Free Trial
→ July 4th: 59% dividend from Bitcoin (No Crypto Needed) (From Investors Alley) (Ad) Free CAPE Stock Alerts

Shiller CAPE U.S. Equities ETF (CAPE) Institutional Ownership

Shiller CAPE U.S. Equities ETF logo
$32.17 +0.11 (+0.34%)
As of 07/3/2025 05:00 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Shiller CAPE U.S. Equities ETF (NYSEARCA:CAPE)

Current
Institutional Ownership
Percentage
25.05%
Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$118.03M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$131.89M
Get CAPE Insider Trade Alerts

Want to know when executives and insiders are buying or selling Shiller CAPE U.S. Equities ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

CAPE Institutional Buying and Selling by Quarter

Shiller CAPE U.S. Equities ETF Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025Arete Wealth Advisors LLC7,913$240K0.0%-19.4%0.081%
5/16/2025Legacy Wealth Managment LLC ID4,271$130K0.1%N/A0.044%
5/14/2025Capital Analysts LLC2,846$86K0.0%-14.9%0.029%
5/13/2025Evensky & Katz LLC555,300$16.88M1.1%-4.2%5.598%
5/8/2025Walled Lake Planning & Wealth Management LLC867,953$26.38M9.4%+0.2%8.750%
5/7/2025Foundations Investment Advisors LLC285,712$8.68M0.2%+2.3%2.880%
5/7/2025Waddell & Associates LLC1,982,264$60.24M7.3%+0.7%19.983%
5/5/2025Csenge Advisory Group106,400$3.09M0.2%-50.6%1.073%
5/2/2025Armor Investment Advisors LLC15,709$477K0.2%+3.7%0.158%
4/25/2025Socha Financial Group LLC113,347$3.45M1.7%-50.4%1.143%
4/24/2025Transcend Capital Advisors LLC7,649$232K0.0%-6.8%0.077%
4/24/2025Santori & Peters Inc.257,690$7.83M3.2%-3.9%2.598%
4/23/2025International Assets Investment Management LLC79,139$2.41M0.1%-2.5%0.798%
4/22/2025Cambridge Investment Research Advisors Inc.122,814$3.73M0.0%+2.1%1.238%
4/21/2025Clear Point Advisors Inc.167,108$5.08M4.6%-19.7%1.685%
4/21/2025Kingswood Wealth Advisors LLC65,800$2.00M0.1%+125.3%0.663%
4/14/2025Capital Investment Advisors LLC84,408$2.57M0.1%-8.1%0.851%
4/10/2025HF Advisory Group LLC113,913$3.46M1.5%+4.8%1.148%
2/18/2025Pettinga Financial Advisors LLC16,300$488K0.1%N/A0.117%
2/17/2025Evensky & Katz LLC579,390$17.36M1.1%-2.0%4.150%
2/17/2025Citadel Advisors LLC100,649$3.02M0.0%+368.1%0.721%
2/14/2025Comerica Bank16,417$492K0.0%+7.9%0.118%
2/13/2025Waddell & Associates LLC1,969,289$59.01M6.0%-0.2%14.107%
2/13/2025Straightline Group LLC1,009,918$30.26M19.8%N/A7.234%
2/13/2025Bank of Montreal Can95,480$2.86M0.0%-1.3%0.684%
2/12/2025Arete Wealth Advisors LLC9,817$294K0.0%-14.6%0.070%
2/12/2025Walled Lake Planning & Wealth Management LLC866,211$25.96M9.7%+1.5%6.205%
2/10/2025Creative Financial Designs Inc. ADV1,250$37K0.0%+150.0%0.009%
2/6/2025Dana Investment Advisors Inc.22,814$684K0.0%+10.0%0.163%
2/3/2025Transcend Capital Advisors LLC8,206$246K0.0%-39.0%0.059%
2/3/2025Clear Point Advisors Inc.208,015$6.23M5.3%-4.2%1.490%
1/30/2025Csenge Advisory Group215,569$6.46M0.4%-0.3%1.544%
1/28/2025Santori & Peters Inc.268,043$8.03M3.1%+1.2%1.920%
1/28/2025Socha Financial Group LLC228,325$6.84M3.2%-87.7%1.636%
1/22/2025Foundations Investment Advisors LLC279,300$8.37M0.2%+99.1%2.001%
1/22/2025Kingswood Wealth Advisors LLC29,200$875K0.1%+122.9%0.209%
1/15/2025HF Advisory Group LLC108,698$3.26M1.5%+3.0%0.779%
1/13/2025Capital Investment Advisors LLC91,822$2.75M0.1%+4.3%0.658%
1/8/2025International Assets Investment Management LLC81,199$2.42M0.1%-96.6%0.582%
11/18/2024Arete Wealth Advisors LLC11,498$339K0.0%-48.5%0.082%
Post-Halving = Profit Season (Here’s How to Win It) (Ad)

It happens like clockwork. Every four years, the crypto market enters a new phase — and for those who know how to trade it, this phase brings the most potential. We’re now in that window. A free workshop outlines how a proven system is targeting daily wins, passive income, and explosive upside through curated altcoin picks. Whether you're new to crypto or looking to catch the next move with confidence, this is your roadmap. And just for showing up, you’ll receive $10 in real Bitcoin. Don’t miss it.

The Most Profitable Phase of Crypto Just Started - PLUS Claim your $10 in Bitcoin
11/13/2024Bank of Montreal Can96,765$2.86M0.0%+1.8%0.693%
11/12/2024Waddell & Associates LLC1,973,909$58.41M7.1%+1.1%14.140%
11/6/2024Main Street Financial Solutions LLC101,061$2.99M0.3%+35.6%0.724%
10/31/2024Socha Financial Group LLC1,851,841$54.80M23.8%-0.4%13.265%
10/30/2024Armor Investment Advisors LLC15,008$444K0.2%+18.9%0.108%
10/30/2024HF Advisory Group LLC105,481$3.12M1.5%+1.5%0.756%
10/23/2024Santori & Peters Inc.264,802$7.84M3.1%-5.2%1.897%
10/22/2024International Assets Investment Management LLC2,402,678$71.10M0.0%+2,859.0%17.211%
10/21/2024Foundations Investment Advisors LLC140,309$4.15M0.1%+172.2%1.005%
10/19/2024OLD National Bancorp IN20,984$621K0.0%N/A0.150%
10/18/2024Capital Investment Advisors LLC88,002$2.60M0.1%-1.7%0.630%
10/16/2024Avaii Wealth Management LLC24,056$712K0.4%+2.9%0.172%
10/8/2024Evensky & Katz LLC591,164$17.49M1.1%-0.4%4.235%
8/27/2024Dana Investment Advisors Inc.20,146$558K0.0%-4.2%0.144%
8/14/2024Clear Point Advisors Inc.219,122$6.07M5.0%-17.3%1.570%
8/14/2024Bank of Montreal Can95,011$2.64M0.0%+4.7%0.681%
8/13/2024Kayne Anderson Rudnick Investment Management LLC49,489$1.37M0.0%-14.3%0.355%
8/8/2024Main Street Financial Solutions LLC74,515$2.07M0.2%N/A0.534%
8/6/2024Waddell & Associates LLC1,952,955$54.14M7.1%-0.1%13.990%
8/2/2024Foundations Investment Advisors LLC51,554$1.43M0.0%N/A0.369%
7/26/2024Evensky & Katz LLC593,745$16.46M1.1%-2.1%4.253%
7/12/2024Capital Investment Advisors LLC89,484$2.48M0.1%-4.9%0.641%
7/10/2024Csenge Advisory Group216,162$5.99M0.3%+2.0%1.548%
7/2/2024Transcend Capital Advisors LLC13,653$378K0.0%+9.2%0.098%
5/17/2024Clear Point Advisors Inc.264,850$7.42M6.1%-1.1%1.897%
5/9/2024Socha Financial Group LLC1,910,318$53.49M23.5%-0.3%13.684%
5/4/2024Csenge Advisory Group211,928$5.93M0.3%+9.0%1.518%
5/1/2024StoneX Group Inc.20,433$572K0.1%-60.4%0.146%
4/22/2024HF Advisory Group LLC96,828$2.71M1.5%+0.7%0.690%
4/19/2024Santori & Peters Inc.285,807$8.00M3.5%-0.6%2.036%
4/16/2024Transform Wealth LLC86,165$2.41M0.2%-36.1%0.745%
4/15/2024Kingswood Wealth Advisors LLC12,400$347K0.0%+33.3%0.107%
4/8/2024Evensky & Katz LLC606,677$16.99M1.2%-1.6%5.248%
2/14/2024Waddell & Associates LLC2,003,677$53.16M7.1%-12.0%17.333%
2/13/2024Walled Lake Planning & Wealth Management LLC845,782$22.44M10.4%+1.6%7.316%
2/12/2024StoneX Group Inc.51,621$1.37M0.2%+1.9%0.447%
2/12/2024TD Capital Management LLC2,085$55K0.0%N/A0.018%
2/9/2024UBS Group AG2,131,780$56.55M0.0%+610.6%18.441%
2/7/2024Dana Investment Advisors Inc.21,548$572K0.0%+3.4%0.186%
2/5/2024Santori & Peters Inc.287,432$7.63M3.6%-1.6%2.486%
2/5/2024Avaii Wealth Management LLC20,470$543K0.4%+46.1%0.177%
2/5/2024Transcend Capital Advisors LLC10,917$290K0.0%+27.7%0.094%
2/1/2024Socha Financial Group LLC1,915,407$50.82M24.4%-1.4%16.569%
1/25/2024International Assets Investment Management LLC81,399$2.16M0.0%-3.0%0.704%
1/24/2024International Assets Investment Management LLC2,159,475$57.29M0.0%+2,472.5%18.681%
1/16/2024Kingswood Wealth Advisors LLC9,300$247K0.0%N/A0.080%
1/5/2024Capital Investment Advisors LLC71,519$1.90M0.0%+27.0%0.619%
11/15/2023Dana Investment Advisors Inc.20,840$493K0.0%+20.8%0.180%
11/13/2023Kayne Anderson Rudnick Investment Management LLC146,833$3.48M0.0%-4.1%1.270%
11/9/2023UBS Group AG300,012$7.10M0.0%+67.2%2.595%
Post-Halving = Profit Season (Here’s How to Win It) (Ad)

It happens like clockwork. Every four years, the crypto market enters a new phase — and for those who know how to trade it, this phase brings the most potential. We’re now in that window. A free workshop outlines how a proven system is targeting daily wins, passive income, and explosive upside through curated altcoin picks. Whether you're new to crypto or looking to catch the next move with confidence, this is your roadmap. And just for showing up, you’ll receive $10 in real Bitcoin. Don’t miss it.

The Most Profitable Phase of Crypto Just Started - PLUS Claim your $10 in Bitcoin
11/7/2023Waddell & Associates LLC2,276,608$53.89M7.9%+1.0%19.694%
11/4/2023Santori & Peters Inc.292,188$6.92M3.7%+3.4%2.528%
11/1/2023Csenge Advisory Group196,005$4.64M0.3%+0.4%1.696%
10/31/2023HF Advisory Group LLC96,361$2.28M1.7%-0.5%0.834%
10/31/2023Socha Financial Group LLC1,941,707$45.96M22.1%+2.2%16.797%
10/30/2023Arete Wealth Advisors LLC8,997$213K0.0%-70.5%0.078%
10/24/2023Avaii Wealth Management LLC14,010$332K0.2%+34.1%0.121%
10/16/2023Capital Investment Advisors LLC56,334$1.33M0.0%+17.9%0.487%
10/11/2023Transform Wealth LLC56,741$1.34M0.1%-53.3%0.491%
10/10/2023International Assets Investment Management LLC83,944$1.98M0.2%-2.4%0.726%
(Data available from 1/1/2016 forward)

CAPE Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAPE shares?

During the previous two years, 34 institutional investors and hedge funds held shares of Shiller CAPE U.S. Equities ETF. The most heavily invested institutionals were Waddell & Associates LLC ($60.24M), UBS Group AG ($56.55M), Straightline Group LLC ($30.26M), Walled Lake Planning & Wealth Management LLC ($26.38M), Evensky & Katz LLC ($16.88M), Foundations Investment Advisors LLC ($8.68M), and Santori & Peters Inc. ($7.83M).Learn more on Shiller CAPE U.S. Equities ETF's institutional investors.

What percentage of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors?

25.05% of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors. Learn more on CAPE's institutional investor holdings.

Which institutional investors have been buying Shiller CAPE U.S. Equities ETF's stock?

Of the 28 institutional investors that purchased Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($4.40M), UBS Group AG ($1.95M), Straightline Group LLC ($1.01M), Foundations Investment Advisors LLC ($285.71K), Socha Financial Group LLC ($194.29K), Main Street Financial Solutions LLC ($101.06K), and Citadel Advisors LLC ($79.15K).

How much institutional buying is happening at Shiller CAPE U.S. Equities ETF?

Institutional investors have bought a total of 3,977,203 shares in the last 24 months. This purchase volume represents approximately $118.03M in transactions.

Which of Shiller CAPE U.S. Equities ETF's major shareholders have been selling company stock?

Of the 14 institutional investors that sold Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($2.32M), Socha Financial Group LLC ($1.75M), Csenge Advisory Group ($109.90K), Clear Point Advisors Inc. ($95.80K), Evensky & Katz LLC ($51.38K), Santori & Peters Inc. ($24.98K), and Arete Wealth Advisors LLC ($14.42K).

How much institutional selling is happening at Shiller CAPE U.S. Equities ETF?

Institutional investors have sold a total of 4,402,389 shares in the last 24 months. This volume of shares sold represents approximately $131.89M in transactions.


Related Companies

This page (NYSEARCA:CAPE) was last updated on 7/6/2025 by MarketBeat.com Staff
From Our Partners
INVESTOR ALERT: Tiny “$3 AI Wonder Stock” on the Verge of Blasting Off
Right now, we’re witnessing a monumental shift in the world.
Traders Agency | Sponsored
Trump’s Exec Order #14154 could be a “Millionaire-Maker”
Former Presidential Advisor, Jim Rickards, says Trump could “rewire our economy and hand millions of Americans...
Paradigm Press | Sponsored
140% Yields From Stocks Like Tesla? Here's How (July 4th Special)
Imagine getting a 140% dividend from your investments. Even better? It works with big names like Tesla, ...
Investors Alley | Sponsored
Everyone’s watching Nvidia right now. Here’s why I’m excited.
So, unless you’ve been living under a rock, you probably saw the news… Nvidia just signed a $7 BILLION deal...
Timothy Sykes | Sponsored
The day and month stocks are most likely to crash next
Good News for Stocks 50-year Wall Street veteran, Marc Chaikin is stepping forward to share why history giv...
Chaikin Analytics | Sponsored
White House to reset Social Security?
Elon Musk's parting DOGE gift looks set to shock America... A single announcement by July 22nd could soon b...
Altimetry | Sponsored
Trump wipes out trillions overnight…
Is there anybody more powerful than Donald Trump right now? In a single tariff announcement, he wiped out n...
Porter & Company | Sponsored
Silicon Valley Gold Rush
A new technology has sparked a modern-day gold rush in Silicon Valley. OpenAI’s Sam Altman invested $375M. Bil...
Stansberry Research | Sponsored