First Trust Active Factor Small Cap ETF (AFSM) Institutional Ownership $37.80 0.00 (0.00%) As of 05/22/2026 04:10 PM Eastern Add Compare Share Share Ownership Stock AnalysisChartDividendHoldingsOwnershipRatingsShort InterestBuy This Stock Institutional Ownership Changes (13F Filings) for First Trust Active Factor Small Cap ETF (NYSEARCA:AFSM)Number ofInstitutional Buyers(last 12 months)26TotalInstitutional Inflows(last 12 months)$49.59MNumber ofInstitutional Sellers(last 12 months)10TotalInstitutional Outflows(last 12 months)$8.27M Get AFSM Insider Trade Alerts Want to know when executives and insiders are buying or selling First Trust Active Factor Small Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. 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Skip Chart & View Institutional Buying and Selling Data AFSM Institutional Buying and Selling by Quarter First Trust Active Factor Small Cap ETF Major Shareholders & Ownership History ExportReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails5/13/2026 Cetera Investment Advisers84,058$2.76M0.0%-4.5%3.362% 5/5/2026 Ethos Financial Group LLC45,344$1.49M0.1%+10.2%1.814% 4/30/2026 Kestra Advisory Services LLC28,109$924K0.0%+4.6%1.147% 4/20/2026 RFG Advisory LLC6,875$226K0.0%N/A0.281% 4/17/2026 James J. Burns & Company LLC551,235$18.11M2.5%+4.8%22.499% 3/10/2026 Advisortrust Partners LLC17,162$564K0.2%N/A0.763% 2/18/2026 Crusonia Wealth Advisors LLC18,799$618K0.1%N/A0.836% 2/17/2026 Cetera Investment Advisers88,041$2.90M0.0%+2.3%3.913% 2/17/2026 Osaic Holdings Inc.54,933$1.81M0.0%+11.8%2.441% 2/17/2026 Beacon Financial Advisory LLC11,745$386K0.1%-16.5%0.522% Get the Latest News and Ratings for AFSM and Related StocksEnter your email address below to receive the latest news and analysts' ratings for First Trust Active Factor Small Cap ETF and its competitors with MarketBeat's FREE daily newsletter. 2/13/2026 Kestra Advisory Services LLC26,863$883K0.0%-4.5%1.194% 2/13/2026 Arkadios Wealth Advisors6,272$206K0.0%N/A0.279% 2/12/2026 Federation des caisses Desjardins du Quebec77,213$2.54M0.0%-39.4%3.432% 2/12/2026 Wedbush Securities Inc.7,000$230K0.0%N/A0.311% 2/11/2026 LPL Financial LLC118,063$3.88M0.0%+83.8%5.247% 2/11/2026 JPMorgan Chase & Co.106,115$3.49M0.0%+258.3%4.716% 2/10/2026 Moors & Cabot Inc.13,668$449K0.0%-12.0%0.607% 2/10/2026 IFG Advisory LLC61,679$2.03M0.1%+1.2%2.741% 2/3/2026 FSB Premier Wealth Management Inc.9,366$308K0.1%+14.6%0.416% 2/3/2026 MGO One Seven LLC70,566$2.32M0.0%+555.2%3.136% 2/2/2026 Truist Financial Corp185,167$6.09M0.0%-34.9%8.230% 1/26/2026 CWM LLC336,481$11.06M0.0%+114.5%15.650% 1/23/2026 James J. Burns & Company LLC525,829$17.29M2.4%N/A24.457% 1/23/2026 Smith Moore & CO.8,792$289K0.0%-6.6%0.409% 1/20/2026 Ethos Financial Group LLC41,131$1.35M0.1%-2.9%1.913% 1/12/2026 World Equity Group Inc.10,134$333K0.1%-23.4%0.471% 1/1/2026 JPMorgan Chase & Co.29,617$969K0.0%N/A2.116% 11/17/2025 Kestra Private Wealth Services LLC9,136$299K0.0%+14.9%0.653% 11/17/2025 Citadel Advisors LLC43,360$1.42M0.0%N/A3.097% 11/12/2025 Smith Moore & CO.9,417$308K0.0%+7.7%0.673% 11/12/2025 IFG Advisory LLC60,948$1.99M0.1%+4.2%4.353% 11/7/2025 JPMorgan Chase & Co.29,617$969K0.0%N/A2.116% 11/5/2025 Envestnet Asset Management Inc.292,610$9.57M0.0%+3.0%20.901% 11/3/2025 Truist Financial Corp284,550$9.31M0.0%+2.8%20.325% 10/31/2025 FSB Premier Wealth Management Inc.8,174$267K0.1%N/A0.584% 10/31/2025 Rockport Wealth LLC64,046$2.10M0.4%N/A4.575% 10/29/2025 Beacon Financial Advisory LLC14,061$460K0.1%-81.6%1.004% 10/24/2025 MGO One Seven LLC10,770$352K0.0%N/A0.769% 10/24/2025 World Equity Group Inc.13,223$432K0.1%-4.2%0.945% 10/23/2025 Ethos Financial Group LLC42,341$1.39M0.1%N/A3.024% SpaceX eyes a 1.75 trillion valuation - here's what to know (Ad)Elon Musk's team has quietly filed confidential paperwork with the SEC for what Bloomberg estimates could be a $1.75 trillion IPO - larger than Saudi Aramco and any tech offering in history. CNBC calls it 'the big market event of 2026.' According to former tech executive and angel investor Jeff Brown, there's a way to claim a stake before the public filing drops, starting with as little as $500.See how to get positioned in SpaceX before the announcement goes public10/15/2025 CWM LLC156,854$5.13M0.0%+51.1%10.457% 9/4/2025 Osaic Holdings Inc.21,199$633K0.0%-6.8%1.631% 8/15/2025 Snowden Capital Advisors LLC33,009$986K0.0%+2.0%2.539% 8/8/2025 Cetera Investment Advisers61,881$1.85M0.0%+3.0%4.760% 8/6/2025 Moors & Cabot Inc.15,232$455K0.0%+9.4%1.172% 8/4/2025 Creative Financial Designs Inc. ADV17,017$508K0.0%+3.2%1.309% 8/4/2025 IFG Advisory LLC58,501$1.75M0.1%N/A4.500% 8/1/2025 Envestnet Asset Management Inc.284,096$8.49M0.0%+14.2%21.854% 7/25/2025 CWM LLC103,808$3.10M0.0%N/A7.985% 7/22/2025 Beacon Financial Advisory LLC76,479$2.29M0.6%-25.3%5.883% 7/18/2025 Truist Financial Corp276,682$8.27M0.0%+13.9%22.135% 7/11/2025 Farther Finance Advisors LLC2,000$60K0.0%N/A0.160% 5/21/2025Geneos Wealth Management Inc.5,875$164K0.0%N/A0.511% 5/15/2025Federation des caisses Desjardins du Quebec117,177$3.28M0.0%+4.4%10.189% 5/9/2025Cary Street Partners Financial LLC59,481$1.66M0.1%-3.9%5.407% 5/8/2025Moors & Cabot Inc.13,923$389K0.0%+101.2%1.266% 5/8/2025Harbour Investments Inc.1,215$34K0.0%N/A0.110% 5/6/2025Cetera Investment Advisers60,079$1.68M0.0%+6.2%5.462% 5/2/2025Boyce & Associates Wealth Consulting Inc.30,626$856K0.9%-42.0%2.784% 5/2/2025Sigma Planning Corp8,546$239K0.0%-11.4%0.777% 4/29/2025Envestnet Asset Management Inc.248,780$6.95M0.0%+12.7%22.616% 4/24/2025Beacon Financial Advisory LLC102,445$2.86M0.9%-7.3%9.313% 4/23/2025Creative Financial Designs Inc. ADV16,482$461K0.0%-9.6%1.498% 4/22/2025World Equity Group Inc.30,501$852K0.2%+16.3%2.773% 2/17/2025Snowden Capital Advisors LLC25,909$779K0.0%+57.2%7.403% 2/17/2025Cetera Investment Advisers56,574$1.70M0.0%N/A16.164% 2/17/2025Cary Street Partners Financial LLC61,925$1.86M0.1%N/A17.693% 2/14/2025Tower Research Capital LLC TRC2,788$84K0.0%N/A0.797% 2/13/2025Envestnet Asset Management Inc.220,664$6.64M0.0%N/A63.046% 2/13/2025Smith Moore & CO.8,075$243K0.0%N/A2.307% 2/12/2025National Bank of Canada FI1,000$30K0.0%N/A0.286% 2/10/2025Creative Financial Designs Inc. ADV18,227$548K0.0%+11.9%5.208% 2/10/2025Avantax Advisory Services Inc.16,263$489K0.0%N/A4.647% 2/7/2025Moors & Cabot Inc.6,919$208K0.0%N/A1.977% 2/4/2025World Equity Group Inc.26,229$789K0.2%+177.7%7.494% 2/3/2025Sigma Planning Corp9,646$290K0.0%+6.6%2.756% 1/31/2025Truist Financial Corp219,786$6.61M0.0%N/A62.796% 1/27/2025Beacon Financial Advisory LLC110,543$3.33M1.1%-11.9%31.584% 1/13/2025Boyce & Associates Wealth Consulting Inc.52,824$1.59M1.6%+60.9%15.092% 10/30/2024Beacon Financial Advisory LLC125,457$3.87M1.3%-13.0%35.845% 10/30/2024World Equity Group Inc.9,445$291K0.1%N/A2.699% 10/28/2024Creative Financial Designs Inc. ADV16,295$502K0.0%-4.2%4.656% 10/18/2024Stratos Wealth Advisors LLC12,994$401K0.0%N/A3.713% 10/8/2024Boyce & Associates Wealth Consulting Inc.32,827$1.01M1.1%+20.4%9.379% 7/26/2024Beacon Financial Advisory LLC144,269$4.08M1.5%N/A41.219% 1/26/2024Geneos Wealth Management Inc.6,020$165K0.0%N/A4.013% 11/14/2023Tower Research Capital LLC TRC22,860$550K0.0%-9.2%15.240% 5/9/2023Tower Research Capital LLC TRC47,512$1.10M0.0%+31.1%31.675% 2/8/2023Prospera Financial Services Inc12,660$286K0.0%N/A5.064% 11/10/2022Tower Research Capital LLC TRC17,962$374K0.0%-12.2%11.975% Nobody Understands Why Trump Is Invading Iran (here’s the answer) (Ad)Most investors are reacting to the Iran strikes without understanding the underlying motive driving the decision. Addison Wiggin, Founder of Grey Swan Investment Fraternity, says there is a hidden reason behind the bombing - and knowing it could change how you position your money right now.Discover the real reason behind the Iran strikes before markets react8/8/2022Prospera Financial Services Inc7,584$165K0.0%-39.1%7.584% AFSM Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of AFSM shares? During the previous two years, 38 institutional investors and hedge funds held shares of First Trust Active Factor Small Cap ETF. The most heavily invested institutionals were James J. Burns & Company LLC ($18.11M), CWM LLC ($11.06M), Envestnet Asset Management Inc. ($9.57M), Truist Financial Corp ($6.09M), LPL Financial LLC ($3.88M), JPMorgan Chase & Co. ($3.49M), and Cetera Investment Advisers ($2.76M).Learn more on First Trust Active Factor Small Cap ETF's institutional investors. Which institutional investors have been buying First Trust Active Factor Small Cap ETF's stock? Of the 38 institutional investors that purchased First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: James J. Burns & Company LLC ($551.24K), CWM LLC ($336.48K), Envestnet Asset Management Inc. ($292.61K), Truist Financial Corp ($261.37K), Beacon Financial Advisory LLC ($144.27K), JPMorgan Chase & Co. ($135.73K), and MGO One Seven LLC ($70.57K). How much institutional buying is happening at First Trust Active Factor Small Cap ETF? Institutional investors have bought a total of 1,531,526 shares in the last 24 months. This purchase volume represents approximately $49.59M in transactions. Which of First Trust Active Factor Small Cap ETF's major shareholders have been selling company stock? Of the 10 institutional investors that sold First Trust Active Factor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Truist Financial Corp ($99.38K), Beacon Financial Advisory LLC ($90.70K), Federation des caisses Desjardins du Quebec ($50.10K), Cetera Investment Advisers ($3.98K), World Equity Group Inc. ($3.67K), Moors & Cabot Inc. ($1.87K), and Osaic Holdings Inc. ($1.55K). How much institutional selling is happening at First Trust Active Factor Small Cap ETF? Institutional investors have sold a total of 254,354 shares in the last 24 months. This volume of shares sold represents approximately $8.27M in transactions. Related Companies BNY Mellon US Small Cap Core Equity ETF Major Shareholders OneAscent Small Cap Core ETF Major Shareholders ProShares UltraPro Short Russell 2000 Major Shareholders Innovator U.S. Small Cap Managed Floor ETF Major Shareholders iShares MSCI China Small-Cap ETF Major Shareholders Avantis Emerging Markets Small Cap Equity ETF Major Shareholders Invesco S&P SmallCap 600 Pure Growth ETF Major Shareholders ETC 6 Meridian Small Cap Equity ETF Major Shareholders ProShares Short Russell2000 Major Shareholders WisdomTree Europe Hedged SmallCap Equity Fund Major Shareholders This page (NYSEARCA:AFSM) was last updated on 5/25/2026 by MarketBeat.com Staff. 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