NYSE:NPTN

NeoPhotonics Institutional Ownership

$10.03

-0.73 (-6.78 %)

(As of 06/18/2021 12:00 AM ET)

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Today's Range

$9.94

▼

$10.64

50-Day Range

$8.63

▼

$12.18

52-Week Range

$5.75

▼

$14.14

Volume1.68 million shs

Average Volume849,254 shs

Market Capitalization$514.84 million

P/E RatioN/A

Dividend YieldN/A

Beta0.98

Institutional Ownership Changes (13F Filings) for NeoPhotonics (NYSE:NPTN)

Institutional Ownership Percentage: 83.82%

Institutional Buying and Selling by Quarter

NeoPhotonics (NYSE NPTN) Institutional Buying and Selling

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/19/2021	Squarepoint Ops LLC	64,560	$0.77M	0.0%	+7.4%	0.126%
5/18/2021	State of Wisconsin Investment Board	379,364	$4.53M	0.0%	+3.8%	0.739%
5/18/2021	Morgan Stanley	13,284	$0.16M	0.0%	-67.9%	0.026%
5/18/2021	Cubist Systematic Strategies LLC	11,423	$0.14M	0.0%	N/A	0.022%
5/18/2021	Truvestments Capital LLC	8,404	$100K	0.1%	+94.1%	0.016%
5/17/2021	Masters Capital Management LLC	1,000,000	$11.95M	0.4%	-33.3%	1.948%
5/17/2021	Bronson Point Management LLC	15,000	$0.18M	0.1%	N/A	0.029%
5/17/2021	AQR Capital Management LLC	210,135	$2.51M	0.0%	-46.7%	0.409%
5/17/2021	Ameriprise Financial Inc.	351,651	$4.20M	0.0%	+255.6%	0.685%
5/17/2021	HRT Financial LP	15,114	$0.18M	0.0%	-48.7%	0.029%

5/17/2021	Nuveen Asset Management LLC	538,679	$6.44M	0.0%	-0.4%	1.049%
5/17/2021	Gilder Gagnon Howe & Co. LLC	83,271	$1M	0.0%	N/A	0.162%
5/17/2021	Goldman Sachs Group Inc.	394,874	$4.72M	0.0%	-70.2%	0.769%
5/14/2021	Kennedy Capital Management Inc.	783,103	$9.36M	0.2%	+3.9%	1.526%
5/14/2021	Arrowstreet Capital Limited Partnership	506,210	$6.05M	0.0%	-57.7%	0.986%
5/14/2021	Friess Associates LLC	551,634	$6.59M	2.6%	N/A	1.075%
5/14/2021	Dimensional Fund Advisors LP	2,093,696	$25.02M	0.0%	-3.8%	4.079%
5/14/2021	Capital Fund Management S.A.	38,813	$0.46M	0.0%	+31.3%	0.076%
5/14/2021	Anqa Management LLC	823,000	$9.84M	12.4%	-1.6%	1.603%
5/14/2021	Vident Investment Advisory LLC	22,249	$0.27M	0.0%	N/A	0.043%
5/14/2021	Algert Global LLC	38,230	$0.46M	0.1%	-67.6%	0.074%
5/14/2021	Credit Suisse AG	31,815	$0.38M	0.0%	-36.0%	0.062%
5/14/2021	O Shaughnessy Asset Management LLC	10,150	$0.12M	0.0%	+2,351.7%	0.020%
5/14/2021	Quantbot Technologies LP	2,101	$25K	0.0%	N/A	0.004%
5/13/2021	SG Americas Securities LLC	15,490	$0.19M	0.0%	N/A	0.030%
5/13/2021	Barclays PLC	46,202	$0.55M	0.0%	+135.4%	0.090%
5/13/2021	Renaissance Technologies LLC	2,545,657	$30.42M	0.0%	-6.7%	4.959%
5/13/2021	Penserra Capital Management LLC	641,787	$7.67M	0.1%	+22.2%	1.250%
5/13/2021	Federated Hermes Inc.	98,671	$1.18M	0.0%	-1.2%	0.192%
5/13/2021	Bank of Montreal Can	119,229	$1.42M	0.0%	-25.0%	0.232%
5/12/2021	Northern Trust Corp	533,332	$6.37M	0.0%	-4.4%	1.039%
5/12/2021	Geode Capital Management LLC	1,072,202	$12.81M	0.0%	+13.1%	2.089%
5/12/2021	White Pine Capital LLC	352,973	$4.22M	1.3%	+24.9%	0.688%
5/12/2021	JPMorgan Chase & Co.	965,547	$11.54M	0.0%	-16.8%	1.881%
5/12/2021	Panagora Asset Management Inc.	66,123	$0.79M	0.0%	-20.3%	0.129%
5/12/2021	Sei Investments Co.	54,285	$0.65M	0.0%	-55.0%	0.106%
5/12/2021	Brinker Capital Investments LLC	50,125	$0.60M	0.0%	N/A	0.098%
5/12/2021	UBS Group AG	171,870	$2.05M	0.0%	+191.4%	0.335%
5/11/2021	Acadian Asset Management LLC	573,030	$6.85M	0.0%	-49.6%	1.116%
5/10/2021	Russell Investments Group Ltd.	1,107,136	$13.19M	0.0%	-33.2%	2.157%
5/10/2021	Systematic Financial Management LP	794,204	$9.49M	0.3%	-1.2%	1.547%
5/10/2021	Wasatch Advisors Inc.	1,928,945	$23.05M	0.1%	+26.0%	3.758%
5/10/2021	Royce & Associates LP	315,882	$3.78M	0.0%	N/A	0.615%
5/10/2021	Boston Partners	70,350	$0.84M	0.0%	-63.1%	0.137%
5/7/2021	BlackRock Inc.	3,758,660	$44.92M	0.0%	+6.7%	7.323%
5/7/2021	BNP Paribas Arbitrage SA	23,684	$0.28M	0.0%	+42.1%	0.046%
5/7/2021	Smith Asset Management Group LP	2,120	$25K	0.0%	-96.4%	0.004%
5/7/2021	Swiss National Bank	108,900	$1.30M	0.0%	+2.3%	0.212%
5/7/2021	IndexIQ Advisors LLC	36,061	$0.43M	0.0%	N/A	0.070%
5/6/2021	Blueshift Asset Management LLC	13,974	$0.17M	0.0%	-59.2%	0.027%
5/6/2021	Rhumbline Advisers	64,321	$0.77M	0.0%	-4.8%	0.125%
5/6/2021	Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	341,822	$4.09M	0.0%	+212.0%	0.666%
5/5/2021	Paradigm Capital Management Inc. NY	2,305,000	$27.54M	1.4%	-5.0%	4.491%
5/5/2021	Los Angeles Capital Management LLC	278,769	$3.33M	0.0%	-20.8%	0.544%
5/4/2021	Victory Capital Management Inc.	906,792	$10.84M	0.0%	+525.3%	1.768%
5/3/2021	The Manufacturers Life Insurance Company	28,582	$0.34M	0.0%	-7.0%	0.056%
4/30/2021	Virginia Retirement Systems ET AL	23,800	$0.28M	0.0%	-18.5%	0.046%
4/27/2021	Fisher Asset Management LLC	100,376	$1.20M	0.0%	-8.5%	0.196%
4/26/2021	GWM Advisors LLC	21,609	$0.26M	0.0%	+104.5%	0.042%
4/9/2021	Scout Investments Inc.	673,031	$8.04M	0.1%	N/A	1.325%
3/8/2021	Dimensional Fund Advisors LP	2,176,849	$19.79M	0.0%	-1.9%	4.287%
3/1/2021	UBS Asset Management Americas Inc.	60,100	$0.55M	0.0%	+5.1%	0.120%
2/25/2021	Dimensional Fund Advisors LP	2,176,849	$19.79M	0.0%	-1.9%	4.341%
2/24/2021	EMC Capital Management	57,597	$0.52M	0.4%	N/A	0.115%
2/19/2021	JPMorgan Chase & Co.	1,160,526	$10.55M	0.0%	+1.5%	2.314%
2/17/2021	Truvestments Capital LLC	4,329	$39K	0.0%	N/A	0.009%
2/16/2021	Squarepoint Ops LLC	60,117	$0.55M	0.0%	N/A	0.120%
2/16/2021	Anqa Management LLC	836,000	$7.60M	10.3%	+11.5%	1.667%
2/16/2021	Nuveen Asset Management LLC	540,703	$4.92M	0.0%	+3.7%	1.078%
2/16/2021	Virginia Retirement Systems ET AL	29,200	$0.27M	0.0%	N/A	0.058%
2/16/2021	Engineers Gate Manager LP	106,121	$0.97M	0.0%	-23.9%	0.212%
2/16/2021	Charles Schwab Investment Management Inc.	427,586	$3.89M	0.0%	-23.9%	0.853%
2/16/2021	Needham Investment Management LLC	330,000	$3M	0.5%	N/A	0.658%
2/12/2021	Penserra Capital Management LLC	525,183	$4.77M	0.1%	+99.2%	1.047%
2/12/2021	The Manufacturers Life Insurance Company	30,725	$0.28M	0.0%	+6.0%	0.061%
2/12/2021	Public Employees Retirement System of Ohio	75,810	$0.69M	0.0%	+43.6%	0.151%
2/12/2021	Credit Suisse AG	49,713	$0.45M	0.0%	+53.3%	0.099%
2/12/2021	Kennedy Capital Management Inc.	753,758	$6.85M	0.2%	+49.9%	1.503%
2/12/2021	Vestor Capital LLC	5,000	$45K	0.0%	N/A	0.010%
2/11/2021	Lazard Asset Management LLC	4,713	$42K	0.0%	N/A	0.009%
2/11/2021	Globeflex Capital L P	73,964	$0.67M	0.1%	-27.3%	0.147%
2/11/2021	Trexquant Investment LP	11,909	$0.11M	0.0%	-71.2%	0.024%
2/11/2021	Northern Trust Corp	558,152	$5.07M	0.0%	-2.0%	1.113%
2/11/2021	Princeton Capital Management LLC	28,147	$0.26M	0.1%	-11.4%	0.056%
2/11/2021	Barclays PLC	19,624	$0.18M	0.0%	-25.3%	0.039%
2/11/2021	Citigroup Inc.	30,419	$0.28M	0.0%	+96.6%	0.061%
2/11/2021	Dynamic Technology Lab Private Ltd	33,383	$0.30M	0.0%	N/A	0.067%
2/10/2021	Rhumbline Advisers	67,577	$0.61M	0.0%	+8.7%	0.135%
2/10/2021	Renaissance Technologies LLC	2,728,757	$24.80M	0.0%	+3.2%	5.442%
2/10/2021	QS Investors LLC	51,200	$0.47M	0.0%	N/A	0.102%
2/10/2021	Boston Partners	190,722	$1.73M	0.0%	+39.9%	0.380%
2/9/2021	Smith Asset Management Group LP	58,700	$0.53M	0.0%	+35.5%	0.117%
2/9/2021	Wells Fargo & Company MN	110,364	$1M	0.0%	-53.8%	0.220%
2/9/2021	Bank of New York Mellon Corp	247,566	$2.25M	0.0%	+34.5%	0.494%
2/9/2021	Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	109,573	$1M	0.0%	+249.1%	0.219%
2/9/2021	ProShare Advisors LLC	11,000	$100K	0.0%	N/A	0.022%
2/8/2021	New York State Common Retirement Fund	44,100	$0.40M	0.0%	-53.1%	0.088%
2/8/2021	Sei Investments Co.	120,579	$1.09M	0.0%	-3.5%	0.240%
2/8/2021	Russell Investments Group Ltd.	1,656,758	$15.05M	0.0%	-38.9%	3.304%
2/6/2021	Verity Asset Management Inc.	13,852	$0.13M	0.1%	N/A	0.028%

(Data available from 1/1/2016 forward)

This page was last updated on 6/19/2021 by MarketBeat.com Staff

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NeoPhotonics Institutional Ownership

Institutional Ownership Changes (13F Filings) for NeoPhotonics (NYSE:NPTN)

Institutional Buying and Selling by Quarter

NeoPhotonics (NYSE NPTN) Institutional Buying and Selling

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