Free Trial
→ Recession Risk: 90% — Are Your Savings Ready? (From Lear Capital) (Ad)tc pixel Free AFSM Stock Alerts

First Trust Active Factor Small Cap ETF (AFSM) Institutional Ownership

$32.45 -0.28 (-0.86%)
Closing price 04:10 PM Eastern
Extended Trading
$32.44 -0.01 (-0.02%)
As of 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for First Trust Active Factor Small Cap ETF (NYSEARCA:AFSM)

Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$28.83M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$2.87M
Get AFSM Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Active Factor Small Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

AFSM Institutional Buying and Selling by Quarter

First Trust Active Factor Small Cap ETF Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.21,199$633K0.0%-6.8%1.631%
8/15/2025 Snowden Capital Advisors LLC33,009$986K0.0%+2.0%2.539%
8/8/2025 Cetera Investment Advisers61,881$1.85M0.0%+3.0%4.760%
8/6/2025 Moors & Cabot Inc.15,232$455K0.0%+9.4%1.172%
8/4/2025 Creative Financial Designs Inc. ADV17,017$508K0.0%+3.2%1.309%
8/4/2025 IFG Advisory LLC58,501$1.75M0.1%N/A4.500%
8/1/2025 Envestnet Asset Management Inc.284,096$8.49M0.0%+14.2%21.854%
7/25/2025 CWM LLC103,808$3.10M0.0%N/A7.985%
7/22/2025 Beacon Financial Advisory LLC76,479$2.29M0.6%-25.3%5.883%
7/18/2025 Truist Financial Corp276,682$8.27M0.0%+13.9%22.135%
7/11/2025 Farther Finance Advisors LLC2,000$60K0.0%N/A0.160%
5/21/2025Geneos Wealth Management Inc.5,875$164K0.0%N/A0.511%
5/15/2025Federation des caisses Desjardins du Quebec117,177$3.28M0.0%+4.4%10.189%
5/9/2025Cary Street Partners Financial LLC59,481$1.66M0.1%-3.9%5.407%
5/8/2025Moors & Cabot Inc.13,923$389K0.0%+101.2%1.266%
5/8/2025Harbour Investments Inc.1,215$34K0.0%N/A0.110%
5/6/2025Cetera Investment Advisers60,079$1.68M0.0%+6.2%5.462%
5/2/2025Boyce & Associates Wealth Consulting Inc.30,626$856K0.9%-42.0%2.784%
5/2/2025Sigma Planning Corp8,546$239K0.0%-11.4%0.777%
4/29/2025Envestnet Asset Management Inc.248,780$6.95M0.0%+12.7%22.616%
4/24/2025Beacon Financial Advisory LLC102,445$2.86M0.9%-7.3%9.313%
4/23/2025Creative Financial Designs Inc. ADV16,482$461K0.0%-9.6%1.498%
4/22/2025World Equity Group Inc.30,501$852K0.2%+16.3%2.773%
2/17/2025Snowden Capital Advisors LLC25,909$779K0.0%+57.2%7.403%
2/17/2025Cetera Investment Advisers56,574$1.70M0.0%N/A16.164%
2/17/2025Cary Street Partners Financial LLC61,925$1.86M0.1%N/A17.693%
2/14/2025Tower Research Capital LLC TRC2,788$84K0.0%N/A0.797%
2/13/2025Envestnet Asset Management Inc.220,664$6.64M0.0%N/A63.046%
2/13/2025Smith Moore & CO.8,075$243K0.0%N/A2.307%
2/12/2025National Bank of Canada FI1,000$30K0.0%N/A0.286%
2/10/2025Creative Financial Designs Inc. ADV18,227$548K0.0%+11.9%5.208%
2/10/2025Avantax Advisory Services Inc.16,263$489K0.0%N/A4.647%
2/7/2025Moors & Cabot Inc.6,919$208K0.0%N/A1.977%
2/4/2025World Equity Group Inc.26,229$789K0.2%+177.7%7.494%
2/3/2025Sigma Planning Corp9,646$290K0.0%+6.6%2.756%
1/31/2025Truist Financial Corp219,786$6.61M0.0%N/A62.796%
1/27/2025Beacon Financial Advisory LLC110,543$3.33M1.1%-11.9%31.584%
1/13/2025Boyce & Associates Wealth Consulting Inc.52,824$1.59M1.6%+60.9%15.092%
10/30/2024Beacon Financial Advisory LLC125,457$3.87M1.3%-13.0%35.845%
10/30/2024World Equity Group Inc.9,445$291K0.1%N/A2.699%
10/28/2024Creative Financial Designs Inc. ADV16,295$502K0.0%-4.2%4.656%
10/18/2024Stratos Wealth Advisors LLC12,994$401K0.0%N/A3.713%
10/8/2024Boyce & Associates Wealth Consulting Inc.32,827$1.01M1.1%+20.4%9.379%
7/26/2024Beacon Financial Advisory LLC144,269$4.08M1.5%N/A41.219%
1/26/2024Geneos Wealth Management Inc.6,020$165K0.0%N/A4.013%
11/14/2023Tower Research Capital LLC TRC22,860$550K0.0%-9.2%15.240%
5/9/2023Tower Research Capital LLC TRC47,512$1.10M0.0%+31.1%31.675%
2/8/2023Prospera Financial Services Inc12,660$286K0.0%N/A5.064%
11/10/2022Tower Research Capital LLC TRC17,962$374K0.0%-12.2%11.975%
8/8/2022Prospera Financial Services Inc7,584$165K0.0%-39.1%7.584%
10/22/2021Spire Wealth Management1,211$31K0.0%+364.0%1.211%
10/6/2021IFP Advisors Inc1,900$49K0.0%N/A1.900%
(Data available from 1/1/2016 forward)

AFSM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of AFSM shares?

During the previous two years, 23 institutional investors and hedge funds held shares of First Trust Active Factor Small Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($8.49M), Truist Financial Corp ($8.27M), Federation des caisses Desjardins du Quebec ($3.28M), CWM LLC ($3.10M), Beacon Financial Advisory LLC ($2.29M), Cetera Investment Advisers ($1.85M), and IFG Advisory LLC ($1.75M).Learn more on First Trust Active Factor Small Cap ETF's institutional investors.

Which institutional investors have been buying First Trust Active Factor Small Cap ETF's stock?

Of the 22 institutional investors that purchased First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($284.10K), Truist Financial Corp ($253.50K), Beacon Financial Advisory LLC ($144.27K), CWM LLC ($103.81K), Cary Street Partners Financial LLC ($61.93K), Cetera Investment Advisers ($61.88K), and IFG Advisory LLC ($58.50K).

How much institutional buying is happening at First Trust Active Factor Small Cap ETF?

Institutional investors have bought a total of 963,350 shares in the last 24 months. This purchase volume represents approximately $28.83M in transactions.

Which of First Trust Active Factor Small Cap ETF's major shareholders have been selling company stock?

The following institutional investors have sold First Trust Active Factor Small Cap ETF stock in the last 24 months: Beacon Financial Advisory LLC ($67.79K), Boyce & Associates Wealth Consulting Inc. ($22.20K), Creative Financial Designs Inc. ADV ($2.46K), Cary Street Partners Financial LLC ($2.44K), Osaic Holdings Inc. ($1.55K), and Sigma Planning Corp ($1.10K).

How much institutional selling is happening at First Trust Active Factor Small Cap ETF?

Institutional investors have sold a total of 97,535 shares in the last 24 months. This volume of shares sold represents approximately $2.87M in transactions.


Related Companies

This page (NYSEARCA:AFSM) was last updated on 9/25/2025 by MarketBeat.com Staff
From Our Partners
Trump’s national nightmare is here
Porter Stansberry and Jeff Brown say a new U.S. national emergency is already underway — and it could trigger ...
Porter & Company | Sponsoredtc pixel
He Called Nvidia at $1.10. Now, He Says THIS Stock Will…
The original Magnificent Seven returned 16,894%—turning $7K into $1.18 million. Now, the man who called Nvi...
The Oxford Club | Sponsoredtc pixel
INVESTOR ALERT: Tiny “$3 AI Wonder Stock” on the Verge of Blasting Off
Right now, we’re witnessing a monumental shift in the world.
Traders Agency | Sponsoredtc pixel
Capital Gains Tax Strategies for Seniors
Capital gains taxes can take a bite out of your retirement income—unless you have a smart strategy. From holdi...
SmartAsset | Sponsoredtc pixel
A New Way to Double Your Retirement Income?
Bloomberg reports that a new class of investments is “entering a golden era,” with yields fueling a retail boo...
Investors Alley | Sponsoredtc pixel
Strange crypto pattern discovered by 40-person research team
Something unusual is happening inside a 40-person crypto research firm. They're helping 8,000+ ordinary peo...
Crypto Swap Profits | Sponsoredtc pixel
IRS Wants Another Check on Sept 15th—What If You Could Keep It Instead?
On September 15th, the IRS collects another round of quarterly tax payments—targeting self-employed profession...
American Alternative | Sponsoredtc pixel
Forget NVDA. Put $1,000 into this stock now
A massive money shift is underway in the AI market. And it's opening up an extraordinary opportunity in a NEW ...
Chaikin Analytics | Sponsoredtc pixel