Capital Group U.S. Small and Mid Cap ETF (CGMM) Institutional Ownership

$31.92 0.00 (0.00%)

As of 06/12/2026 04:10 PM Eastern

Number of Institutional Buyers (last 12 months): 166
Total Institutional Inflows (last 12 months): $735.43M

Number of Institutional Sellers (last 12 months): 14
Total Institutional Outflows (last 12 months): $14.33M

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CGMM Institutional Buying and Selling by Quarter

Capital Group U.S. Small and Mid Cap ETF Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
6/3/2026	NewEdge Advisors LLC	743,518	$21.83M	0.1%	+10.0%	0.994%
5/27/2026	Security Financial Services INC.	38,149	$1.12M	0.2%	+16.5%	0.051%
5/22/2026	WNY Asset Management LLC	15,293	$449K	0.0%	N/A	0.020%
5/21/2026	J. Derek Lewis & Associates Inc.	225,804	$6.66M	1.5%	+32.1%	0.302%
5/19/2026	Western Wealth Management LLC	21,432	$629K	0.0%	+16.5%	0.029%
5/18/2026	Royal Bank of Canada	793,978	$23.31M	0.0%	+25.1%	1.061%
5/15/2026	Gateway Wealth Partners LLC	109,720	$3.22M	0.1%	N/A	0.147%
5/14/2026	CLG LLC	9,077	$267K	0.1%	+15.9%	0.012%
5/14/2026	Sei Investments Co.	977,455	$28.70M	0.0%	+30.2%	1.307%
5/13/2026	Cetera Investment Advisers	1,520,291	$44.64M	0.0%	+30.0%	2.032%
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5/8/2026	Summit Global Investments	6,912	$203K	0.0%	N/A	0.009%
5/7/2026	Florida Financial Advisors LLC	10,674	$313K	0.1%	N/A	0.014%
5/7/2026	Beta Wealth Group Inc.	58,683	$1.72M	0.7%	-2.8%	0.078%
5/6/2026	Assetmark Inc.	890,379	$26.14M	0.1%	+18.5%	1.190%
5/6/2026	Independent Financial Group LLC	101,103	$2.97M	0.1%	N/A	0.135%
5/6/2026	Frazier Financial Advisors LLC	28,591	$839K	0.5%	+15.5%	0.038%
5/5/2026	D.A. Davidson & CO.	59,616	$1.75M	0.0%	+101.2%	0.080%
5/5/2026	Bank of New York Mellon Corp	18,232	$535K	0.0%	N/A	0.024%
5/5/2026	Sanctuary Advisors LLC	13,142	$386K	0.0%	N/A	0.018%
5/5/2026	Sterling Investment Advisors Ltd.	12,920	$379K	0.1%	N/A	0.017%
5/5/2026	Sigma Planning Corp	117,049	$3.44M	0.1%	+123.4%	0.156%
5/4/2026	HBW Advisory Services LLC	15,147	$445K	0.0%	+17.1%	0.020%
5/4/2026	NWF Advisory Services Inc.	73,623	$2.16M	0.2%	+8.7%	0.098%
5/2/2026	Diversify Wealth Management LLC	28,000	$871K	0.0%	N/A	0.037%
5/2/2026	Valmark Advisers Inc.	208,654	$6.13M	0.1%	+47.2%	0.279%
5/1/2026	Fifth Third Bancorp	8,758	$257K	0.0%	N/A	0.012%
5/1/2026	Sovran Advisors LLC	24,365	$770K	0.1%	+2.2%	0.033%
4/30/2026	Kestra Advisory Services LLC	913,227	$26.81M	0.1%	+1.6%	1.221%
4/29/2026	Richmond Investment Services LLC	32,020	$940K	0.2%	N/A	0.043%
4/28/2026	Compton Financial Group LLC	195,976	$5.75M	1.3%	+2,528.4%	0.262%
4/28/2026	Stephens Inc. AR	396,342	$11.64M	0.1%	-8.6%	0.544%
4/28/2026	Koshinski Asset Management Inc.	44,070	$1.29M	0.1%	+24.7%	0.060%
4/28/2026	Latitude Advisors LLC	33,818	$993K	0.5%	+25.9%	0.046%
4/27/2026	World Investment Advisors	77,140	$2.27M	0.0%	+51.6%	0.106%
4/27/2026	Private Advisor Group LLC	90,217	$2.65M	0.0%	+74.2%	0.124%
4/27/2026	Trademark Financial Management LLC	51,685	$1.52M	0.7%	+180.6%	0.071%
4/25/2026	Royal Harbor Partners LLC	174,194	$5.11M	1.7%	N/A	0.241%
4/25/2026	NavPoint Financial Inc.	102,614	$3.01M	1.2%	+35.9%	0.142%
4/24/2026	Root Financial Partners LLC	4,935	$145K	0.0%	N/A	0.007%
4/24/2026	Essex Financial Services Inc.	108,398	$3.18M	0.2%	+16.5%	0.150%
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4/24/2026	Merited Wealth LLC	50,370	$1.48M	1.2%	-1.8%	0.070%
4/24/2026	Harbor Investment Advisory LLC	2,886	$85K	0.0%	+20.0%	0.004%
4/23/2026	Summit Investment Advisory Services LLC	22,284	$654K	0.2%	+169.9%	0.031%
4/23/2026	Apollon Wealth Management LLC	15,423	$453K	0.0%	N/A	0.021%
4/22/2026	Trilogy Capital Inc.	9,261	$272K	0.0%	N/A	0.013%
4/21/2026	Main Line Retirement Advisors LLC	523,944	$15.38M	7.7%	+0.5%	0.741%
4/20/2026	Kestra Private Wealth Services LLC	27,551	$809K	0.0%	+99.0%	0.039%
4/20/2026	RFG Advisory LLC	40,306	$1.18M	0.0%	+4.4%	0.057%
4/18/2026	Richards Merrill & Peterson Inc.	21,290	$625K	0.2%	+58.4%	0.030%
4/17/2026	Trinity Wealth Management LLC	27,901	$819K	0.3%	+18.4%	0.040%
4/16/2026	Balboa Wealth Partners	15,805	$464K	0.1%	+4.6%	0.022%
4/16/2026	Founders Financial Securities LLC	52,974	$1.63M	0.1%	+92.9%	0.076%
4/15/2026	Nations Financial Group Inc. IA ADV	23,230	$682K	0.0%	+2.0%	0.034%
3/23/2026	J. Derek Lewis & Associates Inc.	170,927	$4.93M	1.2%	N/A	0.365%
3/17/2026	Rockefeller Capital Management L.P.	64,725	$1.87M	0.0%	N/A	0.138%
3/13/2026	World Investment Advisors	50,882	$1.47M	0.0%	+76.0%	0.109%
3/10/2026	Advisortrust Partners LLC	7,500	$216K	0.1%	N/A	0.016%
3/3/2026	NWF Advisory Services Inc.	67,756	$1.95M	0.2%	+22.6%	0.145%
2/18/2026	NewEdge Advisors LLC	675,728	$19.49M	0.1%	+20.1%	1.444%
2/18/2026	BNB Wealth Management LLC	119,097	$3.44M	2.2%	N/A	0.254%
2/17/2026	Cetera Investment Advisers	1,169,463	$33.73M	0.0%	+25.1%	2.499%
2/17/2026	Equitable Holdings Inc.	27,359	$789K	0.0%	+269.1%	0.058%
2/17/2026	Osaic Holdings Inc.	1,534,907	$44.27M	0.1%	+90.7%	3.280%
2/17/2026	Captrust Financial Advisors	1,035,503	$29.86M	0.1%	+3.8%	2.213%
2/17/2026	&PARTNERS	334,182	$9.63M	0.1%	+88.2%	0.714%
2/17/2026	Royal Bank of Canada	634,791	$18.31M	0.0%	+122.9%	1.356%
2/16/2026	Venture Visionary Partners LLC	49,981	$1.44M	0.0%	+171.3%	0.107%
2/16/2026	MML Investors Services LLC	853,145	$24.61M	0.1%	+18.4%	1.823%
2/16/2026	Mariner LLC	53,643	$1.55M	0.0%	+24.0%	0.115%
2/16/2026	Beta Wealth Group Inc.	60,364	$1.74M	0.7%	-0.7%	0.129%
2/13/2026	Kestra Advisory Services LLC	898,412	$25.91M	0.1%	+2,797.0%	1.920%
2/13/2026	Transamerica Financial Advisors LLC	8,843	$255K	0.0%	+83.8%	0.019%
2/13/2026	Stifel Financial Corp	889,748	$25.66M	0.0%	+47.0%	1.901%
2/13/2026	Smartleaf Asset Management LLC	143,345	$4.18M	0.2%	+13.4%	0.306%
2/13/2026	Advyzon Investment Management LLC	19,915	$574K	0.1%	N/A	0.043%
2/13/2026	Alchemi Wealth LLC	35,915	$1.04M	0.6%	N/A	0.077%
2/13/2026	Wells Fargo & Company MN	1,588,268	$45.81M	0.0%	+349.4%	3.394%
2/12/2026	Jane Street Group LLC	29,251	$844K	0.0%	+286.9%	0.063%
2/12/2026	HRT Financial LP	12,053	$347K	0.0%	-40.2%	0.026%
2/12/2026	Orion Porfolio Solutions LLC	235,612	$6.80M	0.0%	+8.6%	0.503%
2/12/2026	Commonwealth Equity Services LLC	920,118	$26.54M	0.0%	+27.3%	1.966%
2/12/2026	Wedbush Securities Inc.	7,640	$220K	0.0%	+5.0%	0.016%
2/12/2026	Principal Securities Inc.	90,860	$2.62M	0.0%	+27.2%	0.194%
2/12/2026	Forge Financial Services LLC	26,684	$770K	0.3%	N/A	0.057%
2/11/2026	GWN Securities Inc.	8,939	$258K	0.1%	N/A	0.019%
2/11/2026	Janney Montgomery Scott LLC	386,967	$11.16M	0.0%	+45.3%	0.827%
2/11/2026	Capital Analysts LLC	1,361	$39K	0.0%	+1,083.5%	0.003%
2/11/2026	LPL Financial LLC	2,955,064	$85.22M	0.0%	+48.7%	6.314%
2/11/2026	Capital International Investors	21,632	$624K	0.0%	-71.6%	0.046%
2/11/2026	Capital Group Private Client Services Inc.	483,342	$13.94M	0.2%	+32.2%	1.033%
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2/11/2026	Tradition Wealth Management LLC	120,855	$3.49M	0.3%	+74.2%	0.258%
2/11/2026	OneAscent Financial Services LLC	21,940	$633K	0.1%	-9.7%	0.047%
2/11/2026	Sittner & Nelson LLC	15,321	$476K	0.2%	N/A	0.033%
2/10/2026	Goldman Sachs Group Inc.	21,944	$633K	0.0%	N/A	0.047%
2/10/2026	Natixis Advisors LLC	87,273	$2.52M	0.0%	+316.0%	0.186%
2/10/2026	Vantus Wealth LLC	19,632	$566K	0.4%	N/A	0.042%
2/10/2026	Essex Financial Services Inc.	93,039	$2.68M	0.2%	+35.5%	0.199%
2/10/2026	Founders Financial Securities LLC	27,456	$792K	0.0%	+103.8%	0.059%
2/10/2026	Northwestern Mutual Wealth Management Co.	281,573	$8.12M	0.0%	N/A	0.602%
2/9/2026	Kingsview Wealth Management LLC	43,916	$1.27M	0.0%	-33.1%	0.094%

CGMM Institutional Ownership - Frequently Asked Questions

During the previous two years, 172 institutional investors and hedge funds held shares of Capital Group U.S. Small and Mid Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($147.77M), LPL Financial LLC ($85.22M), Wells Fargo & Company MN ($45.81M), Cetera Investment Advisers ($44.64M), Osaic Holdings Inc. ($44.27M), Merit Financial Group LLC ($39.24M), and Captrust Financial Advisors ($29.86M).Learn more on Capital Group U.S. Small and Mid Cap ETF's institutional investors.

Of the 168 institutional investors that purchased Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($5.20M), Merit Financial Group LLC ($1.32M), Wells Fargo & Company MN ($1.23M), Osaic Holdings Inc. ($1.11M), Captrust Financial Advisors ($1.00M), LPL Financial LLC ($967.84K), and Assetmark Inc. ($890.38K).

Institutional investors have bought a total of 25,965,539 shares in the last 24 months. This purchase volume represents approximately $735.43M in transactions.

Of the 14 institutional investors that sold Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Beta Wealth Group Inc. ($212.09K), Capital International Investors ($153.28K), Stephens Inc. AR ($81.55K), Kingsview Wealth Management LLC ($21.71K), HRT Financial LP ($8.11K), Wise Wealth Partners ($8.04K), and Envestnet Portfolio Solutions Inc. ($5.08K).

Institutional investors have sold a total of 501,739 shares in the last 24 months. This volume of shares sold represents approximately $14.33M in transactions.

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This page (NYSEARCA:CGMM) was last updated on 6/15/2026 by MarketBeat.com Staff.

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Capital Group U.S. Small and Mid Cap ETF (CGMM) Institutional Ownership

CGMM Institutional Buying and Selling by Quarter

Capital Group U.S. Small and Mid Cap ETF Major Shareholders & Ownership History

CGMM Institutional Ownership - Frequently Asked Questions

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Capital Group U.S. Small and Mid Cap ETF (CGMM) Institutional Ownership

Institutional Ownership Changes (13F Filings) for Capital Group U.S. Small and Mid Cap ETF (NYSEARCA:CGMM)

CGMM Institutional Buying and Selling by Quarter

Capital Group U.S. Small and Mid Cap ETF Major Shareholders & Ownership History

CGMM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CGMM shares?

Which institutional investors have been buying Capital Group U.S. Small and Mid Cap ETF's stock?

How much institutional buying is happening at Capital Group U.S. Small and Mid Cap ETF?

Which of Capital Group U.S. Small and Mid Cap ETF's major shareholders have been selling company stock?

How much institutional selling is happening at Capital Group U.S. Small and Mid Cap ETF?

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