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First Trust Utilities AlphaDEX Fund (FXU) Institutional Ownership

First Trust Utilities AlphaDEX Fund logo
$44.36 +0.24 (+0.54%)
Closing price 10/2/2026 04:10 PM Eastern
Extended Trading
$44.34 -0.02 (-0.03%)
As of 10/2/2026 07:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Utilities AlphaDEX Fund (NYSEARCA:FXU)

Number of
Institutional Buyers
(last 12 months)
123
Total
Institutional Inflows
(last 12 months)
$202.12M
Number of
Institutional Sellers
(last 12 months)
76
Total
Institutional Outflows
(last 12 months)
$145.14M
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FXU Institutional Buying and Selling by Quarter

First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026Envestnet Portfolio Solutions Inc.29,309$1.45M0.0%+106.8%0.176%
9/23/2026Envestnet Asset Management Inc.261,024$12.88M0.0%-4.2%1.568%
9/9/2026Integrated Wealth Concepts LLC46,019$2.27M0.0%+13.4%0.268%
9/9/2026NewEdge Advisors LLC33,280$1.64M0.0%-23.9%0.194%
9/9/2026IFP Advisors Inc10,890$537K0.0%-15.4%0.063%
9/9/2026Baird Financial Group Inc.7,120$351K0.0%-64.1%0.042%
9/9/2026One Charles Private Wealth Services LLC8,654$427K0.1%-14.6%0.050%
9/8/2026Allworth Financial LP1,500$74K0.0%+3,650.0%0.009%
9/8/2026Waverly Advisors LLC13,272$655K0.0%-11.3%0.077%
8/27/2026Corient Private Wealth LP13,445$663K0.0%-5.2%0.078%
8/23/2026HB Wealth Management LLC9,357$462K0.0%-63.5%0.055%
8/23/2026Nilsine Partners LLC5,876$290K0.0%-79.8%0.034%
8/23/2026Asset Allocation Strategies LLC28,721$1.42M0.2%-2.5%0.167%
8/22/2026Concurrent Investment Advisors LLC13,062$644K0.0%-46.1%0.076%
8/13/2026Capital Square LLC5,361$266K0.1%N/A0.031%
7/7/2026Dynamic Advisor Solutions LLC13,061$644K0.0%-17.7%0.079%
6/3/2026NewEdge Advisors LLC43,716$2.17M0.0%-90.6%0.242%
5/19/2026NewEdge Advisors LLC22,204$1.09M0.0%-95.2%0.123%
5/19/2026Bank of America Corp DE764,016$37.89M0.0%-12.3%4.233%
5/19/2026Centaurus Financial Inc.12,177$604K0.0%-9.5%0.067%
5/19/2026Arkadios Wealth Advisors32,951$1.63M0.0%-58.4%0.183%
5/18/2026Royal Bank of Canada87,583$4.34M0.0%-60.7%0.485%
5/16/2026Quantinno Capital Management LP24,988$1.24M0.0%+8.6%0.138%
5/15/2026Gateway Wealth Partners LLC30,104$1.49M0.1%+559.0%0.167%
5/13/2026Cetera Investment Advisers335,969$16.66M0.0%+13.5%1.861%
5/8/2026PNC Financial Services Group Inc.12,831$636K0.0%-1.8%0.071%
5/8/2026One Charles Private Wealth Services LLC10,134$503K0.1%-2.7%0.056%
5/7/2026Earned Wealth Advisors LLC379,257$18.81M1.3%+1.5%2.101%
5/6/2026Dorsey Wright & Associates10,027$497K0.1%N/A0.056%
5/6/2026Independent Financial Group LLC25,764$1.28M0.0%N/A0.143%
5/5/2026Rockport Wealth LLC228,438$11.33M2.1%+3,195.9%1.266%
5/5/2026D.A. Davidson & CO.24,718$1.23M0.0%-76.0%0.137%
5/5/2026Harmony Asset Management LLC10,608$526K0.2%-4.5%0.059%
5/5/2026Geneos Wealth Management Inc.2,557$127K0.0%+18.6%0.014%
5/5/2026Sanctuary Advisors LLC15,448$766K0.0%+22.0%0.086%
5/5/2026Sigma Planning Corp46,315$2.30M0.1%-46.5%0.257%
5/4/2026Milestones Private Investment Advisors LLC122,270$6.06M5.3%+3.3%0.677%
5/4/2026HBW Advisory Services LLC10,536$522K0.1%-13.4%0.058%
5/2/2026International Assets Investment Management LLC11,795$588K0.0%-20.1%0.065%
5/1/2026Fifth Third Bancorp11,818$586K0.0%N/A0.065%
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4/30/2026Equitable Trust Co.10,219$507K0.0%N/A0.057%
4/30/2026Kestra Advisory Services LLC45,043$2.23M0.0%+148.0%0.250%
4/27/2026Apeiron RIA LLC15,235$756K0.2%-10.6%0.084%
4/27/2026HB Wealth Management LLC25,601$1.27M0.0%+87.6%0.142%
4/27/2026BIP Wealth LLC7,464$370K0.0%N/A0.041%
4/27/2026Private Advisor Group LLC48,743$2.42M0.0%-27.2%0.270%
4/27/2026Sound Income Strategies LLC18,923$943K0.0%+7.2%0.105%
4/24/2026Ferguson Shapiro LLC11,850$588K0.2%N/A0.066%
4/23/2026Asset Allocation Strategies LLC29,458$1.46M0.3%-2.9%0.163%
4/22/2026Janney Montgomery Scott LLC158,068$7.84M0.0%+0.5%0.876%
4/22/2026Merkkuri Wealth Advisors LLC1,256$62K0.0%N/A0.007%
4/21/2026Fiduciary Alliance LLC87,144$4.34M0.3%+44.4%0.483%
4/20/2026RFG Advisory LLC14,678$728K0.0%N/A0.081%
4/17/2026WealthBridge Capital Management LLC7,080$351K0.1%N/A0.039%
4/17/2026Ocean Park Asset Management LLC85,904$4.26M0.2%N/A0.476%
4/16/2026Lee Johnson Capital Management LLC7,074$351K0.1%-14.8%0.039%
4/15/2026Nations Financial Group Inc. IA ADV26,755$1.33M0.1%+4.2%0.149%
3/17/2026Rockefeller Capital Management L.P.56,781$2.56M0.0%-0.9%0.326%
3/13/2026World Investment Advisors99,227$4.47M0.1%-6.6%0.570%
3/9/2026Corient Private Wealth LLC11,782$530K0.0%-5.9%0.068%
3/4/2026Rehmann Capital Advisory Group11,980$539K0.0%-11.1%0.069%
2/19/2026Corient Private Wealth LLC11,782$530K0.0%-5.9%0.068%
2/18/2026Mercer Global Advisors Inc. ADV4,762$214K0.0%N/A0.027%
2/18/2026NewEdge Advisors LLC466,244$20.99M0.1%-12.2%2.680%
2/18/2026Quadrature Capital Ltd133,322$6.00M0.1%N/A0.766%
2/18/2026Gotham Asset Management LLC7,908$356K0.0%N/A0.045%
2/18/2026Claro Advisors Inc.8,088$364K0.0%-6.9%0.046%
2/18/2026Asset One Wealth Management LLC13,498$622K0.1%N/A0.078%
2/17/2026Cetera Investment Advisers296,097$13.33M0.0%+64.6%1.702%
2/17/2026Equitable Holdings Inc.64,596$2.91M0.0%+8.7%0.371%
2/17/2026Kovack Advisors Inc.40,217$1.81M0.1%+384.0%0.231%
2/17/2026MinichMacGregor Wealth Management LLC16,241$731K0.1%+5.1%0.093%
2/17/2026GeoWealth Management LLC1,161$52K0.0%-82.6%0.007%
2/17/2026Regal Investment Advisors LLC30,646$1.38M0.1%+21.6%0.176%
2/17/2026Osaic Holdings Inc.264,536$11.91M0.0%+10.8%1.520%
2/17/2026Advisory Services Network LLC417,989$18.81M0.3%-7.6%2.402%
2/17/2026Private Advisor Group LLC66,940$3.01M0.0%+16.7%0.385%
2/17/2026&PARTNERS263,064$11.84M0.1%N/A1.512%
2/17/2026Royal Bank of Canada222,884$10.03M0.0%+7.2%1.281%
2/16/2026MML Investors Services LLC49,390$2.22M0.0%+45.9%0.284%
2/16/2026Mariner LLC5,021$226K0.0%-8.6%0.029%
2/16/2026Element Wealth LLC29,741$1.34M0.6%+16.6%0.171%
2/13/2026Kestra Advisory Services LLC18,159$817K0.0%+10.9%0.104%
2/13/2026Transamerica Financial Advisors LLC47,940$2.16M0.2%-3.6%0.276%
2/13/2026Stifel Financial Corp326,539$14.70M0.0%+4.4%1.877%
2/13/2026Smartleaf Asset Management LLC964$44K0.0%N/A0.006%
2/13/2026Morgan Stanley3,172,178$142.78M0.0%+7.2%18.231%
2/13/2026Arkadios Wealth Advisors79,122$3.56M0.1%+1,149.4%0.455%
2/13/2026First Trust Advisors LP16,901,242$760.73M0.6%+5.3%97.134%
2/13/2026Ausdal Financial Partners Inc.27,701$1.25M0.1%+8.6%0.159%
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2/13/2026Wells Fargo & Company MN1,665,698$74.97M0.0%-11.7%9.573%
2/13/2026Asset Allocation Strategies LLC30,353$1.37M0.3%-2.9%0.174%
2/13/2026Tudor Financial Inc.14,174$638K0.3%+81.2%0.081%
2/13/2026Summit Financial LLC160,041$7.20M0.1%+2.4%0.920%
2/13/2026RPg Family Wealth Advisory LLC10,847$488K0.1%-32.7%0.062%
2/12/2026Commonwealth Equity Services LLC159,589$7.18M0.0%-24.9%0.917%
2/12/2026StoneX Group Inc.27,869$1.25M0.1%-6.1%0.160%
2/12/2026Steward Partners Investment Advisory LLC5,866$264K0.0%+8.8%0.034%
2/12/2026Resurgent Financial Advisors LLC10,186$458K0.2%N/A0.059%
2/12/2026Kovack Advisors Inc.40,216$1.81M0.1%+384.0%0.231%


FXU Institutional Ownership - Frequently Asked Questions

During the previous two years, 216 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($760.73M), Morgan Stanley ($142.78M), LPL Financial LLC ($76.84M), Wells Fargo & Company MN ($74.97M), Raymond James Financial Inc. ($42.38M), Bank of America Corp DE ($37.89M), and UBS Group AG ($24.63M).Learn more on First Trust Utilities AlphaDEX Fund's institutional investors.

Of the 197 institutional investors that purchased First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Susquehanna International Group LLP ($4.07M), BNP Paribas Financial Markets ($1.95M), Raymond James Financial Inc. ($932.39K), First Trust Advisors LP ($849.18K), LPL Financial LLC ($660.51K), Rockport Wealth LLC ($589.15K), and Nilsine Partners LLC ($565.22K).

Institutional investors have bought a total of 4,423,527 shares in the last 24 months. This purchase volume represents approximately $202.12M in transactions.

Of the 76 institutional investors that sold First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($951.84K), First Trust Advisors LP ($476.08K), Rockport Wealth LLC ($360.71K), Wells Fargo & Company MN ($219.92K), Vestmark Advisory Solutions Inc. ($139.25K), Royal Bank of Canada ($135.30K), and Bank of America Corp DE ($107.48K).

Institutional investors have sold a total of 3,072,682 shares in the last 24 months. This volume of shares sold represents approximately $145.14M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:FXU is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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