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Shiller CAPE U.S. Equities ETF (CAPE) Institutional Ownership

Shiller CAPE U.S. Equities ETF logo
$32.33 +0.11 (+0.34%)
Closing price 10/3/2025 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Shiller CAPE U.S. Equities ETF (NYSEARCA:CAPE)

Current
Institutional Ownership
Percentage
25.05%
Number of
Institutional Buyers
(last 12 months)
24
Total
Institutional Inflows
(last 12 months)
$118.09M
Number of
Institutional Sellers
(last 12 months)
15
Total
Institutional Outflows
(last 12 months)
$132.50M
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CAPE Institutional Buying and Selling by Quarter

Shiller CAPE U.S. Equities ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025Osaic Holdings Inc.3,999$127K0.0%+27.0%0.040%
8/28/2025Straightline Group LLC970,604$30.88M19.3%+1.0%9.706%
8/14/2025Main Street Financial Solutions LLC99,646$3.17M0.2%-11.4%0.996%
8/13/2025Northwestern Mutual Wealth Management Co.1,408$45K0.0%N/A0.014%
8/12/2025Armor Investment Advisors LLC17,022$541K0.2%+8.4%0.170%
8/12/2025Walled Lake Planning & Wealth Management LLC872,962$27.77M9.1%+0.6%8.730%
8/8/2025Foundations Investment Advisors LLC352,924$11.23M0.2%+23.5%3.529%
8/6/2025Legacy Wealth Managment LLC ID3,178$101K0.1%-25.6%0.032%
8/4/2025Creative Financial Designs Inc. ADV14,755$469K0.0%+1,080.4%0.151%
7/29/2025Socha Financial Group LLC96,935$3.08M1.4%-14.5%0.989%
7/23/2025Kingswood Wealth Advisors LLC18,550$590K0.0%-71.8%0.189%
7/22/2025Evensky & Katz LLC551,666$17.55M1.1%-0.7%5.629%
7/17/2025Capital Investment Advisors LLC93,602$2.98M0.1%+10.9%0.955%
7/17/2025Clear Point Advisors Inc.171,108$5.44M4.6%+2.4%1.746%
7/15/2025Avaii Wealth Management LLC25,078$798K0.4%+3.8%0.256%
7/15/2025Santori & Peters Inc.255,800$8.14M2.9%-0.7%2.610%
7/10/2025HF Advisory Group LLC120,089$3.82M1.5%+5.4%1.225%
5/16/2025Arete Wealth Advisors LLC7,913$240K0.0%-19.4%0.081%
5/16/2025Legacy Wealth Managment LLC ID4,271$130K0.1%N/A0.044%
5/14/2025Capital Analysts LLC2,846$86K0.0%-14.9%0.029%
5/13/2025Evensky & Katz LLC555,300$16.88M1.1%-4.2%5.598%
5/8/2025Walled Lake Planning & Wealth Management LLC867,953$26.38M9.4%+0.2%8.750%
5/7/2025Foundations Investment Advisors LLC285,712$8.68M0.2%+2.3%2.880%
5/7/2025Waddell & Associates LLC1,982,264$60.24M7.3%+0.7%19.983%
5/5/2025Csenge Advisory Group106,400$3.09M0.2%-50.6%1.073%
5/2/2025Armor Investment Advisors LLC15,709$477K0.2%+3.7%0.158%
4/25/2025Socha Financial Group LLC113,347$3.45M1.7%-50.4%1.143%
4/24/2025Transcend Capital Advisors LLC7,649$232K0.0%-6.8%0.077%
4/24/2025Santori & Peters Inc.257,690$7.83M3.2%-3.9%2.598%
4/23/2025International Assets Investment Management LLC79,139$2.41M0.1%-2.5%0.798%
4/22/2025Cambridge Investment Research Advisors Inc.122,814$3.73M0.0%+2.1%1.238%
4/21/2025Clear Point Advisors Inc.167,108$5.08M4.6%-19.7%1.685%
4/21/2025Kingswood Wealth Advisors LLC65,800$2.00M0.1%+125.3%0.663%
4/14/2025Capital Investment Advisors LLC84,408$2.57M0.1%-8.1%0.851%
4/10/2025HF Advisory Group LLC113,913$3.46M1.5%+4.8%1.148%
2/18/2025Pettinga Financial Advisors LLC16,300$488K0.1%N/A0.117%
2/17/2025Evensky & Katz LLC579,390$17.36M1.1%-2.0%4.150%
2/17/2025Citadel Advisors LLC100,649$3.02M0.0%+368.1%0.721%
2/14/2025Comerica Bank16,417$492K0.0%+7.9%0.118%
2/13/2025Waddell & Associates LLC1,969,289$59.01M6.0%-0.2%14.107%
2/13/2025Straightline Group LLC1,009,918$30.26M19.8%N/A7.234%
2/13/2025Bank of Montreal Can95,480$2.86M0.0%-1.3%0.684%
2/12/2025Arete Wealth Advisors LLC9,817$294K0.0%-14.6%0.070%
2/12/2025Walled Lake Planning & Wealth Management LLC866,211$25.96M9.7%+1.5%6.205%
2/10/2025Creative Financial Designs Inc. ADV1,250$37K0.0%+150.0%0.009%
2/6/2025Dana Investment Advisors Inc.22,814$684K0.0%+10.0%0.163%
2/3/2025Transcend Capital Advisors LLC8,206$246K0.0%-39.0%0.059%
2/3/2025Clear Point Advisors Inc.208,015$6.23M5.3%-4.2%1.490%
1/30/2025Csenge Advisory Group215,569$6.46M0.4%-0.3%1.544%
1/28/2025Santori & Peters Inc.268,043$8.03M3.1%+1.2%1.920%
1/28/2025Socha Financial Group LLC228,325$6.84M3.2%-87.7%1.636%
1/22/2025Foundations Investment Advisors LLC279,300$8.37M0.2%+99.1%2.001%
1/22/2025Kingswood Wealth Advisors LLC29,200$875K0.1%+122.9%0.209%
1/15/2025HF Advisory Group LLC108,698$3.26M1.5%+3.0%0.779%
1/13/2025Capital Investment Advisors LLC91,822$2.75M0.1%+4.3%0.658%
1/8/2025International Assets Investment Management LLC81,199$2.42M0.1%-96.6%0.582%
11/18/2024Arete Wealth Advisors LLC11,498$339K0.0%-48.5%0.082%
11/13/2024Bank of Montreal Can96,765$2.86M0.0%+1.8%0.693%
11/12/2024Waddell & Associates LLC1,973,909$58.41M7.1%+1.1%14.140%
11/6/2024Main Street Financial Solutions LLC101,061$2.99M0.3%+35.6%0.724%
10/31/2024Socha Financial Group LLC1,851,841$54.80M23.8%-0.4%13.265%
10/30/2024Armor Investment Advisors LLC15,008$444K0.2%+18.9%0.108%
10/30/2024HF Advisory Group LLC105,481$3.12M1.5%+1.5%0.756%
10/23/2024Santori & Peters Inc.264,802$7.84M3.1%-5.2%1.897%
10/22/2024International Assets Investment Management LLC2,402,678$71.10M0.0%+2,859.0%17.211%
10/21/2024Foundations Investment Advisors LLC140,309$4.15M0.1%+172.2%1.005%
10/19/2024OLD National Bancorp IN20,984$621K0.0%N/A0.150%
10/18/2024Capital Investment Advisors LLC88,002$2.60M0.1%-1.7%0.630%
10/16/2024Avaii Wealth Management LLC24,056$712K0.4%+2.9%0.172%
10/8/2024Evensky & Katz LLC591,164$17.49M1.1%-0.4%4.235%
8/27/2024Dana Investment Advisors Inc.20,146$558K0.0%-4.2%0.144%
8/14/2024Clear Point Advisors Inc.219,122$6.07M5.0%-17.3%1.570%
8/14/2024Bank of Montreal Can95,011$2.64M0.0%+4.7%0.681%
8/13/2024Kayne Anderson Rudnick Investment Management LLC49,489$1.37M0.0%-14.3%0.355%
8/8/2024Main Street Financial Solutions LLC74,515$2.07M0.2%N/A0.534%
8/6/2024Waddell & Associates LLC1,952,955$54.14M7.1%-0.1%13.990%
8/2/2024Foundations Investment Advisors LLC51,554$1.43M0.0%N/A0.369%
7/26/2024Evensky & Katz LLC593,745$16.46M1.1%-2.1%4.253%
7/12/2024Capital Investment Advisors LLC89,484$2.48M0.1%-4.9%0.641%
7/10/2024Csenge Advisory Group216,162$5.99M0.3%+2.0%1.548%
7/2/2024Transcend Capital Advisors LLC13,653$378K0.0%+9.2%0.098%
5/17/2024Clear Point Advisors Inc.264,850$7.42M6.1%-1.1%1.897%
5/9/2024Socha Financial Group LLC1,910,318$53.49M23.5%-0.3%13.684%
5/4/2024Csenge Advisory Group211,928$5.93M0.3%+9.0%1.518%
5/1/2024StoneX Group Inc.20,433$572K0.1%-60.4%0.146%
4/22/2024HF Advisory Group LLC96,828$2.71M1.5%+0.7%0.690%
4/19/2024Santori & Peters Inc.285,807$8.00M3.5%-0.6%2.036%
4/16/2024Transform Wealth LLC86,165$2.41M0.2%-36.1%0.745%
4/15/2024Kingswood Wealth Advisors LLC12,400$347K0.0%+33.3%0.107%
4/8/2024Evensky & Katz LLC606,677$16.99M1.2%-1.6%5.248%
2/14/2024Waddell & Associates LLC2,003,677$53.16M7.1%-12.0%17.333%
2/13/2024Walled Lake Planning & Wealth Management LLC845,782$22.44M10.4%+1.6%7.316%
2/12/2024StoneX Group Inc.51,621$1.37M0.2%+1.9%0.447%
2/12/2024TD Capital Management LLC2,085$55K0.0%N/A0.018%
2/9/2024UBS Group AG2,131,780$56.55M0.0%+610.6%18.441%
2/7/2024Dana Investment Advisors Inc.21,548$572K0.0%+3.4%0.186%
2/5/2024Santori & Peters Inc.287,432$7.63M3.6%-1.6%2.486%
2/5/2024Avaii Wealth Management LLC20,470$543K0.4%+46.1%0.177%
2/5/2024Transcend Capital Advisors LLC10,917$290K0.0%+27.7%0.094%
2/1/2024Socha Financial Group LLC1,915,407$50.82M24.4%-1.4%16.569%
(Data available from 1/1/2016 forward)

CAPE Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAPE shares?

During the previous two years, 35 institutional investors and hedge funds held shares of Shiller CAPE U.S. Equities ETF. The most heavily invested institutionals were Waddell & Associates LLC ($60.24M), UBS Group AG ($56.55M), Straightline Group LLC ($30.88M), Walled Lake Planning & Wealth Management LLC ($27.77M), Evensky & Katz LLC ($17.55M), Foundations Investment Advisors LLC ($11.23M), and Santori & Peters Inc. ($8.14M).Learn more on Shiller CAPE U.S. Equities ETF's institutional investors.

What percentage of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors?

25.05% of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors. Learn more on CAPE's institutional investor holdings.

Which institutional investors have been buying Shiller CAPE U.S. Equities ETF's stock?

Of the 30 institutional investors that purchased Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($4.40M), UBS Group AG ($1.95M), Straightline Group LLC ($1.02M), Foundations Investment Advisors LLC ($352.92K), Main Street Financial Solutions LLC ($101.06K), Citadel Advisors LLC ($79.15K), and Kingswood Wealth Advisors LLC ($65.10K).

How much institutional buying is happening at Shiller CAPE U.S. Equities ETF?

Institutional investors have bought a total of 3,961,793 shares in the last 24 months. This purchase volume represents approximately $118.09M in transactions.

Which of Shiller CAPE U.S. Equities ETF's major shareholders have been selling company stock?

Of the 15 institutional investors that sold Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($2.32M), Socha Financial Group LLC ($1.76M), Csenge Advisory Group ($109.90K), Clear Point Advisors Inc. ($50.07K), Kingswood Wealth Advisors LLC ($47.25K), Evensky & Katz LLC ($42.08K), and Santori & Peters Inc. ($26.87K).

How much institutional selling is happening at Shiller CAPE U.S. Equities ETF?

Institutional investors have sold a total of 4,411,992 shares in the last 24 months. This volume of shares sold represents approximately $132.50M in transactions.


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This page (NYSEARCA:CAPE) was last updated on 10/4/2025 by MarketBeat.com Staff
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