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Capital Group U.S. Small and Mid Cap ETF (CGMM) Institutional Ownership

$31.39 +0.06 (+0.19%)
As of 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for Capital Group U.S. Small and Mid Cap ETF (NYSEARCA:CGMM)

Number of
Institutional Buyers
(last 12 months)
162
Total
Institutional Inflows
(last 12 months)
$707.11M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$14.28M
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Skip Chart & View Institutional Buying and Selling Data

CGMM Institutional Buying and Selling by Quarter

Capital Group U.S. Small and Mid Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/5/2026D.A. Davidson & CO.59,616$1.75M0.0%+101.2%0.080%
5/5/2026Bank of New York Mellon Corp18,232$535K0.0%N/A0.024%
5/5/2026Sanctuary Advisors LLC13,142$386K0.0%N/A0.018%
5/5/2026 Sterling Investment Advisors Ltd.12,920$379K0.1%N/A0.017%
5/5/2026 Sigma Planning Corp117,049$3.44M0.1%+123.4%0.156%
5/4/2026 HBW Advisory Services LLC15,147$445K0.0%+17.1%0.020%
5/4/2026 NWF Advisory Services Inc.73,623$2.16M0.2%+8.7%0.098%
5/2/2026 Diversify Wealth Management LLC28,000$871K0.0%N/A0.037%
5/2/2026 Valmark Advisers Inc.208,654$6.13M0.1%+47.2%0.279%
5/1/2026 Fifth Third Bancorp8,758$257K0.0%N/A0.012%
5/1/2026 Sovran Advisors LLC24,365$770K0.1%+2.2%0.033%
4/30/2026 Kestra Advisory Services LLC913,227$26.81M0.1%+1.6%1.221%
4/29/2026 Richmond Investment Services LLC32,020$940K0.2%N/A0.043%
4/28/2026 Compton Financial Group LLC195,976$5.75M1.3%+2,528.4%0.262%
4/28/2026 Stephens Inc. AR396,342$11.64M0.1%-8.6%0.544%
4/28/2026 Koshinski Asset Management Inc.44,070$1.29M0.1%+24.7%0.060%
4/28/2026 Latitude Advisors LLC33,818$993K0.5%+25.9%0.046%
4/27/2026 World Investment Advisors77,140$2.27M0.0%+51.6%0.106%
4/27/2026 Private Advisor Group LLC90,217$2.65M0.0%+74.2%0.124%
4/27/2026 Trademark Financial Management LLC51,685$1.52M0.7%+180.6%0.071%
4/25/2026 Royal Harbor Partners LLC174,194$5.11M1.7%N/A0.241%
4/25/2026 NavPoint Financial Inc.102,614$3.01M1.2%+35.9%0.142%
4/24/2026 Root Financial Partners LLC4,935$145K0.0%N/A0.007%
4/24/2026 Essex Financial Services Inc.108,398$3.18M0.2%+16.5%0.150%
4/24/2026 Merited Wealth LLC50,370$1.48M1.2%-1.8%0.070%
4/24/2026 Harbor Investment Advisory LLC2,886$85K0.0%+20.0%0.004%
4/23/2026 Summit Investment Advisory Services LLC22,284$654K0.2%+169.9%0.031%
4/23/2026 Apollon Wealth Management LLC15,423$453K0.0%N/A0.021%
4/22/2026 Trilogy Capital Inc.9,261$272K0.0%N/A0.013%
4/21/2026 Main Line Retirement Advisors LLC523,944$15.38M7.7%+0.5%0.741%
4/20/2026 Kestra Private Wealth Services LLC27,551$809K0.0%+99.0%0.039%
4/20/2026 RFG Advisory LLC40,306$1.18M0.0%+4.4%0.057%
4/18/2026 Richards Merrill & Peterson Inc.21,290$625K0.2%+58.4%0.030%
4/17/2026 Trinity Wealth Management LLC27,901$819K0.3%+18.4%0.040%
4/16/2026 Balboa Wealth Partners15,805$464K0.1%+4.6%0.022%
4/16/2026 Founders Financial Securities LLC52,974$1.63M0.1%+92.9%0.076%
4/15/2026 Nations Financial Group Inc. IA ADV23,230$682K0.0%+2.0%0.034%
3/23/2026 J. Derek Lewis & Associates Inc.170,927$4.93M1.2%N/A0.365%
3/17/2026Rockefeller Capital Management L.P.64,725$1.87M0.0%N/A0.138%
3/13/2026 World Investment Advisors50,882$1.47M0.0%+76.0%0.109%
3/10/2026Advisortrust Partners LLC7,500$216K0.1%N/A0.016%
3/3/2026 NWF Advisory Services Inc.67,756$1.95M0.2%+22.6%0.145%
2/18/2026NewEdge Advisors LLC675,728$19.49M0.1%+20.1%1.444%
2/18/2026BNB Wealth Management LLC119,097$3.44M2.2%N/A0.254%
2/17/2026Cetera Investment Advisers1,169,463$33.73M0.0%+25.1%2.499%
2/17/2026Equitable Holdings Inc.27,359$789K0.0%+269.1%0.058%
2/17/2026Osaic Holdings Inc.1,534,907$44.27M0.1%+90.7%3.280%
2/17/2026Captrust Financial Advisors1,035,503$29.86M0.1%+3.8%2.213%
2/17/2026&PARTNERS334,182$9.63M0.1%+88.2%0.714%
2/17/2026Royal Bank of Canada634,791$18.31M0.0%+122.9%1.356%
2/16/2026Venture Visionary Partners LLC49,981$1.44M0.0%+171.3%0.107%
2/16/2026 MML Investors Services LLC853,145$24.61M0.1%+18.4%1.823%
2/16/2026Mariner LLC53,643$1.55M0.0%+24.0%0.115%
2/16/2026Beta Wealth Group Inc.60,364$1.74M0.7%-0.7%0.129%
2/13/2026 Kestra Advisory Services LLC898,412$25.91M0.1%+2,797.0%1.920%
2/13/2026Transamerica Financial Advisors LLC8,843$255K0.0%+83.8%0.019%
2/13/2026Stifel Financial Corp889,748$25.66M0.0%+47.0%1.901%
2/13/2026Smartleaf Asset Management LLC143,345$4.18M0.2%+13.4%0.306%
2/13/2026Advyzon Investment Management LLC19,915$574K0.1%N/A0.043%
2/13/2026Alchemi Wealth LLC35,915$1.04M0.6%N/A0.077%
2/13/2026Wells Fargo & Company MN1,588,268$45.81M0.0%+349.4%3.394%
2/12/2026Jane Street Group LLC29,251$844K0.0%+286.9%0.063%
2/12/2026HRT Financial LP12,053$347K0.0%-40.2%0.026%
2/12/2026Orion Porfolio Solutions LLC235,612$6.80M0.0%+8.6%0.503%
2/12/2026 Commonwealth Equity Services LLC920,118$26.54M0.0%+27.3%1.966%
2/12/2026 Wedbush Securities Inc.7,640$220K0.0%+5.0%0.016%
2/12/2026Principal Securities Inc.90,860$2.62M0.0%+27.2%0.194%
2/12/2026Forge Financial Services LLC26,684$770K0.3%N/A0.057%
2/11/2026GWN Securities Inc.8,939$258K0.1%N/A0.019%
2/11/2026 Janney Montgomery Scott LLC386,967$11.16M0.0%+45.3%0.827%
2/11/2026Capital Analysts LLC1,361$39K0.0%+1,083.5%0.003%
2/11/2026LPL Financial LLC2,955,064$85.22M0.0%+48.7%6.314%
2/11/2026Capital International Investors21,632$624K0.0%-71.6%0.046%
2/11/2026Capital Group Private Client Services Inc.483,342$13.94M0.2%+32.2%1.033%
2/11/2026Tradition Wealth Management LLC120,855$3.49M0.3%+74.2%0.258%
2/11/2026 OneAscent Financial Services LLC21,940$633K0.1%-9.7%0.047%
2/11/2026Sittner & Nelson LLC15,321$476K0.2%N/A0.033%
2/10/2026Goldman Sachs Group Inc.21,944$633K0.0%N/A0.047%
2/10/2026Natixis Advisors LLC87,273$2.52M0.0%+316.0%0.186%
2/10/2026Vantus Wealth LLC19,632$566K0.4%N/A0.042%
2/10/2026 Essex Financial Services Inc.93,039$2.68M0.2%+35.5%0.199%
2/10/2026 Founders Financial Securities LLC27,456$792K0.0%+103.8%0.059%
2/10/2026Northwestern Mutual Wealth Management Co.281,573$8.12M0.0%N/A0.602%
2/9/2026Kingsview Wealth Management LLC43,916$1.27M0.0%-33.1%0.094%
2/9/2026Integrity Alliance LLC.13,082$377K0.0%N/A0.028%
2/9/2026Kestra Investment Management LLC565,125$16.30M0.4%N/A1.208%
2/9/2026 Cary Street Partners Financial LLC196,584$5.67M0.1%+3.4%0.420%
2/9/2026Harbour Investments Inc.58,572$1.69M0.0%+54.5%0.125%
2/9/2026Frazier Financial Advisors LLC24,760$714K0.4%N/A0.053%
2/9/2026 Prospera Financial Services Inc10,955$316K0.0%N/A0.023%
2/6/2026Cullen Frost Bankers Inc.98,043$2.83M0.0%+30.4%0.209%
2/6/2026HighTower Advisors LLC79,964$2.31M0.0%+1.8%0.171%
2/6/2026 Envestnet Portfolio Solutions Inc.106,929$3.08M0.0%+19.9%0.228%
2/5/2026 Stephens Inc. AR433,709$12.51M0.2%-9.2%0.927%
2/5/2026 Compton Financial Group LLC7,456$215K0.0%N/A0.016%
2/5/2026 Cornerstone Wealth Management LLC11,562$333K0.0%N/A0.025%
2/5/2026Western Wealth Management LLC18,398$531K0.0%+103.0%0.039%
2/4/2026 Summit Wealth Group LLC Co.16,027$462K0.1%N/A0.035%
2/4/2026Ameritas Advisory Services LLC14,987$432K0.0%+395.9%0.033%
2/4/2026 World Investment Advisors50,882$1.34M0.0%+76.0%0.111%


CGMM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CGMM shares?

During the previous two years, 167 institutional investors and hedge funds held shares of Capital Group U.S. Small and Mid Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($147.77M), LPL Financial LLC ($85.22M), Wells Fargo & Company MN ($45.81M), Osaic Holdings Inc. ($44.27M), Merit Financial Group LLC ($39.24M), Cetera Investment Advisers ($33.73M), and Captrust Financial Advisors ($29.86M).Learn more on Capital Group U.S. Small and Mid Cap ETF's institutional investors.

Which institutional investors have been buying Capital Group U.S. Small and Mid Cap ETF's stock?

Of the 163 institutional investors that purchased Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($5.20M), Merit Financial Group LLC ($1.32M), Wells Fargo & Company MN ($1.23M), Osaic Holdings Inc. ($1.11M), Captrust Financial Advisors ($1.00M), LPL Financial LLC ($967.84K), and Kestra Advisory Services LLC ($882.22K).

How much institutional buying is happening at Capital Group U.S. Small and Mid Cap ETF?

Institutional investors have bought a total of 25,067,824 shares in the last 24 months. This purchase volume represents approximately $707.11M in transactions.

Which of Capital Group U.S. Small and Mid Cap ETF's major shareholders have been selling company stock?

Of the 14 institutional investors that sold Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Beta Wealth Group Inc. ($210.41K), Capital International Investors ($153.28K), Stephens Inc. AR ($81.55K), Kingsview Wealth Management LLC ($21.71K), HRT Financial LP ($8.11K), Wise Wealth Partners ($8.04K), and Envestnet Portfolio Solutions Inc. ($5.08K).

How much institutional selling is happening at Capital Group U.S. Small and Mid Cap ETF?

Institutional investors have sold a total of 500,058 shares in the last 24 months. This volume of shares sold represents approximately $14.28M in transactions.


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This page (NYSEARCA:CGMM) was last updated on 5/5/2026 by MarketBeat.com Staff.
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