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Special Opportunities Fund (SPE) Institutional Ownership

Special Opportunities Fund logo
$13.59 +0.06 (+0.44%)
As of 03:08 PM Eastern
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Institutional Ownership Changes (13F Filings) for Special Opportunities Fund (NYSE:SPE)

Current
Institutional Ownership
Percentage
35.60%
Number of
Institutional Buyers
(last 12 months)
13
Total
Institutional Inflows
(last 12 months)
$2.55M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$2.36M
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SPE Institutional Buying and Selling by Quarter

Special Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/11/2026 Patron Partners LLC14,274$192K0.1%N/A0.134%
8/6/2026 Global Retirement Partners LLC3,705$50K0.0%N/A0.035%
5/18/2026Rivernorth Capital Management LLC82,069$1.13M0.1%-20.7%0.773%
5/13/2026Cetera Investment Advisers19,872$273K0.0%-47.7%0.187%
4/23/2026 Detalus Advisors LLC10,443$144K0.0%N/A0.098%
4/20/2026 TrueMark Investments LLC16,208$223K0.0%+8.7%0.153%
3/3/2026 NWF Advisory Services Inc.13,600$200K0.0%-7.5%0.128%
2/18/2026First Manhattan CO. LLC.40,010$620K0.0%+27.0%0.377%
2/17/2026Cetera Investment Advisers38,001$558K0.0%+19.4%0.358%
2/2/2026 Oppenheimer & Co. Inc.20,766$305K0.0%-6.7%0.196%
1/29/2026 NBC Securities Inc.19,770$290K0.0%+21.8%0.186%
1/26/2026 Shaker Financial Services LLC250,579$3.95M1.3%-29.4%2.360%
11/14/2025Ancora Advisors LLC18,470$286K0.0%-14.3%0.174%
11/14/2025Raymond James Financial Inc.28,355$440K0.0%-9.1%0.267%
11/14/2025 Scotia Capital Inc.107,016$1.66M0.0%+1.2%1.008%
11/10/2025MAI Capital Management5,203$81K0.0%+38.6%0.049%
11/6/2025Advisors Asset Management Inc.112,397$1.74M0.0%-1.6%1.058%
11/6/2025 Oppenheimer & Co. Inc.22,266$345K0.0%-13.6%0.210%
11/5/2025 Envestnet Asset Management Inc.21,677$336K0.0%-17.2%0.204%
10/30/2025 TrueMark Investments LLC14,552$226K0.0%N/A0.000%
10/28/2025 Wolverine Asset Management LLC7,252$112K0.0%N/A0.000%
10/22/2025 Shaker Financial Services LLC354,678$5.50M1.9%+33.0%0.000%
8/14/2025Raymond James Financial Inc.31,197$483K0.0%+7.2%0.279%
8/13/2025 Scotia Capital Inc.105,746$1.64M0.0%+6.6%0.946%
8/12/2025Advisors Asset Management Inc.114,199$1.77M0.0%+2.0%1.021%
8/8/2025Cetera Investment Advisers23,341$362K0.0%+19.5%0.209%
8/5/2025 Shaker Financial Services LLC266,728$4.13M1.5%+246.0%2.386%
8/1/2025 Envestnet Asset Management Inc.26,167$405K0.0%+8.1%0.234%
5/16/2025K2 Principal Fund L.P.11,878$178K0.0%+18.8%0.106%
5/16/2025Advisors Asset Management Inc.111,905$1.68M0.0%N/A1.001%
5/16/2025Ancora Advisors LLC18,560$279K0.0%-25.4%0.166%
5/15/2025First Manhattan CO. LLC.31,510$473K0.0%+3.3%0.282%
5/9/2025Shaker Financial Services LLC77,098$1.16M0.4%-51.1%0.689%
5/9/2025Scotia Capital Inc.99,215$1.49M0.0%+10.7%0.887%
5/6/2025Cetera Investment Advisers19,530$293K0.0%N/A0.175%
4/29/2025Envestnet Asset Management Inc.24,197$363K0.0%N/A0.216%
4/23/2025Oppenheimer & Co. Inc.24,766$372K0.0%+8.8%0.221%
4/9/2025NBC Securities Inc.15,965$239K0.0%+106,333.3%0.143%
2/27/2025Jefferies Financial Group Inc.30,010$439K0.0%N/A0.268%
2/17/2025Jefferies Financial Group Inc.30,010$439K0.0%N/A0.268%
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2/17/2025K2 Principal Fund L.P.10,000$146K0.0%N/A0.089%
2/17/2025CF Capital LLC27,500$402K0.4%N/A0.246%
2/17/2025Ancora Advisors LLC24,892$364K0.0%-15.6%0.223%
2/14/2025Quarry LP3,023$44K0.0%N/A0.027%
2/14/2025Shaker Financial Services LLC157,812$2.31M0.9%+148.0%1.412%
2/13/2025NewEdge Advisors LLC2,162$32K0.0%-85.9%0.019%
2/13/2025Scotia Capital Inc.89,632$1.31M0.0%+6.1%0.802%
2/13/2025Raymond James Financial Inc.30,984$453K0.0%N/A0.277%
2/7/2025Independent Advisor Alliance94,349$1.38M0.0%N/A0.844%
2/7/2025Bay Colony Advisory Group Inc d b a Bay Colony Advisors15,542$227K0.0%+41.7%0.139%
2/6/2025Raymond James Financial Inc.30,984$453K0.0%N/A0.277%
2/5/2025Oppenheimer & Co. Inc.22,766$333K0.0%N/A0.204%
1/31/2025Global Retirement Partners LLC3,103$45K0.0%N/A0.028%
1/31/2025Truist Financial Corp22,439$328K0.0%N/A0.201%
1/24/2025Absolute Investment Advisers LLC10,504$154K0.0%N/A0.094%
1/16/2025Aspiriant LLC13,246$194K0.0%N/A0.118%
12/3/2024Rivernorth Capital Management LLC310,363$4.32M0.2%-4.3%2.776%
11/15/2024Rivernorth Capital Management LLC310,363$4.32M0.2%-4.3%2.776%
11/9/2024Landscape Capital Management L.L.C.14,755$205K0.0%+22.6%0.132%
10/31/2024Shaker Financial Services LLC63,636$885K0.3%+8.0%0.569%
10/24/2024Bay Colony Advisory Group Inc d b a Bay Colony Advisors10,972$153K0.0%N/A0.098%
8/16/2024SkyView Investment Advisors LLC29,923$391K0.1%-7.9%0.268%
8/3/2024Shaker Financial Services LLC58,923$771K0.3%-42.7%0.527%
7/10/2024Epiq Partners LLC87,134$1.14M0.8%-27.0%0.779%
5/3/2024Patron Partners LLC13,825$175K0.1%N/A0.124%
4/15/2024Epiq Partners LLC119,435$1.51M1.0%-15.4%1.068%
4/5/2024NBC Securities Inc.15,478$195K0.0%+6.4%0.138%
2/12/2024Scotia Capital Inc.91,266$1.08M0.0%+3.7%0.816%
2/8/2024Matisse Capital22,786$270K0.1%N/A0.204%
2/7/2024Shaker Financial Services LLC197,348$2.34M1.0%-7.6%1.765%
1/24/2024Sowell Financial Services LLC18,427$219K0.0%-12.5%0.165%
1/16/2024Raymond James & Associates24,344$289K0.0%-18.7%0.218%
1/11/2024Epiq Partners LLC141,195$1.68M1.2%-11.2%1.263%
11/21/2023Almitas Capital LLC23,058$252K0.1%-15.4%0.206%
11/15/2023Scotia Capital Inc.88,007$962K0.0%+6.9%0.787%
11/14/2023Ancora Advisors LLC32,482$355K0.0%-7.6%0.291%
11/14/2023Alpine Global Management LLC20,404$223K0.1%N/A0.183%
11/8/2023Sowell Financial Services LLC21,050$230K0.0%N/A0.188%
11/6/2023RPO LLC17,158$188K0.2%N/A0.153%
11/4/2023NBC Securities Inc.14,711$160K0.0%N/A0.132%
11/2/2023Shaker Financial Services LLC213,508$2.33M1.1%-5.6%1.910%
10/24/2023Raymond James & Associates29,943$327K0.0%-34.5%0.261%
10/18/2023Epiq Partners LLC159,060$1.74M1.3%-6.7%1.388%
8/11/2023Almitas Capital LLC27,258$315K0.1%+21.9%0.238%
8/7/2023Wolverine Asset Management LLC19,739$221K0.0%-63.8%0.172%
8/7/2023Shaker Financial Services LLC226,137$2.54M1.1%+9.6%1.973%
8/3/2023Scotia Capital Inc.82,309$924K0.0%-2.3%0.718%
7/25/2023Raymond James & Associates45,704$513K0.0%+8.9%0.399%
7/20/2023Csenge Advisory Group13,287$149K0.0%-8.9%0.116%
7/12/2023Epiq Partners LLC170,422$1.91M1.3%-19.0%1.487%
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5/11/2023Scotia Capital Inc.84,288$922K0.0%+1.5%0.735%
5/11/2023Meixler Investment Management Ltd.11,599$127K0.1%-14.7%0.101%
5/10/2023Landscape Capital Management L.L.C.11,452$125K0.0%N/A0.100%
5/8/2023Shaker Financial Services LLC206,268$2.26M1.0%+43.8%1.800%
5/8/2023Wolverine Asset Management LLC54,600$597K0.0%N/A0.476%
5/8/2023Live Oak Private Wealth LLC14,853$162K0.0%N/A0.130%
4/12/2023Epiq Partners LLC210,426$2.30M1.6%-35.1%1.836%
2/9/2023Scotia Capital Inc.83,028$947K0.0%-7.5%0.724%
2/3/2023Shaker Financial Services LLC143,431$1.64M0.8%+82.4%1.252%
2/3/2023U.S. Capital Wealth Advisors LLC4,250$48K0.0%N/A0.037%


SPE Institutional Ownership - Frequently Asked Questions

During the previous two years, 30 institutional investors and hedge funds held shares of Special Opportunities Fund. The most heavily invested institutionals were Shaker Financial Services LLC ($3.95M), Advisors Asset Management Inc. ($1.74M), Scotia Capital Inc. ($1.66M), Independent Advisor Alliance ($1.38M), Rivernorth Capital Management LLC ($1.13M), First Manhattan CO. LLC. ($620K), and Raymond James Financial Inc. ($440K).Learn more on Special Opportunities Fund's institutional investors.

35.60% of Special Opportunities Fund's stock is owned by institutional investors. Learn more on SPE's institutional investor holdings.

Of the 25 institutional investors that purchased Special Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Shaker Financial Services LLC ($376.47K), Advisors Asset Management Inc. ($114.20K), Independent Advisor Alliance ($94.35K), Raymond James Financial Inc. ($64.05K), Jefferies Financial Group Inc. ($60.02K), Cetera Investment Advisers ($29.52K), and CF Capital LLC ($27.50K).

Institutional investors have bought a total of 169,016 shares in the last 24 months. This purchase volume represents approximately $2.55M in transactions.

Of the 9 institutional investors that sold Special Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($104.10K), Rivernorth Capital Management LLC ($21.42K), Cetera Investment Advisers ($18.13K), Oppenheimer & Co. Inc. ($5K), Envestnet Asset Management Inc. ($4.49K), Ancora Advisors LLC ($3.09K), and Raymond James Financial Inc. ($2.84K).

Institutional investors have sold a total of 161,971 shares in the last 24 months. This volume of shares sold represents approximately $2.36M in transactions.


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Institutional ownership data for NYSE:SPE is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/11/2026. New 13F filings are added each quarter as they're published.
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