Free Trial

Principal Securities, Inc. Top Holdings and 13F Report (2026)

About Principal Securities, Inc.

Investment Activity

  • Principal Securities, Inc. has $8.59 billion in total holdings as of September 30, 2026.
  • Principal Securities, Inc. owns shares of 1,567 different stocks, but just 249 companies or ETFs make up 80% of its holdings.
  • Approximately 10.12% of the portfolio was purchased this quarter.
  • About 6.49% of the portfolio was sold this quarter.
  • This quarter, Principal Securities, Inc. has purchased 1,539 new stocks and bought additional shares in 910 stocks.
  • Principal Securities, Inc. sold shares of 520 stocks and completely divested from 87 stocks this quarter.

Largest Holdings

PRINCIPAL EXCHANGE TRADED FD
$391,837,537
PRINCIPAL EXCHANGE TRADED FD
$213,012,218

Largest New Holdings this Quarter

30233Q108 - EXXONMOBIL HOLDINGS CORP
$19,508,521 Holding
33733E690 - FIRST TR EXCHANGE-TRADED FD
$5,130,262 Holding
74255Y649 - PRINCIPAL EXCHANGE TRADED FD
$3,428,291 Holding
44053A465 - HORIZON FDS
$2,687,539 Holding
44053A549 - HORIZON FDS
$2,574,095 Holding

Largest Purchases this Quarter

SPDR Bloomberg 1-3 Month T-Bill ETF
706,688 shares (about $64.76M)
ISHARES TR
576,453 shares (about $63.59M)
iShares Core S&P 500 ETF
40,669 shares (about $31.15M)
iShares Expanded Tech-Software Sector ETF
193,797 shares (about $20.64M)
EXXONMOBIL HOLDINGS CORP
119,868 shares (about $19.51M)

Largest Sales this Quarter

SPDR Portfolio S&P 500 ETF
753,289 shares (about $67.62M)
iShares iBoxx $ High Yield Corporate Bond ETF
250,315 shares (about $19.33M)
Global X Nasdaq 100 Covered Call ETF
1,009,577 shares (about $18.73M)
iShares Core S&P Total U.S. Stock Market ETF
109,308 shares (about $18.18M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofPrincipal Securities, Inc.

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
PRINCIPAL EXCHANGE TRADED FD
$391,837,537$5,780,397 ▼-1.5%10,881,3534.6%INTL EQUITY ETF
Principal U.S. Mega-Cap ETF stock logo
USMC
Principal U.S. Mega-Cap ETF
$365,519,180$4,503,541 ▼-1.2%4,764,8144.3%ETF
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$315,995,099$31,146,356 ▲10.9%412,6073.7%ETF
PRINCIPAL EXCHANGE TRADED FD
$213,012,218$17,645,345 ▲9.0%6,328,3492.5%CAP APP SEL ETF
Principal U.S. Small-Cap Multi-Factor ETF stock logo
PSC
Principal U.S. Small-Cap Multi-Factor ETF
$170,495,396$6,513,222 ▲4.0%2,555,0142.0%ETF
PRINCIPAL EXCHANGE TRADED FD
$161,429,644$1,729,676 ▲1.1%4,307,5261.9%FOCU BLUE CH ETF
PRINCIPAL EXCHANGE TRADED FD
$143,053,226$17,122,431 ▲13.6%7,313,5271.7%PRNC INVT GRAD
Goldman Sachs MarketBeta U.S. Equity ETF stock logo
GSUS
Goldman Sachs MarketBeta U.S. Equity ETF
$130,645,266$2,976,968 ▲2.3%1,237,5231.5%ETF
Microsoft Corporation stock logo
MSFT
Microsoft
$124,558,191$4,666,361 ▲3.9%242,8511.5%Technology
NVIDIA Corporation stock logo
NVDA
NVIDIA
$122,856,706$5,883,293 ▲5.0%537,9491.4%Technology
Apple Inc. stock logo
AAPL
Apple
$115,444,833$3,398,140 ▲3.0%346,6601.3%Technology
Principal Value ETF stock logo
PY
Principal Value ETF
$100,810,901$10,494,325 ▲11.6%1,806,0001.2%ETF
YLD
Principal Active High Yield ETF
$97,192,092$8,486,853 ▲9.6%5,267,8641.1%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$90,689,595$6,236,522 ▲7.4%959,2721.1%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$88,671,732$2,057,231 ▲2.4%355,8971.0%Consumer Discretionary
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$72,192,601$1,833,515 ▼-2.5%654,6300.8%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$69,667,332$2,844,168 ▲4.3%202,4740.8%Communication Services
SPDR Bloomberg 1-3 Month T-Bill ETF stock logo
BIL
SPDR Bloomberg 1-3 Month T-Bill ETF
$69,104,927$64,760,914 ▲1,490.8%754,0910.8%ETF
ISHARES TR
$67,739,316$63,594,265 ▲1,534.2%614,0260.8%TRUST ISHARE 0-1
ActivePassive U.S. Equity ETF stock logo
APUE
ActivePassive U.S. Equity ETF
$67,429,615$2,285,390 ▼-3.3%1,435,2830.8%ETF
iShares Russell 1000 ETF stock logo
IWB
iShares Russell 1000 ETF
$66,196,873$4,956,120 ▲8.1%159,0770.8%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$65,738,993$4,767,555 ▲7.8%462,1050.8%ETF
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$64,647,932$1,552,344 ▲2.5%172,7450.8%ETF
GCOR
Goldman Sachs Access U.S. Aggregate Bond ETF
$62,712,766$3,532,933 ▲6.0%1,597,7770.7%ETF
Goldman Sachs ActiveBeta International Equity ETF stock logo
GSIE
Goldman Sachs ActiveBeta International Equity ETF
$60,844,410$2,776,254 ▲4.8%1,327,3210.7%ETF
Fidelity MSCI Information Technology Index ETF stock logo
FTEC
Fidelity MSCI Information Technology Index ETF
$60,457,548$814,962 ▲1.4%201,4850.7%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$59,428,502$3,632,321 ▲6.5%613,4240.7%ETF
GOLDMAN SACHS ETF TR
$56,594,881$3,468,441 ▲6.5%1,176,1200.7%CORE BOND ETF
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF stock logo
GSLC
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
$54,043,574$2,545,304 ▲4.9%372,6120.6%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$52,444,966$1,509,635 ▲3.0%1,459,6430.6%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$52,134,556$3,286,510 ▼-5.9%71,8920.6%Communication Services
Broadcom Inc. stock logo
AVGO
Broadcom
$51,089,736$6,035,554 ▲13.4%145,4760.6%Technology
iShares Core S&P U.S. Growth ETF stock logo
IUSG
iShares Core S&P U.S. Growth ETF
$48,351,843$3,433,055 ▲7.6%249,5580.6%ETF
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$48,197,269$936,586 ▲2.0%593,8550.6%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$46,297,378$537,006 ▲1.2%135,8730.5%Communication Services
iShares U.S. Treasury Bond ETF stock logo
GOVT
iShares U.S. Treasury Bond ETF
$46,277,791$10,032,993 ▲27.7%2,116,0400.5%ETF
iShares Core MSCI International Developed Markets ETF stock logo
IDEV
iShares Core MSCI International Developed Markets ETF
$45,291,103$2,731,019 ▼-5.7%506,1590.5%ETF
Schwab U.S. TIPS ETF stock logo
SCHP
Schwab U.S. TIPS ETF
$45,113,829$4,598,664 ▼-9.3%1,795,2180.5%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$44,384,016$3,073,747 ▲7.4%59,9970.5%ETF
iShares MBS ETF stock logo
MBB
iShares MBS ETF
$43,032,812$2,734,932 ▲6.8%480,1700.5%ETF
iShares U.S. Equity Factor Rotation Active ETF stock logo
DYNF
iShares U.S. Equity Factor Rotation Active ETF
$37,236,395$3,881,677 ▲11.6%537,6320.4%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$36,832,993$1,571,775 ▲4.5%111,3350.4%Finance
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$36,648,294$3,129,551 ▲9.3%831,2160.4%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$35,563,307$571,800 ▲1.6%503,6580.4%ETF
Vanguard Total Bond Market ETF stock logo
BND
Vanguard Total Bond Market ETF
$34,433,370$1,754,593 ▲5.4%490,8530.4%ETF
Vanguard Health Care ETF stock logo
VHT
Vanguard Health Care ETF
$33,871,377$13,876,199 ▲69.4%107,1610.4%ETF
Visa Inc. stock logo
V
Visa
$33,802,158$2,407,151 ▲7.7%94,0700.4%Finance
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$33,325,019$307,915 ▼-0.9%154,2250.4%ETF
Taiwan Semiconductor Manufacturing Company Ltd. stock logo
TSM
Taiwan Semiconductor Manufacturing
$33,007,072$121,802 ▼-0.4%72,3540.4%Technology
Goldman Sachs ActiveBeta Emerging Markets Equity ETF stock logo
GEM
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
$32,398,541$1,913,696 ▲6.3%634,0220.4%ETF
ActivePassive International Equity ETF stock logo
APIE
ActivePassive International Equity ETF
$31,572,679$2,479,776 ▲8.5%820,7090.4%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$31,437,861$377,501 ▲1.2%41,2230.4%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$31,413,111$1,981,696 ▲6.7%137,6080.4%ETF
Principal Spectrum Preferred Securities Active ETF stock logo
PREF
Principal Spectrum Preferred Securities Active ETF
$30,947,426$4,898,937 ▲18.8%1,686,5080.4%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$30,737,691$6,186,488 ▲25.2%397,8990.4%ETF
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$30,283,099$2,330,886 ▲8.3%60,8160.4%Finance
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$29,561,221$1,905,720 ▲6.9%25,5480.3%Healthcare
iShares Russell Top 200 Growth ETF stock logo
IWY
iShares Russell Top 200 Growth ETF
$29,043,327$15,767,068 ▲118.8%98,4820.3%ETF
iShares Expanded Tech-Software Sector ETF stock logo
IGV
iShares Expanded Tech-Software Sector ETF
$28,509,507$20,635,519 ▲262.1%267,7450.3%ETF
Micron Technology, Inc. stock logo
MU
Micron Technology
$26,990,893$3,365,740 ▲14.2%25,3410.3%Technology
BLACKROCK ETF TRUST
$25,306,676$2,298,766 ▲10.0%536,2720.3%ISHA I IN TE ETF
SIMPLIFY EXCHANGE TRADED FUN
$23,399,590$6,366,372 ▼-21.4%923,0610.3%BARRIER INCOME
iShares MSCI Germany ETF stock logo
EWG
iShares MSCI Germany ETF
$23,260,865$6,099,253 ▲35.5%563,0810.3%ETF
Vanguard Extended Market ETF stock logo
VXF
Vanguard Extended Market ETF
$23,256,763$5,715,459 ▲32.6%100,4050.3%ETF
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$23,211,689$6,710,560 ▲40.7%227,1650.3%ETF
ActivePassive Core Bond ETF stock logo
APCB
ActivePassive Core Bond ETF
$22,811,992$2,439,107 ▲12.0%811,8150.3%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$22,471,911$129,788 ▲0.6%101,1160.3%ETF
Vanguard Mid-Cap Value ETF stock logo
VOE
Vanguard Mid-Cap Value ETF
$22,415,912$5,249,385 ▲30.6%114,6420.3%ETF
Schwab Emerging Markets Equity ETF stock logo
SCHE
Schwab Emerging Markets Equity ETF
$22,207,694$4,698,438 ▲26.8%609,2650.3%ETF
Vanguard Long-Term Treasury ETF stock logo
VGLT
Vanguard Long-Term Treasury ETF
$22,169,369$1,047,827 ▲5.0%442,1490.3%ETF
BLACKROCK ETF TRUST
$20,918,477$5,597,572 ▲36.5%575,4740.2%ISHA IN CTRY ETF
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$20,891,072$275,293 ▲1.3%34,1490.2%Technology
Schwab Fundamental U.S. Large Company ETF stock logo
FNDX
Schwab Fundamental U.S. Large Company ETF
$20,339,659$700,082 ▲3.6%646,3190.2%ETF
EXXONMOBIL HOLDINGS CORP
$19,508,521$19,508,521 ▲New Holding119,8680.2%COM SHS
Mastercard Incorporated stock logo
MA
Mastercard
$19,345,891$274,077 ▼-1.4%35,0810.2%Finance
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$19,172,350$502,473 ▲2.7%72,4200.2%Healthcare
SPDR Portfolio S&P 500 Growth ETF stock logo
SPYG
SPDR Portfolio S&P 500 Growth ETF
$18,359,976$5,935,290 ▲47.8%149,1710.2%ETF
BYRE
Principal Real Estate Active Opportunities ETF
$18,216,274$1,537,082 ▲9.2%709,0930.2%ETF
Goldman Sachs Access Investment Grade Corporate Bond ETF stock logo
GIGB
Goldman Sachs Access Investment Grade Corporate Bond ETF
$18,049,427$1,028,011 ▲6.0%414,8340.2%ETF
GOLDMAN SACHS ETF TR
$17,684,412$594,865 ▲3.5%259,7970.2%MAR 1000 GRO ETF
Applied Materials, Inc. stock logo
AMAT
Applied Materials
$17,624,460$199,435 ▼-1.1%34,4650.2%Technology
Invesco Ultra Short Duration ETF stock logo
GSY
Invesco Ultra Short Duration ETF
$17,612,663$784,700 ▲4.7%352,7470.2%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$17,601,167$462,320 ▲2.7%49,6070.2%Consumer Discretionary
Franklin FTSE Japan ETF stock logo
FLJP
Franklin FTSE Japan ETF
$17,596,176$3,605,447 ▲25.8%425,0280.2%ETF
Philip Morris International Inc. stock logo
PM
Philip Morris International
$17,416,488$441,938 ▲2.6%91,2720.2%Consumer Staples
SPDR Portfolio Long Term Corporate Bond ETF stock logo
SPLB
SPDR Portfolio Long Term Corporate Bond ETF
$17,302,852$1,747,362 ▲11.2%849,0110.2%ETF
FIDELITY COVINGTON TRUST
$17,130,592$1,820,238 ▲11.9%379,9200.2%ENHANCED LARGE
iShares Bloomberg Roll Select Commodity Strategy ETF stock logo
CMDY
iShares Bloomberg Roll Select Commodity Strategy ETF
$17,102,163$84,297 ▼-0.5%268,8170.2%ETF
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$17,068,871$1,473,804 ▼-7.9%349,4140.2%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$17,065,250$1,304,301 ▲8.3%24,3490.2%ETF
iShares Russell Top 200 Value ETF stock logo
IWX
iShares Russell Top 200 Value ETF
$16,747,038$2,377,898 ▲16.5%152,8990.2%ETF
Capital Group Core Equity ETF stock logo
CGUS
Capital Group Core Equity ETF
$16,630,860$100,570 ▼-0.6%373,7270.2%ETF
Schwab U.S. REIT ETF stock logo
SCHH
Schwab U.S. REIT ETF
$16,557,136$398,483 ▲2.5%751,2310.2%ETF
Fidelity NASDAQ Composite Index ETF stock logo
ONEQ
Fidelity NASDAQ Composite Index ETF
$16,492,066$12,076,111 ▲273.5%155,8210.2%ETF
GOLDMAN SACHS ETF TR
$16,052,970$1,230,430 ▲8.3%334,8550.2%CORPORATE BD ETF
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$15,931,609$381,600 ▲2.5%268,6160.2%ETF
SPDR Portfolio Long Term Treasury ETF stock logo
SPTL
SPDR Portfolio Long Term Treasury ETF
$15,863,298$2,415,432 ▲18.0%665,1280.2%ETF
Chevron Corporation stock logo
CVX
Chevron
$15,842,130$253,628 ▲1.6%77,5780.2%Energy
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$15,790,281$440,329 ▼-2.7%201,3550.2%ETF
PQDI
Principal Spectrum Tax-Advantaged Dividend Active ETF
$15,694,460$502,778 ▲3.3%840,4450.2%ETF

Showing largest 100 holdings. View all holdings.
SEC Filings and Trading Data