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First Trust Utilities AlphaDEX Fund (FXU) Institutional Ownership

$46.97 -0.39 (-0.82%)
Closing price 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Utilities AlphaDEX Fund (NYSEARCA:FXU)

Number of
Institutional Buyers
(last 12 months)
136
Total
Institutional Inflows
(last 12 months)
$591.48M
Number of
Institutional Sellers
(last 12 months)
61
Total
Institutional Outflows
(last 12 months)
$139.19M
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FXU Institutional Buying and Selling by Quarter

First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/15/2025Financial Management Professionals Inc.50,550$2.30M0.2%-4.3%0.133%
10/15/2025CWM LLC73,541$3.34M0.0%+3.3%0.194%
10/15/2025Cadent Capital Advisors LLC7,936$361K0.1%N/A0.021%
10/15/2025World Investment Advisors106,230$4.83M0.1%+9.0%0.280%
10/15/2025Private Trust Co. NA2,459$112K0.0%-11.5%0.006%
10/14/2025 Apeiron RIA LLC15,878$738K0.2%-7.4%0.042%
10/14/2025 Farther Finance Advisors LLC11,465$521K0.0%+17.5%0.030%
10/10/2025 Cyndeo Wealth Partners LLC33,097$1.50M0.1%-3.7%0.087%
10/9/2025 U.S. Capital Wealth Advisors LLC8,366$380K0.0%N/A0.022%
10/6/2025 Nilsine Partners LLC484,536$22.02M2.0%+51.6%1.273%
9/26/2025Corient Private Wealth LLC13,122$556K0.0%-4.0%0.034%
9/11/2025Milestones Private Investment Advisors LLC127,120$5.39M4.0%N/A0.331%
9/4/2025Osaic Holdings Inc.127,120$5.39M0.0%+47.0%0.331%
8/29/2025Centaurus Financial Inc.13,038$553K0.0%+7.7%0.034%
8/25/2025Fulcrum Equity Management21,953$930K1.0%N/A0.057%
8/19/2025Newbridge Financial Services Group Inc.2,446$104K0.0%N/A0.006%
8/19/2025Advisory Services Network LLC455,369$20.25M0.3%-0.2%1.187%
8/19/2025Delos Wealth Advisors LLC139,692$5.92M4.6%-4.9%0.364%
8/15/2025Tower Research Capital LLC TRC 53,564$2.27M0.1%+2,381.0%0.140%
8/15/2025Global View Capital Management LLC7,421$315K0.1%N/A0.019%
8/15/2025 Asset Allocation Strategies LLC31,196$1.32M0.3%+8.8%0.081%
8/15/2025Corient Private Wealth LLC13,122$556K0.0%-4.0%0.034%
8/15/2025MML Investors Services LLC47,520$2.01M0.0%+45.3%0.124%
8/15/2025Garden State Investment Advisory Services LLC11,875$503K0.1%N/A0.031%
8/15/2025Benjamin Edwards Inc.294,682$12.49M0.2%+25.6%0.768%
8/15/2025Blue Capital Inc.15,471$656K0.5%N/A0.040%
8/15/2025Bank of America Corp DE776,920$32.93M0.0%+17.6%2.026%
8/14/2025MGB Wealth Management LLC7,120$302K0.1%+39.9%0.019%
8/14/2025Jane Street Group LLC12,048$511K0.0%-40.6%0.031%
8/14/2025Ausdal Financial Partners Inc.25,350$1.07M0.1%+155.0%0.066%
8/14/2025Raymond James Financial Inc.824,969$34.96M0.0%+86.0%2.151%
8/14/2025Transamerica Financial Advisors LLC52,422$2.22M0.2%+6.1%0.137%
8/14/2025Quantinno Capital Management LP21,058$892K0.0%+6.8%0.055%
8/14/2025NewEdge Advisors LLC541,082$22.93M0.1%+16.2%1.411%
8/14/2025Qube Research & Technologies Ltd19,829$840K0.0%N/A0.052%
8/13/2025Rockport Wealth LLC367,638$15.58M3.6%N/A0.959%
8/13/2025PGIM Custom Harvest LLC197,755$8.38M0.2%-2.3%0.516%
8/13/2025StoneX Group Inc.30,525$1.29M0.1%+5.1%0.080%
8/13/2025Proactive Wealth Strategies LLC56,250$2.38M1.1%-2.1%0.147%
8/13/2025Gateway Wealth Partners LLC5,417$230K0.0%N/A0.014%
8/13/2025Marshall Wace LLP14,374$609K0.0%N/A0.037%
8/13/2025First Trust Advisors LP16,528,148$700.46M0.6%-11.9%43.098%
8/13/2025RPg Family Wealth Advisory LLC16,793$712K0.2%-2.3%0.044%
8/13/2025WCG Wealth Advisors LLC147,893$6.27M0.4%N/A0.386%
8/13/2025Virtue Capital Management LLC161,458$6.84M1.3%+615.8%0.421%
8/13/2025Northwestern Mutual Wealth Management Co.101,390$4.30M0.0%+215.4%0.264%
8/12/2025J.W. Cole Advisors Inc.24,674$1.05M0.0%+47.2%0.064%
8/12/2025JPMorgan Chase & Co.3,667$155K0.0%+8.3%0.010%
8/12/2025PKS Advisory Services LLC24,201$1.03M0.3%+6.5%0.063%
8/11/2025Perennial Investment Advisors LLC5,111$217K0.0%N/A0.013%
8/8/2025Rockefeller Capital Management L.P.57,121$2.42M0.0%-1.8%0.150%
8/8/2025Cetera Investment Advisers141,357$5.99M0.0%+69.2%0.370%
8/8/2025Foundations Investment Advisors LLC124,172$5.26M0.1%+7.6%0.325%
8/8/2025Beacon Harbor Wealth Advisors Inc.263,189$11.15M2.8%N/A0.689%
8/7/2025Efficient Advisors LLC29,686$1.26M0.1%+192.5%0.078%
8/6/2025Prospera Financial Services Inc13,487$572K0.0%+21.3%0.035%
8/6/2025Vestmark Advisory Solutions Inc.270,054$11.45M0.2%+413.4%0.707%
8/6/2025RPS Advisory Solutions LLC12,108$513K0.3%N/A0.032%
8/6/2025O Dell Group LLC444,560$18.84M4.7%-5.2%1.164%
8/6/2025Csenge Advisory Group236,174$10.09M0.5%-0.5%0.618%
8/5/2025HFG Advisors Inc.20,957$888K0.7%+1.5%0.055%
8/5/2025Claro Advisors LLC9,359$397K0.1%+4.7%0.025%
8/5/2025NewSquare Capital LLC470,272$19.93M1.5%+1.4%1.231%
8/5/2025Sigma Planning Corp43,440$1.84M0.1%+16.5%0.114%
8/5/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors12,964$549K0.1%-5.1%0.034%
8/4/2025Creative Financial Designs Inc. ADV2,691$114K0.0%-8.7%0.007%
8/4/2025Kovack Advisors Inc.6,666$283K0.0%-29.9%0.017%
8/4/2025Atria Investments Inc5,763$244K0.0%N/A0.015%
8/4/2025World Investment Advisors97,451$4.13M0.1%+124.5%0.255%
8/4/2025Daymark Wealth Partners LLC33,154$1.41M0.1%N/A0.087%
8/1/2025Motco5,000$222K0.0%N/A0.013%
8/1/2025Envestnet Asset Management Inc.164,098$6.95M0.0%+24.2%0.430%
7/31/2025Leelyn Smith LLC8,766$372K0.1%N/A0.023%
7/30/2025Rehmann Capital Advisory Group13,262$562K0.0%+4.9%0.035%
7/30/2025D.A. Davidson & CO.100,169$4.25M0.0%+5.1%0.262%
7/30/2025Greenup Street Wealth Management LLC79,575$3.37M0.6%+8.2%0.208%
7/29/2025Signature Estate & Investment Advisors LLC10,509$445K0.0%-4.9%0.028%
7/29/2025Stratos Wealth Partners LTD.5,210$221K0.0%N/A0.014%
7/29/2025Private Trust Co. NA2,778$118K0.0%+97.0%0.007%
7/28/2025Mutual Advisors LLC25,557$1.13M0.0%N/A0.067%
7/28/2025Harbour Investments Inc.19,443$824K0.0%+58.7%0.051%
7/25/2025CWM LLC71,218$3.02M0.0%+724.7%0.186%
7/25/2025Concurrent Investment Advisors LLC27,486$1.17M0.0%-23.3%0.072%
7/24/2025Blue Trust Inc.833$35K0.0%+276.9%0.002%
7/24/2025 Cyndeo Wealth Partners LLC34,356$1.46M0.1%N/A0.090%
7/24/2025IFP Advisors Inc9,697$411K0.0%+40.4%0.025%
7/23/2025Kingswood Wealth Advisors LLC15,739$667K0.1%+34.2%0.041%
7/23/2025TriaGen Wealth Management LLC52,322$2.22M0.7%+92.2%0.137%
7/22/2025Belpointe Asset Management LLC4,989$211K0.0%-8.6%0.013%
7/22/2025DAVENPORT & Co LLC27,376$1.16M0.0%+36.6%0.071%
7/22/2025Realta Investment Advisors15,200$644K0.3%+5.6%0.040%
7/22/2025Wealthcare Advisory Partners LLC9,743$413K0.0%+6.6%0.025%
7/22/2025Ergawealth Advisors Inc.13,336$565K0.3%N/A0.035%
7/21/2025Fortis Capital Advisors LLC4,989$211K0.0%-8.6%0.013%
7/18/2025Truist Financial Corp303,608$12.87M0.0%+301.0%0.795%
7/17/2025Lee Johnson Capital Management LLC8,296$352K0.1%N/A0.021%
7/17/2025HB Wealth Management LLC10,574$448K0.0%+14.3%0.027%
7/17/2025Janney Montgomery Scott LLC135,018$5.72M0.0%+37.6%0.347%
7/17/2025Beacon Capital Management LLC3,985$169K0.0%-7.9%0.010%
7/16/2025MinichMacGregor Wealth Management LLC15,587$661K0.1%-5.5%0.040%
(Data available from 1/1/2016 forward)

FXU Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FXU shares?

During the previous two years, 182 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($700.46M), Susquehanna International Group LLP ($167.75M), BNP Paribas Financial Markets ($77.92M), LPL Financial LLC ($43.66M), Raymond James Financial Inc. ($34.96M), Bank of America Corp DE ($32.93M), and NewEdge Advisors LLC ($22.93M).Learn more on First Trust Utilities AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Utilities AlphaDEX Fund's stock?

Of the 161 institutional investors that purchased First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Susquehanna International Group LLP ($4.07M), BNP Paribas Financial Markets ($1.90M), Raymond James Financial Inc. ($824.97K), Nilsine Partners LLC ($549.79K), NewEdge Advisors LLC ($527.26K), LPL Financial LLC ($526.42K), and NewSquare Capital LLC ($470.27K).

How much institutional buying is happening at First Trust Utilities AlphaDEX Fund?

Institutional investors have bought a total of 14,396,509 shares in the last 24 months. This purchase volume represents approximately $591.48M in transactions.

Which of First Trust Utilities AlphaDEX Fund's major shareholders have been selling company stock?

Of the 61 institutional investors that sold First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($2.23M), Harbour Investments Inc. ($279.23K), Envestnet Asset Management Inc. ($271.35K), Truist Financial Corp ($147.83K), Csenge Advisory Group ($92.11K), Janney Montgomery Scott LLC ($66.17K), and IFG Advisory LLC ($27.91K).

How much institutional selling is happening at First Trust Utilities AlphaDEX Fund?

Institutional investors have sold a total of 3,360,981 shares in the last 24 months. This volume of shares sold represents approximately $139.19M in transactions.


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This page (NYSEARCA:FXU) was last updated on 10/16/2025 by MarketBeat.com Staff
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