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Gladstone Capital (GLAD) 10K Form and Latest SEC Filings 2026

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$19.39 +0.16 (+0.83%)
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Latest Gladstone Capital SEC Filings & Recent Activity

Gladstone Capital (NASDAQ:GLAD) has submitted 186+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Gladstone Capital's financial statements. The most recent filing was a Form 8-K submitted on May 6, 2026.

8-K
Gladstone Capital Files Current Report on May. 6, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-Q
Gladstone Capital Files Quarterly Report on May. 6, 2026

The 10-Q contains Gladstone Capital's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Gladstone Capital SEC Filing History

Browse Gladstone Capital's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
05/06/2026 3:18 PM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/06/2026 3:02 PM
Gladstone Capital (1143513) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
04/07/2026 4:18 PM
Ahlberg Andrew Paul (2127993) Reporting
Gladstone Capital (1143513) Issuer
Form 3
Initial statement of beneficial ownership of securities  
04/07/2026 4:25 PM
Gladstone Capital (1143513) Issuer
McQuigg Michael Jon (2127997) Reporting
Form 3
Initial statement of beneficial ownership of securities  
03/30/2026 8:37 AM
Gladstone Capital (1143513) Issuer
Sateri John (2042371) Reporting
Form 3
Initial statement of beneficial ownership of securities  
03/23/2026 7:48 AM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/04/2026 3:36 PM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/04/2026 3:25 PM
Gladstone Capital (1143513) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
12/19/2025 7:30 AM
Gladstone Capital (1143513) Filer
Form DEF 14A
11/21/2025 3:30 PM
Gladstone Capital (1143513) Issuer
Schaltenbrand Nicole Frances Dubas (1669323) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
11/20/2025 10:49 AM
Gladstone Capital (1143513) Filer
Form 40-17G
11/17/2025 3:03 PM
Gladstone Capital (1143513) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
10/14/2025 3:21 PM
Gladstone Capital (1143513) Subject
Nasdaq Stock Market LLC (1354457) Filed by
Form 25-NSE
09/15/2025 3:11 PM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/15/2025 3:08 PM
Gladstone Capital (1143513) Filer
Form N-23C-2
09/12/2025 3:24 PM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/11/2025 3:26 PM
Gladstone Capital (1143513) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
09/09/2025 8:40 PM
Gladstone Capital (1143513) Filer
Form 497AD
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)
09/10/2025 5:02 AM
Gladstone Capital (1143513) Subject
Form FWP
08/13/2025 5:02 AM
Gladstone Alternative Income Fund (2026098) Filer
Gladstone Business Investment, LLC (2069403) Filer
Gladstone Business Loan, LLC (2069394) Filer
Gladstone Capital (1143513) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE MANAGEMENT CORP (1221154) Filer
Form 40-APP/A
08/04/2025 3:39 PM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/18/2025 10:40 AM
Gladstone Capital (1143513) Issuer
Hellmold Erich Michael (2077773) Reporting
Form 3
Initial statement of beneficial ownership of securities  
06/25/2025 3:13 PM
Gladstone Capital (1143513) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/20/2025 4:08 PM
Gladstone Alternative Income Fund (2026098) Filer
Gladstone Business Investment, LLC (2069403) Filer
Gladstone Business Loan, LLC (2069394) Filer
Gladstone Capital (1143513) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE INVESTMENT CORPORATION\DE (1321741) Filer
GLADSTONE MANAGEMENT CORP (1221154) Filer
Form 40-APP
(Data available from 1/1/2016 forward)

Gladstone Capital SEC Filings - Frequently Asked Questions

Gladstone Capital (GLAD) has submitted 186+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Gladstone Capital's fiscal year ends on September 30. The company typically files its 10-K annual report by the end of November, covering the prior fiscal year's financial results. Key financial data from these reports is available on Gladstone Capital's financial statements page.

The most recent filing was a Form 8-K submitted on May 6, 2026. This was a current report on a material business event.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NASDAQ:GLAD) was last updated on 5/14/2026 by MarketBeat.com Staff.
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