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Capital Group U.S. Small and Mid Cap ETF (CGMM) Institutional Ownership

$33.72 0.00 (0.00%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Capital Group U.S. Small and Mid Cap ETF (NYSEARCA:CGMM)

Number of
Institutional Buyers
(last 12 months)
168
Total
Institutional Inflows
(last 12 months)
$644.62M
Number of
Institutional Sellers
(last 12 months)
12
Total
Institutional Outflows
(last 12 months)
$14.05M
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CGMM Institutional Buying and Selling by Quarter

Capital Group U.S. Small and Mid Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 KWB Wealth379,650$12.52M1.1%N/A0.403%
7/10/2026 A&I Financial Services LLC83,521$2.75M1.2%+14.3%0.089%
7/9/2026 Wealth Science Advisors LLC130,103$4.29M1.9%+39.5%0.138%
7/8/2026 Thurston Springer Miller Herd & Titak Inc.5,814$192K0.1%+16.2%0.006%
7/8/2026 First Heartland Consultants Inc.12,794$422K0.0%+27.0%0.014%
7/8/2026 Lincoln Capital LLC10,206$336K0.1%N/A0.011%
7/7/2026 Trinity Wealth Management LLC28,578$942K0.3%+2.4%0.031%
7/7/2026 Dynamic Advisor Solutions LLC48,005$1.58M0.0%+1.5%0.051%
7/7/2026 Harbor Investment Advisory LLC5,598$185K0.0%+94.0%0.006%
7/6/2026 Private Client Services LLC7,959$262K0.1%N/A0.009%
7/6/2026 Trilogy Capital Inc.12,263$404K0.0%+32.4%0.013%
6/18/2026Western Wealth Management LLC21,432$629K0.0%+16.5%0.029%
6/3/2026 NewEdge Advisors LLC743,518$21.83M0.1%+10.0%0.994%
5/27/2026 Security Financial Services INC.38,149$1.12M0.2%+16.5%0.051%
5/22/2026WNY Asset Management LLC15,293$449K0.0%N/A0.020%
5/21/2026 J. Derek Lewis & Associates Inc.225,804$6.66M1.5%+32.1%0.302%
5/19/2026Western Wealth Management LLC21,432$629K0.0%+16.5%0.029%
5/18/2026Royal Bank of Canada793,978$23.31M0.0%+25.1%1.061%
5/15/2026 Gateway Wealth Partners LLC109,720$3.22M0.1%N/A0.147%
5/14/2026 CLG LLC9,077$267K0.1%+15.9%0.012%
5/14/2026Sei Investments Co.977,455$28.70M0.0%+30.2%1.307%
5/13/2026 Cetera Investment Advisers1,520,291$44.64M0.0%+30.0%2.032%
5/8/2026 Summit Global Investments6,912$203K0.0%N/A0.009%
5/7/2026 Florida Financial Advisors LLC10,674$313K0.1%N/A0.014%
5/7/2026 Beta Wealth Group Inc.58,683$1.72M0.7%-2.8%0.078%
5/6/2026 Assetmark Inc.890,379$26.14M0.1%+18.5%1.190%
5/6/2026 Independent Financial Group LLC101,103$2.97M0.1%N/A0.135%
5/6/2026 Frazier Financial Advisors LLC28,591$839K0.5%+15.5%0.038%
5/5/2026 D.A. Davidson & CO.59,616$1.75M0.0%+101.2%0.080%
5/5/2026 Bank of New York Mellon Corp18,232$535K0.0%N/A0.024%
5/5/2026 Sanctuary Advisors LLC13,142$386K0.0%N/A0.018%
5/5/2026 Sterling Investment Advisors Ltd.12,920$379K0.1%N/A0.017%
5/5/2026 Sigma Planning Corp117,049$3.44M0.1%+123.4%0.156%
5/4/2026 HBW Advisory Services LLC15,147$445K0.0%+17.1%0.020%
5/4/2026 NWF Advisory Services Inc.73,623$2.16M0.2%+8.7%0.098%
5/2/2026 Diversify Wealth Management LLC28,000$871K0.0%N/A0.037%
5/2/2026 Valmark Advisers Inc.208,654$6.13M0.1%+47.2%0.279%
5/1/2026 Fifth Third Bancorp8,758$257K0.0%N/A0.012%
5/1/2026 Sovran Advisors LLC24,365$770K0.1%+2.2%0.033%
4/30/2026 Kestra Advisory Services LLC913,227$26.81M0.1%+1.6%1.221%
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4/29/2026 Richmond Investment Services LLC32,020$940K0.2%N/A0.043%
4/28/2026 Compton Financial Group LLC195,976$5.75M1.3%+2,528.4%0.262%
4/28/2026 Stephens Inc. AR396,342$11.64M0.1%-8.6%0.544%
4/28/2026 Koshinski Asset Management Inc.44,070$1.29M0.1%+24.7%0.060%
4/28/2026 Latitude Advisors LLC33,818$993K0.5%+25.9%0.046%
4/27/2026World Investment Advisors77,140$2.27M0.0%+51.6%0.106%
4/27/2026 Private Advisor Group LLC90,217$2.65M0.0%+74.2%0.124%
4/27/2026 Trademark Financial Management LLC51,685$1.52M0.7%+180.6%0.071%
4/25/2026 Royal Harbor Partners LLC174,194$5.11M1.7%N/A0.241%
4/25/2026 NavPoint Financial Inc.102,614$3.01M1.2%+35.9%0.142%
4/24/2026 Root Financial Partners LLC4,935$145K0.0%N/A0.007%
4/24/2026 Essex Financial Services Inc.108,398$3.18M0.2%+16.5%0.150%
4/24/2026Merited Wealth LLC50,370$1.48M1.2%-1.8%0.070%
4/24/2026 Harbor Investment Advisory LLC2,886$85K0.0%+20.0%0.004%
4/23/2026 Summit Investment Advisory Services LLC22,284$654K0.2%+169.9%0.031%
4/23/2026 Apollon Wealth Management LLC15,423$453K0.0%N/A0.021%
4/22/2026 Trilogy Capital Inc.9,261$272K0.0%N/A0.013%
4/21/2026 Main Line Retirement Advisors LLC523,944$15.38M7.7%+0.5%0.741%
4/20/2026 Kestra Private Wealth Services LLC27,551$809K0.0%+99.0%0.039%
4/20/2026 RFG Advisory LLC40,306$1.18M0.0%+4.4%0.057%
4/18/2026 Richards Merrill & Peterson Inc.21,290$625K0.2%+58.4%0.030%
4/17/2026 Trinity Wealth Management LLC27,901$819K0.3%+18.4%0.040%
4/16/2026 Balboa Wealth Partners15,805$464K0.1%+4.6%0.022%
4/16/2026 Founders Financial Securities LLC52,974$1.63M0.1%+92.9%0.076%
4/15/2026 Nations Financial Group Inc. IA ADV23,230$682K0.0%+2.0%0.034%
3/23/2026 J. Derek Lewis & Associates Inc.170,927$4.93M1.2%N/A0.365%
3/17/2026 Rockefeller Capital Management L.P.64,725$1.87M0.0%N/A0.138%
3/13/2026World Investment Advisors50,882$1.47M0.0%+76.0%0.109%
3/10/2026 Advisortrust Partners LLC7,500$216K0.1%N/A0.016%
3/3/2026 NWF Advisory Services Inc.67,756$1.95M0.2%+22.6%0.145%
2/18/2026 NewEdge Advisors LLC675,728$19.49M0.1%+20.1%1.444%
2/18/2026 BNB Wealth Management LLC119,097$3.44M2.2%N/A0.254%
2/17/2026 Cetera Investment Advisers1,169,463$33.73M0.0%+25.1%2.499%
2/17/2026Equitable Holdings Inc.27,359$789K0.0%+269.1%0.058%
2/17/2026Osaic Holdings Inc.1,534,907$44.27M0.1%+90.7%3.280%
2/17/2026 Captrust Financial Advisors1,035,503$29.86M0.1%+3.8%2.213%
2/17/2026&PARTNERS334,182$9.63M0.1%+88.2%0.714%
2/17/2026Royal Bank of Canada634,791$18.31M0.0%+122.9%1.356%
2/16/2026 Venture Visionary Partners LLC49,981$1.44M0.0%+171.3%0.107%
2/16/2026 MML Investors Services LLC853,145$24.61M0.1%+18.4%1.823%
2/16/2026 Mariner LLC53,643$1.55M0.0%+24.0%0.115%
2/16/2026 Beta Wealth Group Inc.60,364$1.74M0.7%-0.7%0.129%
2/13/2026 Kestra Advisory Services LLC898,412$25.91M0.1%+2,797.0%1.920%
2/13/2026Transamerica Financial Advisors LLC8,843$255K0.0%+83.8%0.019%
2/13/2026 Stifel Financial Corp889,748$25.66M0.0%+47.0%1.901%
2/13/2026 Smartleaf Asset Management LLC143,345$4.18M0.2%+13.4%0.306%
2/13/2026Advyzon Investment Management LLC19,915$574K0.1%N/A0.043%
2/13/2026 Alchemi Wealth LLC35,915$1.04M0.6%N/A0.077%
2/13/2026Wells Fargo & Company MN1,588,268$45.81M0.0%+349.4%3.394%
2/12/2026Jane Street Group LLC29,251$844K0.0%+286.9%0.063%
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2/12/2026HRT Financial LP12,053$347K0.0%-40.2%0.026%
2/12/2026Orion Porfolio Solutions LLC235,612$6.80M0.0%+8.6%0.503%
2/12/2026 Commonwealth Equity Services LLC920,118$26.54M0.0%+27.3%1.966%
2/12/2026 Wedbush Securities Inc.7,640$220K0.0%+5.0%0.016%
2/12/2026 Principal Securities Inc.90,860$2.62M0.0%+27.2%0.194%
2/12/2026 Forge Financial Services LLC26,684$770K0.3%N/A0.057%
2/11/2026 GWN Securities Inc.8,939$258K0.1%N/A0.019%
2/11/2026 Janney Montgomery Scott LLC386,967$11.16M0.0%+45.3%0.827%
2/11/2026 Capital Analysts LLC1,361$39K0.0%+1,083.5%0.003%
2/11/2026 LPL Financial LLC2,955,064$85.22M0.0%+48.7%6.314%


CGMM Institutional Ownership - Frequently Asked Questions

During the previous two years, 176 institutional investors and hedge funds held shares of Capital Group U.S. Small and Mid Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($147.77M), LPL Financial LLC ($85.22M), Wells Fargo & Company MN ($45.81M), Cetera Investment Advisers ($44.64M), Osaic Holdings Inc. ($44.27M), Merit Financial Group LLC ($39.24M), and Captrust Financial Advisors ($29.86M).Learn more on Capital Group U.S. Small and Mid Cap ETF's institutional investors.

Of the 172 institutional investors that purchased Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($5.20M), Merit Financial Group LLC ($1.32M), Wells Fargo & Company MN ($1.23M), Osaic Holdings Inc. ($1.11M), Captrust Financial Advisors ($1.00M), LPL Financial LLC ($967.84K), and Assetmark Inc. ($890.38K).

Institutional investors have bought a total of 22,483,880 shares in the last 24 months. This purchase volume represents approximately $644.62M in transactions.

Of the 12 institutional investors that sold Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Beta Wealth Group Inc. ($209.14K), Capital International Investors ($153.28K), Stephens Inc. AR ($81.55K), Kingsview Wealth Management LLC ($21.71K), HRT Financial LP ($8.11K), Wise Wealth Partners ($8.04K), and Cary Street Partners Financial LLC ($3.55K).

Institutional investors have sold a total of 491,431 shares in the last 24 months. This volume of shares sold represents approximately $14.05M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:CGMM is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/10/2026. New 13F filings are added each quarter as they're published.
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