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Shiller CAPE U.S. Equities ETF (CAPE) Institutional Ownership

Shiller CAPE U.S. Equities ETF logo
$33.34 +0.04 (+0.12%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Shiller CAPE U.S. Equities ETF (NYSEARCA:CAPE)

Current
Institutional Ownership
Percentage
25.05%
Number of
Institutional Buyers
(last 12 months)
19
Total
Institutional Inflows
(last 12 months)
$24.78M
Number of
Institutional Sellers
(last 12 months)
17
Total
Institutional Outflows
(last 12 months)
$12.00M
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CAPE Institutional Buying and Selling by Quarter

Shiller CAPE U.S. Equities ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/9/2026 HF Advisory Group LLC149,640$4.85M1.5%+8.7%2.033%
5/1/2026 Fifth Third Bancorp3,122$96K0.0%N/A0.038%
5/1/2026 Walled Lake Planning & Wealth Management LLC811,372$25.03M7.4%-3.6%9.799%
4/29/2026 Armor Investment Advisors LLC33,476$1.03M0.4%-84.9%0.404%
4/24/2026 Root Financial Partners LLC1,034$32K0.0%N/A0.012%
4/21/2026 HF Advisory Group LLC137,689$4.25M1.4%+8.1%1.663%
2/18/2026 Main Street Financial Solutions LLC126,347$4.07M0.3%+14.0%1.229%
2/12/2026 Walled Lake Planning & Wealth Management LLC841,761$27.14M8.6%+0.6%8.188%
2/12/2026 Bank of Montreal Can119,400$3.85M0.0%+17.5%1.161%
2/11/2026 Waddell & Associates LLC2,097,338$67.61M4.6%+2.1%20.402%
2/11/2026 LPL Financial LLC9,426$304K0.0%-3.4%0.092%
2/10/2026 Clear Point Advisors Inc.146,550$4.72M3.7%-6.9%1.426%
2/10/2026Straightline Group LLC1,020,759$33.62M18.5%+0.7%9.930%
2/10/2026 Northwestern Mutual Wealth Management Co.2,554$82K0.0%+81.4%0.025%
2/10/2026Foundations Investment Advisors LLC571,950$18.44M0.2%+11.2%5.564%
2/6/2026 Creative Financial Designs Inc. ADV15,580$502K0.0%-4.2%0.152%
2/6/2026 Csenge Advisory Group104,475$3.37M0.2%-0.9%1.016%
2/5/2026 Evensky & Katz LLC526,634$16.98M1.0%-1.0%5.123%
2/5/2026 Armor Investment Advisors LLC222,419$7.17M2.6%-1.6%2.164%
2/5/2026 Dana Investment Advisors Inc.20,938$675K0.0%-10.9%0.204%
2/3/2026 International Assets Investment Management LLC73,774$2.38M0.1%-6.8%0.718%
1/30/2026 Socha Financial Group LLC59,628$1.92M0.9%-28.8%0.580%
1/29/2026UBS Group AG367,903$11.86M0.0%+1.2%3.579%
1/28/2026 Kingswood Wealth Advisors LLC18,150$585K0.0%-9.5%0.177%
1/26/2026 United Advisor Group LLC7,381$238K0.0%+19.1%0.072%
1/23/2026 HF Advisory Group LLC127,353$4.11M1.4%+6.6%1.239%
1/16/2026 HF Advisory Group LLC157,353$5.07M0.2%+31.7%1.531%
1/15/2026 Santori & Peters Inc.252,817$8.15M2.8%+0.3%2.459%
1/13/2026 Capital Investment Advisors LLC78,137$2.52M0.0%-11.9%0.760%
1/13/2026 Avaii Wealth Management LLC23,523$758K0.3%-2.5%0.229%
11/13/2025UBS Group AG363,525$11.84M0.0%+8.8%3.564%
11/13/2025 Evensky & Katz LLC532,102$17.34M1.0%-3.5%5.217%
11/12/2025 Walled Lake Planning & Wealth Management LLC836,621$27.26M8.9%-4.2%8.202%
11/12/2025 Creative Financial Designs Inc. ADV16,255$530K0.0%+10.2%0.159%
11/10/2025 Waddell & Associates LLC2,054,398$66.93M5.6%+3.3%20.141%
11/6/2025Straightline Group LLC1,013,563$32.83M18.9%+4.4%9.937%
11/6/2025 Cibc World Market Inc.27,641$901K0.0%-2.8%0.271%
11/3/2025Foundations Investment Advisors LLC514,499$16.76M0.2%+45.8%5.044%
10/30/2025 Socha Financial Group LLC83,690$2.73M1.2%-13.7%0.820%
10/30/2025 Triad Wealth Partners LLC7,959$259K0.0%N/A0.078%
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10/28/2025 Clear Point Advisors Inc.157,490$5.13M4.0%-8.0%1.544%
10/28/2025 Csenge Advisory Group105,384$3.43M0.2%-0.8%1.033%
10/23/2025 Capital Investment Advisors LLC88,716$2.89M0.0%-5.2%0.870%
10/23/2025 Kingswood Wealth Advisors LLC20,050$653K0.0%+8.1%0.197%
10/21/2025 Pettinga Financial Advisors LLC8,128$265K0.1%N/A0.080%
10/21/2025 Armor Investment Advisors LLC225,976$7.36M2.3%+1,227.6%2.215%
10/20/2025 Avaii Wealth Management LLC24,119$786K0.3%-3.8%0.236%
10/15/2025 Santori & Peters Inc.252,174$8.22M2.9%-1.4%2.472%
10/6/2025 HF Advisory Group LLC119,515$3.89M1.4%-0.5%1.176%
9/4/2025Osaic Holdings Inc.3,999$127K0.0%+27.0%0.040%
8/28/2025Straightline Group LLC970,604$30.88M19.3%+1.0%9.706%
8/14/2025 Main Street Financial Solutions LLC99,646$3.17M0.2%-11.4%0.996%
8/13/2025 Northwestern Mutual Wealth Management Co.1,408$45K0.0%N/A0.014%
8/12/2025 Armor Investment Advisors LLC17,022$541K0.2%+8.4%0.170%
8/12/2025 Walled Lake Planning & Wealth Management LLC872,962$27.77M9.1%+0.6%8.730%
8/8/2025Foundations Investment Advisors LLC352,924$11.23M0.2%+23.5%3.529%
8/6/2025 Legacy Wealth Managment LLC ID3,178$101K0.1%-25.6%0.032%
8/4/2025 Creative Financial Designs Inc. ADV14,755$469K0.0%+1,080.4%0.151%
7/29/2025 Socha Financial Group LLC96,935$3.08M1.4%-14.5%0.989%
7/23/2025 Kingswood Wealth Advisors LLC18,550$590K0.0%-71.8%0.189%
7/22/2025 Evensky & Katz LLC551,666$17.55M1.1%-0.7%5.629%
7/17/2025 Capital Investment Advisors LLC93,602$2.98M0.1%+10.9%0.955%
7/17/2025 Clear Point Advisors Inc.171,108$5.44M4.6%+2.4%1.746%
7/15/2025 Avaii Wealth Management LLC25,078$798K0.4%+3.8%0.256%
7/15/2025 Santori & Peters Inc.255,800$8.14M2.9%-0.7%2.610%
7/10/2025 HF Advisory Group LLC120,089$3.82M1.5%+5.4%1.225%
5/16/2025Arete Wealth Advisors LLC7,913$240K0.0%-19.4%0.081%
5/16/2025Legacy Wealth Managment LLC ID4,271$130K0.1%N/A0.044%
5/14/2025Capital Analysts LLC2,846$86K0.0%-14.9%0.029%
5/13/2025Evensky & Katz LLC555,300$16.88M1.1%-4.2%5.598%
5/8/2025Walled Lake Planning & Wealth Management LLC867,953$26.38M9.4%+0.2%8.750%
5/7/2025Foundations Investment Advisors LLC285,712$8.68M0.2%+2.3%2.880%
5/7/2025Waddell & Associates LLC1,982,264$60.24M7.3%+0.7%19.983%
5/5/2025Csenge Advisory Group106,400$3.09M0.2%-50.6%1.073%
5/2/2025Armor Investment Advisors LLC15,709$477K0.2%+3.7%0.158%
4/25/2025Socha Financial Group LLC113,347$3.45M1.7%-50.4%1.143%
4/24/2025Transcend Capital Advisors LLC7,649$232K0.0%-6.8%0.077%
4/24/2025Santori & Peters Inc.257,690$7.83M3.2%-3.9%2.598%
4/23/2025International Assets Investment Management LLC79,139$2.41M0.1%-2.5%0.798%
4/22/2025Cambridge Investment Research Advisors Inc.122,814$3.73M0.0%+2.1%1.238%
4/21/2025Clear Point Advisors Inc.167,108$5.08M4.6%-19.7%1.685%
4/21/2025Kingswood Wealth Advisors LLC65,800$2.00M0.1%+125.3%0.663%
4/14/2025Capital Investment Advisors LLC84,408$2.57M0.1%-8.1%0.851%
4/10/2025HF Advisory Group LLC113,913$3.46M1.5%+4.8%1.148%
2/18/2025Pettinga Financial Advisors LLC16,300$488K0.1%N/A0.117%
2/17/2025Evensky & Katz LLC579,390$17.36M1.1%-2.0%4.150%
2/17/2025Citadel Advisors LLC100,649$3.02M0.0%+368.1%0.721%
2/14/2025Comerica Bank16,417$492K0.0%+7.9%0.118%
2/13/2025Waddell & Associates LLC1,969,289$59.01M6.0%-0.2%14.107%
2/13/2025Straightline Group LLC1,009,918$30.26M19.8%N/A7.234%
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2/13/2025Bank of Montreal Can95,480$2.86M0.0%-1.3%0.684%
2/12/2025Arete Wealth Advisors LLC9,817$294K0.0%-14.6%0.070%
2/12/2025Walled Lake Planning & Wealth Management LLC866,211$25.96M9.7%+1.5%6.205%
2/10/2025Creative Financial Designs Inc. ADV1,250$37K0.0%+150.0%0.009%
2/6/2025Dana Investment Advisors Inc.22,814$684K0.0%+10.0%0.163%
2/3/2025Transcend Capital Advisors LLC8,206$246K0.0%-39.0%0.059%
2/3/2025Clear Point Advisors Inc.208,015$6.23M5.3%-4.2%1.490%
1/30/2025Csenge Advisory Group215,569$6.46M0.4%-0.3%1.544%
1/28/2025Santori & Peters Inc.268,043$8.03M3.1%+1.2%1.920%
1/28/2025Socha Financial Group LLC228,325$6.84M3.2%-87.7%1.636%


CAPE Institutional Ownership - Frequently Asked Questions

During the previous two years, 37 institutional investors and hedge funds held shares of Shiller CAPE U.S. Equities ETF. The most heavily invested institutionals were Waddell & Associates LLC ($67.61M), Straightline Group LLC ($33.62M), Walled Lake Planning & Wealth Management LLC ($25.03M), Foundations Investment Advisors LLC ($18.44M), Evensky & Katz LLC ($16.98M), UBS Group AG ($11.86M), and Santori & Peters Inc. ($8.15M).Learn more on Shiller CAPE U.S. Equities ETF's institutional investors.

25.05% of Shiller CAPE U.S. Equities ETF's stock is owned by institutional investors. Learn more on CAPE's institutional investor holdings.

Of the 29 institutional investors that purchased Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($2.32M), Straightline Group LLC ($1.07M), Foundations Investment Advisors LLC ($520.40K), Armor Investment Advisors LLC ($213.21K), Waddell & Associates LLC ($142.58K), HF Advisory Group LLC ($84.12K), and Citadel Advisors LLC ($79.15K).

Institutional investors have bought a total of 763,595 shares in the last 24 months. This purchase volume represents approximately $24.78M in transactions.

Of the 16 institutional investors that sold Shiller CAPE U.S. Equities ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Armor Investment Advisors LLC ($192.50K), Walled Lake Planning & Wealth Management LLC ($66.73K), Socha Financial Group LLC ($37.31K), Evensky & Katz LLC ($25.03K), Clear Point Advisors Inc. ($24.56K), Capital Investment Advisors LLC ($15.47K), and International Assets Investment Management LLC ($5.37K).

Institutional investors have sold a total of 380,696 shares in the last 24 months. This volume of shares sold represents approximately $12.00M in transactions.


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Institutional ownership data for NYSEARCA:CAPE is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/9/2026. New 13F filings are added each quarter as they're published.
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