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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.48 0.00 (0.00%)
As of 05/2/2025 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
83
Total
Institutional Inflows
(last 12 months)
$191.82M
Number of
Institutional Sellers
(last 12 months)
37
Total
Institutional Outflows
(last 12 months)
$83.15M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/2/2025Mechanics Financial Corp29,718$556K0.3%+5.4%0.048%
5/1/2025 Asset Dedication LLC1,780$33K0.0%N/A0.003%
5/1/2025 Platform Technology Partners11,000$206K0.1%N/A0.018%
5/1/2025 Grant GrossMendelsohn LLC34,241$633K0.4%N/A0.055%
5/1/2025 IFC Advisors LLC2,777,729$51.94M10.8%+17.6%4.484%
4/30/2025 Cerity Partners LLC111,422$2.08M0.0%+2.3%0.180%
4/30/2025 MainStreet Investment Advisors LLC131,937$2.47M0.4%-7.6%0.213%
4/30/2025 Rogco LP375,315$7.02M2.8%+6.7%0.606%
4/30/2025 Axxcess Wealth Management LLC15,456$289K0.0%N/A0.025%
4/30/2025 Principal Securities Inc.220,868$4.11M0.1%+0.8%0.357%
4/30/2025 Investment Partners LTD.126,908$2.37M1.0%-7.5%0.205%
4/29/2025 U.S. Capital Wealth Advisors LLC40,160$751K0.0%+3.9%0.065%
4/29/2025 Envestnet Asset Management Inc.252,635$4.72M0.0%+15.5%0.408%
4/29/2025 Bank of New York Mellon Corp40,072$749K0.0%+2.3%0.065%
4/29/2025 Capital Investment Advisory Services LLC58,303$1.09M0.1%+79.2%0.094%
4/28/2025 Principal Financial Group Inc.230,176$4.30M0.0%+17.4%0.372%
4/28/2025 Private Trust Co. NA3,414$64K0.0%-18.9%0.006%
4/28/2025 Pinnacle Financial Partners Inc30,272$566K0.0%-21.0%0.049%
4/28/2025 Meadow Creek Wealth Advisors LLC113,673$2.13M1.6%+7.3%0.183%
4/28/2025 DAVENPORT & Co LLC12,253$229K0.0%N/A0.020%
4/24/2025 Cornerstone Advisors Asset Management LLC481,665$8.92M1.8%+7.4%0.778%
4/24/2025 Mirae Asset Global Investments Co. Ltd.64,810$1.21M0.0%-26.8%0.105%
4/23/2025 Wealth Management Resources Inc.11,497$215K0.1%N/A0.019%
4/23/2025 Tyche Wealth Partners LLC604,771$11.31M2.4%+1.7%0.976%
4/22/2025 XML Financial LLC18,516$346K0.0%-3.9%0.030%
4/22/2025 Cambridge Investment Research Advisors Inc.20,653$386K0.0%+3.3%0.033%
4/22/2025 Advisor Resource Council38,700$724K0.1%N/A0.062%
4/21/2025 PSI Advisors LLC254,234$4.75M1.5%+16.9%0.410%
4/18/2025 GSB Wealth Management LLC193,168$3.61M0.9%+193.6%0.312%
4/16/2025 Wealth Enhancement Advisory Services LLC1,233,237$23.06M0.0%+5.2%1.991%
4/16/2025 Bensler LLC521,227$9.75M1.2%+19.5%0.841%
4/15/2025 Ibex Wealth Advisors93,464$1.75M0.2%-6.7%0.151%
4/15/2025 Wealthcare Advisory Partners LLC43,442$812K0.0%+20.9%0.070%
4/14/2025 Farther Finance Advisors LLC14,289$266K0.0%-44.4%0.023%
4/14/2025 LexAurum Advisors LLC28,218$528K0.1%+17.9%0.046%
4/9/2025 Flagstar Advisors Inc.77,664$1.45M0.4%+8.4%0.126%
4/9/2025 Fiduciary Alliance LLC86,962$1.63M0.2%+1.3%0.141%
4/1/2025 MassMutual Private Wealth & Trust FSB133,072$2.49M0.1%-5.5%0.216%
3/17/2025 Wealth Enhancement Advisory Services LLC1,172,413$21.82M0.0%+2.6%1.964%
2/20/2025 Griffith & Werner Inc.10,940$204K0.1%N/A0.023%
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2/18/2025Delta Investment Management LLC78,860$1.47M0.3%+3.4%0.164%
2/17/2025Willis Johnson & Associates Inc.115,994$2.16M0.2%-6.5%0.241%
2/17/2025Royal Bank of Canada2,934,200$54.61M0.0%+68.4%6.088%
2/17/2025 MainStreet Investment Advisors LLC142,746$2.66M0.4%+31.0%0.296%
2/17/2025Coastal Bridge Advisors LLC19,214$358K0.1%N/A0.040%
2/17/2025Baird Financial Group Inc.301,042$5.60M0.0%-0.5%0.625%
2/17/2025Bank of America Corp DE8,900,444$165.64M0.0%+11.3%18.466%
2/17/2025Benjamin Edwards Inc.766,581$14.27M0.2%+3.0%1.590%
2/14/2025South Plains Financial Inc.11,578$215K0.2%N/A0.024%
2/14/2025Jane Street Group LLC48,264$898K0.0%-18.9%0.100%
2/14/2025Comerica Bank75,362$1.40M0.0%+35.9%0.156%
2/14/2025Berger Financial Group Inc356,724$6.64M0.5%+9.6%0.740%
2/14/2025Stifel Financial Corp97,855$1.82M0.0%-7.1%0.203%
2/13/2025NewEdge Advisors LLC139,079$2.59M0.0%+52.2%0.289%
2/13/2025Mariner LLC355,460$6.62M0.0%+6.1%0.737%
2/13/2025Rockefeller Capital Management L.P.95,423$1.78M0.0%+1.5%0.198%
2/13/2025Argent Trust Co40,305$750K0.0%-21.6%0.084%
2/13/2025Raymond James Financial Inc.1,760,104$32.76M0.0%N/A3.652%
2/13/2025 Cerity Partners LLC108,922$2.03M0.0%+4.5%0.226%
2/13/2025 Envestnet Asset Management Inc.218,761$4.07M0.0%-14.6%0.454%
2/13/2025Wells Fargo & Company MN3,049,746$56.76M0.0%-38.7%6.327%
2/12/2025Mechanics Financial Corp28,193$525K0.2%+2.5%0.058%
2/12/2025Orion Portfolio Solutions LLC68,299$1.27M0.0%+11.3%0.142%
2/12/2025JPMorgan Chase & Co.15,271$284K0.0%-62.7%0.032%
2/11/2025LPL Financial LLC1,797,114$33.44M0.0%+8.4%3.728%
2/10/2025Commonwealth Equity Services LLC303,319$5.65M0.0%-1.6%0.629%
2/10/2025 Farther Finance Advisors LLC25,700$478K0.0%-8.0%0.053%
2/7/2025Independent Advisor Alliance23,335$434K0.0%N/A0.048%
2/6/2025Raymond James Financial Inc.1,760,104$32.76M0.0%N/A3.652%
2/5/2025Smartleaf Asset Management LLC55,109$1.03M0.1%+22.0%0.114%
2/5/2025 Heritage Wealth Management Inc.25,300$471K0.2%N/A0.052%
2/5/2025Jacobi Capital Management LLC17,511$326K0.0%-13.6%0.036%
2/5/2025 Private Trust Co. NA4,212$78K0.0%-43.9%0.009%
2/5/2025Flynn Zito Capital Management LLC294,458$5.48M2.5%-2.5%0.611%
2/5/2025 Whipplewood Advisors LLC20,112$374K0.2%N/A0.042%
2/4/2025 Bank of New York Mellon Corp39,172$729K0.0%+6.3%0.081%
2/4/2025W.G. Shaheen & Associates DBA Whitney & Co16,500$307K0.0%+17.9%0.034%
2/4/2025IFP Advisors Inc9,483$176K0.0%+496.8%0.020%
2/3/2025 Pinnacle Financial Partners Inc38,331$713K0.0%+5.3%0.080%
2/3/2025Private Advisor Group LLC347,912$6.48M0.0%+240.4%0.722%
2/3/2025 Flagstar Advisors Inc.71,655$1.33M0.3%+4.5%0.149%
2/3/2025Laidlaw Wealth Management LLC40,160$747K0.3%+2.7%0.083%
1/31/2025Global Retirement Partners LLC25,184$469K0.0%-41.6%0.052%
1/31/2025 Cornerstone Advisors Asset Management LLC448,319$8.34M1.8%+6.8%0.930%
1/31/2025Bank of Jackson Hole Trust10,100$188K0.1%N/A0.021%
1/31/2025 Truist Financial Corp51,366$956K0.0%-54.7%0.107%
1/31/2025Sanctuary Advisors LLC61,100$1.15M0.0%-3.0%0.127%
1/31/2025 Principal Financial Group Inc.196,035$3.65M0.0%+75.7%0.407%
1/31/2025J.W. Cole Advisors Inc.127,405$2.37M0.1%+4.6%0.264%
1/29/2025 Stonebridge Financial Group LLC8,276$154K0.0%N/A0.017%
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1/28/2025Compass Financial Services Inc6,348$118K0.1%N/A0.013%
1/28/2025 Gilliland Jeter Wealth Management LLC79,132$1.47M0.5%-2.4%0.164%
1/27/2025 Meadow Creek Wealth Advisors LLC105,918$1.97M1.4%+28.4%0.220%
1/27/2025 Tyche Wealth Partners LLC594,931$11.07M2.3%-1.5%1.234%
1/27/2025 Mirae Asset Global Investments Co. Ltd.88,500$1.65M0.0%N/A0.184%
1/24/2025 U.S. Capital Wealth Advisors LLC38,667$720K0.0%N/A0.080%
1/23/2025 Capital Investment Advisory Services LLC32,530$605K0.1%-21.8%0.067%
1/23/2025 Ibex Wealth Advisors100,136$1.86M0.2%N/A0.208%
1/22/2025 Bensler LLC436,330$8.12M1.0%N/A0.905%
1/21/2025 GSB Wealth Management LLC65,795$1.22M0.3%N/A0.137%
(Data available from 1/1/2016 forward)

PREF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PREF shares?

During the previous two years, 120 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($165.64M), UBS Group AG ($120.07M), Wells Fargo & Company MN ($56.76M), Royal Bank of Canada ($54.61M), IFC Advisors LLC ($51.94M), LPL Financial LLC ($33.44M), and Raymond James Financial Inc. ($32.76M).Learn more on PREF's institutional investors.

Which institutional investors have been buying Principal Spectrum Preferred Securities Active ETF stock?

Of the 108 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: UBS Group AG ($5.51M), Raymond James Financial Inc. ($3.52M), Berger Financial Group Inc ($1.42M), Royal Bank of Canada ($1.19M), Raymond James & Associates ($976.47K), Bank of America Corp DE ($901.58K), and Wells Fargo & Company MN ($865.31K).

How much institutional buying is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have bought a total of 22,887,160 shares in the last 24 months. This purchase volume represents approximately $489.24M in transactions.

Which Principal Spectrum Preferred Securities Active ETF major shareholders have been selling company stock?

Of the 56 institutional investors that sold Principal Spectrum Preferred Securities Active ETF stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($1.93M), Pallas Capital Advisors LLC ($1.38M), Cerity Partners LLC ($406.89K), Pitcairn Co. ($394.12K), Raymond James Financial Services Advisors Inc. ($355.09K), Orion Portfolio Solutions LLC ($251.82K), and Truist Financial Corp ($239.39K).

How much institutional selling is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have sold a total of 6,430,840 shares in the last 24 months. This volume of shares sold represents approximately $130.30M in transactions.


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This page (NYSEARCA:PREF) was last updated on 5/3/2025 by MarketBeat.com Staff
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