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Special Opportunities Fund (SPE) Institutional Ownership

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$15.52 -0.01 (-0.03%)
Closing price 03:55 PM Eastern
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Institutional Ownership Changes (13F Filings) for Special Opportunities Fund (NYSE:SPE)

Current
Institutional Ownership
Percentage
35.60%
Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$12.58M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$1.95M
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SPE Institutional Buying and Selling by Quarter

Special Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/14/2025Raymond James Financial Inc.31,197$483K0.0%+7.2%0.279%
8/13/2025Scotia Capital Inc.105,746$1.64M0.0%+6.6%0.946%
8/12/2025Advisors Asset Management Inc.114,199$1.77M0.0%+2.0%1.021%
8/8/2025Cetera Investment Advisers23,341$362K0.0%+19.5%0.209%
8/5/2025Shaker Financial Services LLC266,728$4.13M1.5%+246.0%2.386%
8/1/2025Envestnet Asset Management Inc.26,167$405K0.0%+8.1%0.234%
5/16/2025K2 Principal Fund L.P.11,878$178K0.0%+18.8%0.106%
5/16/2025Advisors Asset Management Inc.111,905$1.68M0.0%N/A1.001%
5/16/2025Ancora Advisors LLC18,560$279K0.0%-25.4%0.166%
5/15/2025First Manhattan CO. LLC.31,510$473K0.0%+3.3%0.282%
5/9/2025Shaker Financial Services LLC77,098$1.16M0.4%-51.1%0.689%
5/9/2025Scotia Capital Inc.99,215$1.49M0.0%+10.7%0.887%
5/6/2025Cetera Investment Advisers19,530$293K0.0%N/A0.175%
4/29/2025Envestnet Asset Management Inc.24,197$363K0.0%N/A0.216%
4/23/2025Oppenheimer & Co. Inc.24,766$372K0.0%+8.8%0.221%
4/9/2025NBC Securities Inc.15,965$239K0.0%+106,333.3%0.143%
2/27/2025Jefferies Financial Group Inc.30,010$439K0.0%N/A0.268%
2/17/2025Jefferies Financial Group Inc.30,010$439K0.0%N/A0.268%
2/17/2025K2 Principal Fund L.P.10,000$146K0.0%N/A0.089%
2/17/2025CF Capital LLC27,500$402K0.4%N/A0.246%
2/17/2025Ancora Advisors LLC24,892$364K0.0%-15.6%0.223%
2/14/2025Quarry LP3,023$44K0.0%N/A0.027%
2/14/2025Shaker Financial Services LLC157,812$2.31M0.9%+148.0%1.412%
2/13/2025NewEdge Advisors LLC2,162$32K0.0%-85.9%0.019%
2/13/2025Scotia Capital Inc.89,632$1.31M0.0%+6.1%0.802%
2/13/2025Raymond James Financial Inc.30,984$453K0.0%N/A0.277%
2/7/2025Independent Advisor Alliance94,349$1.38M0.0%N/A0.844%
2/7/2025Bay Colony Advisory Group Inc d b a Bay Colony Advisors15,542$227K0.0%+41.7%0.139%
2/6/2025Raymond James Financial Inc.30,984$453K0.0%N/A0.277%
2/5/2025Oppenheimer & Co. Inc.22,766$333K0.0%N/A0.204%
1/31/2025Global Retirement Partners LLC3,103$45K0.0%N/A0.028%
1/31/2025Truist Financial Corp22,439$328K0.0%N/A0.201%
1/24/2025Absolute Investment Advisers LLC10,504$154K0.0%N/A0.094%
1/16/2025Aspiriant LLC13,246$194K0.0%N/A0.118%
12/3/2024Rivernorth Capital Management LLC310,363$4.32M0.2%-4.3%2.776%
11/15/2024Rivernorth Capital Management LLC310,363$4.32M0.2%-4.3%2.776%
11/9/2024Landscape Capital Management L.L.C.14,755$205K0.0%+22.6%0.132%
10/31/2024Shaker Financial Services LLC63,636$885K0.3%+8.0%0.569%
10/24/2024Bay Colony Advisory Group Inc d b a Bay Colony Advisors10,972$153K0.0%N/A0.098%
8/16/2024SkyView Investment Advisors LLC29,923$391K0.1%-7.9%0.268%
8/3/2024Shaker Financial Services LLC58,923$771K0.3%-42.7%0.527%
7/10/2024Epiq Partners LLC87,134$1.14M0.8%-27.0%0.779%
5/3/2024Patron Partners LLC13,825$175K0.1%N/A0.124%
4/15/2024Epiq Partners LLC119,435$1.51M1.0%-15.4%1.068%
4/5/2024NBC Securities Inc.15,478$195K0.0%+6.4%0.138%
2/12/2024Scotia Capital Inc.91,266$1.08M0.0%+3.7%0.816%
2/8/2024Matisse Capital22,786$270K0.1%N/A0.204%
2/7/2024Shaker Financial Services LLC197,348$2.34M1.0%-7.6%1.765%
1/24/2024Sowell Financial Services LLC18,427$219K0.0%-12.5%0.165%
1/16/2024Raymond James & Associates24,344$289K0.0%-18.7%0.218%
1/11/2024Epiq Partners LLC141,195$1.68M1.2%-11.2%1.263%
11/21/2023Almitas Capital LLC23,058$252K0.1%-15.4%0.206%
11/15/2023Scotia Capital Inc.88,007$962K0.0%+6.9%0.787%
11/14/2023Ancora Advisors LLC32,482$355K0.0%-7.6%0.291%
11/14/2023Alpine Global Management LLC20,404$223K0.1%N/A0.183%
11/8/2023Sowell Financial Services LLC21,050$230K0.0%N/A0.188%
11/6/2023RPO LLC17,158$188K0.2%N/A0.153%
11/4/2023NBC Securities Inc.14,711$160K0.0%N/A0.132%
11/2/2023Shaker Financial Services LLC213,508$2.33M1.1%-5.6%1.910%
10/24/2023Raymond James & Associates29,943$327K0.0%-34.5%0.261%
10/18/2023Epiq Partners LLC159,060$1.74M1.3%-6.7%1.388%
8/11/2023Almitas Capital LLC27,258$315K0.1%+21.9%0.238%
8/7/2023Wolverine Asset Management LLC19,739$221K0.0%-63.8%0.172%
8/7/2023Shaker Financial Services LLC226,137$2.54M1.1%+9.6%1.973%
8/3/2023Scotia Capital Inc.82,309$924K0.0%-2.3%0.718%
7/25/2023Raymond James & Associates45,704$513K0.0%+8.9%0.399%
7/20/2023Csenge Advisory Group13,287$149K0.0%-8.9%0.116%
7/12/2023Epiq Partners LLC170,422$1.91M1.3%-19.0%1.487%
5/11/2023Scotia Capital Inc.84,288$922K0.0%+1.5%0.735%
5/11/2023Meixler Investment Management Ltd.11,599$127K0.1%-14.7%0.101%
5/10/2023Landscape Capital Management L.L.C.11,452$125K0.0%N/A0.100%
5/8/2023Shaker Financial Services LLC206,268$2.26M1.0%+43.8%1.800%
5/8/2023Wolverine Asset Management LLC54,600$597K0.0%N/A0.476%
5/8/2023Live Oak Private Wealth LLC14,853$162K0.0%N/A0.130%
4/12/2023Epiq Partners LLC210,426$2.30M1.6%-35.1%1.836%
2/9/2023Scotia Capital Inc.83,028$947K0.0%-7.5%0.724%
2/3/2023Shaker Financial Services LLC143,431$1.64M0.8%+82.4%1.252%
2/3/2023U.S. Capital Wealth Advisors LLC4,250$48K0.0%N/A0.037%
1/27/2023Triad Investment Management20,614$235K0.4%+6.2%0.180%
1/18/2023Private Advisor Group LLC14,462$164.87M0.0%-43.9%0.126%
1/6/2023Epiq Partners LLC324,336$3.70M2.5%-2.9%2.829%
11/15/2022First Manhattan Co.57,920$642K0.0%+6.0%0.681%
11/14/2022Thomas J. Herzfeld Advisors Inc.83,913$931K0.4%-55.9%0.987%
11/9/2022Shaker Financial Services LLC78,635$872K0.4%N/A0.925%
10/25/2022Raymond James & Associates33,733$374K0.0%+8.3%0.397%
10/18/2022Triad Investment Management19,414$215K0.4%N/A0.228%
10/4/2022Csenge Advisory Group10,556$117K0.0%N/A0.124%
8/10/2022Thomas J. Herzfeld Advisors Inc.190,145$2.35M1.0%+266.9%2.237%
8/5/2022Scotia Capital Inc.85,702$1.06M0.0%+9.3%1.008%
8/4/2022Steward Partners Investment Advisory LLC16,258$201K0.0%-51.1%0.191%
8/4/2022Robinson Capital Management LLC46,338$590K0.4%N/A0.545%
8/1/2022Lindbrook Capital LLC6,530$81K0.0%+158.1%0.077%
7/12/2022Calton & Associates Inc.20,542$254K0.1%+6.7%0.242%
7/7/2022Epiq Partners LLC333,873$4.13M2.5%+1,397.2%3.928%
5/16/2022Rivernorth Capital Management LLC773,184$11.61M0.4%-28.1%9.095%
5/9/2022Scotia Capital Inc.78,414$1.18M0.0%-12.5%0.922%
5/2/2022Steward Partners Investment Advisory LLC33,241$499K0.0%+223.0%0.391%
4/27/2022Crewe Advisors LLC6,970$105K0.0%-16.7%0.082%
4/27/2022Epiq Partners LLC22,300$335K0.2%-94.6%0.262%
4/26/2022Calton & Associates Inc.19,261$289K0.1%-10.0%0.227%
(Data available from 1/1/2016 forward)

SPE Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SPE shares?

During the previous two years, 32 institutional investors and hedge funds held shares of Special Opportunities Fund. The most heavily invested institutionals were Rivernorth Capital Management LLC ($4.32M), Shaker Financial Services LLC ($4.13M), Advisors Asset Management Inc. ($1.77M), Scotia Capital Inc. ($1.64M), Independent Advisor Alliance ($1.38M), Epiq Partners LLC ($1.14M), and Raymond James Financial Inc. ($483K).Learn more on Special Opportunities Fund's institutional investors.

What percentage of Special Opportunities Fund's stock is owned by institutional investors?

35.60% of Special Opportunities Fund's stock is owned by institutional investors. Learn more on SPE's institutional investor holdings.

Which institutional investors have been buying Special Opportunities Fund's stock?

Of the 25 institutional investors that purchased Special Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Shaker Financial Services LLC ($288.52K), Advisors Asset Management Inc. ($114.20K), Independent Advisor Alliance ($94.35K), Raymond James Financial Inc. ($64.05K), Jefferies Financial Group Inc. ($60.02K), NBC Securities Inc. ($31.59K), and Scotia Capital Inc. ($30.21K).

How much institutional buying is happening at Special Opportunities Fund?

Institutional investors have bought a total of 843,584 shares in the last 24 months. This purchase volume represents approximately $12.58M in transactions.

Which of Special Opportunities Fund's major shareholders have been selling company stock?

The following institutional investors have sold Special Opportunities Fund stock in the last 24 months: Shaker Financial Services LLC ($80.71K), Rivernorth Capital Management LLC ($27.69K), NewEdge Advisors LLC ($13.20K), and Ancora Advisors LLC ($10.92K).

How much institutional selling is happening at Special Opportunities Fund?

Institutional investors have sold a total of 132,518 shares in the last 24 months. This volume of shares sold represents approximately $1.95M in transactions.


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This page (NYSE:SPE) was last updated on 10/2/2025 by MarketBeat.com Staff
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