Go Pro
→ ALERT: Drop these 5 stocks before the market opens tomorrow! (From Weiss Ratings) (Ad)tc pixel Free RIV Stock Alerts

RiverNorth Opportunities Fund (RIV) Institutional Ownership

RiverNorth Opportunities Fund logo
$11.54 -0.17 (-1.45%)
Closing price 03:59 PM Eastern
Extended Trading
$11.54 0.00 (-0.04%)
As of 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
26
Total
Institutional Inflows
(last 12 months)
$56.74M
Number of
Institutional Sellers
(last 12 months)
25
Total
Institutional Outflows
(last 12 months)
$19.70M
Get RIV Insider Trade Alerts

Want to know when executives and insiders are buying or selling RiverNorth Opportunities Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/7/2026 CoreCap Advisors LLC35,436$413K0.0%+76.0%0.000%
5/20/2026Arete Wealth Advisors LLC437,265$4.87M0.3%+15.9%0.000%
5/19/2026Bank of America Corp DE322,246$3.58M0.0%+3.5%0.000%
5/19/2026Arete Wealth Advisors LLC437,265$4.87M0.3%+15.9%0.000%
5/18/2026Royal Bank of Canada205,141$2.28M0.0%+3.6%0.000%
5/15/2026Gateway Wealth Partners LLC26,166$290K0.0%+158.5%0.000%
5/7/2026WealthTrust Asset Management LLC15,123$168K0.1%+13.7%0.000%
5/5/2026Marks Group Wealth Management Inc107,869$1.20M0.1%-6.5%0.000%
4/22/2026Absolute Investment Advisers LLC274,406$3.05M0.4%-28.6%0.000%
4/17/2026Everstar Asset Management LLC168,526$1.87M1.0%+24.4%0.000%
4/15/2026Nations Financial Group Inc. IA ADV86,686$962K0.0%-1.3%0.000%
3/3/2026NWF Advisory Services Inc.51,227$601K0.1%-54.6%0.000%
2/18/2026Readystate Asset Management LP194,655$2.29M0.1%N/A0.000%
2/17/2026Kovack Advisors Inc.37,385$439K0.0%N/A0.000%
2/17/2026Osaic Holdings Inc.119,803$1.41M0.0%-10.4%0.000%
2/17/2026Royal Bank of Canada197,925$2.32M0.0%-47.5%0.000%
2/16/2026Yakira Capital Management Inc.446,668$5.24M1.8%N/A0.000%
2/13/2026Arete Wealth Advisors LLC377,169$4.43M0.3%N/A0.000%
2/13/2026Stifel Financial Corp87,299$1.03M0.0%-59.0%0.000%
2/13/2026Quarry LP153,570$1.80M0.3%+96.9%0.000%
2/13/2026Wells Fargo & Company MN276,789$3.25M0.0%-26.8%0.000%
2/12/2026Jane Street Group LLC11,132$131K0.0%-44.5%0.000%
2/12/2026Commonwealth Equity Services LLC18,723$220K0.0%-61.2%0.000%
2/12/2026Wedbush Securities Inc.26,489$311K0.0%+6.3%0.000%
2/12/2026Sit Investment Associates Inc.2,771,040$32.53M0.6%+1,374.7%0.000%
2/12/2026Principal Securities Inc.175,883$2.07M0.0%-52.1%0.000%
2/12/2026Kovack Advisors Inc.37,385$441K0.0%N/A0.000%
2/11/2026Gateway Wealth Partners LLC10,123$119K0.0%N/A0.000%
2/11/2026LPL Financial LLC501,019$5.88M0.0%-50.4%0.000%
2/11/2026Total Wealth Planning & Management Inc.28,705$337K0.2%N/A0.000%
2/5/2026Everstar Asset Management LLC135,467$1.59M0.8%+7.8%0.000%
2/5/2026Tennessee Valley Asset Management Partners137,835$1.62M0.2%-50.1%0.000%
2/5/2026Allworth Financial LP51,793$608K0.0%-47.3%0.000%
2/4/2026Advisor OS LLC59,496$698K0.1%-42.0%0.000%
2/4/2026WealthTrust Asset Management LLC13,302$156K0.1%-44.0%0.000%
2/3/2026Channel Wealth LLC11,621$136K0.0%-53.1%0.000%
2/3/2026Sequoia Financial Advisors LLC14,000$164K0.0%-50.0%0.000%
2/2/2026Oppenheimer & Co. Inc.51,569$605K0.0%+2.6%0.000%
1/28/2026Absolute Investment Advisers LLC384,389$4.56M0.5%N/A0.000%
1/26/2026Shaker Financial Services LLC38,476$452K0.1%N/A0.000%
The window is closing (Ad)

We printed 1,000 copies of this report and 688 are gone—when the last one goes out, we're pulling it offline because the information inside is too sensitive to leave up indefinitely. Inside the remaining copies is the executive order Trump can sign tomorrow, the same legal authority FDR used in 1934 to move billions in wealth overnight, and exactly how to position before it happens.tc pixel

Claim one of the 312 remaining copies now
1/26/2026Opal Wealth Advisors LLC69,843$820K0.2%-16.4%0.000%
1/12/2026 SeaCrest Wealth Management LLC21,885$259K0.0%-47.8%0.000%
1/9/2026 Tactive Advisors LLC11,908$140K0.0%N/A0.000%
11/21/2025CIBC Bancorp USA Inc.11,300$136K0.0%N/A0.000%
11/17/2025NewEdge Advisors LLC19,700$236K0.0%+5.9%0.000%
11/17/2025Quarry LP78,000$936K0.2%N/A0.000%
11/17/2025Nomura Holdings Inc.100,000$1.20M0.0%N/A0.000%
11/6/2025Wedbush Securities Inc.24,910$299K0.0%-3.9%0.000%
11/6/2025Oppenheimer & Co. Inc.50,265$603K0.0%+15.9%0.000%
11/4/2025Penserra Capital Management LLC603,150$7.24M0.1%+2.5%0.000%
10/22/2025 CoreCap Advisors LLC15,385$185K0.0%-36.2%0.000%
9/4/2025Osaic Holdings Inc.102,427$1.26M0.0%+24.9%0.000%
8/15/2025Bank of America Corp DE47,442$582K0.0%+89.7%0.000%
8/14/2025Raymond James Financial Inc.63,215$775K0.0%+1.7%0.000%
8/14/2025Tennessee Valley Asset Management Partners137,601$1.69M0.4%+21.6%0.000%
8/13/2025Baird Financial Group Inc.112,807$1.38M0.0%-2.3%0.000%
8/13/2025Everstar Asset Management LLC103,746$1.27M0.8%+11.4%0.000%
8/8/2025WealthTrust Asset Management LLC10,790$132K0.1%-25.1%0.000%
8/7/2025Allworth Financial LP47,096$577K0.0%N/A0.000%
8/6/2025Penserra Capital Management LLC588,396$7.21M0.1%+3.0%0.000%
8/5/2025Shaker Financial Services LLC30,464$373K0.1%-46.5%0.000%
8/4/2025Kovack Advisors Inc.38,285$469K0.0%N/A0.000%
8/1/2025Envestnet Asset Management Inc.189,654$2.33M0.0%-1.7%0.000%
7/24/2025Total Wealth Planning & Management Inc.27,108$332K0.3%+3.5%0.000%
7/14/2025Opal Wealth Advisors LLC21,641$265K0.1%N/A0.000%
7/10/2025Oliver Lagore Vanvalin Investment Group3,400$40K0.0%N/A0.000%
5/15/2025Royal Bank of Canada199,111$2.35M0.0%+25.2%0.000%
5/15/2025Baird Financial Group Inc.115,428$1.36M0.0%+15.7%0.000%
5/14/2025Truvestments Capital LLC9,133$108K0.0%N/A0.000%
5/13/2025Nations Financial Group Inc. IA ADV89,409$1.05M0.1%+2.4%0.000%
5/9/2025Atria Wealth Solutions Inc.28,850$340K0.0%-74.6%0.000%
5/9/2025Shaker Financial Services LLC56,974$672K0.3%-43.6%0.000%
5/7/2025Sheaff Brock Investment Advisors LLC44,680$527K0.0%+4.4%0.000%
5/7/2025LPL Financial LLC426,391$5.03M0.0%+4.9%0.000%
5/6/2025Advisor OS LLC53,165$627K0.1%+2.6%0.000%
5/6/2025Readystate Asset Management LP27,201$321K0.0%N/A0.000%
5/1/2025WealthTrust Asset Management LLC14,398$170K0.1%N/A0.000%
4/29/2025Envestnet Asset Management Inc.192,912$2.27M0.0%+11.5%0.000%
4/29/2025Penserra Capital Management LLC571,025$6.73M0.1%-10.0%0.000%
4/28/2025Strategic Financial Concepts LLC10,800$127K0.0%-34.9%0.000%
4/24/2025Total Wealth Planning & Management Inc.26,201$309K0.3%N/A0.000%
4/23/2025Oppenheimer & Co. Inc.46,868$553K0.0%+5.9%0.000%
4/18/2025Tennessee Valley Asset Management Partners113,205$1.34M0.2%+19.0%0.000%
4/11/2025SeaCrest Wealth Management LLC19,251$227K0.0%-20.1%0.000%
2/25/2025B. Riley Wealth Advisors Inc.183,738$2.11M0.1%-27.4%0.000%
2/18/2025Elequin Capital LP6,445$74K0.0%N/A0.000%
2/17/2025CoreCap Advisors LLC31,050$357K0.0%+21.1%0.000%
2/17/2025Cary Street Partners Financial LLC10,500$121K0.0%N/A0.000%
2/17/2025Baird Financial Group Inc.99,728$1.15M0.0%+0.8%0.000%
2/17/2025Bank of America Corp DE37,654$433K0.0%-69.4%0.000%
The $15 Gold Fund That Pays Up to $1,152/Month (Ad)

Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying out up to $1,152 a month to regular investors - no mining stocks, no options, no physical metal required. Chief Income Strategist Tim Plaehn calls it a breakthrough strategy that transforms gold's rally into reliable monthly payouts. The next distribution is just days away.tc pixel

Discover the gold income fund before the next payout date
2/14/2025Jane Street Group LLC23,458$270K0.0%N/A0.000%
2/14/2025Shaker Financial Services LLC101,071$1.16M0.4%N/A0.000%
2/13/2025NewEdge Advisors LLC20,000$230K0.0%-10.3%0.000%
2/13/2025Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/13/2025Envestnet Asset Management Inc.172,956$1.99M0.0%+10.9%0.000%
2/13/2025Wells Fargo & Company MN231,724$2.66M0.0%+1.9%0.000%
2/12/2025Everstar Asset Management LLC83,084$955K0.7%-1.5%0.000%
2/11/2025LPL Financial LLC406,648$4.67M0.0%+24.6%0.000%
2/7/2025Sequoia Financial Advisors LLC14,000$161K0.0%-68.2%0.000%
2/7/2025HighTower Advisors LLC19,280$222K0.0%+54.2%0.000%


RIV Institutional Ownership - Frequently Asked Questions

During the previous two years, 57 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were Sit Investment Associates Inc. ($32.53M), Penserra Capital Management LLC ($7.24M), LPL Financial LLC ($5.88M), Yakira Capital Management Inc. ($5.24M), Arete Wealth Advisors LLC ($4.87M), Bank of America Corp DE ($3.58M), and Wells Fargo & Company MN ($3.25M).Learn more on RiverNorth Opportunities Fund's institutional investors.

Of the 49 institutional investors that purchased RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($2.58M), Penserra Capital Management LLC ($640.80K), Arete Wealth Advisors LLC ($497.36K), Yakira Capital Management Inc. ($446.67K), Absolute Investment Advisers LLC ($384.39K), Readystate Asset Management LP ($221.86K), and Strategic Financial Concepts LLC ($177.33K).

Institutional investors have bought a total of 4,837,252 shares in the last 24 months. This purchase volume represents approximately $56.74M in transactions.

Of the 25 institutional investors that sold RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($509.95K), Principal Securities Inc. ($191.62K), Royal Bank of Canada ($179.33K), Tennessee Valley Asset Management Partners ($138.12K), Stifel Financial Corp ($125.80K), Absolute Investment Advisers LLC ($109.98K), and Wells Fargo & Company MN ($101.15K).

Institutional investors have sold a total of 1,685,337 shares in the last 24 months. This volume of shares sold represents approximately $19.70M in transactions.


Related Companies

This page (NYSE:RIV) was last updated on 7/15/2026 by MarketBeat.com Staff.
From Our Partners
Trump's gold order: the announcement they won't put on the front page
On August 15, 1971, Nixon interrupted prime-time television and ended the gold standard in 15 minutes - no deb...
Reagan Gold Group | Sponsoredtc pixel
Iran's New Leader Just Said Something That Should Terrify Every American
Iran's Supreme Leader has declared the Strait of Hormuz closed as leverage against the U.S. - and with 40% of ...
American Alternative | Sponsoredtc pixel
Louis Navellier: My #1 AI stock for 2026 (name & ticker inside)
Louis Navellier's Stock Grader system helped him flag Nvidia before its 82,000% run and has identified the top...
InvestorPlace | Sponsoredtc pixel
The $15 Gold Fund That Pays Up to $1,152/Month
Gold is hitting record highs, but most investors are leaving income on the table. A $15 fund is quietly paying...
Investors Alley | Sponsoredtc pixel
Trump Takes Emergency Action - Plus Elon Musk's New Venture
Elon Musk has quietly launched a new venture - one that has nothing to do with rockets, EVs, or Neuralink. Tru...
Altimetry | Sponsoredtc pixel
DOJ Admits It In Court—Your Cash Can Be Seized Without Warning
The Department of Justice recently argued in court that cash may not be legally your property - raising concer...
Priority Gold | Sponsoredtc pixel
Your $29.97 book is free today
Why Some Traders Skip Stocks Entirely You don't need a big account to trade options. In fact, options ca...
Profits Run | Sponsoredtc pixel
SPCX Warning - and Worst News for Stocks in 50 Years
Goldman Sachs and Morgan Stanley are now predicting what could be the worst news for the U.S. stock market in ...
TradeSmith | Sponsoredtc pixel