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First Trust Utilities AlphaDEX Fund (FXU) Institutional Ownership

First Trust Utilities AlphaDEX Fund logo
$48.48 -0.37 (-0.76%)
Closing price 04:10 PM Eastern
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$48.48 0.00 (-0.01%)
As of 05:32 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Utilities AlphaDEX Fund (NYSEARCA:FXU)

Number of
Institutional Buyers
(last 12 months)
144
Total
Institutional Inflows
(last 12 months)
$304.85M
Number of
Institutional Sellers
(last 12 months)
74
Total
Institutional Outflows
(last 12 months)
$237.48M
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FXU Institutional Buying and Selling by Quarter

First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/7/2026 Dynamic Advisor Solutions LLC13,061$644K0.0%-17.7%0.079%
6/3/2026NewEdge Advisors LLC43,716$2.17M0.0%-90.6%0.242%
5/19/2026NewEdge Advisors LLC22,204$1.09M0.0%-95.2%0.123%
5/19/2026Bank of America Corp DE764,016$37.89M0.0%-12.3%4.233%
5/19/2026Centaurus Financial Inc.12,177$604K0.0%-9.5%0.067%
5/19/2026Arkadios Wealth Advisors32,951$1.63M0.0%-58.4%0.183%
5/18/2026Royal Bank of Canada87,583$4.34M0.0%-60.7%0.485%
5/16/2026Quantinno Capital Management LP24,988$1.24M0.0%+8.6%0.138%
5/15/2026Gateway Wealth Partners LLC30,104$1.49M0.1%+559.0%0.167%
5/13/2026Cetera Investment Advisers335,969$16.66M0.0%+13.5%1.861%
5/8/2026PNC Financial Services Group Inc.12,831$636K0.0%-1.8%0.071%
5/8/2026 One Charles Private Wealth Services LLC10,134$503K0.1%-2.7%0.056%
5/7/2026Earned Wealth Advisors LLC379,257$18.81M1.3%+1.5%2.101%
5/6/2026Dorsey Wright & Associates10,027$497K0.1%N/A0.056%
5/6/2026 Independent Financial Group LLC25,764$1.28M0.0%N/A0.143%
5/5/2026 Rockport Wealth LLC228,438$11.33M2.1%+3,195.9%1.266%
5/5/2026 D.A. Davidson & CO.24,718$1.23M0.0%-76.0%0.137%
5/5/2026 Harmony Asset Management LLC10,608$526K0.2%-4.5%0.059%
5/5/2026Geneos Wealth Management Inc.2,557$127K0.0%+18.6%0.014%
5/5/2026Sanctuary Advisors LLC15,448$766K0.0%+22.0%0.086%
5/5/2026Sigma Planning Corp46,315$2.30M0.1%-46.5%0.257%
5/4/2026 Milestones Private Investment Advisors LLC122,270$6.06M5.3%+3.3%0.677%
5/4/2026 HBW Advisory Services LLC10,536$522K0.1%-13.4%0.058%
5/2/2026 International Assets Investment Management LLC11,795$588K0.0%-20.1%0.065%
5/1/2026Fifth Third Bancorp11,818$586K0.0%N/A0.065%
4/30/2026 Equitable Trust Co.10,219$507K0.0%N/A0.057%
4/30/2026 Kestra Advisory Services LLC45,043$2.23M0.0%+148.0%0.250%
4/27/2026 Apeiron RIA LLC15,235$756K0.2%-10.6%0.084%
4/27/2026 HB Wealth Management LLC25,601$1.27M0.0%+87.6%0.142%
4/27/2026BIP Wealth LLC7,464$370K0.0%N/A0.041%
4/27/2026 Private Advisor Group LLC48,743$2.42M0.0%-27.2%0.270%
4/27/2026 Sound Income Strategies LLC18,923$943K0.0%+7.2%0.105%
4/24/2026 Ferguson Shapiro LLC11,850$588K0.2%N/A0.066%
4/23/2026Asset Allocation Strategies LLC29,458$1.46M0.3%-2.9%0.163%
4/22/2026Janney Montgomery Scott LLC158,068$7.84M0.0%+0.5%0.876%
4/22/2026 Merkkuri Wealth Advisors LLC1,256$62K0.0%N/A0.007%
4/21/2026 Fiduciary Alliance LLC87,144$4.34M0.3%+44.4%0.483%
4/20/2026 RFG Advisory LLC14,678$728K0.0%N/A0.081%
4/17/2026 WealthBridge Capital Management LLC7,080$351K0.1%N/A0.039%
4/17/2026 Ocean Park Asset Management LLC85,904$4.26M0.2%N/A0.476%
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4/16/2026Lee Johnson Capital Management LLC7,074$351K0.1%-14.8%0.039%
4/15/2026 Nations Financial Group Inc. IA ADV26,755$1.33M0.1%+4.2%0.149%
3/17/2026Rockefeller Capital Management L.P.56,781$2.56M0.0%-0.9%0.326%
3/13/2026World Investment Advisors99,227$4.47M0.1%-6.6%0.570%
3/9/2026Corient Private Wealth LLC11,782$530K0.0%-5.9%0.068%
3/4/2026Rehmann Capital Advisory Group11,980$539K0.0%-11.1%0.069%
2/19/2026Corient Private Wealth LLC11,782$530K0.0%-5.9%0.068%
2/18/2026Mercer Global Advisors Inc. ADV4,762$214K0.0%N/A0.027%
2/18/2026NewEdge Advisors LLC466,244$20.99M0.1%-12.2%2.680%
2/18/2026Quadrature Capital Ltd133,322$6.00M0.1%N/A0.766%
2/18/2026Gotham Asset Management LLC7,908$356K0.0%N/A0.045%
2/18/2026 Claro Advisors Inc.8,088$364K0.0%-6.9%0.046%
2/18/2026Asset One Wealth Management LLC13,498$622K0.1%N/A0.078%
2/17/2026Cetera Investment Advisers296,097$13.33M0.0%+64.6%1.702%
2/17/2026Equitable Holdings Inc.64,596$2.91M0.0%+8.7%0.371%
2/17/2026 Kovack Advisors Inc.40,217$1.81M0.1%+384.0%0.231%
2/17/2026 MinichMacGregor Wealth Management LLC16,241$731K0.1%+5.1%0.093%
2/17/2026 GeoWealth Management LLC1,161$52K0.0%-82.6%0.007%
2/17/2026Regal Investment Advisors LLC30,646$1.38M0.1%+21.6%0.176%
2/17/2026Osaic Holdings Inc.264,536$11.91M0.0%+10.8%1.520%
2/17/2026Advisory Services Network LLC417,989$18.81M0.3%-7.6%2.402%
2/17/2026 Private Advisor Group LLC66,940$3.01M0.0%+16.7%0.385%
2/17/2026&PARTNERS263,064$11.84M0.1%N/A1.512%
2/17/2026Royal Bank of Canada222,884$10.03M0.0%+7.2%1.281%
2/16/2026MML Investors Services LLC49,390$2.22M0.0%+45.9%0.284%
2/16/2026Mariner LLC5,021$226K0.0%-8.6%0.029%
2/16/2026Element Wealth LLC29,741$1.34M0.6%+16.6%0.171%
2/13/2026 Kestra Advisory Services LLC18,159$817K0.0%+10.9%0.104%
2/13/2026Transamerica Financial Advisors LLC47,940$2.16M0.2%-3.6%0.276%
2/13/2026Stifel Financial Corp326,539$14.70M0.0%+4.4%1.877%
2/13/2026Smartleaf Asset Management LLC964$44K0.0%N/A0.006%
2/13/2026Morgan Stanley3,172,178$142.78M0.0%+7.2%18.231%
2/13/2026Arkadios Wealth Advisors79,122$3.56M0.1%+1,149.4%0.455%
2/13/2026First Trust Advisors LP16,901,242$760.73M0.6%+5.3%97.134%
2/13/2026Ausdal Financial Partners Inc.27,701$1.25M0.1%+8.6%0.159%
2/13/2026Wells Fargo & Company MN1,665,698$74.97M0.0%-11.7%9.573%
2/13/2026Asset Allocation Strategies LLC30,353$1.37M0.3%-2.9%0.174%
2/13/2026Tudor Financial Inc.14,174$638K0.3%+81.2%0.081%
2/13/2026Summit Financial LLC160,041$7.20M0.1%+2.4%0.920%
2/13/2026RPg Family Wealth Advisory LLC10,847$488K0.1%-32.7%0.062%
2/12/2026 Commonwealth Equity Services LLC159,589$7.18M0.0%-24.9%0.917%
2/12/2026StoneX Group Inc.27,869$1.25M0.1%-6.1%0.160%
2/12/2026Steward Partners Investment Advisory LLC5,866$264K0.0%+8.8%0.034%
2/12/2026Resurgent Financial Advisors LLC10,186$458K0.2%N/A0.059%
2/12/2026 Kovack Advisors Inc.40,216$1.81M0.1%+384.0%0.231%
2/11/2026Gateway Wealth Partners LLC4,568$206K0.0%-12.8%0.026%
2/11/2026Janney Montgomery Scott LLC157,317$7.08M0.0%+11.6%0.904%
2/11/2026LPL Financial LLC1,707,256$76.84M0.0%+8.5%9.812%
2/11/2026O Shaughnessy Asset Management LLC5,791$261K0.0%+5,468.3%0.033%
2/11/2026 J.W. Cole Advisors Inc.32,679$1.47M0.0%+17.8%0.188%
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2/10/2026WCG Wealth Advisors LLC371,681$16.73M0.5%+172.5%2.136%
2/10/2026Beto Financial Group LLC10,645$490K0.3%N/A0.061%
2/10/2026Northwestern Mutual Wealth Management Co.133,721$6.02M0.0%+15.6%0.769%
2/10/2026Moors & Cabot Inc.7,805$351K0.0%-6.4%0.045%
2/10/2026Foundations Investment Advisors LLC92,703$4.17M0.1%+1.5%0.533%
2/9/2026Harbour Investments Inc.7,953$358K0.0%+7.1%0.046%
2/9/2026 Prospera Financial Services Inc14,327$645K0.0%+6.2%0.082%
2/6/2026 One Charles Private Wealth Services LLC10,420$469K0.1%-2.3%0.060%
2/6/2026Global Retirement Partners LLC963$43K0.0%-35.8%0.006%
2/6/2026 Harmony Asset Management LLC11,113$500K0.2%-18.7%0.064%


FXU Institutional Ownership - Frequently Asked Questions

During the previous two years, 216 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($760.73M), Morgan Stanley ($142.78M), LPL Financial LLC ($76.84M), Wells Fargo & Company MN ($74.97M), Raymond James Financial Inc. ($42.38M), Bank of America Corp DE ($37.89M), and UBS Group AG ($24.63M).Learn more on First Trust Utilities AlphaDEX Fund's institutional investors.

Of the 197 institutional investors that purchased First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Susquehanna International Group LLP ($4.07M), BNP Paribas Financial Markets ($1.95M), Raymond James Financial Inc. ($932.39K), First Trust Advisors LP ($849.18K), LPL Financial LLC ($660.51K), Rockport Wealth LLC ($589.15K), and Nilsine Partners LLC ($565.22K).

Institutional investors have bought a total of 6,852,063 shares in the last 24 months. This purchase volume represents approximately $304.85M in transactions.

Of the 74 institutional investors that sold First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($2.71M), NewEdge Advisors LLC ($941.41K), Rockport Wealth LLC ($360.71K), Wells Fargo & Company MN ($219.92K), Vestmark Advisory Solutions Inc. ($139.25K), Royal Bank of Canada ($135.30K), and Bank of America Corp DE ($107.48K).

Institutional investors have sold a total of 5,266,470 shares in the last 24 months. This volume of shares sold represents approximately $237.48M in transactions.


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This page (NYSEARCA:FXU) was last updated on 7/31/2026 by MarketBeat.com Staff.
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