First Trust Active Factor Small Cap ETF (AFSM) Institutional Ownership $31.43 -0.40 (-1.26%) Closing price 04:10 PM EasternExtended Trading$31.36 -0.07 (-0.22%) As of 04:10 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more. Add Compare Share Share Ownership Stock AnalysisChartDividendHeadlinesHoldingsOwnershipRatingsShort InterestBuy This Stock Institutional Ownership Changes (13F Filings) for First Trust Active Factor Small Cap ETF (NYSEARCA:AFSM)Number ofInstitutional Buyers(last 12 months)21TotalInstitutional Inflows(last 12 months)$28.81MNumber ofInstitutional Sellers(last 12 months)5TotalInstitutional Outflows(last 12 months)$2.82M Get AFSM Insider Trade Alerts Want to know when executives and insiders are buying or selling First Trust Active Factor Small Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data AFSM Institutional Buying and Selling by Quarter First Trust Active Factor Small Cap ETF Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails8/8/2025 Cetera Investment Advisers61,881$1.85M0.0%+3.0%4.760% 8/6/2025 Moors & Cabot Inc.15,232$455K0.0%+9.4%1.172% 8/4/2025 Creative Financial Designs Inc. ADV17,017$508K0.0%+3.2%1.309% 8/4/2025 IFG Advisory LLC58,501$1.75M0.1%N/A4.500% 8/1/2025 Envestnet Asset Management Inc.284,096$8.49M0.0%+14.2%21.854% 7/25/2025 CWM LLC103,808$3.10M0.0%N/A7.985% 7/22/2025 Beacon Financial Advisory LLC76,479$2.29M0.6%-25.3%5.883% 7/18/2025 Truist Financial Corp276,682$8.27M0.0%+13.9%22.135% 7/11/2025 Farther Finance Advisors LLC2,000$60K0.0%N/A0.160% 5/21/2025Geneos Wealth Management Inc.5,875$164K0.0%N/A0.511% Get the Latest News and Ratings for AFSM and Related StocksEnter your email address below to receive the latest news and analysts' ratings for First Trust Active Factor Small Cap ETF and its competitors with MarketBeat's FREE daily newsletter. 5/15/2025Federation des caisses Desjardins du Quebec117,177$3.28M0.0%+4.4%10.189% 5/9/2025Cary Street Partners Financial LLC59,481$1.66M0.1%-3.9%5.407% 5/8/2025 Moors & Cabot Inc.13,923$389K0.0%+101.2%1.266% 5/8/2025 Harbour Investments Inc.1,215$34K0.0%N/A0.110% 5/6/2025 Cetera Investment Advisers60,079$1.68M0.0%+6.2%5.462% 5/2/2025 Boyce & Associates Wealth Consulting Inc.30,626$856K0.9%-42.0%2.784% 5/2/2025 Sigma Planning Corp8,546$239K0.0%-11.4%0.777% 4/29/2025 Envestnet Asset Management Inc.248,780$6.95M0.0%+12.7%22.616% 4/24/2025 Beacon Financial Advisory LLC102,445$2.86M0.9%-7.3%9.313% 4/23/2025 Creative Financial Designs Inc. ADV16,482$461K0.0%-9.6%1.498% 4/22/2025 World Equity Group Inc.30,501$852K0.2%+16.3%2.773% 2/17/2025Snowden Capital Advisors LLC25,909$779K0.0%+57.2%7.403% 2/17/2025 Cetera Investment Advisers56,574$1.70M0.0%N/A16.164% 2/17/2025Cary Street Partners Financial LLC61,925$1.86M0.1%N/A17.693% 2/14/2025Tower Research Capital LLC TRC2,788$84K0.0%N/A0.797% 2/13/2025 Envestnet Asset Management Inc.220,664$6.64M0.0%N/A63.046% 2/13/2025Smith Moore & CO.8,075$243K0.0%N/A2.307% 2/12/2025National Bank of Canada FI1,000$30K0.0%N/A0.286% 2/10/2025 Creative Financial Designs Inc. ADV18,227$548K0.0%+11.9%5.208% 2/10/2025 Avantax Advisory Services Inc.16,263$489K0.0%N/A4.647% 2/7/2025 Moors & Cabot Inc.6,919$208K0.0%N/A1.977% 2/4/2025 World Equity Group Inc.26,229$789K0.2%+177.7%7.494% 2/3/2025 Sigma Planning Corp9,646$290K0.0%+6.6%2.756% 1/31/2025 Truist Financial Corp219,786$6.61M0.0%N/A62.796% 1/27/2025 Beacon Financial Advisory LLC110,543$3.33M1.1%-11.9%31.584% 1/13/2025 Boyce & Associates Wealth Consulting Inc.52,824$1.59M1.6%+60.9%15.092% 10/30/2024 Beacon Financial Advisory LLC125,457$3.87M1.3%-13.0%35.845% 10/30/2024 World Equity Group Inc.9,445$291K0.1%N/A2.699% 10/28/2024 Creative Financial Designs Inc. ADV16,295$502K0.0%-4.2%4.656% 10/18/2024 Stratos Wealth Advisors LLC12,994$401K0.0%N/A3.713% New law could create $3.7 trillion tsunami. (Ad)During a meeting in Washington D.C., Jeff Brown discovered a bold initiative. He calls it “President Trump’s Project MAFA,” and it could soon return America to a “new” gold standard. 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The President himself calls the plan “incredible.” Already, it’s helping small plays jump as high as 300%, 318%, 520%, and even 600%.You can watch it right here.10/8/2024 Boyce & Associates Wealth Consulting Inc.32,827$1.01M1.1%+20.4%9.379% 7/26/2024 Beacon Financial Advisory LLC144,269$4.08M1.5%N/A41.219% 1/26/2024Geneos Wealth Management Inc.6,020$165K0.0%N/A4.013% 11/14/2023Tower Research Capital LLC TRC22,860$550K0.0%-9.2%15.240% 5/9/2023Tower Research Capital LLC TRC47,512$1.10M0.0%+31.1%31.675% 2/8/2023 Prospera Financial Services Inc12,660$286K0.0%N/A5.064% 11/10/2022Tower Research Capital LLC TRC17,962$374K0.0%-12.2%11.975% 8/8/2022 Prospera Financial Services Inc7,584$165K0.0%-39.1%7.584% 10/22/2021 Spire Wealth Management1,211$31K0.0%+364.0%1.211% 10/6/2021 IFP Advisors Inc1,900$49K0.0%N/A1.900% (Data available from 1/1/2016 forward) AFSM Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of AFSM shares? During the previous two years, 22 institutional investors and hedge funds held shares of First Trust Active Factor Small Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($8.49M), Truist Financial Corp ($8.27M), Federation des caisses Desjardins du Quebec ($3.28M), CWM LLC ($3.10M), Beacon Financial Advisory LLC ($2.29M), Cetera Investment Advisers ($1.85M), and IFG Advisory LLC ($1.75M).Learn more on First Trust Active Factor Small Cap ETF's institutional investors. Which institutional investors have been buying First Trust Active Factor Small Cap ETF's stock? Of the 22 institutional investors that purchased First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($284.10K), Truist Financial Corp ($253.50K), Beacon Financial Advisory LLC ($144.27K), CWM LLC ($103.81K), Cary Street Partners Financial LLC ($61.93K), Cetera Investment Advisers ($61.88K), and IFG Advisory LLC ($58.50K). How much institutional buying is happening at First Trust Active Factor Small Cap ETF? Institutional investors have bought a total of 962,702 shares in the last 24 months. This purchase volume represents approximately $28.81M in transactions. Which of First Trust Active Factor Small Cap ETF's major shareholders have been selling company stock? The following institutional investors have sold First Trust Active Factor Small Cap ETF stock in the last 24 months: Beacon Financial Advisory LLC ($67.79K), Boyce & Associates Wealth Consulting Inc. ($22.20K), Creative Financial Designs Inc. ADV ($2.46K), Cary Street Partners Financial LLC ($2.44K), and Sigma Planning Corp ($1.10K). How much institutional selling is happening at First Trust Active Factor Small Cap ETF? Institutional investors have sold a total of 95,990 shares in the last 24 months. This volume of shares sold represents approximately $2.82M in transactions. Related Companies Hartford Multifactor Small Cap ETF Major Shareholders ProShares UltraShort Russell 2000 Major Shareholders ProShares Ultra SmallCap600 Major Shareholders Calamos Russell 2000 Structured Alt Protection ETF - October Major Shareholders OneAscent Small Cap Core ETF Major Shareholders Small Cap US Equity Select ETF Major Shareholders FundX Aggressive ETF Major Shareholders Calamos Russell 2000 Structured Alt Protection ETF - July Major Shareholders Avantis Emerging Markets Small Cap Equity ETF Major Shareholders Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF Major Shareholders This page (NYSEARCA:AFSM) was last updated on 8/14/2025 by MarketBeat.com Staff From Our PartnersGENIUS Act: Cancel Your Money?A new law called the GENIUS Act could quietly trigger the most radical shift in American finance in decades. 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