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Neuberger Berman Small-Mid Cap ETF (NBSM) Institutional Ownership

Neuberger Berman Small-Mid Cap ETF logo
$26.86 +0.32 (+1.21%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Neuberger Berman Small-Mid Cap ETF (NYSEARCA:NBSM)

Number of
Institutional Buyers
(last 12 months)
14
Total
Institutional Inflows
(last 12 months)
$21.61M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$1.45M
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NBSM Institutional Buying and Selling by Quarter

Neuberger Berman Small-Mid Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/24/2026 Barnes Pettey Financial Advisors LLC10,350$261K0.1%+9.4%0.123%
2/18/2026 Stage Harbor Financial LLC222,271$5.61M3.8%N/A2.796%
2/17/2026Osaic Holdings Inc.26,368$665K0.0%-40.4%0.332%
2/11/2026LPL Financial LLC398,165$10.05M0.0%-1.3%5.008%
2/6/2026 Motco57,455$1.45M0.1%-0.8%0.723%
2/6/2026HighTower Advisors LLC44,171$1.12M0.0%+43.4%0.556%
1/30/2026 Barnes Pettey Financial Advisors LLC9,461$239K0.1%+10.2%0.119%
1/29/2026 Broadway Wealth Solutions Inc.114,302$2.89M1.5%+52.3%1.429%
1/16/2026 Worth Financial Advisory Group LLC26,514$669K0.3%+2.5%0.333%
1/14/2026 Exchange Traded Concepts LLC154,886$3.91M0.0%-1.0%1.943%
11/17/2025Susquehanna International Group LLP17,805$451K0.0%+77.5%0.245%
11/17/2025Citadel Advisors LLC13,306$337K0.0%N/A0.183%
11/17/2025Bank of America Corp DE220,114$5.58M0.0%+15.6%3.024%
11/14/2025Raymond James Financial Inc.180,178$4.56M0.0%+3.6%2.475%
11/4/2025Jones Financial Companies Lllp77,444$1.97M0.0%+44.0%1.064%
10/22/2025 Worth Financial Advisory Group LLC25,877$655K0.4%+17.2%0.355%
10/22/2025 Motco57,907$1.47M0.1%+10.3%0.795%
10/14/2025 Exchange Traded Concepts LLC156,390$3.96M0.0%-1.0%2.148%
8/15/2025Bank of America Corp DE190,347$4.77M0.0%+49.1%2.779%
8/14/2025Raymond James Financial Inc.173,905$4.36M0.0%+20.8%2.539%
8/1/2025 Motco52,482$1.33M0.1%N/A0.742%
7/18/2025 Broadway Wealth Solutions Inc.68,384$1.71M1.1%N/A0.967%
7/17/2025 Worth Financial Advisory Group LLC22,084$553K0.3%N/A0.312%
7/10/2025 Exchange Traded Concepts LLC157,894$3.95M0.0%-16.4%2.232%
7/9/2025Christopher J. Hasenberg Inc5,044$126K0.0%N/A0.071%
5/15/2025Royal Bank of Canada30,846$738K0.0%N/A0.491%
5/13/2025Raymond James Financial Inc.143,910$3.45M0.0%N/A2.292%
5/7/2025LPL Financial LLC107,921$2.58M0.0%+460.8%1.718%
4/21/2025Barrett & Company Inc.3,326$80K0.0%-14.6%0.038%
4/17/2025Exchange Traded Concepts LLC188,976$4.52M0.1%+28.9%2.160%
2/17/2025Bank of America Corp DE33,361$846K0.0%N/A0.000%
2/11/2025LPL Financial LLC19,243$488K0.0%N/A0.000%
2/6/2025Jones Financial Companies Lllp2,867$73K0.0%N/A0.000%
1/28/2025Barrett & Company Inc.3,893$99K0.0%N/A0.000%
1/21/2025Exchange Traded Concepts LLC146,568$3.72M0.1%N/A0.000%
11/7/2024Tranquility Partners LLC8,050$214K0.1%-53.3%0.000%
7/25/2024Tranquility Partners LLC17,250$429K0.2%N/A0.000%


NBSM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NBSM shares?

During the previous two years, 18 institutional investors and hedge funds held shares of Neuberger Berman Small-Mid Cap ETF. The most heavily invested institutionals were LPL Financial LLC ($10.05M), Stage Harbor Financial LLC ($5.61M), Bank of America Corp DE ($5.58M), Raymond James Financial Inc. ($4.56M), Exchange Traded Concepts LLC ($3.91M), Broadway Wealth Solutions Inc. ($2.89M), and Jones Financial Companies Lllp ($1.97M).Learn more on Neuberger Berman Small-Mid Cap ETF's institutional investors.

Which institutional investors have been buying Neuberger Berman Small-Mid Cap ETF's stock?

Of the 17 institutional investors that purchased Neuberger Berman Small-Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Stage Harbor Financial LLC ($222.27K), Exchange Traded Concepts LLC ($188.98K), Raymond James Financial Inc. ($180.18K), Bank of America Corp DE ($125.82K), LPL Financial LLC ($107.92K), Broadway Wealth Solutions Inc. ($107.62K), and Motco ($57.91K).

How much institutional buying is happening at Neuberger Berman Small-Mid Cap ETF?

Institutional investors have bought a total of 871,400 shares in the last 24 months. This purchase volume represents approximately $21.61M in transactions.

Which of Neuberger Berman Small-Mid Cap ETF's major shareholders have been selling company stock?

The following institutional investors have sold Neuberger Berman Small-Mid Cap ETF stock in the last 24 months: Exchange Traded Concepts LLC ($34.09K), Osaic Holdings Inc. ($17.85K), LPL Financial LLC ($5.42K), and Motco ($452.00).

How much institutional selling is happening at Neuberger Berman Small-Mid Cap ETF?

Institutional investors have sold a total of 57,806 shares in the last 24 months. This volume of shares sold represents approximately $1.45M in transactions.


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This page (NYSEARCA:NBSM) was last updated on 5/5/2026 by MarketBeat.com Staff.
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