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RiverNorth Opportunities Fund (RIV) Institutional Ownership

RiverNorth Opportunities Fund logo
$10.44 -0.05 (-0.43%)
As of 01:44 PM Eastern
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Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
26
Total
Institutional Inflows
(last 12 months)
$60.45M
Number of
Institutional Sellers
(last 12 months)
23
Total
Institutional Outflows
(last 12 months)
$19.38M
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RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026Baird Financial Group Inc.118,791$1.39M0.0%-3.2%0.000%
9/8/2026Allworth Financial LP66,047$770K0.0%+2.2%0.000%
8/22/2026Advisory Solutions Group LLC84,470$985K0.3%N/A0.000%
8/22/2026NWF Advisory Services Inc.44,527$519K0.0%-12.6%0.000%
8/17/2026Bank of America Corp DE331,846$3.87M0.0%N/A0.000%
8/11/2026Allworth Financial LP66,047$770K0.0%N/A0.000%
8/7/2026BlackRock Inc.15,373$179K0.0%N/A0.000%
7/16/2026Alterna Wealth Management Inc.11,007$128K0.1%N/A0.000%
7/7/2026CoreCap Advisors LLC35,436$413K0.0%+76.0%0.000%
5/20/2026Arete Wealth Advisors LLC437,265$4.87M0.3%+15.9%0.000%
5/19/2026Bank of America Corp DE322,246$3.58M0.0%+3.5%0.000%
5/19/2026Arete Wealth Advisors LLC437,265$4.87M0.3%+15.9%0.000%
5/18/2026Royal Bank of Canada205,141$2.28M0.0%+3.6%0.000%
5/15/2026Gateway Wealth Partners LLC26,166$290K0.0%+158.5%0.000%
5/7/2026WealthTrust Asset Management LLC15,123$168K0.1%+13.7%0.000%
5/5/2026Marks Group Wealth Management Inc107,869$1.20M0.1%-6.5%0.000%
4/22/2026Absolute Investment Advisers LLC274,406$3.05M0.4%-28.6%0.000%
4/17/2026Everstar Asset Management LLC168,526$1.87M1.0%+24.4%0.000%
4/15/2026Nations Financial Group Inc. IA ADV86,686$962K0.0%-1.3%0.000%
3/3/2026NWF Advisory Services Inc.51,227$601K0.1%-54.6%0.000%
2/18/2026Readystate Asset Management LP194,655$2.29M0.1%N/A0.000%
2/17/2026Kovack Advisors Inc.37,385$439K0.0%N/A0.000%
2/17/2026Osaic Holdings Inc.119,803$1.41M0.0%-10.4%0.000%
2/17/2026Royal Bank of Canada197,925$2.32M0.0%-47.5%0.000%
2/16/2026Yakira Capital Management Inc.446,668$5.24M1.8%N/A0.000%
2/13/2026Arete Wealth Advisors LLC377,169$4.43M0.3%N/A0.000%
2/13/2026Stifel Financial Corp87,299$1.03M0.0%-59.0%0.000%
2/13/2026Quarry LP153,570$1.80M0.3%+96.9%0.000%
2/13/2026Wells Fargo & Company MN276,789$3.25M0.0%-26.8%0.000%
2/12/2026Jane Street Group LLC11,132$131K0.0%-44.5%0.000%
2/12/2026Commonwealth Equity Services LLC18,723$220K0.0%-61.2%0.000%
2/12/2026Wedbush Securities Inc.26,489$311K0.0%+6.3%0.000%
2/12/2026Sit Investment Associates Inc.2,771,040$32.53M0.6%+1,374.7%0.000%
2/12/2026Principal Securities Inc.175,883$2.07M0.0%-52.1%0.000%
2/12/2026Kovack Advisors Inc.37,385$441K0.0%N/A0.000%
2/11/2026Gateway Wealth Partners LLC10,123$119K0.0%N/A0.000%
2/11/2026LPL Financial LLC501,019$5.88M0.0%-50.4%0.000%
2/11/2026Total Wealth Planning & Management Inc.28,705$337K0.2%N/A0.000%
2/5/2026Everstar Asset Management LLC135,467$1.59M0.8%+7.8%0.000%
2/5/2026Tennessee Valley Asset Management Partners137,835$1.62M0.2%-50.1%0.000%
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2/5/2026Allworth Financial LP51,793$608K0.0%-47.3%0.000%
2/4/2026Advisor OS LLC59,496$698K0.1%-42.0%0.000%
2/4/2026WealthTrust Asset Management LLC13,302$156K0.1%-44.0%0.000%
2/3/2026Channel Wealth LLC11,621$136K0.0%-53.1%0.000%
2/3/2026Sequoia Financial Advisors LLC14,000$164K0.0%-50.0%0.000%
2/2/2026Oppenheimer & Co. Inc.51,569$605K0.0%+2.6%0.000%
1/28/2026Absolute Investment Advisers LLC384,389$4.56M0.5%N/A0.000%
1/26/2026Shaker Financial Services LLC38,476$452K0.1%N/A0.000%
1/26/2026Opal Wealth Advisors LLC69,843$820K0.2%-16.4%0.000%
1/12/2026SeaCrest Wealth Management LLC21,885$259K0.0%-47.8%0.000%
1/9/2026Tactive Advisors LLC11,908$140K0.0%N/A0.000%
11/21/2025CIBC Bancorp USA Inc.11,300$136K0.0%N/A0.000%
11/17/2025NewEdge Advisors LLC19,700$236K0.0%+5.9%0.000%
11/17/2025Quarry LP78,000$936K0.2%N/A0.000%
11/17/2025Nomura Holdings Inc.100,000$1.20M0.0%N/A0.000%
11/6/2025Wedbush Securities Inc.24,910$299K0.0%-3.9%0.000%
11/6/2025Oppenheimer & Co. Inc.50,265$603K0.0%+15.9%0.000%
11/4/2025Penserra Capital Management LLC603,150$7.24M0.1%+2.5%0.000%
10/22/2025CoreCap Advisors LLC15,385$185K0.0%-36.2%0.000%
9/4/2025Osaic Holdings Inc.102,427$1.26M0.0%+24.9%0.000%
8/15/2025Bank of America Corp DE47,442$582K0.0%+89.7%0.000%
8/14/2025Raymond James Financial Inc.63,215$775K0.0%+1.7%0.000%
8/14/2025Tennessee Valley Asset Management Partners137,601$1.69M0.4%+21.6%0.000%
8/13/2025Baird Financial Group Inc.112,807$1.38M0.0%-2.3%0.000%
8/13/2025Everstar Asset Management LLC103,746$1.27M0.8%+11.4%0.000%
8/8/2025WealthTrust Asset Management LLC10,790$132K0.1%-25.1%0.000%
8/7/2025Allworth Financial LP47,096$577K0.0%N/A0.000%
8/6/2025Penserra Capital Management LLC588,396$7.21M0.1%+3.0%0.000%
8/5/2025Shaker Financial Services LLC30,464$373K0.1%-46.5%0.000%
8/4/2025Kovack Advisors Inc.38,285$469K0.0%N/A0.000%
8/1/2025Envestnet Asset Management Inc.189,654$2.33M0.0%-1.7%0.000%
7/24/2025Total Wealth Planning & Management Inc.27,108$332K0.3%+3.5%0.000%
7/14/2025Opal Wealth Advisors LLC21,641$265K0.1%N/A0.000%
7/10/2025Oliver Lagore Vanvalin Investment Group3,400$40K0.0%N/A0.000%
5/15/2025Royal Bank of Canada199,111$2.35M0.0%+25.2%0.000%
5/15/2025Baird Financial Group Inc.115,428$1.36M0.0%+15.7%0.000%
5/14/2025Truvestments Capital LLC9,133$108K0.0%N/A0.000%
5/13/2025Nations Financial Group Inc. IA ADV89,409$1.05M0.1%+2.4%0.000%
5/9/2025Atria Wealth Solutions Inc.28,850$340K0.0%-74.6%0.000%
5/9/2025Shaker Financial Services LLC56,974$672K0.3%-43.6%0.000%
5/7/2025Sheaff Brock Investment Advisors LLC44,680$527K0.0%+4.4%0.000%
5/7/2025LPL Financial LLC426,391$5.03M0.0%+4.9%0.000%
5/6/2025Advisor OS LLC53,165$627K0.1%+2.6%0.000%
5/6/2025Readystate Asset Management LP27,201$321K0.0%N/A0.000%
5/1/2025WealthTrust Asset Management LLC14,398$170K0.1%N/A0.000%
4/29/2025Envestnet Asset Management Inc.192,912$2.27M0.0%+11.5%0.000%
4/29/2025Penserra Capital Management LLC571,025$6.73M0.1%-10.0%0.000%
4/28/2025Strategic Financial Concepts LLC10,800$127K0.0%-34.9%0.000%
4/24/2025Total Wealth Planning & Management Inc.26,201$309K0.3%N/A0.000%
4/23/2025Oppenheimer & Co. Inc.46,868$553K0.0%+5.9%0.000%
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4/18/2025Tennessee Valley Asset Management Partners113,205$1.34M0.2%+19.0%0.000%
4/11/2025SeaCrest Wealth Management LLC19,251$227K0.0%-20.1%0.000%
2/25/2025B. Riley Wealth Advisors Inc.183,738$2.11M0.1%-27.4%0.000%
2/18/2025Elequin Capital LP6,445$74K0.0%N/A0.000%
2/17/2025CoreCap Advisors LLC31,050$357K0.0%+21.1%0.000%
2/17/2025Cary Street Partners Financial LLC10,500$121K0.0%N/A0.000%
2/17/2025Baird Financial Group Inc.99,728$1.15M0.0%+0.8%0.000%
2/17/2025Bank of America Corp DE37,654$433K0.0%-69.4%0.000%
2/14/2025Jane Street Group LLC23,458$270K0.0%N/A0.000%
2/14/2025Shaker Financial Services LLC101,071$1.16M0.4%N/A0.000%


RIV Institutional Ownership - Frequently Asked Questions

During the previous two years, 59 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($32.53M), Penserra Capital Management LLC ($7.24M), LPL Financial LLC ($5.88M), Yakira Capital Management Inc. ($5.24M), Arete Wealth Advisors LLC ($4.87M), Bank of America Corp DE ($3.87M), and Wells Fargo & Company MN ($3.25M).Learn more on RiverNorth Opportunities Fund's institutional investors.

Of the 51 institutional investors that purchased RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($2.58M), Penserra Capital Management LLC ($640.80K), Arete Wealth Advisors LLC ($497.36K), Yakira Capital Management Inc. ($446.67K), Absolute Investment Advisers LLC ($384.39K), Bank of America Corp DE ($365.06K), and Readystate Asset Management LP ($221.86K).

Institutional investors have bought a total of 5,164,866 shares in the last 24 months. This purchase volume represents approximately $60.45M in transactions.

Of the 23 institutional investors that sold RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($509.95K), Principal Securities Inc. ($191.62K), Royal Bank of Canada ($179.33K), Tennessee Valley Asset Management Partners ($138.12K), Stifel Financial Corp ($125.80K), Absolute Investment Advisers LLC ($109.98K), and Wells Fargo & Company MN ($101.15K).

Institutional investors have sold a total of 1,659,625 shares in the last 24 months. This volume of shares sold represents approximately $19.38M in transactions.


Related Companies

Institutional ownership data for NYSE:RIV is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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