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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.91 0.00 (0.00%)
As of 07/3/2025 05:00 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
88
Total
Institutional Inflows
(last 12 months)
$239.90M
Number of
Institutional Sellers
(last 12 months)
37
Total
Institutional Outflows
(last 12 months)
$88.36M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025Jane Street Group LLC114,087$2.13M0.0%+136.4%0.183%
5/16/2025Permanens Capital L.P.1,380,931$25.82M4.7%N/A2.217%
5/16/2025NewEdge Advisors LLC151,736$2.84M0.0%+9.1%0.244%
5/15/2025Royal Bank of Canada3,094,950$57.88M0.0%+5.5%4.968%
5/15/2025Baird Financial Group Inc.293,854$5.50M0.0%-2.4%0.472%
5/15/2025Activest Wealth Management39,555$740K0.2%-28.8%0.063%
5/14/2025Comerica Bank84,864$1.59M0.0%+12.6%0.136%
5/14/2025Smartleaf Asset Management LLC70,734$1.32M0.1%+28.4%0.114%
5/14/2025Kestra Advisory Services LLC161,797$3.03M0.0%+196.0%0.260%
5/13/2025Raymond James Financial Inc.1,863,989$34.86M0.0%+5.9%2.992%
5/12/2025Berger Financial Group Inc402,626$7.53M0.5%+12.9%0.646%
5/12/2025Benjamin Edwards Inc.787,811$14.73M0.2%+2.8%1.265%
5/9/2025AXS Investments LLC292,799$5.48M1.5%N/A0.470%
5/8/2025Coastal Bridge Advisors LLC25,663$480K0.1%+33.6%0.041%
5/8/2025Dearborn Partners LLC104,148$1.95M0.1%-3.7%0.167%
5/7/2025LPL Financial LLC2,109,257$39.44M0.0%+17.4%3.386%
5/7/2025FourThought Financial Partners LLC50,311$941K0.1%+3.4%0.081%
5/6/2025Lifeworks Advisors LLC76,422$1.43M0.2%N/A0.123%
5/6/2025Flynn Zito Capital Management LLC118,106$2.21M1.0%-59.9%0.191%
5/5/2025J.W. Cole Advisors Inc.135,658$2.54M0.1%+6.5%0.219%
5/5/2025IFP Advisors Inc19,540$365K0.0%+106.1%0.032%
5/5/2025Private Advisor Group LLC212,829$3.98M0.0%-38.8%0.344%
5/2/2025Mechanics Financial Corp29,718$556K0.3%+5.4%0.048%
5/1/2025Asset Dedication LLC1,780$33K0.0%N/A0.003%
5/1/2025Platform Technology Partners11,000$206K0.1%N/A0.018%
5/1/2025Grant GrossMendelsohn LLC34,241$633K0.4%N/A0.055%
5/1/2025IFC Advisors LLC2,777,729$51.94M10.8%+17.6%4.484%
4/30/2025Cerity Partners LLC111,422$2.08M0.0%+2.3%0.180%
4/30/2025MainStreet Investment Advisors LLC131,937$2.47M0.4%-7.6%0.213%
4/30/2025Rogco LP375,315$7.02M2.8%+6.7%0.606%
4/30/2025Axxcess Wealth Management LLC15,456$289K0.0%N/A0.025%
4/30/2025Principal Securities Inc.220,868$4.11M0.1%+0.8%0.357%
4/30/2025Investment Partners LTD.126,908$2.37M1.0%-7.5%0.205%
4/29/2025U.S. Capital Wealth Advisors LLC40,160$751K0.0%+3.9%0.065%
4/29/2025Envestnet Asset Management Inc.252,635$4.72M0.0%+15.5%0.408%
4/29/2025Bank of New York Mellon Corp40,072$749K0.0%+2.3%0.065%
4/29/2025Capital Investment Advisory Services LLC58,303$1.09M0.1%+79.2%0.094%
4/28/2025Principal Financial Group Inc.230,176$4.30M0.0%+17.4%0.372%
4/28/2025Private Trust Co. NA3,414$64K0.0%-18.9%0.006%
4/28/2025Pinnacle Financial Partners Inc30,272$566K0.0%-21.0%0.049%
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4/28/2025Meadow Creek Wealth Advisors LLC113,673$2.13M1.6%+7.3%0.183%
4/28/2025DAVENPORT & Co LLC12,253$229K0.0%N/A0.020%
4/24/2025Cornerstone Advisors Asset Management LLC481,665$8.92M1.8%+7.4%0.778%
4/24/2025Mirae Asset Global Investments Co. Ltd.64,810$1.21M0.0%-26.8%0.105%
4/23/2025Wealth Management Resources Inc.11,497$215K0.1%N/A0.019%
4/23/2025Tyche Wealth Partners LLC604,771$11.31M2.4%+1.7%0.976%
4/22/2025XML Financial LLC18,516$346K0.0%-3.9%0.030%
4/22/2025Cambridge Investment Research Advisors Inc.20,653$386K0.0%+3.3%0.033%
4/22/2025Advisor Resource Council38,700$724K0.1%N/A0.062%
4/21/2025PSI Advisors LLC254,234$4.75M1.5%+16.9%0.410%
4/18/2025GSB Wealth Management LLC193,168$3.61M0.9%+193.6%0.312%
4/16/2025Wealth Enhancement Advisory Services LLC1,233,237$23.06M0.0%+5.2%1.991%
4/16/2025Bensler LLC521,227$9.75M1.2%+19.5%0.841%
4/15/2025Ibex Wealth Advisors93,464$1.75M0.2%-6.7%0.151%
4/15/2025Wealthcare Advisory Partners LLC43,442$812K0.0%+20.9%0.070%
4/14/2025Farther Finance Advisors LLC14,289$266K0.0%-44.4%0.023%
4/14/2025LexAurum Advisors LLC28,218$528K0.1%+17.9%0.046%
4/9/2025Flagstar Advisors Inc.77,664$1.45M0.4%+8.4%0.126%
4/9/2025Fiduciary Alliance LLC86,962$1.63M0.2%+1.3%0.141%
4/1/2025MassMutual Private Wealth & Trust FSB133,072$2.49M0.1%-5.5%0.216%
3/17/2025Wealth Enhancement Advisory Services LLC1,172,413$21.82M0.0%+2.6%1.964%
2/20/2025Griffith & Werner Inc.10,940$204K0.1%N/A0.023%
2/18/2025Delta Investment Management LLC78,860$1.47M0.3%+3.4%0.164%
2/17/2025Willis Johnson & Associates Inc.115,994$2.16M0.2%-6.5%0.241%
2/17/2025Royal Bank of Canada2,934,200$54.61M0.0%+68.4%6.088%
2/17/2025MainStreet Investment Advisors LLC142,746$2.66M0.4%+31.0%0.296%
2/17/2025Coastal Bridge Advisors LLC19,214$358K0.1%N/A0.040%
2/17/2025Baird Financial Group Inc.301,042$5.60M0.0%-0.5%0.625%
2/17/2025Bank of America Corp DE8,900,444$165.64M0.0%+11.3%18.466%
2/17/2025Benjamin Edwards Inc.766,581$14.27M0.2%+3.0%1.590%
2/14/2025South Plains Financial Inc.11,578$215K0.2%N/A0.024%
2/14/2025Jane Street Group LLC48,264$898K0.0%-18.9%0.100%
2/14/2025Comerica Bank75,362$1.40M0.0%+35.9%0.156%
2/14/2025Berger Financial Group Inc356,724$6.64M0.5%+9.6%0.740%
2/14/2025Stifel Financial Corp97,855$1.82M0.0%-7.1%0.203%
2/13/2025NewEdge Advisors LLC139,079$2.59M0.0%+52.2%0.289%
2/13/2025Mariner LLC355,460$6.62M0.0%+6.1%0.737%
2/13/2025Rockefeller Capital Management L.P.95,423$1.78M0.0%+1.5%0.198%
2/13/2025Argent Trust Co40,305$750K0.0%-21.6%0.084%
2/13/2025Raymond James Financial Inc.1,760,104$32.76M0.0%N/A3.652%
2/13/2025Cerity Partners LLC108,922$2.03M0.0%+4.5%0.226%
2/13/2025Envestnet Asset Management Inc.218,761$4.07M0.0%-14.6%0.454%
2/13/2025Wells Fargo & Company MN3,049,746$56.76M0.0%-38.7%6.327%
2/12/2025Mechanics Financial Corp28,193$525K0.2%+2.5%0.058%
2/12/2025Orion Portfolio Solutions LLC68,299$1.27M0.0%+11.3%0.142%
2/12/2025JPMorgan Chase & Co.15,271$284K0.0%-62.7%0.032%
2/11/2025LPL Financial LLC1,797,114$33.44M0.0%+8.4%3.728%
2/10/2025Commonwealth Equity Services LLC303,319$5.65M0.0%-1.6%0.629%
2/10/2025Farther Finance Advisors LLC25,700$478K0.0%-8.0%0.053%
2/7/2025Independent Advisor Alliance23,335$434K0.0%N/A0.048%
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2/6/2025Raymond James Financial Inc.1,760,104$32.76M0.0%N/A3.652%
2/5/2025Smartleaf Asset Management LLC55,109$1.03M0.1%+22.0%0.114%
2/5/2025Heritage Wealth Management Inc.25,300$471K0.2%N/A0.052%
2/5/2025Jacobi Capital Management LLC17,511$326K0.0%-13.6%0.036%
2/5/2025Private Trust Co. NA4,212$78K0.0%-43.9%0.009%
2/5/2025Flynn Zito Capital Management LLC294,458$5.48M2.5%-2.5%0.611%
2/5/2025Whipplewood Advisors LLC20,112$374K0.2%N/A0.042%
2/4/2025Bank of New York Mellon Corp39,172$729K0.0%+6.3%0.081%
2/4/2025W.G. Shaheen & Associates DBA Whitney & Co16,500$307K0.0%+17.9%0.034%
2/4/2025IFP Advisors Inc9,483$176K0.0%+496.8%0.020%
(Data available from 1/1/2016 forward)

PREF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PREF shares?

During the previous two years, 122 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($165.64M), UBS Group AG ($120.07M), Royal Bank of Canada ($57.88M), Wells Fargo & Company MN ($56.76M), IFC Advisors LLC ($51.94M), LPL Financial LLC ($39.44M), and Raymond James Financial Inc. ($34.86M).Learn more on Principal Spectrum Preferred Securities Active ETF's institutional investors.

Which institutional investors have been buying Principal Spectrum Preferred Securities Active ETF's stock?

Of the 112 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.62M), Berger Financial Group Inc ($1.46M), Permanens Capital L.P. ($1.38M), Royal Bank of Canada ($1.35M), UBS Group AG ($1.18M), Raymond James & Associates ($976.47K), and Bank of America Corp DE ($901.58K).

How much institutional buying is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have bought a total of 12,872,392 shares in the last 24 months. This purchase volume represents approximately $239.90M in transactions.

Which of Principal Spectrum Preferred Securities Active ETF's major shareholders have been selling company stock?

Of the 37 institutional investors that sold Principal Spectrum Preferred Securities Active ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($1.93M), Pallas Capital Advisors LLC ($1.38M), Principal Securities Inc. ($225.84K), Flynn Zito Capital Management LLC ($183.91K), Truist Financial Corp ($183.06K), Wealth Enhancement Advisory Services LLC ($152.37K), and Private Advisor Group LLC ($142.08K).

How much institutional selling is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have sold a total of 4,735,234 shares in the last 24 months. This volume of shares sold represents approximately $88.36M in transactions.


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This page (NYSEARCA:PREF) was last updated on 7/4/2025 by MarketBeat.com Staff
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