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Capital Group U.S. Small and Mid Cap ETF (CGMM) Institutional Ownership

$31.13 +0.17 (+0.55%)
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Institutional Ownership Changes (13F Filings) for Capital Group U.S. Small and Mid Cap ETF (NYSEARCA:CGMM)

Number of
Institutional Buyers
(last 12 months)
176
Total
Institutional Inflows
(last 12 months)
$697.13M
Number of
Institutional Sellers
(last 12 months)
13
Total
Institutional Outflows
(last 12 months)
$19.06M
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CGMM Institutional Buying and Selling by Quarter

Capital Group U.S. Small and Mid Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026Envestnet Portfolio Solutions Inc.137,808$4.54M0.0%+16.5%0.140%
9/23/2026Envestnet Asset Management Inc.10,481,145$345.56M0.1%+14.9%10.652%
9/9/2026Capital Analysts LLC45,195$1.49M0.0%+148.9%0.046%
9/9/2026Integrated Wealth Concepts LLC14,840$489K0.0%+52.9%0.015%
9/9/2026RFG Advisory LLC44,150$1.46M0.0%+9.5%0.045%
9/9/2026NewEdge Advisors LLC824,209$27.17M0.1%+10.9%0.838%
9/9/2026IFP Advisors Inc5,377$177K0.0%+100.3%0.005%
9/9/2026Baird Financial Group Inc.509,926$16.81M0.0%+438.4%0.518%
9/8/2026Waverly Advisors LLC44,821$1.48M0.0%N/A0.046%
9/2/2026Citadel Advisors LLC17,902$590K0.0%+73.0%0.018%
8/23/2026Ameritas Advisory Services LLC19,566$645K0.0%+24.2%0.020%
8/23/2026Kintra Wealth LLC47,672$1.61M0.1%+407.1%0.048%
8/22/2026Hopwood Nicholas Hunter74,531$2.46M0.7%N/A0.076%
8/22/2026NWF Advisory Services Inc.80,560$2.66M0.2%+9.4%0.082%
8/22/2026Concurrent Investment Advisors LLC165,625$5.46M0.0%-47.9%0.168%
8/21/2026High Net Worth Advisory Group LLC6,359$210K0.0%N/A0.006%
8/21/2026Continuum Advisory LLC3,728$123K0.0%N/A0.004%
8/20/2026Wedbush Securities Inc.709,887$28.27M0.7%+9,617.8%0.721%
7/10/2026KWB Wealth379,650$12.52M1.1%N/A0.403%
7/10/2026A&I Financial Services LLC83,521$2.75M1.2%+14.3%0.089%
7/9/2026Wealth Science Advisors LLC130,103$4.29M1.9%+39.5%0.138%
7/8/2026Thurston Springer Miller Herd & Titak Inc.5,814$192K0.1%+16.2%0.006%
7/8/2026First Heartland Consultants Inc.12,794$422K0.0%+27.0%0.014%
7/8/2026Lincoln Capital LLC10,206$336K0.1%N/A0.011%
7/7/2026Trinity Wealth Management LLC28,578$942K0.3%+2.4%0.031%
7/7/2026Dynamic Advisor Solutions LLC48,005$1.58M0.0%+1.5%0.051%
7/7/2026Harbor Investment Advisory LLC5,598$185K0.0%+94.0%0.006%
7/6/2026Private Client Services LLC7,959$262K0.1%N/A0.009%
7/6/2026Trilogy Capital Inc.12,263$404K0.0%+32.4%0.013%
6/18/2026Western Wealth Management LLC21,432$629K0.0%+16.5%0.029%
6/3/2026NewEdge Advisors LLC743,518$21.83M0.1%+10.0%0.994%
5/27/2026Security Financial Services INC.38,149$1.12M0.2%+16.5%0.051%
5/22/2026WNY Asset Management LLC15,293$449K0.0%N/A0.020%
5/21/2026J. Derek Lewis & Associates Inc.225,804$6.66M1.5%+32.1%0.302%
5/19/2026Western Wealth Management LLC21,432$629K0.0%+16.5%0.029%
5/18/2026Royal Bank of Canada793,978$23.31M0.0%+25.1%1.061%
5/15/2026Gateway Wealth Partners LLC109,720$3.22M0.1%N/A0.147%
5/14/2026CLG LLC9,077$267K0.1%+15.9%0.012%
5/14/2026Sei Investments Co.977,455$28.70M0.0%+30.2%1.307%
5/13/2026Cetera Investment Advisers1,520,291$44.64M0.0%+30.0%2.032%
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5/8/2026Summit Global Investments6,912$203K0.0%N/A0.009%
5/7/2026Florida Financial Advisors LLC10,674$313K0.1%N/A0.014%
5/7/2026Beta Wealth Group Inc.58,683$1.72M0.7%-2.8%0.078%
5/6/2026Assetmark Inc.890,379$26.14M0.1%+18.5%1.190%
5/6/2026Independent Financial Group LLC101,103$2.97M0.1%N/A0.135%
5/6/2026Frazier Financial Advisors LLC28,591$839K0.5%+15.5%0.038%
5/5/2026D.A. Davidson & CO.59,616$1.75M0.0%+101.2%0.080%
5/5/2026Bank of New York Mellon Corp18,232$535K0.0%N/A0.024%
5/5/2026Sanctuary Advisors LLC13,142$386K0.0%N/A0.018%
5/5/2026Sterling Investment Advisors Ltd.12,920$379K0.1%N/A0.017%
5/5/2026Sigma Planning Corp117,049$3.44M0.1%+123.4%0.156%
5/4/2026HBW Advisory Services LLC15,147$445K0.0%+17.1%0.020%
5/4/2026NWF Advisory Services Inc.73,623$2.16M0.2%+8.7%0.098%
5/2/2026Diversify Wealth Management LLC28,000$871K0.0%N/A0.037%
5/2/2026Valmark Advisers Inc.208,654$6.13M0.1%+47.2%0.279%
5/1/2026Fifth Third Bancorp8,758$257K0.0%N/A0.012%
5/1/2026Sovran Advisors LLC24,365$770K0.1%+2.2%0.033%
4/30/2026Kestra Advisory Services LLC913,227$26.81M0.1%+1.6%1.221%
4/29/2026Richmond Investment Services LLC32,020$940K0.2%N/A0.043%
4/28/2026Compton Financial Group LLC195,976$5.75M1.3%+2,528.4%0.262%
4/28/2026Stephens Inc. AR396,342$11.64M0.1%-8.6%0.544%
4/28/2026Koshinski Asset Management Inc.44,070$1.29M0.1%+24.7%0.060%
4/28/2026Latitude Advisors LLC33,818$993K0.5%+25.9%0.046%
4/27/2026World Investment Advisors77,140$2.27M0.0%+51.6%0.106%
4/27/2026Private Advisor Group LLC90,217$2.65M0.0%+74.2%0.124%
4/27/2026Trademark Financial Management LLC51,685$1.52M0.7%+180.6%0.071%
4/25/2026Royal Harbor Partners LLC174,194$5.11M1.7%N/A0.241%
4/25/2026NavPoint Financial Inc.102,614$3.01M1.2%+35.9%0.142%
4/24/2026Root Financial Partners LLC4,935$145K0.0%N/A0.007%
4/24/2026Essex Financial Services Inc.108,398$3.18M0.2%+16.5%0.150%
4/24/2026Merited Wealth LLC50,370$1.48M1.2%-1.8%0.070%
4/24/2026Harbor Investment Advisory LLC2,886$85K0.0%+20.0%0.004%
4/23/2026Summit Investment Advisory Services LLC22,284$654K0.2%+169.9%0.031%
4/23/2026Apollon Wealth Management LLC15,423$453K0.0%N/A0.021%
4/22/2026Trilogy Capital Inc.9,261$272K0.0%N/A0.013%
4/21/2026Main Line Retirement Advisors LLC523,944$15.38M7.7%+0.5%0.741%
4/20/2026Kestra Private Wealth Services LLC27,551$809K0.0%+99.0%0.039%
4/20/2026RFG Advisory LLC40,306$1.18M0.0%+4.4%0.057%
4/18/2026Richards Merrill & Peterson Inc.21,290$625K0.2%+58.4%0.030%
4/17/2026Trinity Wealth Management LLC27,901$819K0.3%+18.4%0.040%
4/16/2026Balboa Wealth Partners15,805$464K0.1%+4.6%0.022%
4/16/2026Founders Financial Securities LLC52,974$1.63M0.1%+92.9%0.076%
4/15/2026Nations Financial Group Inc. IA ADV23,230$682K0.0%+2.0%0.034%
3/23/2026J. Derek Lewis & Associates Inc.170,927$4.93M1.2%N/A0.365%
3/17/2026Rockefeller Capital Management L.P.64,725$1.87M0.0%N/A0.138%
3/13/2026World Investment Advisors50,882$1.47M0.0%+76.0%0.109%
3/10/2026Advisortrust Partners LLC7,500$216K0.1%N/A0.016%
3/3/2026NWF Advisory Services Inc.67,756$1.95M0.2%+22.6%0.145%
2/18/2026NewEdge Advisors LLC675,728$19.49M0.1%+20.1%1.444%
2/18/2026BNB Wealth Management LLC119,097$3.44M2.2%N/A0.254%
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2/17/2026Cetera Investment Advisers1,169,463$33.73M0.0%+25.1%2.499%
2/17/2026Equitable Holdings Inc.27,359$789K0.0%+269.1%0.058%
2/17/2026Osaic Holdings Inc.1,534,907$44.27M0.1%+90.7%3.280%
2/17/2026Captrust Financial Advisors1,035,503$29.86M0.1%+3.8%2.213%
2/17/2026&PARTNERS334,182$9.63M0.1%+88.2%0.714%
2/17/2026Royal Bank of Canada634,791$18.31M0.0%+122.9%1.356%
2/16/2026Venture Visionary Partners LLC49,981$1.44M0.0%+171.3%0.107%
2/16/2026MML Investors Services LLC853,145$24.61M0.1%+18.4%1.823%
2/16/2026Mariner LLC53,643$1.55M0.0%+24.0%0.115%
2/16/2026Beta Wealth Group Inc.60,364$1.74M0.7%-0.7%0.129%


CGMM Institutional Ownership - Frequently Asked Questions

During the previous two years, 183 institutional investors and hedge funds held shares of Capital Group U.S. Small and Mid Cap ETF. The most heavily invested institutionals were Envestnet Asset Management Inc. ($345.56M), LPL Financial LLC ($85.22M), Wells Fargo & Company MN ($45.81M), Cetera Investment Advisers ($44.64M), Osaic Holdings Inc. ($44.27M), Merit Financial Group LLC ($39.24M), and Captrust Financial Advisors ($29.86M).Learn more on Capital Group U.S. Small and Mid Cap ETF's institutional investors.

Of the 180 institutional investors that purchased Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Envestnet Asset Management Inc. ($6.57M), Merit Financial Group LLC ($1.32M), Wells Fargo & Company MN ($1.23M), Osaic Holdings Inc. ($1.11M), Captrust Financial Advisors ($1.00M), LPL Financial LLC ($967.84K), and Assetmark Inc. ($890.38K).

Institutional investors have bought a total of 23,802,052 shares in the last 24 months. This purchase volume represents approximately $697.13M in transactions.

Of the 13 institutional investors that sold Capital Group U.S. Small and Mid Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Beta Wealth Group Inc. ($209.14K), Capital International Investors ($153.28K), Concurrent Investment Advisors LLC ($152.04K), Stephens Inc. AR ($81.55K), Kingsview Wealth Management LLC ($21.71K), HRT Financial LP ($8.11K), and Wise Wealth Partners ($8.04K).

Institutional investors have sold a total of 643,467 shares in the last 24 months. This volume of shares sold represents approximately $19.06M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:CGMM is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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