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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$19.06 +0.02 (+0.08%)
As of 10:40 AM Eastern
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
99
Total
Institutional Inflows
(last 12 months)
$268.58M
Number of
Institutional Sellers
(last 12 months)
43
Total
Institutional Outflows
(last 12 months)
$97.46M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025Osaic Holdings Inc.78,543$1.49M0.0%+4.8%0.119%
9/2/2025FSC Wealth Advisors LLC17,675$335K0.2%N/A0.027%
8/27/2025Orion Porfolio Solutions LLC16,616$315K0.0%-4.9%0.025%
8/15/2025Smartleaf Asset Management LLC60,010$1.14M0.1%-15.2%0.091%
8/15/2025Orion Porfolio Solutions LLC16,616$315K0.0%-4.9%0.025%
8/15/2025MML Investors Services LLC38,426$729K0.0%N/A0.058%
8/15/2025Benjamin Edwards Inc.693,069$13.15M0.2%-12.0%1.054%
8/15/2025BTG Pactual Asset Management US LLC28,025$532K0.1%+8.7%0.043%
8/15/2025Bank of America Corp DE10,222,023$193.91M0.0%+10.8%15.547%
8/14/2025Raymond James Financial Inc.1,532,641$29.07M0.0%-17.8%2.331%
8/14/2025Dearborn Partners LLC84,284$1.60M0.1%-19.1%0.128%
8/14/2025NewEdge Advisors LLC158,682$3.01M0.0%+4.6%0.241%
8/14/2025Cerity Partners LLC78,346$1.49M0.0%-29.7%0.119%
8/13/2025Baird Financial Group Inc.292,424$5.55M0.0%-0.5%0.445%
8/13/2025Willis Johnson & Associates Inc.102,645$1.95M0.1%-7.8%0.156%
8/12/2025J.W. Cole Advisors Inc.136,786$2.60M0.1%+0.8%0.208%
8/12/2025FourThought Financial Partners LLC56,278$1.07M0.1%+11.9%0.086%
8/12/2025Financial Advocates Investment Management19,965$379K0.0%N/A0.030%
8/12/2025Laurel Wealth Advisors LLC3,510$67K0.0%+1,797.3%0.005%
8/12/2025Steward Partners Investment Advisory LLC2,577$49K0.0%+92.3%0.004%
8/12/2025Insigneo Advisory Services LLC35,434$672K0.1%N/A0.054%
8/12/2025JPMorgan Chase & Co.77,295$1.47M0.0%+3,031.9%0.118%
8/11/2025FSC Wealth Advisors LLC17,675$335K0.2%N/A0.027%
8/11/2025MainStreet Investment Advisors LLC131,041$2.49M0.3%-0.7%0.199%
8/8/2025Rockefeller Capital Management L.P.117,383$2.23M0.0%+5.8%0.179%
8/8/2025Creative Planning138,387$2.63M0.0%N/A0.210%
8/8/2025Investment Partners LTD.99,541$1.89M0.7%-21.6%0.151%
8/8/2025Everett Harris & Co. CA23,500$446K0.0%N/A0.036%
8/7/2025Cascade Financial Partners LLC17,399$330K0.0%N/A0.026%
8/7/2025Ibex Wealth Advisors95,623$1.81M0.2%+2.3%0.145%
8/6/2025Bensler LLC582,078$11.04M1.2%+11.7%0.885%
8/5/2025Lifeworks Advisors LLC73,375$1.39M0.2%-4.0%0.112%
8/4/2025Assetmark Inc.2,390$45K0.0%N/A0.004%
8/1/2025Envestnet Asset Management Inc.403,476$7.65M0.0%+59.7%0.614%
7/31/2025Whipplewood Advisors LLC19,583$371K0.2%+2,697.6%0.030%
7/30/2025Meadow Creek Wealth Advisors LLC130,435$2.47M1.7%+14.7%0.198%
7/29/2025Stephens Inc. AR20,417$387K0.0%N/A0.031%
7/29/2025Private Trust Co. NA6,094$116K0.0%+78.5%0.009%
7/28/2025IFC Advisors LLC2,819,142$53.48M10.0%+1.5%4.288%
7/28/2025Axxcess Wealth Management LLC13,602$258K0.0%-12.0%0.021%
7/23/2025Tyche Wealth Partners LLC408,148$7.74M1.6%-32.5%0.621%
7/22/2025Wealthcare Advisory Partners LLC44,543$845K0.0%+2.5%0.068%
7/22/2025Berger Financial Group Inc425,217$8.07M0.5%+5.6%0.647%
7/21/2025Mirae Asset Global Investments Co. Ltd.102,829$1.95M0.0%+58.7%0.156%
7/21/2025Mechanics Financial Corp36,694$696K0.3%+23.5%0.056%
7/21/2025Cliftonlarsonallen Wealth Advisors LLC43,885$832K0.0%N/A0.067%
7/18/2025Rogco LP380,684$7.22M2.7%+1.4%0.579%
7/18/2025Truist Financial Corp56,237$1.07M0.0%+3.5%0.086%
7/17/2025LexAurum Advisors LLC34,488$654K0.1%+22.2%0.053%
7/17/2025KWB Wealth209,390$3.92M0.4%N/A0.320%
7/15/2025GSB Wealth Management LLC224,275$4.26M1.0%+16.1%0.343%
7/14/2025U.S. Capital Wealth Advisors LLC36,157$686K0.0%-10.0%0.055%
7/14/2025Flagstar Advisors Inc.78,578$1.49M0.4%+1.2%0.120%
7/11/2025Grant Private Wealth Management Inc11,159$212K0.1%N/A0.017%
7/11/2025Pinnacle Bancorp Inc.6,135$116K0.0%+48.9%0.009%
7/10/2025Wealth Enhancement Advisory Services LLC1,213,739$22.95M0.0%-1.6%1.856%
7/9/2025Fiduciary Alliance LLC103,095$1.96M0.1%+18.6%0.158%
7/9/2025MassMutual Private Wealth & Trust FSB129,186$2.45M0.1%-2.9%0.198%
7/8/2025Ehrlich Financial Group16,597$315K0.2%+12.8%0.026%
7/7/2025First Citizens Financial Corp50,847$965K0.5%-3.7%0.078%
5/19/2025Jane Street Group LLC114,087$2.13M0.0%+136.4%0.183%
5/16/2025Permanens Capital L.P.1,380,931$25.82M4.7%N/A2.217%
5/16/2025NewEdge Advisors LLC151,736$2.84M0.0%+9.1%0.244%
5/15/2025Royal Bank of Canada3,094,950$57.88M0.0%+5.5%4.968%
5/15/2025Baird Financial Group Inc.293,854$5.50M0.0%-2.4%0.472%
5/15/2025Activest Wealth Management39,555$740K0.2%-28.8%0.063%
5/14/2025Comerica Bank84,864$1.59M0.0%+12.6%0.136%
5/14/2025Smartleaf Asset Management LLC70,734$1.32M0.1%+28.4%0.114%
5/14/2025Kestra Advisory Services LLC161,797$3.03M0.0%+196.0%0.260%
5/13/2025Raymond James Financial Inc.1,863,989$34.86M0.0%+5.9%2.992%
5/12/2025Berger Financial Group Inc402,626$7.53M0.5%+12.9%0.646%
5/12/2025Benjamin Edwards Inc.787,811$14.73M0.2%+2.8%1.265%
5/9/2025AXS Investments LLC292,799$5.48M1.5%N/A0.470%
5/8/2025Coastal Bridge Advisors LLC25,663$480K0.1%+33.6%0.041%
5/8/2025Dearborn Partners LLC104,148$1.95M0.1%-3.7%0.167%
5/7/2025LPL Financial LLC2,109,257$39.44M0.0%+17.4%3.386%
5/7/2025FourThought Financial Partners LLC50,311$941K0.1%+3.4%0.081%
5/6/2025Lifeworks Advisors LLC76,422$1.43M0.2%N/A0.123%
5/6/2025Flynn Zito Capital Management LLC118,106$2.21M1.0%-59.9%0.191%
5/5/2025J.W. Cole Advisors Inc.135,658$2.54M0.1%+6.5%0.219%
5/5/2025IFP Advisors Inc19,540$365K0.0%+106.1%0.032%
5/5/2025Private Advisor Group LLC212,829$3.98M0.0%-38.8%0.344%
5/2/2025Mechanics Financial Corp29,718$556K0.3%+5.4%0.048%
5/1/2025Asset Dedication LLC1,780$33K0.0%N/A0.003%
5/1/2025Platform Technology Partners11,000$206K0.1%N/A0.018%
5/1/2025Grant GrossMendelsohn LLC34,241$633K0.4%N/A0.055%
5/1/2025IFC Advisors LLC2,777,729$51.94M10.8%+17.6%4.484%
4/30/2025Cerity Partners LLC111,422$2.08M0.0%+2.3%0.180%
4/30/2025MainStreet Investment Advisors LLC131,937$2.47M0.4%-7.6%0.213%
4/30/2025Rogco LP375,315$7.02M2.8%+6.7%0.606%
4/30/2025Axxcess Wealth Management LLC15,456$289K0.0%N/A0.025%
4/30/2025Principal Securities Inc.220,868$4.11M0.1%+0.8%0.357%
4/30/2025Investment Partners LTD.126,908$2.37M1.0%-7.5%0.205%
4/29/2025U.S. Capital Wealth Advisors LLC40,160$751K0.0%+3.9%0.065%
4/29/2025Envestnet Asset Management Inc.252,635$4.72M0.0%+15.5%0.408%
4/29/2025Bank of New York Mellon Corp40,072$749K0.0%+2.3%0.065%
4/29/2025Capital Investment Advisory Services LLC58,303$1.09M0.1%+79.2%0.094%
4/28/2025Principal Financial Group Inc.230,176$4.30M0.0%+17.4%0.372%
4/28/2025Private Trust Co. NA3,414$64K0.0%-18.9%0.006%
4/28/2025Pinnacle Financial Partners Inc30,272$566K0.0%-21.0%0.049%
(Data available from 1/1/2016 forward)

PREF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PREF shares?

During the previous two years, 133 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($193.91M), UBS Group AG ($120.07M), Royal Bank of Canada ($57.88M), Wells Fargo & Company MN ($56.76M), IFC Advisors LLC ($53.48M), LPL Financial LLC ($39.44M), and Raymond James Financial Inc. ($29.07M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Which institutional investors have been buying Principal Spectrum Preferred Securities Active ETF's stock?

Of the 123 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.62M), Bank of America Corp DE ($1.89M), Berger Financial Group Inc ($1.49M), Permanens Capital L.P. ($1.38M), Royal Bank of Canada ($1.35M), UBS Group AG ($1.18M), and Raymond James & Associates ($976.47K).

How much institutional buying is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have bought a total of 14,359,684 shares in the last 24 months. This purchase volume represents approximately $268.58M in transactions.

Which of Principal Spectrum Preferred Securities Active ETF's major shareholders have been selling company stock?

Of the 43 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($1.93M), Pallas Capital Advisors LLC ($1.38M), Raymond James Financial Inc. ($331.35K), Principal Securities Inc. ($225.84K), Tyche Wealth Partners LLC ($205.59K), Flynn Zito Capital Management LLC ($183.91K), and Wealth Enhancement Advisory Services LLC ($171.86K).

How much institutional selling is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have sold a total of 5,203,386 shares in the last 24 months. This volume of shares sold represents approximately $97.46M in transactions.


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This page (NYSEARCA:PREF) was last updated on 10/2/2025 by MarketBeat.com Staff
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