NYSE:NPTN - NeoPhotonics Institutional Ownership

$6.80

+0.08 (+1.19 %)

(As of 09/17/2019 02:15 AM ET)

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Today's Range

$6.58

Now: $6.80▼

$6.82

50-Day Range

$4.28

MA: $5.93▼

$6.81

52-Week Range

$3.26

Now: $6.80▼

$9.48

Volume508,268 shs

Average Volume989,296 shs

Market Capitalization$322.37 million

P/E RatioN/A

Dividend YieldN/A

Beta1.57

Institutional Ownership Changes (13F Filings) for NeoPhotonics (NYSE:NPTN)

Institutional Ownership Percentage: 73.10%

NeoPhotonics (NYSE NPTN) Institutional Buying and Selling

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
9/5/2019	Harbourvest Partners LLC	113,586	$0.48M	0.2%	-63.6%	0.240%
8/26/2019	Boston Partners	1,815,933	$7.59M	0.0%	-10.5%	3.830%
8/17/2019	Needham Investment Management LLC	50,000	$0.21M	0.1%	-73.7%	0.105%
8/17/2019	Verition Fund Management LLC	183,494	$0.77M	0.0%	-10.5%	0.387%
8/17/2019	White Pine Capital LLC	386,950	$1.62M	0.6%	+27.9%	0.816%
8/15/2019	Nuveen Asset Management LLC	573,621	$2.40M	0.0%	N/A	1.210%
8/14/2019	D. E. Shaw & Co. Inc.	978,374	$4.09M	0.0%	+244.0%	2.064%
8/14/2019	Cubist Systematic Strategies LLC	11,927	$50K	0.0%	-78.6%	0.025%
8/14/2019	Morgan Stanley	288,008	$1.20M	0.0%	+595.2%	0.608%
8/14/2019	AQR Capital Management LLC	475,672	$1.99M	0.0%	+89.5%	1.003%
8/14/2019	Marshall Wace North America L.P.	143,069	$0.60M	0.0%	N/A	0.302%
8/14/2019	Algert Global LLC	11,298	$47K	0.0%	N/A	0.024%
8/14/2019	Invesco Ltd.	55,230	$0.23M	0.0%	-45.2%	0.116%
8/14/2019	Vanguard Group Inc.	2,383,040	$9.96M	0.0%	+17.1%	5.027%
8/14/2019	A.R.T. Advisors LLC	69,221	$0.29M	0.0%	-40.9%	0.146%
8/14/2019	Springowl Associates LLC	249,499	$1.04M	1.4%	+6.4%	0.526%
8/13/2019	Jacobs Levy Equity Management Inc.	168,430	$0.70M	0.0%	+11.7%	0.355%
8/13/2019	BlackRock Inc.	2,666,274	$11.15M	0.0%	+5.7%	5.624%
8/13/2019	AXA	132,700	$0.56M	0.0%	-23.4%	0.280%
8/13/2019	AlphaOne Investment Services LLC	463,300	$1.94M	1.5%	N/A	0.977%
8/13/2019	HarbourVest Partners LLC	113,586	$0.48M	0.2%	-63.6%	0.240%
8/13/2019	Alambic Investment Management L.P.	129,800	$0.54M	0.3%	-14.8%	0.274%
8/13/2019	Northern Trust Corp	405,276	$1.69M	0.0%	+6.3%	0.855%
8/12/2019	Bank of New York Mellon Corp	133,412	$0.56M	0.0%	-10.5%	0.281%
8/10/2019	Charles Schwab Investment Management Inc.	650,506	$2.72M	0.0%	+35.7%	1.400%
8/9/2019	Panagora Asset Management Inc.	339,918	$1.42M	0.0%	N/A	0.731%
8/9/2019	Russell Investments Group Ltd.	3,603,197	$15.06M	0.0%	-1.8%	7.754%
8/9/2019	Paradigm Capital Management Inc. NY	1,529,400	$6.39M	0.6%	+16.4%	3.291%
8/8/2019	AWM Investment Company Inc.	2,157,523	$9.02M	1.7%	-10.7%	4.643%
8/8/2019	Acadian Asset Management LLC	268,379	$1.12M	0.0%	+49.7%	0.578%
8/8/2019	Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	42,392	$0.18M	0.0%	+170.8%	0.091%
8/7/2019	JPMorgan Chase & Co.	693,785	$2.94M	0.0%	-27.9%	1.493%
8/6/2019	Wells Fargo & Company MN	77,693	$0.32M	0.0%	-3.5%	0.167%
8/6/2019	GSA Capital Partners LLP	46,925	$0.20M	0.0%	N/A	0.101%
8/6/2019	Stone Ridge Asset Management LLC	17,200	$72K	0.0%	N/A	0.037%
7/30/2019	Fisher Asset Management LLC	245,369	$1.03M	0.0%	+13.8%	0.528%
6/30/2019	SG Americas Securities LLC	80,515	$0.34M	0.0%	N/A	0.173%
6/16/2019	Hall Kathryn A.	15,169	$95K	0.0%	N/A	0.033%
6/16/2019	Marshall Wace LLP	15,037	$95K	0.0%	+4,963.0%	0.032%
5/13/2019	AlpInvest Partners B.V.	199,453	$1.26M	1.7%	N/A	0.429%
5/13/2019	Kennedy Capital Management Inc.	948,526	$5.97M	0.1%	+19.0%	2.041%
5/13/2019	Dynamic Technology Lab Private Ltd	64,414	$0.41M	0.1%	+267.3%	0.139%
5/10/2019	Paradigm Capital Management Inc. NY	1,313,585	$8.26M	0.7%	N/A	2.827%
5/10/2019	Walthausen & Co. LLC	169,680	$1.07M	0.1%	+25.2%	0.365%
5/9/2019	Alambic Investment Management L.P.	152,400	$0.96M	0.4%	+95.9%	0.328%
5/9/2019	Royce & Associates LP	2,165,259	$13.62M	0.1%	-5.8%	4.659%
5/9/2019	Acadian Asset Management LLC	179,315	$1.13M	0.0%	N/A	0.386%
5/8/2019	Penserra Capital Management LLC	13,824	$86K	0.0%	N/A	0.030%
5/7/2019	JPMorgan Chase & Co.	962,190	$6.05M	0.0%	+136.0%	2.071%
5/7/2019	Spark Investment Management LLC	90,302	$0.57M	0.0%	N/A	0.194%
5/6/2019	Teacher Retirement System of Texas	201,235	$1.27M	0.0%	N/A	0.433%
5/6/2019	State Treasurer State of Michigan	97,188	$0.61M	0.0%	N/A	0.209%
5/3/2019	Boston Partners	2,029,504	$12.77M	0.0%	-26.0%	4.367%
4/29/2019	Quantamental Technologies LLC	5,440	$34K	0.0%	+49.5%	0.012%
4/26/2019	Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	15,656	$98K	0.0%	+11.1%	0.034%
4/26/2019	Bank of Montreal Can	82,053	$0.52M	0.0%	-3.9%	0.177%
4/25/2019	BNP Paribas Arbitrage SA	7,485	$47K	0.0%	+413.7%	0.016%
4/22/2019	Hamilton Lane Advisors LLC	344,281	$2.17M	1.1%	N/A	0.742%
4/1/2019	Deutsche Bank AG	46,019	$0.30M	0.0%	-43.8%	0.099%
2/26/2019	Dimensional Fund Advisors LP	2,335,824	$15.14M	0.0%	-5.8%	5.072%
2/22/2019	Walthausen & Co. LLC	135,510	$0.88M	0.1%	-15.2%	0.294%
2/15/2019	Millennium Management LLC	1,017,235	$6.59M	0.0%	-16.9%	2.209%
2/15/2019	Macquarie Group Ltd.	5,200	$34K	0.0%	N/A	0.011%
2/14/2019	Metropolitan Life Insurance Co. NY	12,319	$80K	0.0%	+356.6%	0.027%
2/14/2019	MetLife Investment Advisors LLC	16,522	$0.11M	0.0%	-36.8%	0.036%
2/14/2019	Paloma Partners Management Co	17,761	$0.12M	0.0%	N/A	0.039%
2/14/2019	Squarepoint Ops LLC	102,693	$0.67M	0.0%	+124.6%	0.223%
2/14/2019	D. E. Shaw & Co. Inc.	26,209	$0.17M	0.0%	-87.1%	0.057%
2/14/2019	Bank of America Corp DE	28,324	$0.18M	0.0%	+64.6%	0.062%
2/14/2019	Two Sigma Advisers LP	11,300	$73K	0.0%	N/A	0.025%
2/14/2019	Two Sigma Investments LP	135,042	$0.88M	0.0%	+143.7%	0.293%
2/14/2019	Cavalry Management Group LLC	456,965	$2.96M	0.7%	N/A	0.992%
2/14/2019	Tairen Capital Ltd	60,000	$0.39M	0.1%	N/A	0.130%
2/13/2019	Geode Capital Management LLC	369,350	$2.39M	0.0%	+6.0%	0.802%
2/13/2019	White Pine Capital LLC	302,560	$1.96M	0.8%	-15.7%	0.657%
2/13/2019	Dimensional Fund Advisors LP	2,335,824	$15.14M	0.0%	-5.8%	5.072%
2/12/2019	Alambic Investment Management L.P.	77,800	$0.50M	0.2%	N/A	0.169%
2/12/2019	Northern Trust Corp	377,453	$2.45M	0.0%	+1.3%	0.820%
2/12/2019	GSA Capital Partners LLP	35,397	$0.23M	0.0%	N/A	0.077%
2/11/2019	Royce & Associates LP	2,298,959	$14.90M	0.1%	-6.2%	4.992%
2/11/2019	Pier 88 Investment Partners LLC	48,346	$0.31M	0.2%	-16.9%	0.105%
2/11/2019	Bank of New York Mellon Corp	146,472	$0.95M	0.0%	+5.9%	0.318%
2/8/2019	BlackRock Inc.	2,347,762	$15.21M	0.0%	+2.8%	5.098%
2/8/2019	Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	14,096	$92K	0.0%	N/A	0.031%
2/7/2019	Boston Partners	2,742,980	$17.78M	0.0%	+103.5%	5.957%
2/5/2019	Victory Capital Management Inc.	126,293	$0.82M	0.0%	-44.6%	0.274%
2/5/2019	Granite Point Capital Management L.P.	33,176	$0.22M	0.0%	-63.3%	0.072%
1/31/2019	Rhumbline Advisers	50,812	$0.33M	0.0%	+43.4%	0.110%
1/25/2019	Fisher Asset Management LLC	215,607	$1.40M	0.0%	-9.6%	0.468%
1/24/2019	Northpointe Capital LLC	256,045	$1.66M	0.4%	-41.5%	0.556%
1/23/2019	Assenagon Asset Management S.A.	95,876	$0.62M	0.0%	N/A	0.208%
1/1/2019	TIAA CREF Investment Management LLC	71,583	$0.59M	0.0%	-3.0%	0.155%
12/13/2018	Vanguard Group Inc	1,834,972	$15.23M	0.0%	-3.4%	3.985%
11/23/2018	Vanguard Group Inc.	1,834,972	$15.23M	0.0%	-3.4%	3.985%
11/20/2018	Morgan Stanley	441,476	$3.67M	0.0%	+447.5%	0.959%
11/15/2018	MetLife Investment Advisors LLC	26,143	$0.22M	0.0%	N/A	0.057%
11/15/2018	Putnam Investments LLC	320,375	$2.66M	0.0%	-10.1%	0.696%
11/13/2018	Ibex Investors LLC	26,565	$0.22M	0.1%	N/A	0.058%
11/13/2018	JPMorgan Chase & Co.	152,682	$1.27M	0.0%	+1,275.4%	0.332%
11/13/2018	Royce & Associates LP	2,450,759	$20.34M	0.1%	+2.5%	5.322%

(Data available from 1/1/2016 forward)

This page was last updated on 9/17/2019 by MarketBeat.com Staff

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NYSE:NPTN - NeoPhotonics Institutional Ownership

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Institutional Ownership

Institutional Ownership Changes (13F Filings) for NeoPhotonics (NYSE:NPTN)

NeoPhotonics (NYSE NPTN) Institutional Buying and Selling