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First Trust Active Factor Small Cap ETF (AFSM) Institutional Ownership

$40.19 0.00 (0.00%)
As of 07/2/2026 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Active Factor Small Cap ETF (NYSEARCA:AFSM)

Number of
Institutional Buyers
(last 12 months)
26
Total
Institutional Inflows
(last 12 months)
$49.59M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$8.27M
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Skip Chart & View Institutional Buying and Selling Data

AFSM Institutional Buying and Selling by Quarter

First Trust Active Factor Small Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/13/2026Cetera Investment Advisers84,058$2.76M0.0%-4.5%3.362%
5/5/2026Ethos Financial Group LLC45,344$1.49M0.1%+10.2%1.814%
4/30/2026Kestra Advisory Services LLC28,109$924K0.0%+4.6%1.147%
4/20/2026RFG Advisory LLC6,875$226K0.0%N/A0.281%
4/17/2026James J. Burns & Company LLC551,235$18.11M2.5%+4.8%22.499%
3/10/2026Advisortrust Partners LLC17,162$564K0.2%N/A0.763%
2/18/2026Crusonia Wealth Advisors LLC18,799$618K0.1%N/A0.836%
2/17/2026Cetera Investment Advisers88,041$2.90M0.0%+2.3%3.913%
2/17/2026Osaic Holdings Inc.54,933$1.81M0.0%+11.8%2.441%
2/17/2026Beacon Financial Advisory LLC11,745$386K0.1%-16.5%0.522%
2/13/2026Kestra Advisory Services LLC26,863$883K0.0%-4.5%1.194%
2/13/2026Arkadios Wealth Advisors6,272$206K0.0%N/A0.279%
2/12/2026Federation des caisses Desjardins du Quebec77,213$2.54M0.0%-39.4%3.432%
2/12/2026Wedbush Securities Inc.7,000$230K0.0%N/A0.311%
2/11/2026LPL Financial LLC118,063$3.88M0.0%+83.8%5.247%
2/11/2026JPMorgan Chase & Co.106,115$3.49M0.0%+258.3%4.716%
2/10/2026Moors & Cabot Inc.13,668$449K0.0%-12.0%0.607%
2/10/2026IFG Advisory LLC61,679$2.03M0.1%+1.2%2.741%
2/3/2026FSB Premier Wealth Management Inc.9,366$308K0.1%+14.6%0.416%
2/3/2026MGO One Seven LLC70,566$2.32M0.0%+555.2%3.136%
2/2/2026Truist Financial Corp185,167$6.09M0.0%-34.9%8.230%
1/26/2026CWM LLC336,481$11.06M0.0%+114.5%15.650%
1/23/2026James J. Burns & Company LLC525,829$17.29M2.4%N/A24.457%
1/23/2026Smith Moore & CO.8,792$289K0.0%-6.6%0.409%
1/20/2026Ethos Financial Group LLC41,131$1.35M0.1%-2.9%1.913%
1/12/2026World Equity Group Inc.10,134$333K0.1%-23.4%0.471%
1/1/2026JPMorgan Chase & Co.29,617$969K0.0%N/A2.116%
11/17/2025Kestra Private Wealth Services LLC9,136$299K0.0%+14.9%0.653%
11/17/2025Citadel Advisors LLC43,360$1.42M0.0%N/A3.097%
11/12/2025Smith Moore & CO.9,417$308K0.0%+7.7%0.673%
11/12/2025IFG Advisory LLC60,948$1.99M0.1%+4.2%4.353%
11/7/2025JPMorgan Chase & Co.29,617$969K0.0%N/A2.116%
11/5/2025Envestnet Asset Management Inc.292,610$9.57M0.0%+3.0%20.901%
11/3/2025Truist Financial Corp284,550$9.31M0.0%+2.8%20.325%
10/31/2025FSB Premier Wealth Management Inc.8,174$267K0.1%N/A0.584%
10/31/2025Rockport Wealth LLC64,046$2.10M0.4%N/A4.575%
10/29/2025Beacon Financial Advisory LLC14,061$460K0.1%-81.6%1.004%
10/24/2025MGO One Seven LLC10,770$352K0.0%N/A0.769%
10/24/2025World Equity Group Inc.13,223$432K0.1%-4.2%0.945%
10/23/2025Ethos Financial Group LLC42,341$1.39M0.1%N/A3.024%
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10/15/2025CWM LLC156,854$5.13M0.0%+51.1%10.457%
9/4/2025Osaic Holdings Inc.21,199$633K0.0%-6.8%1.631%
8/15/2025Snowden Capital Advisors LLC33,009$986K0.0%+2.0%2.539%
8/8/2025Cetera Investment Advisers61,881$1.85M0.0%+3.0%4.760%
8/6/2025Moors & Cabot Inc.15,232$455K0.0%+9.4%1.172%
8/4/2025Creative Financial Designs Inc. ADV17,017$508K0.0%+3.2%1.309%
8/4/2025IFG Advisory LLC58,501$1.75M0.1%N/A4.500%
8/1/2025Envestnet Asset Management Inc.284,096$8.49M0.0%+14.2%21.854%
7/25/2025CWM LLC103,808$3.10M0.0%N/A7.985%
7/22/2025Beacon Financial Advisory LLC76,479$2.29M0.6%-25.3%5.883%
7/18/2025Truist Financial Corp276,682$8.27M0.0%+13.9%22.135%
7/11/2025Farther Finance Advisors LLC2,000$60K0.0%N/A0.160%
5/21/2025Geneos Wealth Management Inc.5,875$164K0.0%N/A0.511%
5/15/2025Federation des caisses Desjardins du Quebec117,177$3.28M0.0%+4.4%10.189%
5/9/2025Cary Street Partners Financial LLC59,481$1.66M0.1%-3.9%5.407%
5/8/2025Moors & Cabot Inc.13,923$389K0.0%+101.2%1.266%
5/8/2025Harbour Investments Inc.1,215$34K0.0%N/A0.110%
5/6/2025Cetera Investment Advisers60,079$1.68M0.0%+6.2%5.462%
5/2/2025Boyce & Associates Wealth Consulting Inc.30,626$856K0.9%-42.0%2.784%
5/2/2025Sigma Planning Corp8,546$239K0.0%-11.4%0.777%
4/29/2025Envestnet Asset Management Inc.248,780$6.95M0.0%+12.7%22.616%
4/24/2025Beacon Financial Advisory LLC102,445$2.86M0.9%-7.3%9.313%
4/23/2025Creative Financial Designs Inc. ADV16,482$461K0.0%-9.6%1.498%
4/22/2025World Equity Group Inc.30,501$852K0.2%+16.3%2.773%
2/17/2025Snowden Capital Advisors LLC25,909$779K0.0%+57.2%7.403%
2/17/2025Cetera Investment Advisers56,574$1.70M0.0%N/A16.164%
2/17/2025Cary Street Partners Financial LLC61,925$1.86M0.1%N/A17.693%
2/14/2025Tower Research Capital LLC TRC2,788$84K0.0%N/A0.797%
2/13/2025Envestnet Asset Management Inc.220,664$6.64M0.0%N/A63.046%
2/13/2025Smith Moore & CO.8,075$243K0.0%N/A2.307%
2/12/2025National Bank of Canada FI1,000$30K0.0%N/A0.286%
2/10/2025Creative Financial Designs Inc. ADV18,227$548K0.0%+11.9%5.208%
2/10/2025Avantax Advisory Services Inc.16,263$489K0.0%N/A4.647%
2/7/2025Moors & Cabot Inc.6,919$208K0.0%N/A1.977%
2/4/2025World Equity Group Inc.26,229$789K0.2%+177.7%7.494%
2/3/2025Sigma Planning Corp9,646$290K0.0%+6.6%2.756%
1/31/2025Truist Financial Corp219,786$6.61M0.0%N/A62.796%
1/27/2025Beacon Financial Advisory LLC110,543$3.33M1.1%-11.9%31.584%
1/13/2025Boyce & Associates Wealth Consulting Inc.52,824$1.59M1.6%+60.9%15.092%
10/30/2024Beacon Financial Advisory LLC125,457$3.87M1.3%-13.0%35.845%
10/30/2024World Equity Group Inc.9,445$291K0.1%N/A2.699%
10/28/2024Creative Financial Designs Inc. ADV16,295$502K0.0%-4.2%4.656%
10/18/2024Stratos Wealth Advisors LLC12,994$401K0.0%N/A3.713%
10/8/2024Boyce & Associates Wealth Consulting Inc.32,827$1.01M1.1%+20.4%9.379%
7/26/2024Beacon Financial Advisory LLC144,269$4.08M1.5%N/A41.219%
1/26/2024Geneos Wealth Management Inc.6,020$165K0.0%N/A4.013%
11/14/2023Tower Research Capital LLC TRC22,860$550K0.0%-9.2%15.240%
5/9/2023Tower Research Capital LLC TRC47,512$1.10M0.0%+31.1%31.675%
2/8/2023Prospera Financial Services Inc12,660$286K0.0%N/A5.064%
11/10/2022Tower Research Capital LLC TRC17,962$374K0.0%-12.2%11.975%
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8/8/2022Prospera Financial Services Inc7,584$165K0.0%-39.1%7.584%


AFSM Institutional Ownership - Frequently Asked Questions

During the previous two years, 38 institutional investors and hedge funds held shares of First Trust Active Factor Small Cap ETF. The most heavily invested institutionals were James J. Burns & Company LLC ($18.11M), CWM LLC ($11.06M), Envestnet Asset Management Inc. ($9.57M), Truist Financial Corp ($6.09M), LPL Financial LLC ($3.88M), JPMorgan Chase & Co. ($3.49M), and Cetera Investment Advisers ($2.76M).Learn more on First Trust Active Factor Small Cap ETF's institutional investors.

Of the 38 institutional investors that purchased First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: James J. Burns & Company LLC ($551.24K), CWM LLC ($336.48K), Envestnet Asset Management Inc. ($292.61K), Truist Financial Corp ($261.37K), Beacon Financial Advisory LLC ($144.27K), JPMorgan Chase & Co. ($135.73K), and MGO One Seven LLC ($70.57K).

Institutional investors have bought a total of 1,531,526 shares in the last 24 months. This purchase volume represents approximately $49.59M in transactions.

Of the 10 institutional investors that sold First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Truist Financial Corp ($99.38K), Beacon Financial Advisory LLC ($90.70K), Federation des caisses Desjardins du Quebec ($50.10K), Cetera Investment Advisers ($3.98K), World Equity Group Inc. ($3.67K), Moors & Cabot Inc. ($1.87K), and Osaic Holdings Inc. ($1.55K).

Institutional investors have sold a total of 254,354 shares in the last 24 months. This volume of shares sold represents approximately $8.27M in transactions.


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This page (NYSEARCA:AFSM) was last updated on 7/5/2026 by MarketBeat.com Staff.
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