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Principal Spectrum Preferred Securities Active ETF (PREF) Institutional Ownership

Principal Spectrum Preferred Securities Active ETF logo
$18.66 +0.03 (+0.16%)
As of 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for Principal Spectrum Preferred Securities Active ETF (NYSEARCA:PREF)

Number of
Institutional Buyers
(last 12 months)
88
Total
Institutional Inflows
(last 12 months)
$240.02M
Number of
Institutional Sellers
(last 12 months)
37
Total
Institutional Outflows
(last 12 months)
$88.36M
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PREF Institutional Buying and Selling by Quarter

Principal Spectrum Preferred Securities Active ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/19/2025 Jane Street Group LLC114,087$2.13M0.0%+136.4%0.183%
5/16/2025 Permanens Capital L.P.1,380,931$25.82M4.7%N/A2.217%
5/16/2025 NewEdge Advisors LLC151,736$2.84M0.0%+9.1%0.244%
5/15/2025 Royal Bank of Canada3,094,950$57.88M0.0%+5.5%4.968%
5/15/2025 Baird Financial Group Inc.293,854$5.50M0.0%-2.4%0.472%
5/15/2025 Activest Wealth Management39,555$740K0.2%-28.8%0.063%
5/14/2025 Comerica Bank84,864$1.59M0.0%+12.6%0.136%
5/14/2025 Smartleaf Asset Management LLC70,734$1.32M0.1%+28.4%0.114%
5/14/2025 Kestra Advisory Services LLC161,797$3.03M0.0%+196.0%0.260%
5/13/2025 Raymond James Financial Inc.1,863,989$34.86M0.0%+5.9%2.992%
5/12/2025 Berger Financial Group Inc402,626$7.53M0.5%+12.9%0.646%
5/12/2025 Benjamin Edwards Inc.787,811$14.73M0.2%+2.8%1.265%
5/9/2025 AXS Investments LLC292,799$5.48M1.5%N/A0.470%
5/8/2025 Coastal Bridge Advisors LLC25,663$480K0.1%+33.6%0.041%
5/8/2025 Dearborn Partners LLC104,148$1.95M0.1%-3.7%0.167%
5/7/2025 LPL Financial LLC2,109,257$39.44M0.0%+17.4%3.386%
5/7/2025 FourThought Financial Partners LLC50,311$941K0.1%+3.4%0.081%
5/6/2025 Lifeworks Advisors LLC76,422$1.43M0.2%N/A0.123%
5/6/2025 Flynn Zito Capital Management LLC118,106$2.21M1.0%-59.9%0.191%
5/5/2025 J.W. Cole Advisors Inc.135,658$2.54M0.1%+6.5%0.219%
5/5/2025 IFP Advisors Inc19,540$365K0.0%+106.1%0.032%
5/5/2025 Private Advisor Group LLC212,829$3.98M0.0%-38.8%0.344%
5/2/2025 Mechanics Financial Corp29,718$556K0.3%+5.4%0.048%
5/1/2025 Asset Dedication LLC1,780$33K0.0%N/A0.003%
5/1/2025 Platform Technology Partners11,000$206K0.1%N/A0.018%
5/1/2025 Grant GrossMendelsohn LLC34,241$633K0.4%N/A0.055%
5/1/2025 IFC Advisors LLC2,777,729$51.94M10.8%+17.6%4.484%
4/30/2025 Cerity Partners LLC111,422$2.08M0.0%+2.3%0.180%
4/30/2025 MainStreet Investment Advisors LLC131,937$2.47M0.4%-7.6%0.213%
4/30/2025 Rogco LP375,315$7.02M2.8%+6.7%0.606%
4/30/2025 Axxcess Wealth Management LLC15,456$289K0.0%N/A0.025%
4/30/2025 Principal Securities Inc.220,868$4.11M0.1%+0.8%0.357%
4/30/2025 Investment Partners LTD.126,908$2.37M1.0%-7.5%0.205%
4/29/2025 U.S. Capital Wealth Advisors LLC40,160$751K0.0%+3.9%0.065%
4/29/2025 Envestnet Asset Management Inc.252,635$4.72M0.0%+15.5%0.408%
4/29/2025 Bank of New York Mellon Corp40,072$749K0.0%+2.3%0.065%
4/29/2025 Capital Investment Advisory Services LLC58,303$1.09M0.1%+79.2%0.094%
4/28/2025 Principal Financial Group Inc.230,176$4.30M0.0%+17.4%0.372%
4/28/2025 Private Trust Co. NA3,414$64K0.0%-18.9%0.006%
4/28/2025 Pinnacle Financial Partners Inc30,272$566K0.0%-21.0%0.049%
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4/28/2025 Meadow Creek Wealth Advisors LLC113,673$2.13M1.6%+7.3%0.183%
4/28/2025 DAVENPORT & Co LLC12,253$229K0.0%N/A0.020%
4/24/2025 Cornerstone Advisors Asset Management LLC481,665$8.92M1.8%+7.4%0.778%
4/24/2025 Mirae Asset Global Investments Co. Ltd.64,810$1.21M0.0%-26.8%0.105%
4/23/2025 Wealth Management Resources Inc.11,497$215K0.1%N/A0.019%
4/23/2025 Tyche Wealth Partners LLC604,771$11.31M2.4%+1.7%0.976%
4/22/2025 XML Financial LLC18,516$346K0.0%-3.9%0.030%
4/22/2025 Cambridge Investment Research Advisors Inc.20,653$386K0.0%+3.3%0.033%
4/22/2025 Advisor Resource Council38,700$724K0.1%N/A0.062%
4/21/2025 PSI Advisors LLC254,234$4.75M1.5%+16.9%0.410%
4/18/2025 GSB Wealth Management LLC193,168$3.61M0.9%+193.6%0.312%
4/16/2025 Wealth Enhancement Advisory Services LLC1,233,237$23.06M0.0%+5.2%1.991%
4/16/2025 Bensler LLC521,227$9.75M1.2%+19.5%0.841%
4/15/2025 Ibex Wealth Advisors93,464$1.75M0.2%-6.7%0.151%
4/15/2025 Wealthcare Advisory Partners LLC43,442$812K0.0%+20.9%0.070%
4/14/2025 Farther Finance Advisors LLC14,289$266K0.0%-44.4%0.023%
4/14/2025 LexAurum Advisors LLC28,218$528K0.1%+17.9%0.046%
4/9/2025 Flagstar Advisors Inc.77,664$1.45M0.4%+8.4%0.126%
4/9/2025 Fiduciary Alliance LLC86,962$1.63M0.2%+1.3%0.141%
4/1/2025 MassMutual Private Wealth & Trust FSB133,072$2.49M0.1%-5.5%0.216%
3/17/2025 Wealth Enhancement Advisory Services LLC1,172,413$21.82M0.0%+2.6%1.964%
2/20/2025 Griffith & Werner Inc.10,940$204K0.1%N/A0.023%
2/18/2025 Delta Investment Management LLC78,860$1.47M0.3%+3.4%0.164%
2/17/2025 Willis Johnson & Associates Inc.115,994$2.16M0.2%-6.5%0.241%
2/17/2025 Royal Bank of Canada2,934,200$54.61M0.0%+68.4%6.088%
2/17/2025 MainStreet Investment Advisors LLC142,746$2.66M0.4%+31.0%0.296%
2/17/2025 Coastal Bridge Advisors LLC19,214$358K0.1%N/A0.040%
2/17/2025 Baird Financial Group Inc.301,042$5.60M0.0%-0.5%0.625%
2/17/2025 Bank of America Corp DE8,900,444$165.64M0.0%+11.3%18.466%
2/17/2025 Benjamin Edwards Inc.766,581$14.27M0.2%+3.0%1.590%
2/14/2025 South Plains Financial Inc.11,578$215K0.2%N/A0.024%
2/14/2025 Jane Street Group LLC48,264$898K0.0%-18.9%0.100%
2/14/2025 Comerica Bank75,362$1.40M0.0%+35.9%0.156%
2/14/2025 Berger Financial Group Inc356,724$6.64M0.5%+9.6%0.740%
2/14/2025 Stifel Financial Corp97,855$1.82M0.0%-7.1%0.203%
2/13/2025 NewEdge Advisors LLC139,079$2.59M0.0%+52.2%0.289%
2/13/2025 Mariner LLC355,460$6.62M0.0%+6.1%0.737%
2/13/2025 Rockefeller Capital Management L.P.95,423$1.78M0.0%+1.5%0.198%
2/13/2025 Argent Trust Co40,305$750K0.0%-21.6%0.084%
2/13/2025 Raymond James Financial Inc.1,760,104$32.76M0.0%N/A3.652%
2/13/2025 Cerity Partners LLC108,922$2.03M0.0%+4.5%0.226%
2/13/2025 Envestnet Asset Management Inc.218,761$4.07M0.0%-14.6%0.454%
2/13/2025 Wells Fargo & Company MN3,049,746$56.76M0.0%-38.7%6.327%
2/12/2025 Mechanics Financial Corp28,193$525K0.2%+2.5%0.058%
2/12/2025 Orion Portfolio Solutions LLC68,299$1.27M0.0%+11.3%0.142%
2/12/2025 JPMorgan Chase & Co.15,271$284K0.0%-62.7%0.032%
2/11/2025 LPL Financial LLC1,797,114$33.44M0.0%+8.4%3.728%
2/10/2025 Commonwealth Equity Services LLC303,319$5.65M0.0%-1.6%0.629%
2/10/2025 Farther Finance Advisors LLC25,700$478K0.0%-8.0%0.053%
2/7/2025 Independent Advisor Alliance23,335$434K0.0%N/A0.048%
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2/6/2025 Raymond James Financial Inc.1,760,104$32.76M0.0%N/A3.652%
2/5/2025 Smartleaf Asset Management LLC55,109$1.03M0.1%+22.0%0.114%
2/5/2025 Heritage Wealth Management Inc.25,300$471K0.2%N/A0.052%
2/5/2025Jacobi Capital Management LLC17,511$326K0.0%-13.6%0.036%
2/5/2025 Private Trust Co. NA4,212$78K0.0%-43.9%0.009%
2/5/2025 Flynn Zito Capital Management LLC294,458$5.48M2.5%-2.5%0.611%
2/5/2025 Whipplewood Advisors LLC20,112$374K0.2%N/A0.042%
2/4/2025 Bank of New York Mellon Corp39,172$729K0.0%+6.3%0.081%
2/4/2025 W.G. Shaheen & Associates DBA Whitney & Co16,500$307K0.0%+17.9%0.034%
2/4/2025 IFP Advisors Inc9,483$176K0.0%+496.8%0.020%
(Data available from 1/1/2016 forward)

PREF Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PREF shares?

During the previous two years, 122 institutional investors and hedge funds held shares of Principal Spectrum Preferred Securities Active ETF. The most heavily invested institutionals were Bank of America Corp DE ($165.64M), UBS Group AG ($120.07M), Royal Bank of Canada ($57.88M), Wells Fargo & Company MN ($56.76M), IFC Advisors LLC ($51.94M), LPL Financial LLC ($39.44M), and Raymond James Financial Inc. ($34.86M).Learn more on PREF's institutional investors.

Which institutional investors have been buying Principal Spectrum Preferred Securities Active ETF stock?

Of the 112 institutional investors that purchased Principal Spectrum Preferred Securities Active ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($3.62M), Berger Financial Group Inc ($1.46M), Permanens Capital L.P. ($1.38M), Royal Bank of Canada ($1.35M), UBS Group AG ($1.18M), Raymond James & Associates ($976.47K), and Bank of America Corp DE ($901.58K).

How much institutional buying is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have bought a total of 20,828,367 shares in the last 24 months. This purchase volume represents approximately $379.08M in transactions.

Which Principal Spectrum Preferred Securities Active ETF major shareholders have been selling company stock?

Of the 54 institutional investors that sold Principal Spectrum Preferred Securities Active ETF stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Wells Fargo & Company MN ($1.93M), Pallas Capital Advisors LLC ($1.38M), Raymond James Financial Services Advisors Inc. ($355.09K), Orion Portfolio Solutions LLC ($251.82K), Principal Securities Inc. ($225.84K), Truist Financial Corp ($197.60K), and Flynn Zito Capital Management LLC ($183.91K).

How much institutional selling is happening at Principal Spectrum Preferred Securities Active ETF?

Institutional investors have sold a total of 5,985,580 shares in the last 24 months. This volume of shares sold represents approximately $110.00M in transactions.



This page (NYSEARCA:PREF) was last updated on 5/23/2025 by MarketBeat.com Staff
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