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/05/2019
3:31 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/01/2019
4:03 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/15/2019
3:38 PM
Capital Southwest (Filer)
Form DEL AM
06/14/2019
3:06 PM
Capital Southwest (Filer)
Form DEF 14A
06/05/2019
3:52 PM
Capital Southwest (Filer)
Form POS EX
06/05/2019
3:50 PM
Capital Southwest (Filer)
Form 497
06/04/2019
3:54 PM
Capital Southwest (Filer)
Form PRE 14A
06/04/2019
3:47 PM
Capital Southwest (Filer)
Form 497AD
06/04/2019
3:25 PM
Capital Southwest (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
06/03/2019
3:34 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/23/2019
3:47 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/01/2019
10:08 AM
Capital Southwest (Subject)
SANDERS MORRIS HARRIS LLC (Filed by)
Form SC 13D
04/25/2019
3:46 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/04/2019
8:23 AM
Capital Southwest (Filer)
Form POS EX
03/04/2019
8:19 AM
Capital Southwest (Filer)
Form 497
02/28/2019
3:15 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/14/2019
10:06 AM
Capital Southwest (Subject)
RIVERNORTH CAPITAL MANAGEMENT, LLC (Filed by)
Form SC 13G
02/14/2019
9:33 AM
ARIEL INVESTMENTS, LLC (Filed by)
Capital Southwest (Subject)
Form SC 13G/A
02/05/2019
3:40 PM
Capital Southwest (Filer)
Form 497AD
02/05/2019
3:33 PM
Capital Southwest (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
02/04/2019
3:49 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/31/2019
3:18 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/27/2018
3:32 PM
Capital Southwest (Issuer)
FURST JACK D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/13/2018
3:26 PM
Capital Southwest (Filer)
Form 10-K/A
12/07/2018
3:22 PM
Capital Southwest (Filer)
Form 40-17G
12/06/2018
11:10 AM
Capital Southwest (Subject)
River Road Asset Management, LLC (Filed by)
Form SC 13G/A
11/16/2018
3:15 PM
Capital Southwest (Issuer)
Sarner Michael Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/16/2018
3:14 PM
Capital Southwest (Issuer)
DIEHL BOWEN S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2018
3:19 PM
Capital Southwest (Filer)
Form 497AD
11/07/2018
3:14 PM
Capital Southwest (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/04/2018
3:16 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/04/2018
8:05 AM
Capital Southwest (Filer)
Form POS EX
10/02/2018
8:15 AM
Capital Southwest (Filer)
Form 497
10/02/2018
8:15 AM
Capital Southwest (Filer)
Form 497
09/14/2018
8:07 AM
Capital Southwest (Filer)
Form 497
09/12/2018
11:15 PM
Capital Southwest (Filer)
Form EFFECT
09/07/2018
3:08 PM
Capital Southwest (Filer)
Form POS 8C
08/30/2018
3:06 PM
Capital Southwest (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
08/30/2018
8:19 AM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/22/2018
3:21 PM
BATTIST CHRISTINE (Reporting)
Capital Southwest (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/17/2018
3:13 PM
Capital Southwest (Issuer)
DIEHL BOWEN S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/07/2018
3:37 PM
Capital Southwest (Filer)
Form 497AD
08/07/2018
3:25 PM
Capital Southwest (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/06/2018
3:50 PM
BATTIST CHRISTINE (Reporting)
Capital Southwest (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
08/06/2018
3:33 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/02/2018
3:31 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/16/2018
4:01 PM
Capital Southwest (Issuer)
DIEHL BOWEN S (Reporting)
Form 4/A
06/21/2018
3:13 PM
Capital Southwest (Issuer)
DIEHL BOWEN S (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/11/2018
3:13 PM
Capital Southwest (Filer)
Form 497AD
06/11/2018
7:26 AM
Capital Southwest (Filer)
Form POS EX
06/08/2018
6:15 PM
Capital Southwest (Filer)
Form 497
06/08/2018
3:05 PM
Capital Southwest (Filer)
Form DEF 14A
06/07/2018
3:12 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/04/2018
4:28 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/14/2018
3:24 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/30/2018
8:21 AM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/16/2018
8:14 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/26/2018
4:02 PM
Capital Southwest (Issuer)
WILSON JOHN H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/28/2018
4:00 PM
Capital Southwest (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/14/2018
3:04 PM
Capital Southwest (Subject)
Moab Capital Partners LLC (Filed by)
Form SC 13G
02/13/2018
9:10 AM
ARIEL INVESTMENTS, LLC (Filed by)
Capital Southwest (Subject)
Form SC 13G/A
02/09/2018
3:16 PM
Capital Southwest (Issuer)
Sarner Michael Scott (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/09/2018
3:05 PM
Capital Southwest (Issuer)
Morgan Thomas Duane (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/09/2018
11:05 AM
Capital Southwest (Subject)
FIRST MANHATTAN CO (Filed by)
Form SC 13G/A
02/09/2018
7:22 AM
Capital Southwest (Subject)
River Road Asset Management, LLC (Filed by)
Form SC 13G/A
02/06/2018
4:00 PM
Capital Southwest (Filer)
Form 497AD
This page was last updated on 6/2/2020 by MarketBeat.com Staff

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