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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$19.02 +0.03 (+0.16%)
Closing price 09/5/2025 04:10 PM Eastern
Extended Trading
$19.00 -0.02 (-0.08%)
As of 09/5/2025 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
99
Total
Institutional Inflows
(last 12 months)
$268.77M
Number of
Institutional Sellers
(last 12 months)
43
Total
Institutional Outflows
(last 12 months)
$97.46M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.78,543$1.49M0.0%+4.8%0.119%
9/2/2025 FSC Wealth Advisors LLC17,675$335K0.2%N/A0.027%
8/27/2025 Orion Porfolio Solutions LLC16,616$315K0.0%-4.9%0.025%
8/15/2025 Smartleaf Asset Management LLC60,010$1.14M0.1%-15.2%0.091%
8/15/2025 Orion Porfolio Solutions LLC16,616$315K0.0%-4.9%0.025%
8/15/2025 MML Investors Services LLC38,426$729K0.0%N/A0.058%
8/15/2025 Benjamin Edwards Inc.693,069$13.15M0.2%-12.0%1.054%
8/15/2025 BTG Pactual Asset Management US LLC28,025$532K0.1%+8.7%0.043%
8/15/2025 Bank of America Corp DE10,222,023$193.91M0.0%+10.8%15.547%
8/14/2025 Raymond James Financial Inc.1,532,641$29.07M0.0%-17.8%2.331%
8/14/2025 Dearborn Partners LLC84,284$1.60M0.1%-19.1%0.128%
8/14/2025 NewEdge Advisors LLC158,682$3.01M0.0%+4.6%0.241%
8/14/2025 Cerity Partners LLC78,346$1.49M0.0%-29.7%0.119%
8/13/2025 Baird Financial Group Inc.292,424$5.55M0.0%-0.5%0.445%
8/13/2025 Willis Johnson & Associates Inc.102,645$1.95M0.1%-7.8%0.156%
8/12/2025 J.W. Cole Advisors Inc.136,786$2.60M0.1%+0.8%0.208%
8/12/2025 FourThought Financial Partners LLC56,278$1.07M0.1%+11.9%0.086%
8/12/2025 Financial Advocates Investment Management19,965$379K0.0%N/A0.030%
8/12/2025 Laurel Wealth Advisors LLC3,510$67K0.0%+1,797.3%0.005%
8/12/2025 Steward Partners Investment Advisory LLC2,577$49K0.0%+92.3%0.004%
8/12/2025 Insigneo Advisory Services LLC35,434$672K0.1%N/A0.054%
8/12/2025 JPMorgan Chase & Co.77,295$1.47M0.0%+3,031.9%0.118%
8/11/2025 FSC Wealth Advisors LLC17,675$335K0.2%N/A0.027%
8/11/2025 MainStreet Investment Advisors LLC131,041$2.49M0.3%-0.7%0.199%
8/8/2025 Rockefeller Capital Management L.P.117,383$2.23M0.0%+5.8%0.179%
8/8/2025 Creative Planning138,387$2.63M0.0%N/A0.210%
8/8/2025 Investment Partners LTD.99,541$1.89M0.7%-21.6%0.151%
8/8/2025 Everett Harris & Co. CA23,500$446K0.0%N/A0.036%
8/7/2025 Cascade Financial Partners LLC17,399$330K0.0%N/A0.026%
8/7/2025 Ibex Wealth Advisors95,623$1.81M0.2%+2.3%0.145%
8/6/2025 Bensler LLC582,078$11.04M1.2%+11.7%0.885%
8/5/2025 Lifeworks Advisors LLC73,375$1.39M0.2%-4.0%0.112%
8/4/2025 Assetmark Inc.2,390$45K0.0%N/A0.004%
8/1/2025 Envestnet Asset Management Inc.403,476$7.65M0.0%+59.7%0.614%
7/31/2025 Whipplewood Advisors LLC19,583$371K0.2%+2,697.6%0.030%
7/30/2025 Meadow Creek Wealth Advisors LLC130,435$2.47M1.7%+14.7%0.198%
7/29/2025 Stephens Inc. AR20,417$387K0.0%N/A0.031%
7/29/2025 Private Trust Co. NA6,094$116K0.0%+78.5%0.009%
7/28/2025 IFC Advisors LLC2,819,142$53.48M10.0%+1.5%4.288%
7/28/2025 Axxcess Wealth Management LLC13,602$258K0.0%-12.0%0.021%
7/23/2025 Tyche Wealth Partners LLC408,148$7.74M1.6%-32.5%0.621%
7/22/2025 Wealthcare Advisory Partners LLC44,543$845K0.0%+2.5%0.068%
7/22/2025 Berger Financial Group Inc425,217$8.07M0.5%+5.6%0.647%
7/21/2025 Mirae Asset Global Investments Co. Ltd.102,829$1.95M0.0%+58.7%0.156%
7/21/2025 Mechanics Financial Corp36,694$696K0.3%+23.5%0.056%
7/21/2025 Cliftonlarsonallen Wealth Advisors LLC43,885$832K0.0%N/A0.067%
7/18/2025 Rogco LP380,684$7.22M2.7%+1.4%0.579%
7/18/2025 Truist Financial Corp56,237$1.07M0.0%+3.5%0.086%
7/17/2025 LexAurum Advisors LLC34,488$654K0.1%+22.2%0.053%
7/17/2025 KWB Wealth209,390$3.92M0.4%N/A0.320%
7/15/2025 GSB Wealth Management LLC224,275$4.26M1.0%+16.1%0.343%
7/14/2025 U.S. Capital Wealth Advisors LLC36,157$686K0.0%-10.0%0.055%
7/14/2025 Flagstar Advisors Inc.78,578$1.49M0.4%+1.2%0.120%
7/11/2025 Grant Private Wealth Management Inc11,159$212K0.1%N/A0.017%
7/11/2025 Pinnacle Bancorp Inc.6,135$116K0.0%+48.9%0.009%
7/10/2025 Wealth Enhancement Advisory Services LLC1,213,739$22.95M0.0%-1.6%1.856%
7/9/2025 Fiduciary Alliance LLC103,095$1.96M0.1%+18.6%0.158%
7/9/2025 MassMutual Private Wealth & Trust FSB129,186$2.45M0.1%-2.9%0.198%
7/8/2025 Ehrlich Financial Group16,597$315K0.2%+12.8%0.026%
7/7/2025 First Citizens Financial Corp50,847$965K0.5%-3.7%0.078%
5/19/2025 Jane Street Group LLC114,087$2.13M0.0%+136.4%0.183%
5/16/2025 Permanens Capital L.P.1,380,931$25.82M4.7%N/A2.217%
5/16/2025 NewEdge Advisors LLC151,736$2.84M0.0%+9.1%0.244%
5/15/2025 Royal Bank of Canada3,094,950$57.88M0.0%+5.5%4.968%
5/15/2025 Baird Financial Group Inc.293,854$5.50M0.0%-2.4%0.472%
5/15/2025 Activest Wealth Management39,555$740K0.2%-28.8%0.063%
5/14/2025 Comerica Bank84,864$1.59M0.0%+12.6%0.136%
5/14/2025 Smartleaf Asset Management LLC70,734$1.32M0.1%+28.4%0.114%
5/14/2025 Kestra Advisory Services LLC161,797$3.03M0.0%+196.0%0.260%
5/13/2025 Raymond James Financial Inc.1,863,989$34.86M0.0%+5.9%2.992%
5/12/2025 Berger Financial Group Inc402,626$7.53M0.5%+12.9%0.646%
5/12/2025 Benjamin Edwards Inc.787,811$14.73M0.2%+2.8%1.265%
5/9/2025 AXS Investments LLC292,799$5.48M1.5%N/A0.470%
5/8/2025 Coastal Bridge Advisors LLC25,663$480K0.1%+33.6%0.041%
5/8/2025 Dearborn Partners LLC104,148$1.95M0.1%-3.7%0.167%
5/7/2025 LPL Financial LLC2,109,257$39.44M0.0%+17.4%3.386%
5/7/2025 FourThought Financial Partners LLC50,311$941K0.1%+3.4%0.081%
5/6/2025 Lifeworks Advisors LLC76,422$1.43M0.2%N/A0.123%
5/6/2025 Flynn Zito Capital Management LLC118,106$2.21M1.0%-59.9%0.191%
5/5/2025 J.W. Cole Advisors Inc.135,658$2.54M0.1%+6.5%0.219%
5/5/2025 IFP Advisors Inc19,540$365K0.0%+106.1%0.032%
5/5/2025 Private Advisor Group LLC212,829$3.98M0.0%-38.8%0.344%
5/2/2025 Mechanics Financial Corp29,718$556K0.3%+5.4%0.048%
5/1/2025 Asset Dedication LLC1,780$33K0.0%N/A0.003%
5/1/2025 Platform Technology Partners11,000$206K0.1%N/A0.018%
5/1/2025Grant GrossMendelsohn LLC34,241$633K0.4%N/A0.055%
5/1/2025 IFC Advisors LLC2,777,729$51.94M10.8%+17.6%4.484%
4/30/2025 Cerity Partners LLC111,422$2.08M0.0%+2.3%0.180%
4/30/2025 MainStreet Investment Advisors LLC131,937$2.47M0.4%-7.6%0.213%
4/30/2025 Rogco LP375,315$7.02M2.8%+6.7%0.606%
4/30/2025 Axxcess Wealth Management LLC15,456$289K0.0%N/A0.025%
4/30/2025 Principal Securities Inc.220,868$4.11M0.1%+0.8%0.357%
4/30/2025 Investment Partners LTD.126,908$2.37M1.0%-7.5%0.205%
4/29/2025 U.S. Capital Wealth Advisors LLC40,160$751K0.0%+3.9%0.065%
4/29/2025 Envestnet Asset Management Inc.252,635$4.72M0.0%+15.5%0.408%
4/29/2025 Bank of New York Mellon Corp40,072$749K0.0%+2.3%0.065%
4/29/2025 Capital Investment Advisory Services LLC58,303$1.09M0.1%+79.2%0.094%
4/28/2025 Principal Financial Group Inc.230,176$4.30M0.0%+17.4%0.372%
4/28/2025 Private Trust Co. NA3,414$64K0.0%-18.9%0.006%
4/28/2025Pinnacle Financial Partners Inc30,272$566K0.0%-21.0%0.049%
(Data available from 1/1/2016 forward)

PREF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PREF shares?

During the previous two years, 133 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($193.91M), UBS Group AG ($120.07M), Royal Bank of Canada ($57.88M), Wells Fargo & Company MN ($56.76M), IFC Advisors LLC ($53.48M), LPL Financial LLC ($39.44M), and Raymond James Financial Inc. ($29.07M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Which institutional investors have been buying Principal Spectrum Preferred Securities Active ETF's stock?

Of the 123 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.62M), Bank of America Corp DE ($1.89M), Berger Financial Group Inc ($1.49M), Permanens Capital L.P. ($1.38M), Royal Bank of Canada ($1.35M), UBS Group AG ($1.18M), and Raymond James & Associates ($976.47K).

How much institutional buying is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have bought a total of 14,369,692 shares in the last 24 months. This purchase volume represents approximately $268.77M in transactions.

Which of Principal Spectrum Preferred Securities Active ETF's major shareholders have been selling company stock?

Of the 43 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($1.93M), Pallas Capital Advisors LLC ($1.38M), Raymond James Financial Inc. ($331.35K), Principal Securities Inc. ($225.84K), Tyche Wealth Partners LLC ($205.59K), Flynn Zito Capital Management LLC ($183.91K), and Wealth Enhancement Advisory Services LLC ($171.86K).

How much institutional selling is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have sold a total of 5,203,386 shares in the last 24 months. This volume of shares sold represents approximately $97.46M in transactions.


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This page (NYSEARCA:PREF) was last updated on 9/8/2025 by MarketBeat.com Staff
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