Neuberger Berman Small-Mid Cap ETF (NBSM) Institutional Ownership $25.52 -0.20 (-0.78%) As of 07/11/2025 04:10 PM Eastern Add Compare Share Share Ownership Stock AnalysisChartDividendHoldingsOwnershipRatingsShort InterestBuy This Stock Institutional Ownership Changes (13F Filings) for Neuberger Berman Small-Mid Cap ETF (NYSEARCA:NBSM)Number ofInstitutional Buyers(last 12 months)9TotalInstitutional Inflows(last 12 months)$13.10MNumber ofInstitutional Sellers(last 12 months)3TotalInstitutional Outflows(last 12 months)$1.04M Get NBSM Insider Trade Alerts Want to know when executives and insiders are buying or selling Neuberger Berman Small-Mid Cap ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily. Email Address Skip Chart & View Institutional Buying and Selling Data NBSM Institutional Buying and Selling by Quarter Neuberger Berman Small-Mid Cap ETF Major Shareholders & Ownership History Export to ExcelReporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails7/10/2025 Exchange Traded Concepts LLC157,894$3.95M0.0%-16.4%2.232% 7/9/2025 Christopher J. Hasenberg Inc5,044$126K0.0%N/A0.071% 5/15/2025Royal Bank of Canada30,846$738K0.0%N/A0.491% 5/13/2025Raymond James Financial Inc.143,910$3.45M0.0%N/A2.292% 5/7/2025LPL Financial LLC107,921$2.58M0.0%+460.8%1.718% 4/21/2025Barrett & Company Inc.3,326$80K0.0%-14.6%0.038% 4/17/2025 Exchange Traded Concepts LLC188,976$4.52M0.1%+28.9%2.160% 2/17/2025Bank of America Corp DE33,361$846K0.0%N/A0.000% 2/11/2025LPL Financial LLC19,243$488K0.0%N/A0.000% 2/6/2025Jones Financial Companies Lllp2,867$73K0.0%N/A0.000% 1/28/2025Barrett & Company Inc.3,893$99K0.0%N/A0.000% 1/21/2025 Exchange Traded Concepts LLC146,568$3.72M0.1%N/A0.000% 11/7/2024Tranquility Partners LLC8,050$214K0.1%-53.3%0.000% 7/25/2024Tranquility Partners LLC17,250$429K0.2%N/A0.000% (Data available from 1/1/2016 forward) NBSM Institutional Ownership - Frequently Asked Questions Who are the largest shareholders of NBSM shares? During the previous two years, 9 institutional investors and hedge funds held shares of Neuberger Berman Small-Mid Cap ETF. The most heavily invested institutionals were Exchange Traded Concepts LLC ($3.95M), Raymond James Financial Inc. ($3.45M), LPL Financial LLC ($2.58M), Bank of America Corp DE ($846K), Royal Bank of Canada ($738K), Tranquility Partners LLC ($214K), and Christopher J. Hasenberg Inc ($126K).Learn more on Neuberger Berman Small-Mid Cap ETF's institutional investors. Which institutional investors have been buying Neuberger Berman Small-Mid Cap ETF's stock? Of the 9 institutional investors that purchased Neuberger Berman Small-Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Exchange Traded Concepts LLC ($188.98K), Raymond James Financial Inc. ($143.91K), LPL Financial LLC ($107.92K), Bank of America Corp DE ($33.36K), Royal Bank of Canada ($30.85K), Tranquility Partners LLC ($17.25K), and Christopher J. Hasenberg Inc ($5.04K). How much institutional buying is happening at Neuberger Berman Small-Mid Cap ETF? Institutional investors have bought a total of 534,068 shares in the last 24 months. This purchase volume represents approximately $13.10M in transactions. Which of Neuberger Berman Small-Mid Cap ETF's major shareholders have been selling company stock? The following institutional investors have sold Neuberger Berman Small-Mid Cap ETF stock in the last 24 months: Exchange Traded Concepts LLC ($31.08K), Tranquility Partners LLC ($9.20K), and Barrett & Company Inc. ($567.00). How much institutional selling is happening at Neuberger Berman Small-Mid Cap ETF? Institutional investors have sold a total of 40,849 shares in the last 24 months. This volume of shares sold represents approximately $1.04M in transactions. 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