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Principal Securities, Inc. Top Holdings and 13F Report (2026)

About Principal Securities, Inc.

Investment Activity

  • Principal Securities, Inc. has $6.82 billion in total holdings as of March 31, 2026.
  • Principal Securities, Inc. owns shares of 1,411 different stocks, but just 264 companies or ETFs make up 80% of its holdings.
  • Approximately 11.82% of the portfolio was purchased this quarter.
  • About 4.40% of the portfolio was sold this quarter.
  • This quarter, Principal Securities, Inc. has purchased 1,345 new stocks and bought additional shares in 814 stocks.
  • Principal Securities, Inc. sold shares of 439 stocks and completely divested from 75 stocks this quarter.

Largest Holdings

PRINCIPAL EXCHANGE TRADED FD
$140,655,519
PRINCIPAL EXCHANGE TRADED FD
$139,707,716

Largest New Holdings this Quarter

09290C616 - BLACKROCK ETF TRUST
$11,353,388 Holding
35473P744 - Franklin FTSE Japan ETF
$10,237,927 Holding
09290C764 - BLACKROCK ETF TRUST
$9,297,713 Holding
09290C855 - BLACKROCK ETF TRUST
$6,392,139 Holding

Largest Purchases this Quarter

PRINCIPAL EXCHANGE TRADED FD
1,879,888 shares (about $54.50M)
Principal U.S. Mega-Cap ETF
266,347 shares (about $17.13M)
PRINCIPAL EXCHANGE TRADED FD
417,272 shares (about $14.17M)
Principal Value ETF
270,781 shares (about $13.94M)

Largest Sales this Quarter

SPDR Portfolio S&P 500 Growth ETF
245,090 shares (about $24.00M)
iShares S&P 100 ETF
39,205 shares (about $12.47M)
Vanguard Consumer Staples ETF
51,095 shares (about $11.48M)
SPDR Portfolio High Yield Bond ETF
443,940 shares (about $10.35M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofPrincipal Securities, Inc.

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Principal U.S. Mega-Cap ETF stock logo
USMC
Principal U.S. Mega-Cap ETF
$304,643,314$17,129,327 â–²6.0%4,736,9544.5%Manufacturing
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$202,231,141$9,369,641 â–²4.9%309,5963.0%ETF
Principal U.S. Small-Cap Multi-Factor ETF stock logo
PSC
Principal U.S. Small-Cap Multi-Factor ETF
$145,392,994$12,433,478 â–²9.4%2,536,3222.1%Manufacturing
PRINCIPAL EXCHANGE TRADED FD
$140,655,519$14,170,556 â–²11.2%4,141,8002.1%INTL EQUITY ETF
PRINCIPAL EXCHANGE TRADED FD
$139,707,716$54,497,956 â–²64.0%4,819,1692.0%CAP APPRECIATION
PRINCIPAL EXCHANGE TRADED FD
$139,219,022$12,054,081 â–²9.5%4,254,8602.0%FOCUSED BLUE CHI
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$134,765,773$3,038,555 â–¼-2.2%1,357,5682.0%Finance
Goldman Sachs MarketBeta U.S. Equity ETF stock logo
GSUS
Goldman Sachs MarketBeta U.S. Equity ETF
$103,710,436$2,048,475 â–¼-1.9%1,157,6121.5%ETF
IG
Principal Investment Grade Corporate Active ETF
$100,160,448$14,345,190 â–²16.7%4,852,9731.5%ETF
NVIDIA Corporation stock logo
NVDA
NVIDIA
$83,774,765$9,469,046 â–²12.7%480,3601.2%Computer and Technology
Microsoft Corporation stock logo
MSFT
Microsoft
$82,893,262$7,967,908 â–²10.6%223,9331.2%Computer and Technology
Apple Inc. stock logo
AAPL
Apple
$79,933,718$6,387,896 â–²8.7%314,9601.2%Computer and Technology
Principal Value ETF stock logo
PY
Principal Value ETF
$73,548,635$13,942,447 â–²23.4%1,428,4131.1%ETF
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$71,787,960$7,610,874 â–²11.9%702,0831.1%Manufacturing
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$70,574,151$3,229,642 â–²4.8%338,8591.0%Retail/Wholesale
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$66,330,357$2,506,074 â–²3.9%866,6101.0%ETF
iShares Russell 1000 ETF stock logo
IWB
iShares Russell 1000 ETF
$65,037,641$945,241 â–²1.5%182,4031.0%ETF
YLD
Principal Active High Yield ETF
$63,257,368$8,803,128 â–²16.2%3,336,3590.9%ETF
GCOR
Goldman Sachs Access U.S. Aggregate Bond ETF
$59,733,031$5,285,201 â–²9.7%1,445,6200.9%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$57,788,620$10,817,424 â–²23.0%638,3370.8%ETF
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$56,043,802$714,310 â–¼-1.3%803,4950.8%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$56,008,968$644,998 â–²1.2%194,7730.8%Computer and Technology
ActivePassive U.S. Equity ETF stock logo
APUE
ActivePassive U.S. Equity ETF
$54,868,514$2,688,927 â–²5.2%1,368,9750.8%ETF
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$54,636,057$3,998,245 â–²7.9%170,3070.8%ETF
Schwab U.S. TIPS ETF stock logo
SCHP
Schwab U.S. TIPS ETF
$51,864,745$9,755,544 â–²23.2%1,949,0700.8%ETF
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$49,316,809$4,397,968 â–²9.8%396,7240.7%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$47,745,213$1,424,960 â–¼-2.9%422,1130.7%ETF
Fidelity MSCI Information Technology Index ETF stock logo
FTEC
Fidelity MSCI Information Technology Index ETF
$44,299,988$13,290,621 â–²42.9%212,9300.6%ETF
Goldman Sachs ActiveBeta International Equity ETF stock logo
GSIE
Goldman Sachs ActiveBeta International Equity ETF
$43,427,111$2,630,800 â–²6.4%1,006,8890.6%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$42,957,429$3,366,816 â–²8.5%1,474,6800.6%ETF
iShares Core MSCI International Developed Markets ETF stock logo
IDEV
iShares Core MSCI International Developed Markets ETF
$41,483,221$840,714 â–¼-2.0%496,3890.6%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$41,163,050$2,249,044 â–²5.8%71,9470.6%Computer and Technology
iShares Core S&P U.S. Growth ETF stock logo
IUSG
iShares Core S&P U.S. Growth ETF
$39,429,406$8,167,158 â–¼-17.2%254,2030.6%Manufacturing
Broadcom Inc. stock logo
AVGO
Broadcom
$39,054,294$3,976,276 â–²11.3%126,1810.6%Computer and Technology
Alphabet Inc. stock logo
GOOG
Alphabet
$37,428,663$2,363,155 â–²6.7%130,4770.5%Computer and Technology
iShares Core MSCI Total International Stock ETF stock logo
IXUS
iShares Core MSCI Total International Stock ETF
$36,873,864$26,079 â–¼-0.1%425,5990.5%Manufacturing
iShares MBS ETF stock logo
MBB
iShares MBS ETF
$35,222,275$8,675,772 â–²32.7%370,9560.5%ETF
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF stock logo
GSLC
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
$34,865,087$2,925,038 â–²9.2%278,6310.5%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$31,970,583$827,144 â–²2.7%498,9170.5%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$30,178,866$1,665,524 â–²5.8%102,5940.4%Finance
Vanguard Total Bond Market ETF stock logo
BND
Vanguard Total Bond Market ETF
$30,036,407$690,816 â–²2.4%407,8820.4%ETF
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$29,855,072$12,079,228 â–²68.0%1,303,1460.4%ETF
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$28,951,204$645,300 â–¼-2.2%147,5600.4%ETF
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$28,374,369$3,278,149 â–²13.1%614,2970.4%Manufacturing
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$27,013,175$2,972,794 â–¼-9.9%127,9330.4%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$26,995,682$1,291,720 â–²5.0%46,7720.4%Finance
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$25,664,391$2,086,906 â–²8.9%53,5570.4%Finance
iShares U.S. Equity Factor Rotation Active ETF stock logo
DYNF
iShares U.S. Equity Factor Rotation Active ETF
$24,892,396$1,109,607 â–²4.7%427,8520.4%ETF
ActivePassive International Equity ETF stock logo
APIE
ActivePassive International Equity ETF
$24,495,088$958,871 â–²4.1%694,8960.4%ETF
Visa Inc. stock logo
V
Visa
$24,280,680$1,647,224 â–²7.3%80,3350.4%Business Services
Taiwan Semiconductor Manufacturing Company Ltd. stock logo
TSM
Taiwan Semiconductor Manufacturing
$23,987,844$1,709,338 â–¼-6.7%70,9810.4%Computer and Technology
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$23,316,516$6,544,445 â–¼-21.9%411,3710.3%ETF
iShares MSCI United Kingdom ETF stock logo
EWU
iShares MSCI United Kingdom ETF
$22,873,967$459,244 â–²2.0%502,0630.3%ETF
Principal Spectrum Preferred Securities Active ETF stock logo
PREF
Principal Spectrum Preferred Securities Active ETF
$22,820,456$5,366,881 â–²30.7%1,212,5640.3%ETF
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$22,458,402$311,778 â–¼-1.4%157,6810.3%ETF
SIMPLIFY EXCHANGE TRADED FUN
$22,339,555$11,605,142 â–²108.1%910,3320.3%BARRIER INCOME
Vanguard Long-Term Treasury ETF stock logo
VGLT
Vanguard Long-Term Treasury ETF
$21,881,052$848,813 â–²4.0%395,2860.3%ETF
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$21,297,979$1,702,477 â–²8.7%23,1560.3%Medical
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$21,220,460$314,187 â–²1.5%110,6320.3%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$20,856,303$3,346,933 â–²19.1%263,1050.3%ETF
Franklin International Low Volatility High Dividend Index ETF stock logo
LVHI
Franklin International Low Volatility High Dividend Index ETF
$19,995,747$4,784,409 â–²31.5%493,2350.3%ETF
Schwab Fundamental Emerging Markets Equity ETF stock logo
FNDE
Schwab Fundamental Emerging Markets Equity ETF
$19,662,071$1,463,368 â–²8.0%513,9070.3%ETF
ActivePassive Core Bond ETF stock logo
APCB
ActivePassive Core Bond ETF
$19,422,054$332,226 â–²1.7%659,4920.3%ETF
iShares iBoxx $ High Yield Corporate Bond ETF stock logo
HYG
iShares iBoxx $ High Yield Corporate Bond ETF
$18,894,894$749,059 â–¼-3.8%237,4920.3%ETF
Invesco S&P MidCap Momentum ETF stock logo
XMMO
Invesco S&P MidCap Momentum ETF
$18,521,466$8,424,188 â–²83.4%127,7170.3%ETF
ExxonMobil Corporation stock logo
XOM
ExxonMobil
$18,518,543$12,555 â–²0.1%109,1510.3%Energy
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$18,401,397$2,700,216 â–²17.2%28,2950.3%Finance
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$17,654,565$9,342,277 â–²112.4%282,2020.3%ETF
Global X Nasdaq 100 Covered Call ETF stock logo
QYLD
Global X Nasdaq 100 Covered Call ETF
$17,637,664$441,321 â–²2.6%1,028,4350.3%Manufacturing
Global X S&P 500 Covered Call ETF stock logo
XYLD
Global X S&P 500 Covered Call ETF
$17,520,984$590,238 â–²3.5%447,7630.3%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$17,504,705$2,128,654 â–²13.8%47,0870.3%Auto/Tires/Trucks
iShares Bloomberg Roll Select Commodity Strategy ETF stock logo
CMDY
iShares Bloomberg Roll Select Commodity Strategy ETF
$17,000,454$85,505 â–¼-0.5%286,1070.2%ETF
iShares Russell Top 200 Value ETF stock logo
IWX
iShares Russell Top 200 Value ETF
$16,976,515$3,480,597 â–¼-17.0%183,1930.2%ETF
Schwab Fundamental U.S. Large Company ETF stock logo
FNDX
Schwab Fundamental U.S. Large Company ETF
$16,820,078$418,112 â–²2.5%603,9520.2%ETF
Goldman Sachs Access Investment Grade Corporate Bond ETF stock logo
GIGB
Goldman Sachs Access Investment Grade Corporate Bond ETF
$16,723,905$1,331,680 â–²8.7%365,1510.2%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$16,234,692$953,070 â–²6.2%66,4160.2%Medical
WALMART INC
$16,195,861$462,196 â–¼-2.8%130,3180.2%COM
Mastercard Incorporated stock logo
MA
Mastercard
$16,182,901$1,297,610 â–²8.7%32,3880.2%Business Services
BYRE
Principal Real Estate Active Opportunities ETF
$16,040,059$1,642,391 â–²11.4%639,1740.2%ETF
Invesco Ultra Short Duration ETF stock logo
GSY
Invesco Ultra Short Duration ETF
$15,890,667$5,680,759 â–²55.6%317,0520.2%ETF
Vanguard Health Care ETF stock logo
VHT
Vanguard Health Care ETF
$15,708,303$403,315 â–²2.6%57,6820.2%ETF
Vanguard Extended Market ETF stock logo
VXF
Vanguard Extended Market ETF
$15,528,910$375,170 â–²2.5%75,4570.2%ETF
PQDI
Principal Spectrum Tax-Advantaged Dividend Active ETF
$15,528,011$1,369,534 â–²9.7%805,9850.2%ETF
iShares Russell Top 200 Growth ETF stock logo
IWY
iShares Russell Top 200 Growth ETF
$15,522,648$1,225,538 â–¼-7.3%62,3800.2%ETF
ETY
Eaton Vance Tax-Managed Diversified Equity Income Fund
$15,451,305$184,579 â–¼-1.2%1,120,4720.2%Financial Services
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$15,229,816$6,239,391 â–¼-29.1%139,7350.2%Finance
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$15,195,921$2,565,884 â–²20.3%357,2150.2%ETF
Chevron Corporation stock logo
CVX
Chevron
$15,182,169$769,050 â–²5.3%73,3790.2%Energy
iShares Short Treasury Bond ETF stock logo
SHV
iShares Short Treasury Bond ETF
$15,159,717$12,478,570 â–²465.4%137,3290.2%ETF
Vanguard Intermediate-Term Corporate Bond ETF stock logo
VCIT
Vanguard Intermediate-Term Corporate Bond ETF
$15,059,170$66,779 â–²0.4%181,9840.2%ETF
Goldman Sachs ActiveBeta Emerging Markets Equity ETF stock logo
GEM
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
$15,004,696$652,838 â–²4.5%347,3310.2%ETF
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$14,915,948$2,205,803 â–²17.4%51,9400.2%ETF
Schwab U.S. REIT ETF stock logo
SCHH
Schwab U.S. REIT ETF
$14,634,050$906,771 â–²6.6%680,9700.2%ETF
Applied Materials, Inc. stock logo
AMAT
Applied Materials
$13,987,825$61,181 â–²0.4%40,9250.2%Computer and Technology
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$13,846,999$429,805 â–²3.2%256,1890.2%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$13,773,766$1,239,086 â–¼-8.3%19,4420.2%Industrials
GOLDMAN SACHS ETF TR
$13,661,808$1,240,132 â–²10.0%235,6300.2%MARKETBETA RUSS
Philip Morris International Inc. stock logo
PM
Philip Morris International
$13,588,255$1,012,208 â–²8.0%82,1840.2%Consumer Staples
Capital Group Municipal Income ETF stock logo
CGMU
Capital Group Municipal Income ETF
$13,536,584$1,645,154 â–²13.8%498,5850.2%ETF
Vanguard Mid-Cap Value ETF stock logo
VOE
Vanguard Mid-Cap Value ETF
$13,195,542$1,696,664 â–²14.8%71,6060.2%ETF

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