First Trust Utilities AlphaDEX Fund (FXU) Institutional Ownership $42.37 +0.29 (+0.69%) As of 01:22 PM Eastern Add Compare Share Share Ownership Stock AnalysisChartDividendHoldingsOwnershipRatingsShort InterestBuy This Stock Institutional Ownership Changes (13F Filings) for First Trust Utilities AlphaDEX Fund (NYSEARCA:FXU)Number ofInstitutional Buyers(last 12 months)106TotalInstitutional Inflows(last 12 months)$472.82MNumber ofInstitutional Sellers(last 12 months)41TotalInstitutional Outflows(last 12 months)$43.01M Get FXU Insider Trade Alerts Want to know when executives and insiders are buying or selling First Trust Utilities AlphaDEX Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data FXU Institutional Buying and Selling by Quarter First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails5/20/2025 Belpointe Asset Management LLC5,459$224K0.0%N/A0.014% 5/20/2025 Fortis Capital Advisors LLC5,459$224K0.0%N/A0.014% 5/19/2025 Jane Street Group LLC20,287$832K0.0%N/A0.055% 5/16/2025 Coppell Advisory Solutions LLC7,347$304K0.0%-68.6%0.020% 5/16/2025 Goldman Sachs Group Inc.5,927$243K0.0%-30.2%0.016% 5/16/2025 Jones Financial Companies Lllp68,330$2.80M0.0%+2,141.8%0.187% 5/16/2025 NewEdge Advisors LLC465,634$19.10M0.1%+3,269.8%1.272% 5/16/2025 Integrated Wealth Concepts LLC40,099$1.64M0.0%+7.8%0.110% 5/15/2025 Royal Bank of Canada146,985$6.03M0.0%+919.6%0.402% 5/15/2025 Baird Financial Group Inc.112,006$4.59M0.0%+640.9%0.306% Get the Latest News and Ratings for FXU and Related StocksEnter your email address below to receive the latest news and analysts' ratings for First Trust Utilities AlphaDEX Fund and its competitors with MarketBeat's FREE daily newsletter. 5/15/2025 OLD Mission Capital LLC9,300$381K0.0%N/A0.025% 5/15/2025 Susquehanna International Group LLP4,090,427$167.75M0.0%+23,271.2%11.176% 5/15/2025 BNP Paribas Financial Markets1,900,000$77.92M0.0%N/A5.191% 5/14/2025 Transamerica Financial Advisors LLC49,410$2.03M0.2%+74,763.6%0.135% 5/14/2025 PKS Advisory Services LLC22,718$932K0.3%+2.9%0.062% 5/14/2025 Comerica Bank15,589$639K0.0%-5.0%0.043% 5/14/2025 RPg Family Wealth Advisory LLC17,194$705K0.2%+29.8%0.047% 5/14/2025 Northwestern Mutual Wealth Management Co.32,143$1.32M0.0%+19.6%0.088% 5/14/2025 Summit Financial LLC140,529$5.76M0.2%N/A0.384% 5/14/2025 Flow Traders U.S. LLC23,656$970K0.0%N/A0.065% 5/14/2025 PGIM Custom Harvest LLC202,370$8.30M0.2%-8.5%0.553% 5/13/2025 TriaGen Wealth Management LLC27,227$1.12M0.4%N/A0.074% 5/13/2025 Raymond James Financial Inc.443,507$18.19M0.0%+31.9%1.212% 5/13/2025 Nations Financial Group Inc. IA ADV8,941$367K0.0%+23.8%0.024% 5/13/2025 Vestmark Advisory Solutions Inc.52,603$2.16M0.1%N/A0.144% 5/13/2025 Delos Wealth Advisors LLC146,843$6.02M4.8%+0.4%0.401% 5/12/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors13,657$563K0.0%N/A0.037% 5/12/2025 Benjamin Edwards Inc.234,614$9.62M0.1%+1,174.9%0.641% 5/12/2025 LaSalle St. Investment Advisors LLC5,124$210K0.0%N/A0.014% 5/9/2025 MGB Wealth Management LLC5,090$209K0.1%N/A0.014% 5/9/2025 Atria Wealth Solutions Inc.6,042$248K0.0%N/A0.017% 5/9/2025 ROI Financial Advisors LLC6,764$277K0.2%-8.5%0.018% 5/8/2025 IFG Advisory LLC5,281$217K0.0%-84.1%0.014% 5/8/2025 Moors & Cabot Inc.8,238$338K0.0%-6.4%0.023% 5/8/2025 Harbour Investments Inc.12,248$502K0.0%-94.3%0.033% 5/7/2025 Foundations Investment Advisors LLC115,417$4.73M0.1%N/A0.315% 5/7/2025 LPL Financial LLC1,064,712$43.66M0.0%+97.8%2.909% 5/7/2025 HB Wealth Management LLC9,250$379K0.0%+68.2%0.025% 5/6/2025 Cetera Investment Advisers83,523$3.43M0.0%+47.5%0.228% 5/6/2025 Kovack Advisors Inc.9,512$390K0.0%N/A0.026% Is Elon's empire crumbling? (Ad)The Tesla Shock Nobody Sees Coming While headlines scream "Tesla is doomed"... 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Click here to see the Tesla shock that could blindside everyone.5/6/2025 AE Wealth Management LLC850$35K0.0%-43.0%0.002% 5/6/2025 Advisors Preferred LLC15,126$623K0.1%N/A0.041% 5/6/2025 Efficient Advisors LLC10,148$416K0.0%N/A0.028% 5/5/2025 Csenge Advisory Group237,424$9.64M0.5%-27.7%0.649% 5/5/2025 Private Advisor Group LLC26,517$1.09M0.0%+19.4%0.072% 5/2/2025 Sigma Planning Corp37,274$1.53M0.0%-13.5%0.102% 5/1/2025 CWM LLC8,636$354K0.0%+1,081.4%0.024% 5/1/2025 Realta Investment Advisors14,389$590K0.3%N/A0.039% 5/1/2025 Harmony Asset Management LLC18,563$761K0.3%N/A0.051% 5/1/2025 Park Square Financial Group LLC3,017$124K0.1%-34.0%0.008% 4/29/2025 Envestnet Asset Management Inc.132,143$5.42M0.0%-34.9%0.361% 4/29/2025 Concurrent Investment Advisors LLC35,846$1.47M0.0%+52.0%0.098% 4/29/2025 World Investment Advisors43,405$1.78M0.0%N/A0.119% 4/28/2025 D.A. Davidson & CO.95,289$3.91M0.0%N/A0.260% 4/28/2025 Private Trust Co. NA1,410$58K0.0%+31.5%0.004% 4/28/2025 DAVENPORT & Co LLC20,038$822K0.0%N/A0.055% 4/23/2025 Creative Financial Designs Inc. ADV2,949$121K0.0%+125.3%0.008% 4/23/2025 Proactive Wealth Strategies LLC57,453$2.36M1.3%+155.5%0.160% 4/22/2025 Cambridge Investment Research Advisors Inc.66,377$2.72M0.0%+212.0%0.185% 4/22/2025 MinichMacGregor Wealth Management LLC16,487$676K0.2%N/A0.046% 4/22/2025 Nilsine Partners LLC384,896$15.79M1.7%N/A1.075% 4/21/2025 O Dell Group LLC468,749$19.22M5.0%N/A1.309% 4/21/2025 Envestnet Portfolio Solutions Inc.9,918$407K0.0%+39.4%0.028% 4/21/2025 Beacon Capital Management LLC4,327$177K0.0%N/A0.012% 4/21/2025 HFG Advisors Inc.20,656$847K0.7%N/A0.058% 4/21/2025 Kingswood Wealth Advisors LLC11,728$481K0.0%-31.0%0.033% 4/17/2025 Janney Montgomery Scott LLC98,139$4.03M0.0%+529.6%0.274% 4/16/2025 Wealth Enhancement Advisory Services LLC31,859$1.31M0.0%-2.2%0.089% 4/15/2025 Davis Investment Partners LLC30,909$1.25M0.5%N/A0.086% 4/15/2025 CX Institutional1,232$51K0.0%N/A0.003% 4/15/2025 Wealthcare Advisory Partners LLC9,143$375K0.0%-18.0%0.026% 4/15/2025 Trust Co. of Oklahoma25,326$1.04M0.4%N/A0.071% 4/14/2025 Farther Finance Advisors LLC9,384$387K0.0%N/A0.026% 4/14/2025 NewSquare Capital LLC463,671$19.02M1.5%N/A1.295% 4/9/2025 HBW Advisory Services LLC14,128$579K0.1%-12.3%0.039% 4/9/2025 NBC Securities Inc.3,599$147K0.0%+51,314.3%0.010% 3/17/2025 Wealth Enhancement Advisory Services LLC32,561$1.23M0.0%N/A0.383% 3/12/2025 Centaurus Financial Inc.11,762$445K0.0%+2.2%0.138% 2/28/2025 Park Square Financial Group LLC4,569$173K0.1%N/A0.065% 2/18/2025 GTS Securities LLC9,664$366K0.0%+70.5%0.138% 2/17/2025 Waverly Advisors LLC11,130$421K0.0%-7.8%0.159% 2/17/2025 Quantinno Capital Management LP8,690$329K0.0%+30.2%0.124% 2/17/2025 D. E. Shaw & Co. Inc.14,406$545K0.0%N/A0.206% 2/17/2025 Cetera Investment Advisers56,626$2.14M0.0%-17.5%0.809% 2/17/2025 Citadel Advisors LLC39,859$1.51M0.0%+56.6%0.569% 2/17/2025 Baird Financial Group Inc.15,118$572K0.0%-7.4%0.216% 2/17/2025 Bank of America Corp DE457,568$17.31M0.0%+117.1%6.537% 2/17/2025 Benjamin Edwards Inc.18,402$696K0.0%-20.3%0.263% 2/14/2025 Rehmann Capital Advisory Group12,583$476K0.0%-2.4%0.180% 2/14/2025 Comerica Bank16,412$621K0.0%+54.0%0.234% Get Ready for Elon Musk’s BIGGEST Comeback Yet (Ad)Tesla's About to Prove Everyone Wrong... Again Back in 2018, when Jeff Brown told everyone to buy Tesla… The "experts" said Elon was finished and Tesla was headed for bankruptcy. Now they're saying the same thing, but Jeff has uncovered Tesla's next breakthrough. Click here to see why Tesla's about to prove everyone wrong... again.2/14/2025 Topsail Wealth Management LLC1,000$38K0.0%N/A0.014% 2/14/2025 Integrated Wealth Concepts LLC37,190$1.41M0.0%-3.5%0.531% 2/14/2025 Coppell Advisory Solutions LLC23,388$887K0.1%-25.9%0.334% 2/14/2025 Stifel Financial Corp93,731$3.55M0.0%+2.6%1.339% 2/14/2025 Tower Research Capital LLC TRC 11,020$417K0.0%N/A0.157% 2/14/2025 GeoWealth Management LLC20,141$762K0.0%N/A0.288% 2/13/2025 NewEdge Advisors LLC13,818$523K0.0%-10.3%0.197% 2/13/2025 Envestnet Asset Management Inc.203,049$7.68M0.0%-49.7%2.901% 2/13/2025 Wells Fargo & Company MN348,087$13.17M0.0%+57.9%4.973% 2/12/2025 OneAscent Financial Services LLC6,056$229K0.0%N/A0.087% (Data available from 1/1/2016 forward) FXU Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of FXU shares? During the previous two years, 155 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were Susquehanna International Group LLP ($167.75M), BNP Paribas Financial Markets ($77.92M), LPL Financial LLC ($43.66M), O Dell Group LLC ($19.22M), NewEdge Advisors LLC ($19.10M), NewSquare Capital LLC ($19.02M), and Raymond James Financial Inc. ($18.19M).Learn more on FXU's institutional investors. Which institutional investors have been buying First Trust Utilities AlphaDEX Fund stock? Of the 134 institutional investors that purchased First Trust Utilities AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Susquehanna International Group LLP ($4.07M), BNP Paribas Financial Markets ($1.90M), LPL Financial LLC ($526.42K), O Dell Group LLC ($468.75K), NewSquare Capital LLC ($463.67K), NewEdge Advisors LLC ($451.82K), and Raymond James Financial Inc. ($443.51K). How much institutional buying is happening at First Trust Utilities AlphaDEX Fund? Institutional investors have bought a total of 13,556,622 shares in the last 24 months. This purchase volume represents approximately $530.07M in transactions. Which First Trust Utilities AlphaDEX Fund major shareholders have been selling company stock? Of the 67 institutional investors that sold First Trust Utilities AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: J Arnold Wealth Management Co ($783.75K), Envestnet Asset Management Inc. ($325.19K), LPL Financial LLC ($307.88K), Harbour Investments Inc. ($307.26K), Kestra Advisory Services LLC ($224.24K), Truist Financial Corp ($147.83K), and Vestmark Advisory Solutions Inc. ($127.98K). How much institutional selling is happening at First Trust Utilities AlphaDEX Fund? Institutional investors have sold a total of 3,083,747 shares in the last 24 months. This volume of shares sold represents approximately $101.84M in transactions. 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