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Principal Securities, Inc. Top Holdings and 13F Report (2024)

About Principal Securities, Inc.

Investment Activity

  • Principal Securities, Inc. has $3.21 billion in total holdings as of March 31, 2024.
  • Principal Securities, Inc. owns shares of 3,320 different stocks, but just 255 companies or ETFs make up 80% of its holdings.
  • Approximately 17.19% of the portfolio was purchased this quarter.
  • About NaN of the portfolio was sold this quarter.
  • This quarter, Principal Securities, Inc. has purchased 3,214 new stocks and bought additional shares in 1,605 stocks.
  • Principal Securities, Inc. sold shares of 909 stocks and completely divested from 126 stocks this quarter.

Largest New Holdings this Quarter

INNOVATOR ETFS TRUST
$1,972,143 Holding
AMPLIFY ETF TR
$1,563,551 Holding
INNOVATOR ETFS TRUST
$1,541,493 Holding
US Treasury 3 Month Bill ETF
$1,186,962 Holding
INNOVATOR ETFS TRUST
$884,866 Holding

Largest Purchases this Quarter

Principal U.S. Mega-Cap ETF
2,104,211 shares (about $108.07M)
iShares Core S&P 500 ETF
65,327 shares (about $34.34M)
Invesco S&P 500 Momentum ETF
209,282 shares (about $16.79M)
iShares Core MSCI EAFE ETF
187,218 shares (about $13.90M)
SPDR Portfolio Long Term Treasury ETF
462,654 shares (about $12.93M)

Largest Sales this Quarter

SPDR Portfolio S&P 500 Value ETF
434,717 shares (about $21.78M)
iShares S&P Small-Cap 600 Value ETF
198,453 shares (about $20.39M)
Invesco NASDAQ 100 ETF
72,867 shares (about $13.31M)
iShares S&P 500 Growth ETF
147,512 shares (about $12.46M)
SPDR S&P 400 Mid Cap Value ETF
152,885 shares (about $11.62M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofPrincipal Securities, Inc.

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
Principal U.S. Mega-Cap ETF stock logo
USMC
Principal U.S. Mega-Cap ETF
$194,193,859$108,072,279 125.5%3,781,0336.0%Manufacturing
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$100,339,005$34,344,280 52.0%190,8573.1%ETF
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$95,637,745$13,895,321 17.0%1,288,5713.0%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$91,772,094$9,460,804 -9.3%937,0242.9%Finance
Goldman Sachs MarketBeta US Equity ETF stock logo
GSUS
Goldman Sachs MarketBeta US Equity ETF
$60,960,777$3,707,224 6.5%849,2721.9%ETF
Microsoft Co. stock logo
MSFT
Microsoft
$49,603,802$3,659,428 8.0%117,9021.5%Computer and Technology
iShares Russell 1000 ETF stock logo
IWB
iShares Russell 1000 ETF
$47,091,456$11,491,819 32.3%163,4951.5%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$38,764,511$3,669,465 10.5%214,9051.2%Retail/Wholesale
IG
Principal Investment Grade Corporate Active ETF
$35,552,821$4,342,462 13.9%1,720,8371.1%ETF
Goldman Sachs ActiveBeta International Equity ETF stock logo
GSIE
Goldman Sachs ActiveBeta International Equity ETF
$34,948,869$8,125,973 30.3%1,019,2151.1%ETF
SPDR Portfolio S&P 500 ETF stock logo
SPLG
SPDR Portfolio S&P 500 ETF
$32,499,777$4,266,982 15.1%528,1941.0%ETF
Principal Value ETF stock logo
PY
Principal Value ETF
$31,574,576$2,920,984 10.2%673,6631.0%ETF
Goldman Sachs Access U.S. Aggregate Bond ETF stock logo
GCOR
Goldman Sachs Access U.S. Aggregate Bond ETF
$28,760,592$10,147,176 -26.1%698,9210.9%ETF
Vanguard Total Stock Market Index Fund ETF Shares stock logo
VTI
Vanguard Total Stock Market Index Fund ETF Shares
$28,551,258$3,470,178 13.8%109,8550.9%ETF
Apple Inc. stock logo
AAPL
Apple
$27,571,312$2,186,376 8.6%160,7840.9%Computer and Technology
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$26,502,920$1,582,159 6.3%293,0440.8%Manufacturing
NVIDIA Co. stock logo
NVDA
NVIDIA
$26,291,115$2,219,163 9.2%29,0970.8%Computer and Technology
iShares 0-5 Year TIPS Bond ETF stock logo
STIP
iShares 0-5 Year TIPS Bond ETF
$25,475,719$3,112,851 13.9%256,2180.8%ETF
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$25,211,448$8,292,412 -24.8%228,1170.8%ETF
PRINCIPAL EXCHANGE TRADED FD
$24,933,729$2,873,281 13.0%797,6190.8%FOCUSED BLUE CHI
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$24,878,567$65,377 -0.3%482,1430.8%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$24,225,688$12,455,924 -34.0%286,8980.8%ETF
iShares Russell Top 200 Growth ETF stock logo
IWY
iShares Russell Top 200 Growth ETF
$23,521,095$4,617,829 24.4%120,5590.7%ETF
iShares Core MSCI Total International Stock ETF stock logo
IXUS
iShares Core MSCI Total International Stock ETF
$22,420,749$3,146,602 16.3%330,3970.7%Manufacturing
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$22,259,341$27,835 0.1%119,1550.7%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$20,713,533$931,835 4.7%42,6570.6%Computer and Technology
JPMorgan BetaBuilders Japan ETF stock logo
BBJP
JPMorgan BetaBuilders Japan ETF
$20,412,175$842,242 4.3%348,6280.6%ETF
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF stock logo
GSLC
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
$20,226,875$225,432 1.1%194,8830.6%ETF
Alphabet Inc. stock logo
GOOGL
Alphabet
$19,579,468$320,426 1.7%129,7250.6%Computer and Technology
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$19,126,430$488,905 2.6%117,4410.6%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$18,503,587$1,431,482 8.4%41,6740.6%Finance
SPDR Portfolio Long Term Treasury ETF stock logo
SPTL
SPDR Portfolio Long Term Treasury ETF
$18,348,886$12,926,545 238.4%656,7250.6%ETF
Vanguard Total Bond Market ETF stock logo
BND
Vanguard Total Bond Market ETF
$18,119,290$1,242,771 7.4%249,4740.6%ETF
Global X NASDAQ 100 Covered Call ETF stock logo
QYLD
Global X NASDAQ 100 Covered Call ETF
$18,112,186$1,666,239 10.1%1,011,2890.6%Manufacturing
SPMO
Invesco S&P 500 Momentum ETF
$16,793,443$16,788,630 348,803.3%209,3420.5%ETF
Global X S&P 500 Covered Call ETF stock logo
XYLD
Global X S&P 500 Covered Call ETF
$15,581,346$712,031 4.8%381,9890.5%ETF
SPDR S&P 400 Mid CapGrowth ETF stock logo
MDYG
SPDR S&P 400 Mid CapGrowth ETF
$15,469,474$12,405,677 404.9%177,2190.5%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$15,410,884$1,244,869 8.8%307,1730.5%ETF
Principal Quality ETF stock logo
PSET
Principal Quality ETF
$14,970,316$1,109,400 8.0%220,7360.5%ETF
Visa Inc. stock logo
V
Visa
$14,718,926$1,102,643 8.1%52,7410.5%Business Services
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$14,535,825$780,913 5.7%34,5660.5%Finance
Vanguard Long-Term Treasury Index ETF stock logo
VGLT
Vanguard Long-Term Treasury Index ETF
$14,025,920$1,030,126 7.9%236,7640.4%ETF
iShares Core S&P U.S. Growth ETF stock logo
IUSG
iShares Core S&P U.S. Growth ETF
$13,929,238$738,423 5.6%118,8400.4%Manufacturing
iShares MSCI United Kingdom ETF stock logo
EWU
iShares MSCI United Kingdom ETF
$13,454,516$894,557 7.1%393,2920.4%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$13,259,846$2,736,663 26.0%164,4530.4%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$13,227,144$942,795 7.7%86,8720.4%Computer and Technology
Eaton Vance Tax-Managed Diversified Equity Income Fund stock logo
ETY
Eaton Vance Tax-Managed Diversified Equity Income Fund
$13,093,458$847,024 6.9%980,0490.4%Financial Services
Vanguard Extended Market ETF stock logo
VXF
Vanguard Extended Market ETF
$12,643,685$109,194 0.9%72,1380.4%ETF
Goldman Sachs Access Investment Grade Corporate Bond ETF stock logo
GIGB
Goldman Sachs Access Investment Grade Corporate Bond ETF
$12,267,794$8,593,528 233.9%267,9120.4%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$12,234,020$886,935 7.8%61,0780.4%Finance
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$12,191,270$378,482 3.2%131,4850.4%ETF
iShares MSCI USA Min Vol Factor ETF stock logo
USMV
iShares MSCI USA Min Vol Factor ETF
$11,954,029$854,940 7.7%143,0250.4%ETF
Vanguard Intermediate-Term Corporate Bond ETF stock logo
VCIT
Vanguard Intermediate-Term Corporate Bond ETF
$11,866,308$9,897,996 502.9%147,3890.4%ETF
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$11,509,890$1,637,095 -12.5%46,0650.4%ETF
Principal U.S. Small-Cap Multi-Factor ETF stock logo
PSC
Principal U.S. Small-Cap Multi-Factor ETF
$11,508,202$1,275,737 12.5%232,1510.4%Manufacturing
iShares MSCI Intl Quality Factor ETF stock logo
IQLT
iShares MSCI Intl Quality Factor ETF
$11,377,711$669,779 6.3%286,8810.4%ETF
Mastercard Incorporated stock logo
MA
Mastercard
$11,361,858$61,160 -0.5%23,5930.4%Business Services
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$11,092,004$280,636 -2.5%143,4740.3%ETF
Vanguard Communication Services ETF stock logo
VOX
Vanguard Communication Services ETF
$11,025,301$381,979 3.6%84,0220.3%ETF
iShares MSCI USA Size Factor ETF stock logo
SIZE
iShares MSCI USA Size Factor ETF
$10,644,436$772,188 7.8%74,8100.3%ETF
Invesco Ultra Short Duration ETF stock logo
GSY
Invesco Ultra Short Duration ETF
$10,507,469$698,210 7.1%210,6130.3%ETF
PIMCO Corporate & Income Strategy Fund stock logo
PCN
PIMCO Corporate & Income Strategy Fund
$10,496,379$1,006,427 10.6%751,3510.3%Financial Services
Vanguard Intermediate-Term Treasury Index ETF stock logo
VGIT
Vanguard Intermediate-Term Treasury Index ETF
$10,453,576$564,012 5.7%178,5410.3%ETF
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$10,373,348$885,241 9.3%178,6660.3%ETF
Invesco S&P MidCap Quality ETF stock logo
XMHQ
Invesco S&P MidCap Quality ETF
$10,285,177$3,542,294 52.5%93,4590.3%ETF
Vanguard Financials ETF stock logo
VFH
Vanguard Financials ETF
$10,152,074$431,984 4.4%99,1510.3%ETF
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$10,132,927$213,710 2.2%20,4830.3%Medical
iShares MSCI EAFE Min Vol Factor ETF stock logo
EFAV
iShares MSCI EAFE Min Vol Factor ETF
$10,112,567$158,487 -1.5%142,6720.3%ETF
Invesco S&P 500 Quality ETF stock logo
SPHQ
Invesco S&P 500 Quality ETF
$9,905,301$1,253,653 14.5%163,9410.3%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$9,298,332$187,264 2.1%17,7760.3%Finance
iShares MSCI Germany ETF stock logo
EWG
iShares MSCI Germany ETF
$9,054,525$332,803 3.8%285,1820.3%ETF
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$8,955,077$2,196,176 32.5%11,5110.3%Medical
Invesco S&P MidCap Momentum ETF stock logo
XMMO
Invesco S&P MidCap Momentum ETF
$8,900,126$6,050,459 212.3%77,4870.3%ETF
Vanguard Small-Cap ETF stock logo
VB
Vanguard Small-Cap ETF
$8,832,040$768,520 9.5%38,6370.3%ETF
Vanguard FTSE All-World ex-US Small-Cap ETF stock logo
VSS
Vanguard FTSE All-World ex-US Small-Cap ETF
$8,511,989$1,381,744 19.4%72,8520.3%ETF
Booking Holdings Inc. stock logo
BKNG
Booking
$8,269,303$707,553 9.4%2,2790.3%Retail/Wholesale
Taiwan Semiconductor Manufacturing Company Limited stock logo
TSM
Taiwan Semiconductor Manufacturing
$8,217,966$978,472 13.5%60,4040.3%Computer and Technology
The Charles Schwab Co. stock logo
SCHW
Charles Schwab
$8,181,698$1,646,236 25.2%113,1010.3%Finance
iShares J.P. Morgan USD Emerging Markets Bond ETF stock logo
EMB
iShares J.P. Morgan USD Emerging Markets Bond ETF
$8,118,864$513,717 6.8%90,5420.3%ETF
Vanguard Health Care ETF stock logo
VHT
Vanguard Health Care ETF
$8,072,379$152,845 1.9%29,8400.3%ETF
iShares iBoxx $ High Yield Corporate Bond ETF stock logo
HYG
iShares iBoxx $ High Yield Corporate Bond ETF
$7,994,918$1,351,414 20.3%102,8550.2%ETF
Global X MLP & Energy Infrastructure ETF stock logo
MLPX
Global X MLP & Energy Infrastructure ETF
$7,795,133$421,314 5.7%159,1170.2%ETF
iShares Bloomberg Roll Select Commodity Strategy ETF stock logo
CMDY
iShares Bloomberg Roll Select Commodity Strategy ETF
$7,780,249$1,137,179 17.1%162,2580.2%ETF
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$7,704,181$688,841 9.8%66,2780.2%Oils/Energy
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$7,393,051$334,448 -4.3%40,9610.2%Computer and Technology
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$7,331,166$2,438,225 49.8%126,7050.2%ETF
Vanguard FTSE Emerging Markets ETF stock logo
VWO
Vanguard FTSE Emerging Markets ETF
$7,098,652$1,520,012 27.2%169,9460.2%ETF
Vanguard Consumer Staples ETF stock logo
VDC
Vanguard Consumer Staples ETF
$7,058,400$432,984 6.5%34,5760.2%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$6,998,655$1,942,459 38.4%39,8130.2%Auto/Tires/Trucks
iShares 10-20 Year Treasury Bond ETF stock logo
TLH
iShares 10-20 Year Treasury Bond ETF
$6,929,536$483,241 7.5%65,9770.2%ETF
iShares MBS ETF stock logo
MBB
iShares MBS ETF
$6,921,592$478,365 7.4%74,8930.2%ETF
iShares Core Total USD Bond Market ETF stock logo
IUSB
iShares Core Total USD Bond Market ETF
$6,849,302$1,341,850 24.4%150,2370.2%Manufacturing
Principal Spectrum Preferred Securities Active ETF stock logo
PREF
Principal Spectrum Preferred Securities Active ETF
$6,823,069$1,084,026 18.9%375,9270.2%ETF
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$6,735,385$4,812,650 250.3%115,9080.2%ETF
Salesforce, Inc. stock logo
CRM
Salesforce
$6,600,866$2,947,606 80.7%21,9170.2%Computer and Technology
ROBO Global Robotics & Automation ETF stock logo
ROBO
ROBO Global Robotics & Automation ETF
$6,543,507$276,135 4.4%111,5880.2%ETF
iShares TIPS Bond ETF stock logo
TIP
iShares TIPS Bond ETF
$6,490,851$1,307,923 25.2%60,4310.2%ETF
Adobe Inc. stock logo
ADBE
Adobe
$6,490,039$359,773 5.9%12,8620.2%Computer and Technology
Schwab Long-Term U.S. Treasury ETF stock logo
SCHQ
Schwab Long-Term U.S. Treasury ETF
$6,390,958$708,195 12.5%189,4740.2%ETF
Chevron Co. stock logo
CVX
Chevron
$6,385,244$402,548 6.7%40,4800.2%Oils/Energy

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

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