First Trust Active Factor Small Cap ETF (AFSM) Institutional Ownership $30.74 +0.22 (+0.72%) As of 07/3/2025 05:00 PM Eastern Add Compare Share Share Ownership Stock AnalysisChartDividendHeadlinesHoldingsOwnershipRatingsShort InterestBuy This Stock Institutional Ownership Changes (13F Filings) for First Trust Active Factor Small Cap ETF (NYSEARCA:AFSM)Number ofInstitutional Buyers(last 12 months)19TotalInstitutional Inflows(last 12 months)$25.82MNumber ofInstitutional Sellers(last 12 months)5TotalInstitutional Outflows(last 12 months)$2.05M Get AFSM Insider Trade Alerts Want to know when executives and insiders are buying or selling First Trust Active Factor Small Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data AFSM Institutional Buying and Selling by Quarter First Trust Active Factor Small Cap ETF Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails5/21/2025Geneos Wealth Management Inc.5,875$164K0.0%N/A0.511% 5/15/2025Federation des caisses Desjardins du Quebec117,177$3.28M0.0%+4.4%10.189% 5/9/2025Cary Street Partners Financial LLC59,481$1.66M0.1%-3.9%5.407% 5/8/2025Moors & Cabot Inc.13,923$389K0.0%+101.2%1.266% 5/8/2025Harbour Investments Inc.1,215$34K0.0%N/A0.110% 5/6/2025Cetera Investment Advisers60,079$1.68M0.0%+6.2%5.462% 5/2/2025Boyce & Associates Wealth Consulting Inc.30,626$856K0.9%-42.0%2.784% 5/2/2025Sigma Planning Corp8,546$239K0.0%-11.4%0.777% 4/29/2025Envestnet Asset Management Inc.248,780$6.95M0.0%+12.7%22.616% 4/24/2025Beacon Financial Advisory LLC102,445$2.86M0.9%-7.3%9.313% Get the Latest News and Ratings for AFSM and Related StocksEnter your email address below to receive the latest news and analysts' ratings for First Trust Active Factor Small Cap ETF and its competitors with MarketBeat's FREE daily newsletter. 4/23/2025Creative Financial Designs Inc. ADV16,482$461K0.0%-9.6%1.498% 4/22/2025World Equity Group Inc.30,501$852K0.2%+16.3%2.773% 2/17/2025Snowden Capital Advisors LLC25,909$779K0.0%+57.2%7.403% 2/17/2025Cetera Investment Advisers56,574$1.70M0.0%N/A16.164% 2/17/2025Cary Street Partners Financial LLC61,925$1.86M0.1%N/A17.693% 2/14/2025Tower Research Capital LLC TRC2,788$84K0.0%N/A0.797% 2/13/2025Envestnet Asset Management Inc.220,664$6.64M0.0%N/A63.046% 2/13/2025Smith Moore & CO.8,075$243K0.0%N/A2.307% 2/12/2025National Bank of Canada FI1,000$30K0.0%N/A0.286% 2/10/2025Creative Financial Designs Inc. ADV18,227$548K0.0%+11.9%5.208% 2/10/2025Avantax Advisory Services Inc.16,263$489K0.0%N/A4.647% 2/7/2025Moors & Cabot Inc.6,919$208K0.0%N/A1.977% 2/4/2025World Equity Group Inc.26,229$789K0.2%+177.7%7.494% 2/3/2025Sigma Planning Corp9,646$290K0.0%+6.6%2.756% 1/31/2025Truist Financial Corp219,786$6.61M0.0%N/A62.796% 1/27/2025Beacon Financial Advisory LLC110,543$3.33M1.1%-11.9%31.584% 1/13/2025Boyce & Associates Wealth Consulting Inc.52,824$1.59M1.6%+60.9%15.092% 10/30/2024Beacon Financial Advisory LLC125,457$3.87M1.3%-13.0%35.845% 10/30/2024World Equity Group Inc.9,445$291K0.1%N/A2.699% 10/28/2024Creative Financial Designs Inc. ADV16,295$502K0.0%-4.2%4.656% 10/18/2024Stratos Wealth Advisors LLC12,994$401K0.0%N/A3.713% 10/8/2024Boyce & Associates Wealth Consulting Inc.32,827$1.01M1.1%+20.4%9.379% 7/26/2024Beacon Financial Advisory LLC144,269$4.08M1.5%N/A41.219% 1/26/2024Geneos Wealth Management Inc.6,020$165K0.0%N/A4.013% 11/14/2023Tower Research Capital LLC TRC22,860$550K0.0%-9.2%15.240% 5/9/2023Tower Research Capital LLC TRC47,512$1.10M0.0%+31.1%31.675% 2/8/2023Prospera Financial Services Inc12,660$286K0.0%N/A5.064% 11/10/2022Tower Research Capital LLC TRC17,962$374K0.0%-12.2%11.975% 8/8/2022Prospera Financial Services Inc7,584$165K0.0%-39.1%7.584% 10/22/2021Spire Wealth Management1,211$31K0.0%+364.0%1.211% Banks aren’t ready for this altcoin—are you? (Ad)Our expert analysts have identified a $100 billion gap in the crypto market. Only one project is perfectly positioned to fill it…Discover our #1 crypto for the market right now.10/6/2021IFP Advisors Inc1,900$49K0.0%N/A1.900% (Data available from 1/1/2016 forward) AFSM Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of AFSM shares? During the previous two years, 19 institutional investors and hedge funds held shares of First Trust Active Factor Small Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($6.95M), Truist Financial Corp ($6.61M), Federation des caisses Desjardins du Quebec ($3.28M), Beacon Financial Advisory LLC ($2.86M), Cetera Investment Advisers ($1.68M), Cary Street Partners Financial LLC ($1.66M), and Boyce & Associates Wealth Consulting Inc. ($856K).Learn more on First Trust Active Factor Small Cap ETF's institutional investors. Which institutional investors have been buying First Trust Active Factor Small Cap ETF's stock? Of the 19 institutional investors that purchased First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($248.78K), Truist Financial Corp ($219.79K), Beacon Financial Advisory LLC ($144.27K), Cary Street Partners Financial LLC ($61.93K), Cetera Investment Advisers ($60.08K), World Equity Group Inc. ($30.50K), and Boyce & Associates Wealth Consulting Inc. ($25.57K). How much institutional buying is happening at First Trust Active Factor Small Cap ETF? Institutional investors have bought a total of 869,986 shares in the last 24 months. This purchase volume represents approximately $25.82M in transactions. Which of First Trust Active Factor Small Cap ETF's major shareholders have been selling company stock? The following institutional investors have sold First Trust Active Factor Small Cap ETF stock in the last 24 months: Beacon Financial Advisory LLC ($41.82K), Boyce & Associates Wealth Consulting Inc. ($22.20K), Creative Financial Designs Inc. ADV ($2.46K), Cary Street Partners Financial LLC ($2.44K), and Sigma Planning Corp ($1.10K). How much institutional selling is happening at First Trust Active Factor Small Cap ETF? Institutional investors have sold a total of 70,024 shares in the last 24 months. This volume of shares sold represents approximately $2.05M in transactions. 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