Free Trial
→ Ready to give options a try? Your first trade (Ticker included) -INSIDE (From Base Camp Trading) (Ad)tc pixel Free PFLT Stock Alerts

PennantPark Floating Rate Capital (PFLT) Institutional Ownership

$6.68 +0.01 (+0.07%)
Closing price 10/9/2026 03:59 PM Eastern
Extended Trading
$6.72 +0.04 (+0.52%)
As of 10/9/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for PennantPark Floating Rate Capital (NYSE:PFLT)

Current
Institutional Ownership
Percentage
19.77%
Number of
Institutional Buyers
(last 12 months)
82
Total
Institutional Inflows
(last 12 months)
$65.34M
Number of
Institutional Sellers
(last 12 months)
39
Total
Institutional Outflows
(last 12 months)
$44.57M
Get PFLT Insider Trade Alerts

Want to know when executives and insiders are buying or selling PennantPark Floating Rate Capital stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

PFLT Institutional Buying and Selling by Quarter

PennantPark Floating Rate Capital Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026Sound Income Strategies LLC2,930,953$19.58M0.4%-43.9%2.954%
9/9/2026Integrated Wealth Concepts LLC5,343$40K0.0%N/A0.005%
9/9/2026NewEdge Advisors LLC17,167$128K0.0%+264.2%0.017%
9/9/2026Squarepoint Ops LLC33,287$249K0.0%+80.0%0.034%
8/20/2026Two Sigma Securities LLC11,793$88K0.0%-30.2%0.012%
8/20/2026Wedbush Securities Inc.29,412$220K0.0%-10.8%0.030%
8/19/2026Van ECK Associates Corp2,473,706$18.50M0.0%+37.0%2.493%
8/18/2026Glenview Trust Co10,650$80K0.0%N/A0.011%
8/17/2026Corient Private Wealth LP12,805$96K0.0%N/A0.013%
8/17/2026Bank of America Corp DE164,131$1.23M0.0%N/A0.165%
8/14/2026Legal & General Group Plc810,824$6.06M0.0%N/A0.817%
8/12/2026Northwestern Mutual Wealth Management Co.4,000$30K0.0%N/A0.004%
8/10/2026Denali Advisors LLC43,052$322K0.0%-8.5%0.043%
8/10/2026NewEdge Wealth LLC168,559$1.26M0.0%N/A0.170%
8/7/2026BlackRock Inc.375,781$2.81M0.0%N/A0.379%
7/9/2026Allied Private Wealth LLC7,153$51K0.0%N/A0.007%
7/7/2026Avior Wealth Management LLC14,039$105K0.0%-32.3%0.014%
5/19/2026McIlrath & Eck LLC4,689$38K0.0%+177.9%0.005%
5/19/2026Bank of America Corp DE55,056$443K0.0%-19.0%0.055%
5/19/2026Altshuler Shaham Ltd1,029,172$8.28M0.1%-22.0%1.037%
5/18/2026Royal Bank of Canada27,629$222K0.0%+25.3%0.028%
5/13/2026Cetera Investment Advisers69,941$562K0.0%+2.4%0.070%
5/13/2026NewEdge Wealth LLC177,682$1.43M0.0%+3.5%0.179%
5/7/2026Greenwood Gearhart LLC29,000$233K0.0%N/A0.029%
5/1/2026Sovran Advisors LLC37,801$304K0.0%+3.7%0.038%
4/27/2026PFG Investments LLC140,523$1.13M0.1%+13.8%0.142%
4/27/2026Sound Income Strategies LLC4,940,809$39.58M1.9%+6.4%4.980%
4/23/2026GraniteShares Advisors LLC262,767$2.11M1.5%-10.3%0.265%
4/22/2026Janney Montgomery Scott LLC41,802$336K0.0%+4.1%0.042%
4/17/2026Andina Capital Management LLC46,947$377K0.3%N/A0.047%
3/9/2026Corient Private Wealth LLC12,905$120K0.0%-79.1%0.013%
2/19/2026Invesco Ltd.1,222,697$11.33M0.0%-3.2%1.232%
2/19/2026Corient Private Wealth LLC12,861$117K0.0%-79.2%0.013%
2/18/2026EP Wealth Advisors LLC14,461$134K0.0%N/A0.015%
2/18/2026XTX Topco Ltd180,640$1.68M0.0%N/A0.182%
2/18/2026VARCOV Co.100,078$928K0.4%N/A0.101%
2/18/2026VestGen Advisors LLC14,500$134K0.0%-17.1%0.015%
2/18/2026Virtus Investment Advisers LLC79,701$739K0.2%-14.2%0.080%
2/18/2026Oxford Asset Management LLP45,382$421K0.2%-5.8%0.046%
2/18/2026Millennium Management LLC690,051$6.40M0.0%+1.4%0.695%
Trump's New Dollar (Ad)

Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. dollar reset - and most Americans don't know it's happening. The last time America underwent a monetary shift like this, under Nixon in the 1970s, it minted an average of 1,300 new millionaires a day for over half a century. Stansberry has released a new documentary naming the assets he believes are positioned to surge as a result.tc pixel

Watch the free briefing and see the three steps to prepare today
2/18/2026CastleKnight Management LP79,100$733K0.0%N/A0.080%
2/18/2026Altshuler Shaham Ltd1,320,156$12.24M0.2%+44.1%1.331%
2/17/2026Guggenheim Capital LLC59,147$548K0.0%+8.0%0.060%
2/17/2026Schonfeld Strategic Advisors LLC16,088$149K0.0%N/A0.016%
2/17/2026Cetera Investment Advisers68,278$633K0.0%-9.6%0.069%
2/17/2026Trexquant Investment LP223,878$2.08M0.0%-10.0%0.226%
2/17/2026Jump Financial LLC34,519$320K0.0%N/A0.035%
2/17/2026Osaic Holdings Inc.208,639$1.93M0.0%+25.9%0.210%
2/17/2026Royal Bank of Canada22,053$204K0.0%-12.9%0.022%
2/17/2026Beacon Investment Advisors LLC20,916$194K0.1%+14.2%0.021%
2/16/2026Mariner LLC11,201$104K0.0%-63.7%0.011%
2/13/2026Marshall Wace LLP771,048$7.15M0.0%-62.5%0.777%
2/13/2026CANADA LIFE ASSURANCE Co125,122$1.16M0.0%+3.9%0.126%
2/13/2026Stifel Financial Corp50,957$472K0.0%-7.0%0.051%
2/13/2026Truffle Hound Capital LLC600,000$5.56M1.4%N/A0.605%
2/13/2026State Street Corp107,263$1.01M0.0%+23.9%0.108%
2/13/2026Van ECK Associates Corp2,331,159$21.61M0.0%-8.0%2.350%
2/13/2026Wells Fargo & Company MN151,558$1.41M0.0%+160.7%0.153%
2/12/2026Advisors Asset Management Inc.344,109$3.19M0.1%-2.2%0.347%
2/12/2026Commonwealth Equity Services LLC44,522$413K0.0%-54.8%0.045%
2/12/2026Wedbush Securities Inc.39,262$364K0.0%-72.7%0.040%
2/11/2026Janney Montgomery Scott LLC40,141$372K0.0%-6.7%0.040%
2/11/2026Cerity Partners LLC82,010$760K0.0%N/A0.083%
2/11/2026LPL Financial LLC417,065$3.87M0.0%-5.7%0.420%
2/11/2026Closed End Fund Advisors Inc.30,683$284K0.2%N/A0.031%
2/10/2026Goldman Sachs Group Inc.35,158$326K0.0%+9.1%0.035%
2/10/2026Calton & Associates Inc.13,501$125K0.0%+19.3%0.014%
2/10/2026Foundations Investment Advisors LLC21,201$197K0.0%+7.9%0.021%
2/9/2026Legal & General Group Plc687,570$6.38M0.0%+14.0%0.693%
2/6/2026EverSource Wealth Advisors LLC10,001$93K0.0%+496.0%0.010%
2/6/2026HighTower Advisors LLC71,205$660K0.0%-3.7%0.072%
2/5/2026Northwestern Mutual Wealth Management Co.185,546$1.77M0.0%+4,538.7%0.187%
2/5/2026Cornerstone Wealth Management LLC34,421$319K0.0%-39.4%0.035%
2/4/2026Bridgewealth Advisory Group LLC12,035$112K0.0%N/A0.012%
2/3/2026NewEdge Wealth LLC171,744$1.59M0.0%-36.7%0.173%
2/3/2026Denali Advisors LLC48,547$450K0.0%-17.0%0.049%
2/3/2026International Assets Investment Management LLC3,580$33K0.0%N/A0.004%
1/29/2026Facet Wealth Inc.19,805$186K0.0%N/A0.020%
1/29/2026UBS Group AG1,367,442$12.68M0.0%+5.5%1.378%
1/27/2026GraniteShares Advisors LLC292,844$2.72M1.6%+4.6%0.295%
1/27/2026PFG Advisors98,057$909K0.0%-11.0%0.099%
1/27/2026Krilogy Financial LLC123,880$1.17M0.0%+693.2%0.125%
1/26/2026Key Capital Management INC9,783$91K0.1%N/A0.010%
1/26/2026CWM LLC7,382$68K0.0%+37.4%0.007%
1/26/2026PFG Investments LLC123,507$1.15M0.1%+1.1%0.124%
1/23/2026Farther Finance Advisors LLC5,886$55K0.0%-34.4%0.006%
1/23/2026Freestone Capital Holdings LLC27,045$251K0.0%N/A0.027%
1/22/2026Westbourne Investments Inc.10,500$101K0.0%-53.8%0.011%
1/21/2026Naviter Wealth LLC20,766$195K0.0%+11.3%0.021%
1/21/2026Sound Income Strategies LLC4,643,958$44.26M2.1%+12.4%4.681%
Your $29.97 book is free today (Ad)

Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options can give you up to 12 times the leverage of stocks — with a fraction of the capital tied up. This free guide lays it all out in plain English — from A to Z, with step-by-step examples you can follow in your own account.tc pixel

Normally $29.97. Today it's free. Grab your copy now.
1/21/2026Sowell Financial Services LLC13,410$124K0.0%N/A0.014%
1/20/2026Ethos Financial Group LLC21,308$198K0.0%+7.9%0.021%
1/20/2026Sovran Advisors LLC36,464$354K0.0%+3.4%0.037%
1/14/2026BCO Wealth Management LLC11,706$109K0.1%N/A0.012%
1/9/2026Teamwork Financial Advisors LLC10,844$101K0.0%-23.5%0.011%
1/1/2026JPMorgan Chase & Co.9,186$82K0.0%-82.2%0.009%
12/15/2025Hudson Bay Capital Management LP10,350$92K0.0%N/A0.010%
11/19/2025Sunbelt Securities Inc.15,654$139K0.0%+90.3%0.016%
11/17/2025CANADA LIFE ASSURANCE Co120,419$1.08M0.0%+39.1%0.121%
11/17/2025PharVision Advisers LLC25,564$227K0.1%N/A0.026%


PFLT Institutional Ownership - Frequently Asked Questions

During the previous two years, 148 institutional investors and hedge funds held shares of PennantPark Floating Rate Capital. The most heavily invested institutionals were Sound Income Strategies LLC ($19.58M), Van ECK Associates Corp ($18.50M), Scoggin Management LP ($16.45M), UBS Group AG ($12.68M), Invesco Ltd. ($11.33M), Qube Research & Technologies Ltd ($9.73M), and Altshuler Shaham Ltd ($8.28M).Learn more on PennantPark Floating Rate Capital's institutional investors.

19.77% of PennantPark Floating Rate Capital's stock is owned by institutional investors. Learn more on PFLT's institutional investor holdings.

Of the 131 institutional investors that purchased PennantPark Floating Rate Capital's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sound Income Strategies LLC ($1.98M), Scoggin Management LP ($1.47M), Van ECK Associates Corp ($1.36M), Invesco Ltd. ($1.26M), Legal & General Group Plc ($945.76K), Millennium Management LLC ($873.43K), and Strategic Financial Concepts LLC ($667.17K).

Institutional investors have bought a total of 7,626,618 shares in the last 24 months. This purchase volume represents approximately $65.34M in transactions.

Of the 39 institutional investors that sold PennantPark Floating Rate Capital's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sound Income Strategies LLC ($2.29M), Marshall Wace LLP ($1.29M), Two Sigma Investments LP ($524.44K), Altshuler Shaham Ltd ($290.98K), Van ECK Associates Corp ($202.05K), NewEdge Wealth LLC ($123.90K), and Wedbush Securities Inc. ($108.01K).

Institutional investors have sold a total of 5,464,255 shares in the last 24 months. This volume of shares sold represents approximately $44.57M in transactions.


Related Companies

Institutional ownership data for NYSE:PFLT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
From Our Partners
ALERT: Drop these 5 stocks before the market opens tomorrow!
The Wall Street Journal is already raising the alarm about a potential market crash, and Weiss Ratings researc...
Weiss Ratings | Sponsoredtc pixel
Trump's New Dollar
Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. doll...
Porter & Company | Sponsoredtc pixel
Small Colorado Company (Backed by Sam Altman) Could Save U.S. Power Grid
A small Colorado company has secured rights to technology that could prevent the U.S. public power grid from c...
Altimetry | Sponsoredtc pixel
Ready to give options a try? Your first trade (Ticker included) -INSIDE
Tired of trying tactic after tactic when it comes to options trades... only to be met with market noise and st...
Base Camp Trading | Sponsoredtc pixel
The end may be near for these iconic stocks
Marc Chaikin, founder of Chaikin Analytics, says two forces - AI disruption and fracturing global trade - are ...
Chaikin Analytics | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
Here’s the stock symbol I’ve promised
Whitney Tilson of Stansberry Research has long recommended Berkshire Hathaway as a core retirement holding - b...
Stansberry Research | Sponsoredtc pixel
Here’s Why Trump Won’t End The Iran War
Trump has called an Iran deal close 38 times since the war began, yet the fighting keeps flaring back up. O...
Banyan Hill Publishing | Sponsoredtc pixel