Free Trial
→ Iran's New Leader Just Said Something That Should Terrify Every American (From American Alternative) (Ad)tc pixel Free AFSM Stock Alerts

First Trust Active Factor Small Cap ETF (AFSM) Institutional Ownership

$37.50 +0.73 (+1.99%)
As of 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for First Trust Active Factor Small Cap ETF (NYSEARCA:AFSM)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$50.22M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$8.21M
Get AFSM Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Active Factor Small Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

AFSM Institutional Buying and Selling by Quarter

First Trust Active Factor Small Cap ETF Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026Ethos Financial Group LLC45,344$1.49M0.1%+10.2%1.814%
4/30/2026 Kestra Advisory Services LLC28,109$924K0.0%+4.6%1.147%
4/20/2026 RFG Advisory LLC6,875$226K0.0%N/A0.281%
4/17/2026 James J. Burns & Company LLC551,235$18.11M2.5%+4.8%22.499%
3/10/2026Advisortrust Partners LLC17,162$564K0.2%N/A0.763%
2/18/2026Crusonia Wealth Advisors LLC18,799$618K0.1%N/A0.836%
2/17/2026Cetera Investment Advisers88,041$2.90M0.0%+2.3%3.913%
2/17/2026Osaic Holdings Inc.54,933$1.81M0.0%+11.8%2.441%
2/17/2026 Beacon Financial Advisory LLC11,745$386K0.1%-16.5%0.522%
2/13/2026 Kestra Advisory Services LLC26,863$883K0.0%-4.5%1.194%
2/13/2026Arkadios Wealth Advisors6,272$206K0.0%N/A0.279%
2/12/2026Federation des caisses Desjardins du Quebec77,213$2.54M0.0%-39.4%3.432%
2/12/2026 Wedbush Securities Inc.7,000$230K0.0%N/A0.311%
2/11/2026LPL Financial LLC118,063$3.88M0.0%+83.8%5.247%
2/11/2026JPMorgan Chase & Co.106,115$3.49M0.0%+258.3%4.716%
2/10/2026Moors & Cabot Inc.13,668$449K0.0%-12.0%0.607%
2/10/2026IFG Advisory LLC61,679$2.03M0.1%+1.2%2.741%
2/3/2026FSB Premier Wealth Management Inc.9,366$308K0.1%+14.6%0.416%
2/3/2026MGO One Seven LLC70,566$2.32M0.0%+555.2%3.136%
2/2/2026 Truist Financial Corp185,167$6.09M0.0%-34.9%8.230%
1/26/2026CWM LLC336,481$11.06M0.0%+114.5%15.650%
1/23/2026 James J. Burns & Company LLC525,829$17.29M2.4%N/A24.457%
1/23/2026Smith Moore & CO.8,792$289K0.0%-6.6%0.409%
1/20/2026Ethos Financial Group LLC41,131$1.35M0.1%-2.9%1.913%
1/12/2026World Equity Group Inc.10,134$333K0.1%-23.4%0.471%
1/1/2026JPMorgan Chase & Co.29,617$969K0.0%N/A2.116%
11/17/2025 Kestra Private Wealth Services LLC9,136$299K0.0%+14.9%0.653%
11/17/2025Citadel Advisors LLC43,360$1.42M0.0%N/A3.097%
11/12/2025Smith Moore & CO.9,417$308K0.0%+7.7%0.673%
11/12/2025IFG Advisory LLC60,948$1.99M0.1%+4.2%4.353%
11/7/2025JPMorgan Chase & Co.29,617$969K0.0%N/A2.116%
11/5/2025 Envestnet Asset Management Inc.292,610$9.57M0.0%+3.0%20.901%
11/3/2025 Truist Financial Corp284,550$9.31M0.0%+2.8%20.325%
10/31/2025FSB Premier Wealth Management Inc.8,174$267K0.1%N/A0.584%
10/31/2025Rockport Wealth LLC64,046$2.10M0.4%N/A4.575%
10/29/2025 Beacon Financial Advisory LLC14,061$460K0.1%-81.6%1.004%
10/24/2025MGO One Seven LLC10,770$352K0.0%N/A0.769%
10/24/2025World Equity Group Inc.13,223$432K0.1%-4.2%0.945%
10/23/2025Ethos Financial Group LLC42,341$1.39M0.1%N/A3.024%
10/15/2025CWM LLC156,854$5.13M0.0%+51.1%10.457%
9/4/2025Osaic Holdings Inc.21,199$633K0.0%-6.8%1.631%
8/15/2025Snowden Capital Advisors LLC33,009$986K0.0%+2.0%2.539%
8/8/2025Cetera Investment Advisers61,881$1.85M0.0%+3.0%4.760%
8/6/2025Moors & Cabot Inc.15,232$455K0.0%+9.4%1.172%
8/4/2025 Creative Financial Designs Inc. ADV17,017$508K0.0%+3.2%1.309%
8/4/2025IFG Advisory LLC58,501$1.75M0.1%N/A4.500%
8/1/2025 Envestnet Asset Management Inc.284,096$8.49M0.0%+14.2%21.854%
7/25/2025CWM LLC103,808$3.10M0.0%N/A7.985%
7/22/2025 Beacon Financial Advisory LLC76,479$2.29M0.6%-25.3%5.883%
7/18/2025 Truist Financial Corp276,682$8.27M0.0%+13.9%22.135%
7/11/2025 Farther Finance Advisors LLC2,000$60K0.0%N/A0.160%
5/21/2025Geneos Wealth Management Inc.5,875$164K0.0%N/A0.511%
5/15/2025Federation des caisses Desjardins du Quebec117,177$3.28M0.0%+4.4%10.189%
5/9/2025Cary Street Partners Financial LLC59,481$1.66M0.1%-3.9%5.407%
5/8/2025Moors & Cabot Inc.13,923$389K0.0%+101.2%1.266%
5/8/2025Harbour Investments Inc.1,215$34K0.0%N/A0.110%
5/6/2025Cetera Investment Advisers60,079$1.68M0.0%+6.2%5.462%
5/2/2025Boyce & Associates Wealth Consulting Inc.30,626$856K0.9%-42.0%2.784%
5/2/2025Sigma Planning Corp8,546$239K0.0%-11.4%0.777%
4/29/2025Envestnet Asset Management Inc.248,780$6.95M0.0%+12.7%22.616%
4/24/2025Beacon Financial Advisory LLC102,445$2.86M0.9%-7.3%9.313%
4/23/2025Creative Financial Designs Inc. ADV16,482$461K0.0%-9.6%1.498%
4/22/2025World Equity Group Inc.30,501$852K0.2%+16.3%2.773%
2/17/2025Snowden Capital Advisors LLC25,909$779K0.0%+57.2%7.403%
2/17/2025Cetera Investment Advisers56,574$1.70M0.0%N/A16.164%
2/17/2025Cary Street Partners Financial LLC61,925$1.86M0.1%N/A17.693%
2/14/2025Tower Research Capital LLC TRC2,788$84K0.0%N/A0.797%
2/13/2025Envestnet Asset Management Inc.220,664$6.64M0.0%N/A63.046%
2/13/2025Smith Moore & CO.8,075$243K0.0%N/A2.307%
2/12/2025National Bank of Canada FI1,000$30K0.0%N/A0.286%
2/10/2025Creative Financial Designs Inc. ADV18,227$548K0.0%+11.9%5.208%
2/10/2025Avantax Advisory Services Inc.16,263$489K0.0%N/A4.647%
2/7/2025Moors & Cabot Inc.6,919$208K0.0%N/A1.977%
2/4/2025World Equity Group Inc.26,229$789K0.2%+177.7%7.494%
2/3/2025Sigma Planning Corp9,646$290K0.0%+6.6%2.756%
1/31/2025Truist Financial Corp219,786$6.61M0.0%N/A62.796%
1/27/2025Beacon Financial Advisory LLC110,543$3.33M1.1%-11.9%31.584%
1/13/2025Boyce & Associates Wealth Consulting Inc.52,824$1.59M1.6%+60.9%15.092%
10/30/2024Beacon Financial Advisory LLC125,457$3.87M1.3%-13.0%35.845%
10/30/2024World Equity Group Inc.9,445$291K0.1%N/A2.699%
10/28/2024Creative Financial Designs Inc. ADV16,295$502K0.0%-4.2%4.656%
10/18/2024Stratos Wealth Advisors LLC12,994$401K0.0%N/A3.713%
10/8/2024Boyce & Associates Wealth Consulting Inc.32,827$1.01M1.1%+20.4%9.379%
7/26/2024Beacon Financial Advisory LLC144,269$4.08M1.5%N/A41.219%
1/26/2024Geneos Wealth Management Inc.6,020$165K0.0%N/A4.013%
11/14/2023Tower Research Capital LLC TRC22,860$550K0.0%-9.2%15.240%
5/9/2023Tower Research Capital LLC TRC47,512$1.10M0.0%+31.1%31.675%
2/8/2023Prospera Financial Services Inc12,660$286K0.0%N/A5.064%
11/10/2022Tower Research Capital LLC TRC17,962$374K0.0%-12.2%11.975%
8/8/2022Prospera Financial Services Inc7,584$165K0.0%-39.1%7.584%


AFSM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of AFSM shares?

During the previous two years, 38 institutional investors and hedge funds held shares of First Trust Active Factor Small Cap ETF. The most heavily invested institutionals were James J. Burns & Company LLC ($18.11M), CWM LLC ($11.06M), Envestnet Asset Management Inc. ($9.57M), Truist Financial Corp ($6.09M), LPL Financial LLC ($3.88M), JPMorgan Chase & Co. ($3.49M), and Cetera Investment Advisers ($2.90M).Learn more on First Trust Active Factor Small Cap ETF's institutional investors.

Which institutional investors have been buying First Trust Active Factor Small Cap ETF's stock?

Of the 38 institutional investors that purchased First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: James J. Burns & Company LLC ($551.24K), CWM LLC ($336.48K), Envestnet Asset Management Inc. ($292.61K), Truist Financial Corp ($261.37K), Beacon Financial Advisory LLC ($144.27K), JPMorgan Chase & Co. ($135.73K), and MGO One Seven LLC ($70.57K).

How much institutional buying is happening at First Trust Active Factor Small Cap ETF?

Institutional investors have bought a total of 1,554,115 shares in the last 24 months. This purchase volume represents approximately $50.22M in transactions.

Which of First Trust Active Factor Small Cap ETF's major shareholders have been selling company stock?

Of the 10 institutional investors that sold First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Truist Financial Corp ($99.38K), Beacon Financial Advisory LLC ($90.70K), Federation des caisses Desjardins du Quebec ($50.10K), World Equity Group Inc. ($3.67K), Cary Street Partners Financial LLC ($2.44K), Moors & Cabot Inc. ($1.87K), and Osaic Holdings Inc. ($1.55K).

How much institutional selling is happening at First Trust Active Factor Small Cap ETF?

Institutional investors have sold a total of 252,815 shares in the last 24 months. This volume of shares sold represents approximately $8.21M in transactions.


Related Companies

This page (NYSEARCA:AFSM) was last updated on 5/5/2026 by MarketBeat.com Staff.
From Our Partners
Iran's New Leader Just Said Something That Should Terrify Every American
Iran's Supreme Leader has declared the Strait of Hormuz closed as leverage against the U.S. - and with 40% of ...
American Alternative | Sponsoredtc pixel
Your book attached
Your Download Link (Expiring) If you still haven't downloaded the free Simple Options Trading For Beginners...
Profits Run | Sponsoredtc pixel
My feud with Zohran Mamdani
Emmy-winning analyst releases his next big story Whitney Tilson shocked the nation on 60 Minutes when he ac...
Stansberry Research | Sponsoredtc pixel
The $1.75T "Backdoor" ticker (NOT Starlink)
When the SpaceX IPO launches, most investors will already be too late. The real opportunity isn't the IPO itse...
Behind the Markets | Sponsoredtc pixel
Sell 99% of Your Stocks, Do THIS Instead…
Millionaire Trader Exposes: "The Single Stock Income Plan" With over 6,000 stocks on the market to choose ...
The Oxford Club | Sponsoredtc pixel
Trade this between 9:30 and 10:45 am EST
The first 75 minutes of the trading day may be the most overlooked window for consistent opportunities.If you ...
Base Camp Trading | Sponsoredtc pixel
Iran War Shock: What I Was Told In That Private Meeting
You’re Being LIED To About The Iran War Forget EVERYTHING you’ve heard about the Iran war. Especially th...
Banyan Hill Publishing | Sponsoredtc pixel
Elon Unveils AI Passive Income Stream for Millions of Americans
During Tesla's last earnings call, Elon Musk outlined a new AI-driven approach he says could generate $30,000-...
InvestorPlace | Sponsoredtc pixel