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RiverNorth Opportunities Fund (RIV) Institutional Ownership

RiverNorth Opportunities Fund logo
$12.33 0.00 (0.00%)
Closing price 07/30/2025 03:59 PM Eastern
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$12.32 -0.01 (-0.04%)
As of 04:05 AM Eastern
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Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
32
Total
Institutional Inflows
(last 12 months)
$20.30M
Number of
Institutional Sellers
(last 12 months)
16
Total
Institutional Outflows
(last 12 months)
$4.76M
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RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/24/2025 Total Wealth Planning & Management Inc.27,108$332K0.3%+3.5%0.000%
7/14/2025 Opal Wealth Advisors LLC21,641$265K0.1%N/A0.000%
7/10/2025 Oliver Lagore Vanvalin Investment Group3,400$40K0.0%N/A0.000%
5/15/2025Royal Bank of Canada199,111$2.35M0.0%+25.2%0.000%
5/15/2025Baird Financial Group Inc.115,428$1.36M0.0%+15.7%0.000%
5/14/2025Truvestments Capital LLC9,133$108K0.0%N/A0.000%
5/13/2025Nations Financial Group Inc. IA ADV89,409$1.05M0.1%+2.4%0.000%
5/9/2025 Atria Wealth Solutions Inc.28,850$340K0.0%-74.6%0.000%
5/9/2025Shaker Financial Services LLC56,974$672K0.3%-43.6%0.000%
5/7/2025Sheaff Brock Investment Advisors LLC44,680$527K0.0%+4.4%0.000%
5/7/2025LPL Financial LLC426,391$5.03M0.0%+4.9%0.000%
5/6/2025Advisor OS LLC53,165$627K0.1%+2.6%0.000%
5/6/2025Readystate Asset Management LP27,201$321K0.0%N/A0.000%
5/1/2025WealthTrust Asset Management LLC14,398$170K0.1%N/A0.000%
4/29/2025Envestnet Asset Management Inc.192,912$2.27M0.0%+11.5%0.000%
4/29/2025Penserra Capital Management LLC571,025$6.73M0.1%-10.0%0.000%
4/28/2025Strategic Financial Concepts LLC10,800$127K0.0%-34.9%0.000%
4/24/2025 Total Wealth Planning & Management Inc.26,201$309K0.3%N/A0.000%
4/23/2025Oppenheimer & Co. Inc.46,868$553K0.0%+5.9%0.000%
4/18/2025Tennessee Valley Asset Management Partners113,205$1.34M0.2%+19.0%0.000%
4/11/2025 SeaCrest Wealth Management LLC19,251$227K0.0%-20.1%0.000%
2/25/2025B. Riley Wealth Advisors Inc.183,738$2.11M0.1%-27.4%0.000%
2/18/2025Elequin Capital LP6,445$74K0.0%N/A0.000%
2/17/2025CoreCap Advisors LLC31,050$357K0.0%+21.1%0.000%
2/17/2025Cary Street Partners Financial LLC10,500$121K0.0%N/A0.000%
2/17/2025Baird Financial Group Inc.99,728$1.15M0.0%+0.8%0.000%
2/17/2025Bank of America Corp DE37,654$433K0.0%-69.4%0.000%
2/14/2025Jane Street Group LLC23,458$270K0.0%N/A0.000%
2/14/2025Shaker Financial Services LLC101,071$1.16M0.4%N/A0.000%
2/13/2025NewEdge Advisors LLC20,000$230K0.0%-10.3%0.000%
2/13/2025Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/13/2025Envestnet Asset Management Inc.172,956$1.99M0.0%+10.9%0.000%
2/13/2025Wells Fargo & Company MN231,724$2.66M0.0%+1.9%0.000%
2/12/2025Everstar Asset Management LLC83,084$955K0.7%-1.5%0.000%
2/11/2025LPL Financial LLC406,648$4.67M0.0%+24.6%0.000%
2/7/2025 Sequoia Financial Advisors LLC14,000$161K0.0%-68.2%0.000%
2/7/2025HighTower Advisors LLC19,280$222K0.0%+54.2%0.000%
2/7/2025Independent Advisor Alliance10,023$115K0.0%N/A0.000%
2/6/2025Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/5/2025Oppenheimer & Co. Inc.44,274$509K0.0%+2.3%0.000%
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2/5/2025Advisor OS LLC51,796$595K0.1%N/A0.000%
1/31/2025 Atria Wealth Solutions Inc.113,390$1.30M0.0%+499.8%0.000%
1/30/2025Sheaff Brock Investment Advisors LLC42,780$492K0.0%+25.8%0.000%
1/30/2025Strategic Financial Concepts LLC16,600$191K0.0%+10.7%0.000%
1/30/2025Principal Securities Inc.165,714$1.90M0.0%+6.6%0.000%
1/30/2025Nations Financial Group Inc. IA ADV87,312$1.00M0.1%-1.7%0.000%
1/28/2025Strategic Financial Concepts LLC190,734$2.19M0.0%+1,171.6%0.000%
1/17/2025 Janney Montgomery Scott LLC36,392$418K0.0%-7.6%0.000%
1/17/2025Westside Investment Management Inc.20,000$230K0.0%-5.7%0.000%
1/14/2025 SeaCrest Wealth Management LLC24,086$277K0.0%+7.2%0.000%
12/13/2024B. Riley Wealth Advisors Inc.253,229$3.27M0.1%+2.0%0.000%
11/12/2024Penserra Capital Management LLC608,675$7.86M0.2%N/A0.000%
11/5/2024Nations Financial Group Inc. IA ADV88,842$1.15M0.1%-0.9%0.000%
10/24/2024GHP Investment Advisors Inc.2,110$27K0.0%N/A0.000%
10/22/2024Private Advisor Group LLC26,422$341K0.0%-20.6%0.000%
10/22/2024 Sequoia Financial Advisors LLC44,000$568K0.0%N/A0.000%
10/16/2024 SeaCrest Wealth Management LLC22,478$290K0.0%+8.3%0.000%
8/19/2024B. Riley Wealth Advisors Inc.248,240$3.04M0.1%+28.3%0.000%
8/16/2024Quarry LP53,170$651K0.1%-1.9%0.000%
8/9/2024Tennessee Valley Asset Management Partners97,202$1.19M0.2%+1.5%0.000%
8/7/2024Wedbush Securities Inc.26,801$328K0.0%-7.5%0.000%
7/29/2024Nations Financial Group Inc. IA ADV89,676$1.10M0.1%+1.4%0.000%
7/25/2024Calamos Advisors LLC30,271$371K0.0%+27.6%0.000%
7/22/2024 SeaCrest Wealth Management LLC20,753$254K0.0%-5.6%0.000%
7/19/2024Tennessee Valley Asset Management Partners97,202$1.19M0.3%+1.5%0.000%
7/11/2024 U.S. Capital Wealth Advisors LLC12,000$147K0.0%-37.0%0.000%
5/16/2024B. Riley Wealth Advisors Inc.193,450$2.33M0.1%-8.6%0.000%
5/7/2024Oppenheimer & Co. Inc.41,975$505K0.0%+4.3%0.000%
5/1/2024 Janney Montgomery Scott LLC231,824$2.79M0.0%-13.6%0.000%
5/1/2024Private Advisor Group LLC31,450$379K0.0%+6.9%0.000%
4/22/2024Strategic Financial Concepts LLC14,100$170K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.211,669$2.33M0.1%+9.4%0.000%
2/20/2024Quarry LP58,700$645K0.1%N/A0.000%
2/9/2024Nations Financial Group Inc. IA ADV88,450$972K0.1%+27.2%0.000%
2/9/2024BlackDiamond Wealth Management LLC28,936$337K0.2%N/A0.000%
2/8/2024Sheaff Brock Investment Advisors LLC33,000$363K0.0%+40.4%0.000%
2/8/2024 Janney Montgomery Scott LLC268,295$2.95M0.0%+0.3%0.000%
2/7/2024Shaker Financial Services LLC33,153$364K0.1%-31.6%0.000%
2/7/2024Principal Securities Inc.114,972$1.26M0.0%N/A0.000%
2/6/2024National Bank of Canada FI2,639$29K0.0%N/A0.000%
2/6/2024 U.S. Capital Wealth Advisors LLC29,819$328K0.0%-11.3%0.000%
2/5/2024 AEGON USA Investment Management LLC50,165$551K0.4%+43.6%0.000%
2/5/2024Transcend Capital Advisors LLC12,054$132K0.0%N/A0.000%
2/2/2024 Atria Wealth Solutions Inc.12,223$134K0.0%N/A0.000%
2/1/2024Wolverine Asset Management LLC24,545$270K0.0%N/A0.000%
2/1/2024Sigma Planning Corp23,331$256K0.0%-44.6%0.000%
1/29/2024Tennessee Valley Asset Management Partners95,497$1.05M0.3%+37.4%0.000%
1/25/2024Blue Bell Private Wealth Management LLC4,486$49K0.0%N/A0.000%
1/18/2024 SeaCrest Wealth Management LLC22,448$251K0.0%-30.2%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.24,732$272K0.0%N/A0.000%
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If I’m right about this (like I was before) a modest $900 investment could grow to a life-changing a
1/16/2024Raymond James & Associates44,336$487K0.0%+39.3%0.000%
1/16/2024CoreCap Advisors LLC12,425$137K0.0%+14.8%0.000%
1/8/2024 Channel Wealth LLC22,121$243K0.1%-16.2%0.000%
12/1/2023B. Riley Wealth Advisors Inc.193,450$2.03M0.1%-18.4%0.000%
11/8/2023 Janney Montgomery Scott LLC267,409$2.81M0.0%+6.3%0.000%
11/8/2023Landscape Capital Management L.L.C.14,487$152K0.0%-52.4%0.000%
11/8/2023Oppenheimer & Co. Inc.39,180$412K0.0%+14.4%0.000%
11/2/2023Shaker Financial Services LLC48,474$509K0.2%-69.8%0.000%
10/24/2023 Channel Wealth LLC26,396$277K0.2%+4.3%0.000%
10/23/2023Commonwealth Equity Services LLC33,707$354K0.0%+4.0%0.000%
(Data available from 1/1/2016 forward)

RIV Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of RIV shares?

During the previous two years, 58 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were Penserra Capital Management LLC ($6.73M), LPL Financial LLC ($5.03M), Mangrove Partners ($4.34M), Sit Investment Associates Inc. ($3.93M), Wells Fargo & Company MN ($2.66M), Royal Bank of Canada ($2.35M), and Envestnet Asset Management Inc. ($2.27M).Learn more on RiverNorth Opportunities Fund's institutional investors.

Which institutional investors have been buying RiverNorth Opportunities Fund's stock?

Of the 50 institutional investors that purchased RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($608.68K), Strategic Financial Concepts LLC ($191.43K), Mangrove Partners ($187.40K), LPL Financial LLC ($140.65K), Principal Securities Inc. ($125.22K), Raymond James Financial Inc. ($119.78K), and Atria Wealth Solutions Inc. ($106.71K).

How much institutional buying is happening at RiverNorth Opportunities Fund?

Institutional investors have bought a total of 1,673,142 shares in the last 24 months. This purchase volume represents approximately $20.30M in transactions.

Which of RiverNorth Opportunities Fund's major shareholders have been selling company stock?

Of the 16 institutional investors that sold RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($85.48K), Atria Wealth Solutions Inc. ($84.54K), B. Riley Wealth Advisors Inc. ($69.49K), Penserra Capital Management LLC ($63.10K), Shaker Financial Services LLC ($44.10K), Sequoia Financial Advisors LLC ($30K), and Private Advisor Group LLC ($6.85K).

How much institutional selling is happening at RiverNorth Opportunities Fund?

Institutional investors have sold a total of 407,566 shares in the last 24 months. This volume of shares sold represents approximately $4.76M in transactions.



This page (NYSE:RIV) was last updated on 7/31/2025 by MarketBeat.com Staff
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